13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,914 holding rows worth $243,356,215,000.
- Accession
- 0000950123-18-002511
- Filer
- CIK 1610520
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 13,779 entries on the cover page, a total value of $243,356,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,355,484,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AETNA INC NEW | 00817Y108 | COM | 40,000 | $7,216,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 440,246 | $7,211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 204,011 | $7,210,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 62,900 | $7,192,000 | thousands by filing date | put |
| BANK HAWAII CORP | 062540109 | COM | 83,899 | $7,190,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 79,833 | $7,185,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 45,900 | $7,184,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 150,140 | $7,176,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 96,068 | $7,172,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 463,225 | $7,171,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 128,969 | $7,170,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 294,005 | $7,168,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 46,700 | $7,165,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 211,387 | $7,153,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 93,500 | $7,149,000 | thousands by filing date | put |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 108,972 | $7,145,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 308,425 | $7,134,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 31,200 | $7,131,000 | thousands by filing date | put |
| XCELENERGY INC | 98389B100 | COM | 148,200 | $7,130,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 535,123 | $7,128,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 296,528 | $7,126,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 630,701 | $7,121,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 61,422 | $7,117,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 194,616 | $7,113,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 113,677 | $7,105,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 88,754 | $7,062,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 363,293 | $7,059,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 147,800 | $7,057,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,083,387 | $7,052,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 155,691 | $7,040,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 198,399 | $7,039,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 461,345 | $7,031,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 316,681 | $7,018,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 284,857 | $6,988,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 5,349,000 | $6,974,000 | thousands by filing date | principal |
| SEMPRA COM | 816851109 | Stock | 65,100 | $6,960,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 80,871 | $6,946,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 45,076 | $6,946,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 131,910 | $6,930,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 50,500 | $6,929,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 474,193 | $6,923,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 116,204 | $6,918,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 5,006,000 | $6,902,000 | thousands by filing date | principal |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 158,982 | $6,890,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 215,987 | $6,885,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 368,355 | $6,873,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 173,043 | $6,856,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 144,929 | $6,855,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 126,757 | $6,855,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 329,460 | $6,846,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,371,478 | $6,843,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 333,688 | $6,840,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 226,472 | $6,839,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 73,535 | $6,836,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 335,910 | $6,835,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 677,857 | $6,779,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 160,000 | $6,770,000 | thousands by filing date | put |
| AIX INC | 30712A103 | SPONSORED ADS | 313,001 | $6,767,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 192,600 | $6,753,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 212,694 | $6,751,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 22,717 | $6,746,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 137,228 | $6,745,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 162,379 | $6,739,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 116,840 | $6,727,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 211,721 | $6,726,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 168,534 | $6,724,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 100,838 | $6,715,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 158,201 | $6,714,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 144,972 | $6,695,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 739,193 | $6,690,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 175,182 | $6,680,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 289,910 | $6,671,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,025,896 | $6,665,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 150,300 | $6,648,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X867 | CMN | 172,581 | $6,636,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 80,000 | $6,627,000 | thousands by filing date | put |
| SPX CORP | 784635104 | COMMON STOCK | 210,968 | $6,622,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 64,254 | $6,610,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 18,100 | $6,605,000 | thousands by filing date | call |
| HUDSON PAC PPTYS INC | 444097109 | COM | 192,665 | $6,599,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 180,253 | $6,595,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 436,302 | $6,592,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 383,171 | $6,591,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 123,099 | $6,586,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 483,229 | $6,577,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 55,000 | $6,577,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 376,000 | $6,554,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 217,622 | $6,553,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 184,674 | $6,546,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 474,927 | $6,530,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 304,801 | $6,529,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 93,796 | $6,523,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 111,498 | $6,506,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 298,931 | $6,505,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 27,228 | $6,499,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 182,493 | $6,493,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 466,386 | $6,492,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 55,400 | $6,487,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 128,763 | $6,487,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 365,241 | $6,486,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 126,748 | $6,481,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 117,085 | $6,460,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 72,500 | $6,459,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 390,075 | $6,452,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 528,206 | $6,439,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 287,895 | $6,432,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 64,500 | $6,430,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 193,077 | $6,428,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 239,409 | $6,414,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 157,466 | $6,405,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 452,413 | $6,384,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 127,373 | $6,376,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20,000 | $6,371,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 221,965 | $6,371,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 148,234 | $6,368,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 179,776 | $6,366,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 149,723 | $6,365,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 63,198 | $6,356,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 27,000 | $6,355,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 61,687 | $6,344,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 446,168 | $6,336,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 53,100 | $6,334,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 150,000 | $6,333,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 130,776 | $6,331,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 500,000 | $6,325,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 119,857 | $6,316,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 457,447 | $6,304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 129,673 | $6,303,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 188,100 | $6,296,000 | thousands by filing date | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 317,128 | $6,292,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 214,079 | $6,286,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 47,593 | $6,283,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 747,099 | $6,283,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 230,356 | $6,277,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 928,335 | $6,257,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 195,797 | $6,256,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 106,500 | $6,248,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 21,607 | $6,245,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 39,919 | $6,241,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 190,867 | $6,224,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 98,471 | $6,223,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 135,000 | $6,209,000 | thousands by filing date | put |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 260,940 | $6,203,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,435,083 | $6,200,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 102,203 | $6,183,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 124,700 | $6,178,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 128,707 | $6,170,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 101,883 | $6,167,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 7,281,000 | $6,166,000 | thousands by filing date | principal |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 350,968 | $6,163,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 652,731 | $6,162,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 180,000 | $6,143,000 | thousands by filing date | put |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 496,355 | $6,135,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,272,500 | $6,133,000 | thousands by filing date | put |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 135,643 | $6,131,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 