13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,914 holding rows worth $243,356,215,000.
- Accession
- 0000950123-18-002511
- Filer
- CIK 1610520
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 13,779 entries on the cover page, a total value of $243,356,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,355,484,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 287,789 | $2,487,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 27,885 | $2,477,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 70,919 | $2,476,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 234,409 | $2,467,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 341,900 | $2,465,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 180,919 | $2,459,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 55,393 | $2,455,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 122,940 | $2,454,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 122,527 | $2,453,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 161,323 | $2,452,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 89,851 | $2,452,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 164,898 | $2,449,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 70,445 | $2,448,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 50,800 | $2,448,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 36,902 | $2,446,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 140,829 | $2,444,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 80,000 | $2,439,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 77,285 | $2,439,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 129,071 | $2,439,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 39,841 | $2,436,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 35,700 | $2,435,000 | thousands by filing date | put |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 80,502 | $2,435,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 438,942 | $2,427,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 76,705 | $2,426,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 21,214 | $2,417,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 189,028 | $2,414,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 66,745 | $2,412,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 20,236 | $2,409,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 48,600 | $2,407,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 92,557 | $2,406,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 209,241 | $2,406,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 34,383 | $2,405,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 116,191 | $2,405,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 13,251 | $2,401,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 94,400 | $2,398,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 30,000 | $2,396,000 | thousands by filing date | call |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 238,141 | $2,396,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 7,010 | $2,387,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 246,915 | $2,383,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 708,859 | $2,382,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 47,362 | $2,380,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 59,984 | $2,379,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 144,680 | $2,376,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 17,837 | $2,373,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 156,836 | $2,371,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 24,163 | $2,370,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 41,392 | $2,366,000 | thousands by filing date | |
| RH | 74967X103 | COM | 27,432 | $2,365,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 350,952 | $2,365,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 41,041 | $2,358,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 150,581 | $2,358,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 404,066 | $2,352,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 74,452 | $2,352,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 88,729 | $2,351,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 20,289 | $2,351,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 30,000 | $2,346,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 59,325 | $2,344,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 70,610 | $2,341,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 146,478 | $2,332,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,500,000 | $2,330,000 | thousands by filing date | principal |
| EVERTEC INC | 30040P103 | COM | 170,557 | $2,329,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 125,315 | $2,329,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 55,501 | $2,328,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 35,000 | $2,321,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 47,637 | $2,319,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 25,000 | $2,316,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 104,816 | $2,316,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 23,983 | $2,311,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 53,870 | $2,310,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 47,009 | $2,301,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 39,333 | $2,301,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 155,135 | $2,301,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 73,143 | $2,300,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 44,759 | $2,299,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 46,423 | $2,298,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 76,869 | $2,296,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 52,574 | $2,295,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 36,864 | $2,286,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 188,079 | $2,285,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 198,148 | $2,283,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 31,044 | $2,283,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 73,313 | $2,280,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 147,843 | $2,272,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 153,813 | $2,272,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 61,100 | $2,270,000 | thousands by filing date | put |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 32,542 | $2,269,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 51,019 | $2,268,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 175,579 | $2,268,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,150,000 | $2,266,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 156,069 | $2,265,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 126,100 | $2,264,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 36,379 | $2,261,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 68,635 | $2,261,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 29,072 | $2,256,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 100,000 | $2,256,000 | thousands by filing date | put |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 48,228 | $2,254,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 300,000 | $2,250,000 | thousands by filing date | put |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 90,530 | $2,242,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 14,614 | $2,239,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 73,798 | $2,228,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 30,100 | $2,227,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 199,208 | $2,227,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 56,551 | $2,226,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 37,867 | $2,225,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 70,992 | $2,224,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 75,000 | $2,223,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 43,707 | $2,220,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 5,577 | $2,216,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 70,000 | $2,215,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 96,373 | $2,208,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 70,400 | $2,205,000 | thousands by filing date | put |
