13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,914 holding rows worth $243,356,215,000.
- Accession
- 0000950123-18-002511
- Filer
- CIK 1610520
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 13,779 entries on the cover page, a total value of $243,356,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,355,484,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 15,533 | $372,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 39,500 | $372,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 6,015 | $370,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 28,736 | $370,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 18,343 | $368,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 62,564 | $368,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 50,000 | $368,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 13,932 | $367,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 49,833 | $366,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 16,380 | $366,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 19,903 | $366,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 15,580 | $365,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 49,888 | $365,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 9,385 | $363,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,600 | $361,000 | thousands by filing date | call |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 23,722 | $361,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 43,239 | $361,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 41,189 | $361,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 30,514 | $360,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 8,088 | $359,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 68,705 | $359,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 9,745 | $358,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 38,896 | $358,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 9,283 | $357,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 16,358 | $356,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 23,042 | $355,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 3,812 | $355,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 10,763 | $353,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 179,325 | $353,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,248 | $352,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 19,771 | $352,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 46,227 | $352,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 45,260 | $352,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 9,206 | $352,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 11,202 | $351,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 20,086 | $350,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,141 | $350,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 9,123 | $349,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,884 | $349,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 35,068 | $349,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 8,573 | $348,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 6,286 | $348,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 10,694 | $348,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 17,208 | $346,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 8,690 | $346,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 17,928 | $346,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 8,395 | $346,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 4,191 | $345,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 31,852 | $345,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 15,480 | $344,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 11,143 | $344,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 28,040 | $343,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 6,917 | $343,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 5,556 | $342,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 63,315 | $342,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 20,946 | $341,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 39,800 | $341,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 14,112 | $341,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 12,607 | $340,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 7,048 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,860 | $340,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 10,086 | $340,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 12,225 | $340,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 8,448 | $339,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,000 | $338,000 | thousands by filing date | put |
| PROPETRO HLDG CORP | 74347M108 | COM | 16,765 | $338,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 24,747 | $338,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 28,511 | $337,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 8,526 | $337,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 13,922 | $336,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 8,405 | $335,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 23,732 | $335,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 10,000 | $335,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,000 | $332,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $332,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 11,652 | $332,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 37,438 | $331,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 12,314 | $331,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 27,334 | $330,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 7,941 | $329,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 8,700 | $329,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 7,279 | $329,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 21,873 | $329,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 18,120 | $328,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 14,682 | $327,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 17,841 | $326,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,928 | $326,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 262,743 | $325,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 54,900 | $324,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 21,604 | $324,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 33,183 | $323,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 31,929 | $323,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,700 | $322,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 37,300 | $322,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 48,000 | $321,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 4,000 | $320,000 | thousands by filing date | put |
| ELEVATE CREDIT INC | 28621V101 | COM | 42,557 | $320,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 8,599 | $319,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 21,316 | $319,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 13,420 | $319,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 15,478 | $319,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 14,883 | $317,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 42,772 | $317,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 17,542 | $316,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 34,879 | $314,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 948 | $314,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 10,935 | $313,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 39,800 | $313,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 100,000 | $313,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 16,781 | $312,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,364 | $312,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 31,517 | $312,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 16,289 | $311,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 8,369 | $311,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 36,893 | $310,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 34,948 | $309,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 7,130 | $307,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 23,645 | $307,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 32,712 | $307,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 52,299 | $307,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 20,110 | $306,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 7,026 | $305,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 12,500 | $304,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 28,726 | $304,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,208 | $303,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 54,677 | $303,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 10,620 | $303,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 16,054 | $303,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 45,787 | $303,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 23,632 | $302,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 480 | $302,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 8,527 | $302,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 6,011 | $302,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,027 | $301,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 10,632 | $301,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,020 | $301,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 12,727 | $301,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 3,842 | $301,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 26,011 | $301,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 13,286 | $300,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,818 | $300,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 68,170 | $300,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 16,119 | $300,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,901 | $298,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 32,085 | $298,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 19,169 | $298,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,000 | $297,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 150,000 | $296,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 7,846 | $296,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 24,759 | $296,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 72,147 | $294,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 7,992 | $293,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 5,752 | $293,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 33,755 | $293,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,400 | $293,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 10,806 | $292,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 19,498 | $292,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 24,635 | $291,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 25,618 | $290,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 11,878 | $290,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 900 | $289,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 20,499 | $289,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 10,968 | $289,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 9,222 | $288,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 14,709 | $288,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 8,282 | $286,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,000 | $285,000 | thousands by filing date | put |
