13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,914 holding rows worth $243,356,215,000.
- Accession
- 0000950123-18-002511
- Filer
- CIK 1610520
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 13,779 entries on the cover page, a total value of $243,356,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,355,484,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 113,707 | $4,302,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 122,626 | $4,298,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 385,100 | $4,297,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 191,401 | $4,291,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 86,400 | $4,283,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 101,190 | $4,281,000 | thousands by filing date | call |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 139,480 | $4,279,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 65,730 | $4,273,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 2,885,000 | $4,273,000 | thousands by filing date | principal |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 172,630 | $4,272,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 307,676 | $4,271,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 54,003 | $4,269,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 490,751 | $4,265,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 970,864 | $4,262,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 132,163 | $4,259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 163,566 | $4,256,000 | thousands by filing date | |
| SCMP 3.25-12/21 | 864909AB2 | Bond 30/360P2 U | 3,500,000 | $4,250,000 | thousands by filing date | principal |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 3,500,000 | $4,250,000 | thousands by filing date | principal |
| HILL ROM HLDGS INC | 431475102 | COM | 50,255 | $4,236,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 250,000 | $4,233,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 57,801 | $4,226,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 102,962 | $4,224,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 57,244 | $4,222,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 38,949 | $4,210,000 | thousands by filing date | |
| RH | 74967X103 | COM | 48,800 | $4,207,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 50,000 | $4,198,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,177 | $4,190,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,135,568 | $4,190,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 41,746 | $4,189,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 47,125 | $4,189,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 71,324 | $4,187,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 98,426 | $4,186,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 179,354 | $4,184,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 65,016 | $4,181,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 49,700 | $4,180,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 187,733 | $4,177,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 146,881 | $4,176,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 311,282 | $4,172,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 59,468 | $4,167,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 288,363 | $4,164,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 117,300 | $4,161,000 | thousands by filing date | put |
| IMPINJ INC | 453204109 | COM | 184,640 | $4,160,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 60,937 | $4,150,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 282,322 | $4,139,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 403,500 | $4,136,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 26,400 | $4,117,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 175,000 | $4,106,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 175,000 | $4,106,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 173,707 | $4,100,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 96,532 | $4,092,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 217,761 | $4,087,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 24,020 | $4,085,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 30,117 | $4,080,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 354,366 | $4,077,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 64,700 | $4,073,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 46,100 | $4,057,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 250,000 | $4,055,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 183,324 | $4,052,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 31,857 | $4,051,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 47,173 | $4,047,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 154,577 | $4,025,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 68,697 | $4,021,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 92,000 | $4,019,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 105,879 | $4,008,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 561,958 | $4,001,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 122,011 | $4,000,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 80,733 | $3,996,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 22,800 | $3,995,000 | thousands by filing date | call |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 228,574 | $3,989,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 74,489 | $3,986,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 31,081 | $3,985,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 316,754 | $3,984,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 47,000 | $3,980,000 | thousands by filing date | call |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 73,049 | $3,978,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 524,705 | $3,972,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 354,994 | $3,966,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 14,623 | $3,965,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000,000 | $3,960,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 23,000 | $3,959,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 142,000 | $3,953,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 55,113 | $3,949,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 189,014 | $3,949,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 67,014 | $3,944,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 73,761 | $3,942,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 78,955 | $3,942,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 77,106 | $3,942,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 158,020 | $3,941,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 98,223 | $3,939,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 43,273 | $3,932,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 80,660 | $3,926,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,278,331 | $3,924,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 88,998 | $3,922,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 77,989 | $3,918,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 518,088 | $3,917,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 116,522 | $3,914,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 43,200 | $3,903,000 | thousands by filing date | call |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 73,129 | $3,899,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 67,274 | $3,896,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 458,210 | $3,896,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 82,300 | $3,896,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 135,997 | $3,891,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 442,264 | $3,889,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 327,500 | $3,881,000 | thousands by filing date | call |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 150,970 | $3,876,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 169,964 | $3,875,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 86,196 | $3,866,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 35,000 | $3,861,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 117,822 | $3,861,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 37,300 | $3,859,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 111,100 | $3,855,000 | thousands by filing date | put |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 19,204 | $3,855,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 47,300 | $3,850,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 138,922 | $3,833,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 128,647 | $3,825,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 352,902 | $3,822,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 242,589 | $3,802,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 51,187 | $3,800,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 95,936 | $3,799,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 299,108 | $3,796,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 112,267 | $3,796,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 201,956 | $3,788,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 77,425 | $3,786,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 144,036 | $3,783,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 240,945 | $3,783,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 721,591 | $3,781,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 162,855 | $3,778,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 270,187 | $3,767,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 150,928 | $3,766,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 121,458 | $3,758,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 266,636 | $3,754,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 227,931 | $3,751,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 30,782 | $3,748,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 95,188 | $3,745,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 94,084 | $3,743,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 144,935 | $3,739,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 90,099 | $3,739,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 38,338 | $3,735,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,204,725 | $3,735,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 715,238 | $3,733,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 59,475 | $3,733,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 117,721 | $3,732,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 313,400 | $3,729,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 35,775 | $3,724,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 200,000 | $3,724,000 | thousands by filing date | call |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 552,365 | $3,723,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 97,294 | $3,712,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 45,500 | $3,703,000 | thousands by filing date | call |
| DOUGLAS EMMETT INC | 25960P109 | COM | 90,159 | $3,702,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 98,812 | $3,701,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 130,934 | $3,698,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 33,100 | $3,693,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 145,330 | $3,687,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 168,714 | $3,683,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 35,200 | $3,676,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 382,083 | $3,672,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 125,596 | $3,668,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 32,412 | $3,666,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 219,191 | $3,661,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 90,767 | $3,658,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 126,631 | $3,653,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 115,035 | $3,652,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 107,020 | $3,645,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 23,300 | $3,639,000 | thousands by filing date | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 89,951 | $3,639,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 81,982 | $3,639,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 383,400 | $3,639,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 101,760 | $3,629,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 55,407 | $3,627,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 47,330 | $3,626,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 107,999 | $3,618,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 27,312 | $3,615,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 110,775 | $3,607,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 748,000 | $3,605,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 148,937 | $3,603,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 34,318 | $3,599,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 31,677 | $3,599,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 35,790 | $3,593,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 169,728 | $3,593,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 135,092 | $3,591,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 16,422 | $3,584,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 82,191 | $3,570,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 136,340 | $3,568,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 93,107 | $3,565,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 58,448 | $3,543,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 176,734 | $3,535,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 69,505 | $3,531,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 75,052 | $3,528,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 58,500 | $3,523,000 | thousands by filing date | put |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 216,652 | $3,519,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,345,411 | $3,512,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 48,899 | $3,511,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 135,000 | $3,509,000 | thousands by filing date | put |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 352,172 | $3,507,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 40,568 | $3,499,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 67,544 | $3,498,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 106,414 | $3,498,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 282,636 | $3,485,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 35,200 | $3,481,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 150,000 | $3,476,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 40,000 | $3,472,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 40,000 | $3,472,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 22,806 | $3,472,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 163,269 | $3,462,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 161,046 | $3,461,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 87,984 | $3,460,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 302,348 | $3,453,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 32,561 | $3,450,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 136,363 | $3,449,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 265,000 | $3,445,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 52,472 | $3,445,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 38,855 | $3,435,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 226,133 | $3,435,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 129,512 | $3,433,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 143,394 | $3,427,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 31,284 | $3,424,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 30,000 | $3,422,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 102,500 | $3,422,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 371,517 | $3,422,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 71,444 | $3,415,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 111,091 | $3,414,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 221,900 | $3,413,000 | thousands by filing date | call |
| BLACKBAUD INC COM | 09227Q100 | Stock | 36,079 | $3,409,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 465,400 | $3,407,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 176,869 | $3,405,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 285,094 | $3,393,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 292,259 | $3,387,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 51,700 | $3,384,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 80,581 | $3,383,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 50,777 | $3,382,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 300,524 | $3,372,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 201,055 | $3,370,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 226,627 | $3,365,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 233,202 | $3,356,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 77,252 | $3,354,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 316,100 | $3,354,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 42,254 | $3,348,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 47,807 | $3,346,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 389,818 | $3,345,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 151,000 | $3,334,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 173,521 | $3,334,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 190,426 | $3,333,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 109,799 | $3,332,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 196,100 | $3,320,000 | thousands by filing date | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 24,383 | $3,315,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 212,370 | $3,315,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 592,900 | $3,308,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 68,732 | $3,306,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 