| SPIRE INC | 84857L101 | COM | 29,297 | $2,202,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 530,125 | $2,200,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 32,348 | $2,197,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 48,242 | $2,188,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 75,000 | $2,187,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 60,000 | $2,182,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 91,819 | $2,180,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 200,000 | $2,180,000 | thousands by filing date | put |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 85,663 | $2,180,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 40,043 | $2,180,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 45,486 | $2,177,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 47,100 | $2,175,000 | thousands by filing date | put |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 41,741 | $2,173,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 163,156 | $2,172,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 116,269 | $2,168,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 71,138 | $2,167,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 42,264 | $2,164,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 67,388 | $2,161,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 282,966 | $2,156,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 74,053 | $2,155,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 88,566 | $2,155,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 151,872 | $2,154,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 82,993 | $2,145,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 35,303 | $2,144,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 16,033 | $2,144,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 346,817 | $2,140,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 14,815 | $2,140,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 49,493 | $2,135,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 24,131 | $2,131,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 20,552 | $2,131,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 75,745 | $2,131,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 25,041 | $2,129,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 25,000 | $2,129,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 99,846 | $2,125,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 32,000 | $2,124,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 62,658 | $2,121,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 655,056 | $2,116,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 50,000 | $2,111,000 | thousands by filing date | put |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 61,552 | $2,105,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 21,661 | $2,100,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 23,835 | $2,100,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 270,000 | $2,098,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 35,251 | $2,092,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 241,990 | $2,091,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 95,307 | $2,082,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 110,274 | $2,082,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 64,567 | $2,082,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 118,515 | $2,082,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 39,302 | $2,075,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 37,409 | $2,070,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,443,735 | $2,065,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 225,899 | $2,062,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 39,494 | $2,060,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 240,816 | $2,059,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 83,480 | $2,054,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 213,195 | $2,053,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 70,560 | $2,053,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 172,580 | $2,052,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 113,936 | $2,051,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 63,900 | $2,044,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 98,633 | $2,043,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 22,500 | $2,042,000 | thousands by filing date | put |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 68,480 | $2,042,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 73,100 | $2,040,000 | thousands by filing date | call |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 170,906 | $2,040,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 30,000 | $2,039,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 144,753 | $2,038,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 86,844 | $2,038,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 145,474 | $2,037,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 743,316 | $2,037,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 86,202 | $2,035,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 27,114 | $2,035,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 171,794 | $2,035,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 104,601 | $2,034,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 73,125 | $2,033,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 181,950 | $2,030,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 38,502 | $2,030,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 13,285 | $2,028,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 73,733 | $2,025,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 60,802 | $2,024,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 7,000 | $2,023,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 859,177 | $2,019,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 53,731 | $2,018,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 64,922 | $2,017,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 102,848 | $2,016,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 30,100 | $2,016,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 23,401 | $2,015,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 92,268 | $2,012,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 87,244 | $2,011,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 62,598 | $2,010,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,191 | $2,002,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 152,183 | $2,000,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 18,700 | $1,999,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 30,200 | $1,992,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 110,100 | $1,990,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642403 | COM PAR | 61,849 | $1,989,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 48,913 | $1,988,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 50,653 | $1,985,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 33,168 | $1,981,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 49,588 | $1,980,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 48,600 | $1,979,000 | thousands by filing date | put |
| CDW CORP COM | 12514G108 | Stock | 28,449 | $1,977,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 130,911 | $1,977,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 154,700 | $1,976,000 | thousands by filing date | put |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 132,285 | $1,974,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 101,722 | $1,971,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 129,220 | $1,971,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 90,942 | $1,969,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 66,208 | $1,969,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 38,080 | $1,967,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 109,604 | $1,967,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 72,706 | $1,966,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 25,358 | $1,965,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 19,316 | $1,962,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 20,800 | $1,957,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 15,000 | $1,956,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 61,100 | $1,956,000 | thousands by filing date | call |
| AVEXIS INC | 05366U100 | COM | 17,628 | $1,951,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 112,800 | $1,949,000 | thousands by filing date | call |
| ABERDEEN INDIA FD INC | 454089103 | COM | 74,583 | $1,948,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 179,955 | $1,944,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 30,631 | $1,943,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 41,393 | $1,942,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 43,200 | $1,937,000 | thousands by filing date | call |