| CANCER GENETICS INC. | 13739u104 | COM | 154,460 | $285,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 18,958 | $284,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 17,754 | $284,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,522 | $283,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 44,678 | $283,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 13,008 | $283,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,668 | $282,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 15,000 | $282,000 | thousands by filing date | call |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 21,145 | $282,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 22,139 | $282,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,200 | $281,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 25,445 | $281,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 11,183 | $281,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,386 | $281,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 10,417 | $281,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 23,783 | $280,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 97,313 | $280,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,000 | $279,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 5,016 | $279,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 12,601 | $279,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 7,715 | $279,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,040 | $278,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 15,053 | $278,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 13,644 | $278,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 6,870 | $278,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 22,742 | $277,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 22,597 | $276,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 30,130 | $276,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 8,836 | $276,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,100 | $275,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 20,000 | $275,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 19,786 | $275,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 7,284 | $274,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,970 | $274,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 5,888 | $274,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 35,642 | $273,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 8,929 | $272,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,000 | $272,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 11,537 | $272,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 67,683 | $272,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,800 | $271,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 10,248 | $271,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,111 | $271,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 61,600 | $271,000 | thousands by filing date | call |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,584 | $271,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 23,914 | $270,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 40,000 | $270,000 | thousands by filing date | call |
| REXNORD CORP | 76169B102 | COMMON STOCK | 10,351 | $270,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 21,150 | $270,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 12,104 | $269,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 16,093 | $269,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 5,392 | $269,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 3,041 | $269,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 21,852 | $268,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,100 | $267,000 | thousands by filing date | put |
| SLEEP NUMBER CORP | 83125X103 | COM D | 7,087 | $266,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 9,715 | $266,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 8,270 | $266,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,200 | $265,000 | thousands by filing date | put |
| INTERFACE INC | 458665304 | COM | 10,540 | $265,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,285 | $265,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 8,213 | $264,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 23,051 | $263,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 20,188 | $263,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 7,929 | $262,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 18,141 | $262,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 13,318 | $262,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 12,500 | $261,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 13,467 | $261,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 59,264 | $261,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 63,200 | $261,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 3,000 | $259,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 10,841 | $259,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 21,382 | $259,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 10,628 | $259,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 10,774 | $259,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 5,441 | $258,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 30,876 | $258,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 32,331 | $258,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 10,241 | $258,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 215,185 | $258,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 8,852 | $257,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 10,012 | $257,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 20,310 | $256,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 4,753 | $256,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 5,568 | $256,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 18,313 | $254,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 48,212 | $254,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 7,832 | $252,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 11,941 | $252,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 7,175 | $251,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,107 | $251,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 3,248 | $251,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,624 | $250,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 12,819 | $250,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 6,478 | $250,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,700 | $248,000 | thousands by filing date | put |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,569 | $248,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 16,594 | $248,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 14,424 | $248,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 11,290 | $248,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 6,663 | $247,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 5,094 | $247,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 12,558 | $247,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 4,668 | $246,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 17,000 | $246,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 13,000 | $246,000 | thousands by filing date | call |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 14,148 | $246,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,500 | $245,000 | thousands by filing date | call |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,932 | $245,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 11,251 | $245,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 36,790 | $245,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 5,344 | $244,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,642 | $244,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 23,435 | $243,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 32,544 | $243,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 2,373 | $243,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 10,545 | $242,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 8,692 | $242,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 15,479 | $241,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 15,937 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,730 | $240,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 4,930 | $240,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 11,450 | $240,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 5,945 | $239,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 11,023 | $239,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,634 | $238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 9,805 | $237,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 4,892 | $237,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 5,937 | $237,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 19,379 | $237,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 11,170 | $236,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,624 | $236,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 12,584 | $235,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 9,240 | $235,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,400 | $234,000 | thousands by filing date | call |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 8,666 | $234,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 9,141 | $234,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 66,000 | $234,000 | thousands by filing date | principal |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 5,265 | $233,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 6,633 | $233,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 8,596 | $233,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 6,114 | $233,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 12,944 | $233,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 15,880 | $233,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 7,132 | $233,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,172 | $232,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 20,632 | $232,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 3,883 | $232,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 63,990 | $232,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,333 | $231,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,734 | $231,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 15,721 | $231,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 27,469 | $231,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 12,347 | $231,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 5,544 | $230,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,438 | $230,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 4,202 | $228,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 9,138 | $228,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 10,342 | $226,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 42,600 | $226,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 15,184 | $226,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,000 | $225,000 | thousands by filing date | call |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 16,331 | $225,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 