217,934 | $3,302,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 26,234 | $3,298,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 203,332 | $3,296,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 236,081 | $3,289,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 61,749 | $3,288,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 100,406 | $3,286,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 136,010 | $3,278,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 151,967 | $3,266,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 18,745 | $3,264,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 138,292 | $3,260,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 159,306 | $3,259,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 256,252 | $3,257,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 76,475 | $3,256,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 192,389 | $3,255,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 63,909 | $3,252,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 22,500 | $3,247,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 190,000 | $3,241,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 210,483 | $3,233,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 124,966 | $3,222,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 31,000 | $3,222,000 | thousands by filing date | put |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 63,109 | $3,217,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 109,990 | $3,211,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 208,236 | $3,201,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 152,838 | $3,199,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 50,500 | $3,198,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 10,000 | $3,186,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 189,030 | $3,185,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 101,993 | $3,184,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 25,000 | $3,177,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 220,100 | $3,176,000 | thousands by filing date | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 97,557 | $3,176,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 57,400 | $3,175,000 | thousands by filing date | put |
| ENERSYS COM | 29275Y102 | Stock | 45,563 | $3,172,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 61,006 | $3,172,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 54,810 | $3,171,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 560,023 | $3,170,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 435,198 | $3,169,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 155,786 | $3,167,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 112,601 | $3,165,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 233,772 | $3,163,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 69,341 | $3,161,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 78,606 | $3,160,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 373,993 | $3,160,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 150,000 | $3,159,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 84,303 | $3,158,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 54,500 | $3,158,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 59,638 | $3,150,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 40,000 | $3,144,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 118,600 | $3,144,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 48,000 | $3,143,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 59,709 | $3,141,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 150,000 | $3,140,000 | thousands by filing date | put |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 209,237 | $3,138,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 587,820 | $3,133,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 133,203 | $3,130,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 20,000 | $3,127,000 | thousands by filing date | put |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 68,425 | $3,127,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 120,000 | $3,124,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 516,329 | $3,124,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 56,851 | $3,121,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 51,432 | $3,116,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 86,757 | $3,116,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 40,630 | $3,110,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 208,179 | $3,091,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 140,886 | $3,090,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 164,481 | $3,085,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 84,700 | $3,083,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 20,500 | $3,080,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 23,720 | $3,076,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 200,000 | $3,076,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 766,321 | $3,073,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 301,455 | $3,072,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 229,432 | $3,072,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 278,454 | $3,068,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 79,272 | $3,053,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 54,267 | $3,048,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 97,729 | $3,043,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 215,781 | $3,035,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 45,000 | $3,033,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 35,974 | $3,028,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 17,090 | $3,026,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 206,606 | $3,021,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 23,000 | $3,018,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 23,000 | $3,018,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 13,200 | $3,017,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 46,452 | $3,017,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 41,910 | $3,013,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 163,524 | $3,011,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 370,441 | $3,004,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 32,406 | $2,997,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 124,824 | $2,996,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 22,138 | $2,989,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 100,000 | $2,989,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 349,169 | $2,989,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 26,066 | $2,985,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 150,000 | $2,978,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 153,171 | $2,973,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 61,685 | $2,970,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 46,500 | $2,965,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 48,132 | $2,964,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 217,794 | $2,964,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 34,491 | $2,961,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 55,403 | $2,957,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 49,455 | $2,953,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 164,361 | $2,947,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 36,638 | $2,944,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 177,322 | $2,944,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 121,911 | $2,943,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 27,809 | $2,939,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 74,000 | $2,934,000 | thousands by filing date | call |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 222,930 | $2,931,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 226,837 | $2,926,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 13,000 | $2,925,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 29,300 | $2,918,000 | thousands by filing date | call |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 180,090 | $2,916,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 157,062 | $2,912,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 45,000 | $2,909,000 | thousands by filing date | put |