| IDACORP INC | 451107106 | COM | 21,195 | $1,936,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 73,050 | $1,936,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 452,154 | $1,935,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 191,292 | $1,930,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 340,700 | $1,928,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 80,407 | $1,925,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 42,099 | $1,915,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 90,532 | $1,912,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 145,395 | $1,910,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 90,000 | $1,909,000 | thousands by filing date | call |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 192,613 | $1,909,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 12,700 | $1,903,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 691,819 | $1,903,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 70,473 | $1,898,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 111,918 | $1,892,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 75,035 | $1,887,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 31,159 | $1,886,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 54,201 | $1,877,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 49,596 | $1,876,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 70,714 | $1,870,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 64,048 | $1,868,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 41,960 | $1,865,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 67,923 | $1,851,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 50,000 | $1,850,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 98,809 | $1,845,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 116,679 | $1,844,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 272,745 | $1,841,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 27,850 | $1,839,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 183,309 | $1,837,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 41,601 | $1,836,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 40,193 | $1,833,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 23,611 | $1,832,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 59,828 | $1,826,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 206,712 | $1,824,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 132,610 | $1,816,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,280,000 | $1,813,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256B101 | COM | 108,759 | $1,811,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 84,355 | $1,810,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 55,567 | $1,808,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 96,013 | $1,805,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 30,000 | $1,802,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 89,560 | $1,800,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 250,000 | $1,798,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 12,297 | $1,794,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 34,417 | $1,792,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 99,900 | $1,790,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 57,256 | $1,786,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 22,645 | $1,784,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 69,189 | $1,783,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 14,601 | $1,779,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 98,503 | $1,778,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 80,615 | $1,774,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 217,632 | $1,774,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 29,386 | $1,771,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 40,433 | $1,771,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 106,000 | $1,771,000 | thousands by filing date | put |
| Pimco Income Oppty Fund | 72202B100 | COM | 68,305 | $1,770,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 22,641 | $1,769,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 287,424 | $1,768,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 111,401 | $1,766,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 59,200 | $1,765,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 172,896 | $1,764,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 25,346 | $1,764,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 105,600 | $1,764,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 227,132 | $1,761,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 720,958 | $1,759,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 50,000 | $1,758,000 | thousands by filing date | put |
| MGE ENERGY INC | 55277P104 | COM | 27,819 | $1,756,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 49,151 | $1,755,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 45,322 | $1,751,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 117,083 | $1,749,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 103,092 | $1,747,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 19,739 | $1,745,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 43,574 | $1,744,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 138,560 | $1,744,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 29,212 | $1,742,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 52,121 | $1,739,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 35,096 | $1,738,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 32,200 | $1,735,000 | thousands by filing date | put |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 34,376 | $1,735,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 268,475 | $1,735,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 122,100 | $1,734,000 | thousands by filing date | call |
| ETF | 26923A106 | EXCHANGE TRADED | 17,072 | $1,734,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 28,895 | $1,731,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 27,545 | $1,729,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 92,327 | $1,727,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 47,239 | $1,725,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 115,869 | $1,723,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 219,721 | $1,723,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 18,312 | $1,721,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 60,178 | $1,719,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 10,884 | $1,714,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 33,776 | $1,713,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 68,020 | $1,705,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 74,959 | $1,704,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 20,187 | $1,701,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 17,900 | $1,701,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 52,861 | $1,698,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 62,351 | $1,695,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 42,154 | $1,693,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 353,847 | $1,688,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 89,755 | $1,687,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 136,555 | $1,686,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 258,944 | $1,685,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 138,476 | $1,684,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 52,537 | $1,682,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 22,915 | $1,679,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 42,637 | $1,679,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 82,743 | $1,677,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 68,500 | $1,677,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 25,875 | $1,676,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 54,920 | $1,672,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 24,463 | $1,671,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 54,725 | $1,671,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 59,546 | $1,671,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 169,815 | $1,669,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 60,000 | $1,668,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 25,891 | $1,667,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 29,156 | $1,667,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 125,000 | $1,665,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 24,508 | $1,662,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 39,884 | $1,660,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 122,033 | $1,658,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 82,778 | $1,647,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 927,477 | $1,642,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 10,000 | $1,641,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 74,488 | $1,639,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 17,481 | $1,635,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 38,788 | $1,631,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 83,203 | $1,631,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 35,505 | $1,631,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 135,187 | $1,624,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 46,997 | $1,624,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 39,989 | $1,624,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 34,678 | $1,619,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 9,738 | $1,615,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 12,683 | $1,614,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 21,412 | $1,608,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 141,358 | $1,607,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 54,716 | $1,606,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 48,795 | $1,606,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 26,745 | $1,602,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 244,500 | $1,599,000 | thousands by filing date | put |