44,361 | $224,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 90,928 | $224,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 15,733 | $224,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 5,139 | $224,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,774 | $223,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,113 | $223,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,300 | $222,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 16,372 | $221,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 49,725 | $221,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 39,306 | $220,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 60,230 | $220,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 15,396 | $219,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 8,104 | $219,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 177,149 | $219,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 8,419 | $218,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,058 | $218,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 28,825 | $217,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 4,100 | $217,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 8,561 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 11,123 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 5,098 | $216,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 53,260 | $216,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 57,683 | $216,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 10,291 | $214,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 4,729 | $214,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 10,526 | $214,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,593 | $213,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 2,664 | $213,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,732 | $212,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,104 | $212,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 25,000 | $211,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 25,000 | $211,000 | thousands by filing date | call |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,647 | $211,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 6,111 | $210,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,515 | $210,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 3,190 | $210,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 36,909 | $210,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 21,562 | $210,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 5,649 | $210,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 7,069 | $210,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,870 | $208,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 54,077 | $208,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 8,828 | $208,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 31,442 | $208,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 6,697 | $207,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 23,284 | $207,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 6,289 | $207,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 9,304 | $207,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 499 | $207,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 2,426 | $207,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 35,667 | $206,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 2,711 | $206,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 13,929 | $205,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 3,576 | $205,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 1,496 | $205,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,387 | $204,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 15,807 | $203,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,050 | $203,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 61,919 | $203,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 8,045 | $203,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 875 | $202,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 22,245 | $202,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,326 | $202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 7,731 | $201,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 11,792 | $201,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 13,824 | $201,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 16,016 | $201,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 5,880 | $201,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,377 | $200,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 5,915 | $200,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 4,748 | $200,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 5,004 | $200,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,513 | $200,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 8,400 | $198,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037107 | COM | 5,534 | $198,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,585 | $197,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,635 | $197,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 13,679 | $197,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 23,439 | $196,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 1,502 | $196,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 15,300 | $196,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 10,176 | $196,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 7,371 | $196,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 17,400 | $196,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,700 | $195,000 | thousands by filing date | call |
| SPROTT FOCUS TR INC | 85208J109 | COM | 24,613 | $195,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 45,000 | $194,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 16,141 | $194,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 2,589 | $194,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 3,831 | $194,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 1,725 | $194,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 27,040 | $194,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 5,326 | $194,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 80,879 | $193,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 95,472 | $193,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 3,281 | $193,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 6,984 | $193,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 45,328 | $193,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 9,396 | $192,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 16,433 | $192,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 12,500 | $191,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 9,305 | $191,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 12,568 | $191,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 52,547 | $191,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 14,047 | $191,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 3,449 | $190,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,100 | $190,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 31,463 | $190,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 8,109 | $190,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 3,690 | $190,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 15,238 | $190,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 7,971 | $190,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,051 | $189,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 7,523 | $189,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 16,534 | $189,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,900 | $188,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 1,800 | $188,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,028 | $188,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 3,872 | $188,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 6,032 | $188,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 16,380 | $188,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 13,111 | $188,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 21,946 | $187,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 18,140 | $187,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 7,498 | $187,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 3,829 | $186,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 15,551 | $186,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 27,160 | $186,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 7,174 | $186,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 31,424 | $186,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 6,667 | $186,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 54,694 | $185,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 4,421 | $185,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 50,000 | $185,000 | thousands by filing date | call |
| CELLECTIS ADS | 15117K103 | COM | 6,329 | $185,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 3,903 | $185,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 43,026 | $185,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 8,791 | $184,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 8,542 | $184,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,400 | $184,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 2,311 | $184,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 21,928 | $183,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 922 | $183,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 8,477 | $183,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 3,463 | $183,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 3,629 | $182,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 7,449 | $182,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 14,245 | $182,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 5,587 | $182,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 6,766 | $182,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F184 | FUND | 4,249 | $182,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 39,625 | $182,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,895 | $181,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 5,404 | $181,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 12,463 | $181,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 16,214 | $181,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 14,245 | $181,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 11,573 | $181,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 4,823 | $181,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 31,609 | $180,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 3,533 | $180,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 13,978 | $180,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 20,410 | $180,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 18,122 | $180,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 2,371 | $179,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,500 | $179,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 26,500 | $179,000 | thousands by filing date | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 7,051 | $178,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 5,448 | $178,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-002511 | this filing | 2018-02-14 | acceptance time not in the bulk data set |