| CATALENT INC USD 0.01 | 148806102 | COM | 70,650 | $2,902,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 604,846 | $2,897,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 817,337 | $2,893,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 84,276 | $2,887,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 96,393 | $2,882,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 844,390 | $2,880,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 357,606 | $2,879,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 25,606 | $2,878,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 208,002 | $2,877,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 57,194 | $2,876,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 214,085 | $2,873,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 121,759 | $2,870,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 105,089 | $2,865,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 36,978 | $2,865,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 44,491 | $2,854,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 93,966 | $2,852,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 139,325 | $2,849,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 48,481 | $2,848,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 84,594 | $2,846,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 151,700 | $2,846,000 | thousands by filing date | put |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 615,716 | $2,844,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 167,029 | $2,831,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 40,894 | $2,822,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 159,606 | $2,809,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 72,337 | $2,808,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 88,300 | $2,802,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 54,355 | $2,795,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 108,600 | $2,787,000 | thousands by filing date | call |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 197,645 | $2,787,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 150,754 | $2,783,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 223,520 | $2,779,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 105,337 | $2,779,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 92,152 | $2,778,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 53,306 | $2,774,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 236,505 | $2,770,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 109,351 | $2,770,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 55,049 | $2,768,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 48,408 | $2,767,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 37,234 | $2,765,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 45,987 | $2,765,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 65,716 | $2,763,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 138,324 | $2,757,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 281,746 | $2,753,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 59,324 | $2,752,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 21,754 | $2,750,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 541,933 | $2,748,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,000,000 | $2,741,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 242,695 | $2,738,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 59,265 | $2,737,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 28,800 | $2,735,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 60,139 | $2,727,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 231,342 | $2,727,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 132,262 | $2,726,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 208,088 | $2,726,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 88,797 | $2,726,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 27,658 | $2,725,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 42,880 | $2,723,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 23,742 | $2,720,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 89,386 | $2,717,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 34,000 | $2,715,000 | thousands by filing date | put |
| United States Brent Oil Fund L | 91167Q100 | COM | 150,000 | $2,715,000 | thousands by filing date | put |
| United States Brent Oil Fund L | 91167Q100 | COM | 150,000 | $2,715,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 63,225 | $2,711,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 28,645 | $2,707,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 49,631 | $2,705,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 70,000 | $2,703,000 | thousands by filing date | put |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 68,374 | $2,702,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 155,278 | $2,702,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 48,273 | $2,696,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 359,116 | $2,694,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 31,735 | $2,691,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 81,233 | $2,690,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 148,783 | $2,678,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 249,043 | $2,675,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,357,690 | $2,674,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 644,564 | $2,668,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 448,050 | $2,666,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 119,691 | $2,659,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 149,104 | $2,654,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 49,919 | $2,653,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 88,742 | $2,653,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 350,000 | $2,650,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 252,554 | $2,640,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 82,500 | $2,639,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P103 | COM | 66,927 | $2,635,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 61,129 | $2,635,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 23,643 | $2,634,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 24,045 | $2,634,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 318,123 | $2,634,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 15,300 | $2,630,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 96,204 | $2,629,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 155,239 | $2,626,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 363,657 | $2,622,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 31,643 | $2,622,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 67,700 | $2,614,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 25,064 | $2,612,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 52,182 | $2,611,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 36,728 | $2,611,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 282,606 | $2,611,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 40,773 | $2,603,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 292,190 | $2,601,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 309,673 | $2,598,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 121,724 | $2,598,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 101,323 | $2,594,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 48,115 | $2,592,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 182,475 | $2,589,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 144,817 | $2,589,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 26,500 | $2,587,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 39,108 | $2,583,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 73,998 | $2,582,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 100,866 | $2,579,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 78,053 | $2,576,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 34,633 | $2,575,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 82,905 | $2,574,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 22,000 | $2,570,000 | thousands by filing date | put |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 52,003 | $2,570,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 117,627 | $2,569,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 40,224 | $2,565,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 79,430 | $2,565,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 37,685 | $2,562,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 67,227 | $2,559,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 127,850 | $2,551,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 16,400 | $2,531,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 27,258 | $2,531,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 63,187 | $2,527,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 165,670 | $2,518,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 212,259 | $2,515,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 73,945 | $2,513,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 49,340 | $2,512,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 79,098 | $2,510,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 582,242 | $2,504,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 159,733 | $2,500,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 222,712 | $2,499,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 85,568 | $2,494,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 199,296 | $2,493,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 32,860 | $2,488,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-002511 | this filing | 2018-02-14 | acceptance time not in the bulk data set |