| IXYS CORP | 46600W106 | COMMON STOCK | 66,749 | $1,599,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 11,200 | $1,598,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 16,423 | $1,598,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 142,992 | $1,597,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 18,092 | $1,596,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 40,537 | $1,593,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 91,418 | $1,592,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 82,738 | $1,591,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 138,250 | $1,590,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 50,000 | $1,590,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 29,996 | $1,589,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 43,743 | $1,588,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 17,367 | $1,587,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 19,184 | $1,578,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 103,569 | $1,577,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 172,531 | $1,576,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 50,852 | $1,574,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 212,131 | $1,572,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 33,244 | $1,570,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 35,700 | $1,569,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 50,000 | $1,566,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 121,125 | $1,566,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 52,668 | $1,563,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 66,276 | $1,562,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 231,100 | $1,562,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 12,085 | $1,561,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 112,137 | $1,561,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 9,200 | $1,559,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 107,178 | $1,559,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 134,666 | $1,558,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 14,213 | $1,557,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 148,911 | $1,553,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 15,417 | $1,553,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 33,946 | $1,552,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 111,375 | $1,549,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 19,216 | $1,547,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 10,000 | $1,547,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 85,500 | $1,545,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 296,447 | $1,544,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 54,502 | $1,540,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 43,075 | $1,539,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 243,907 | $1,536,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 74,444 | $1,533,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 85,949 | $1,530,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 92,244 | $1,524,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 37,021 | $1,522,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 12,200 | $1,520,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 13,523 | $1,519,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 165,461 | $1,519,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 21,985 | $1,517,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 39,614 | $1,516,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 159,410 | $1,515,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 148,954 | $1,515,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 70,123 | $1,514,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 64,872 | $1,510,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 76,762 | $1,509,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 639,353 | $1,509,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 10,988 | $1,505,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 35,811 | $1,503,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 86,132 | $1,500,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 28,300 | $1,499,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 69,241 | $1,497,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 141,482 | $1,490,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 25,000 | $1,489,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,300 | $1,485,000 | thousands by filing date | put |
| COUSINS PROPERTIES INC | 222795106 | COM | 160,557 | $1,485,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,400 | $1,484,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 31,839 | $1,481,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 37,063 | $1,480,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 50,462 | $1,480,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 115,722 | $1,478,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 59,105 | $1,477,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 24,752 | $1,474,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 48,249 | $1,474,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 42,936 | $1,473,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 89,076 | $1,472,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 165,064 | $1,469,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 109,559 | $1,468,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 46,536 | $1,465,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 29,309 | $1,462,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 93,380 | $1,459,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 122,753 | $1,459,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 20,961 | $1,456,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 61,307 | $1,456,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 18,600 | $1,454,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 46,370 | $1,453,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 20,107 | $1,453,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 90,000 | $1,453,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 45,583 | $1,452,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 68,243 | $1,449,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 11,180 | $1,448,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 18,827 | $1,444,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 33,385 | $1,441,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 244,700 | $1,441,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 33,893 | $1,440,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 37,920 | $1,437,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 650,394 | $1,437,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 35,831 | $1,432,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 58,438 | $1,432,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 19,875 | $1,423,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 228,823 | $1,421,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 23,100 | $1,420,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 71,587 | $1,420,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 93,183 | $1,418,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 119,300 | $1,418,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 22,124 | $1,415,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 26,400 | $1,411,000 | thousands by filing date | call |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 99,338 | $1,410,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 61,953 | $1,397,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 148,362 | $1,395,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 583,291 | $1,394,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,092,000 | $1,394,000 | thousands by filing date | principal |
| PRAXAIR INC | 74005P104 | COM | 9,000 | $1,392,000 | thousands by filing date | put |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 95,615 | $1,392,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 85,391 | $1,390,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 170,590 | $1,390,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 61,241 | $1,390,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 19,993 | $1,388,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 28,631 | $1,388,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 673,415 | $1,387,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 23,502 | $1,385,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 31,779 | $1,383,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-002511 | this filing | 2018-02-14 | acceptance time not in the bulk data set |