150,500 | $6,127,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 200,000 | $6,124,000 | thousands by filing date | put |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 128,959 | $6,122,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 111,769 | $6,117,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 48,846 | $6,113,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 340,155 | $6,106,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 150,811 | $6,105,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 183,702 | $6,097,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 35,400 | $6,093,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 24,600 | $6,086,000 | thousands by filing date | put |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 167,597 | $6,069,000 | thousands by filing date | put |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 223,522 | $6,055,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 928,674 | $6,055,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 655,748 | $6,053,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 63,193 | $6,051,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 328,081 | $6,045,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 719,255 | $6,041,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 322,989 | $6,040,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 390,875 | $6,039,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 113,627 | $6,034,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,153,611 | $6,022,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 137,204 | $6,016,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 290,173 | $6,012,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,030,505 | $6,007,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 190,422 | $5,962,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 198,710 | $5,945,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 506,496 | $5,926,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 152,718 | $5,915,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 105,318 | $5,914,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 178,600 | $5,906,000 | thousands by filing date | call |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 119,540 | $5,905,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 48,400 | $5,905,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 90,000 | $5,891,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 88,809 | $5,889,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 155,383 | $5,889,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 62,198 | $5,888,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 82,880 | $5,879,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 73,208 | $5,876,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 589,914 | $5,875,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 89,000 | $5,872,000 | thousands by filing date | call |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 238,023 | $5,865,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 178,705 | $5,859,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,626,977 | $5,858,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 548,440 | $5,857,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 161,835 | $5,839,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 554,189 | $5,830,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 283,241 | $5,826,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 160,000 | $5,819,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 359,970 | $5,818,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 4,652,000 | $5,818,000 | thousands by filing date | principal |
| ARDAGH GROUP S A | L0223L101 | COM | 275,319 | $5,809,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 50,000 | $5,805,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 170,000 | $5,790,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 57,280 | $5,785,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 183,425 | $5,783,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 131,248 | $5,780,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 540,151 | $5,779,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 32,411 | $5,772,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 5,093,000 | $5,771,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 212,889 | $5,767,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 464,826 | $5,764,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 313,200 | $5,757,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 97,026 | $5,754,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 112,316 | $5,741,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 275,501 | $5,736,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 80,100 | $5,733,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 268,596 | $5,732,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 131,767 | $5,732,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 234,605 | $5,720,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 81,754 | $5,717,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 74,482 | $5,713,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,505,913 | $5,713,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 154,360 | $5,712,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 225,321 | $5,712,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 168,610 | $5,711,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 25,900 | $5,710,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 16,977 | $5,704,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 33,000 | $5,704,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 482,118 | $5,689,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 317,131 | $5,683,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 195,123 | $5,674,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 91,196 | $5,652,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 249,996 | $5,650,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,155,035 | $5,648,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 58,349 | $5,641,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 270,788 | $5,633,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 87,700 | $5,624,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,004,693 | $5,619,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 407,166 | $5,619,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 99,796 | $5,613,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 114,558 | $5,608,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 79,788 | $5,596,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 105,000 | $5,591,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 180,037 | $5,591,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 337,840 | $5,591,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 128,069 | $5,566,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 427,169 | $5,562,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 812,833 | $5,552,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 247,527 | $5,540,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 144,658 | $5,536,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 118,000 | $5,532,000 | thousands by filing date | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 179,999 | $5,531,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 85,000 | $5,528,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 612,127 | $5,527,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 85,044 | $5,524,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 129,251 | $5,524,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 83,907 | $5,524,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 231,631 | $5,519,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 176,831 | $5,517,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 261,900 | $5,503,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 69,500 | $5,491,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 375,000 | $5,479,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 376,894 | $5,473,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 112,712 | $5,461,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 112,731 | $5,434,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 322,415 | $5,433,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 25,105 | $5,423,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 185,321 | $5,412,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 83,659 | $5,410,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 97,954 | $5,409,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 44,800 | $5,406,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 59,811 | $5,403,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 125,372 | $5,393,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 31,000 | $5,391,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 249,795 | $5,391,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 139,703 | $5,387,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 70,200 | $5,383,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 56,146 | $5,374,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 104,342 | $5,373,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 525,772 | $5,373,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 43,658 | $5,372,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 373,806 | $5,356,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 83,445 | $5,355,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 95,396 | $5,352,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 63,088 | $5,348,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 257,404 | $5,341,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 107,789 | $5,340,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 59,925 | $5,338,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 99,840 | $5,336,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 257,118 | $5,335,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 42,571 | $5,325,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 185,183 | $5,324,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 217,121 | $5,314,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 107,731 | $5,308,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 593,436 | $5,305,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 684,087 | $5,302,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 93,668 | $5,297,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 872,028 | $5,293,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 310,742 | $5,292,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 96,150 | $5,285,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 103,962 | $5,279,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 50,000 | $5,279,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 50,000 | $5,279,000 | thousands by filing date | call |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 5,000,000 | $5,278,000 | thousands by filing date | principal |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 59,219 | $5,272,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 77,104 | $5,261,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 140,539 | $5,256,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 414,853 | $5,244,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 151,200 | $5,242,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 50,376 | $5,229,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 69,290 | $5,223,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 179,100 | $5,219,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 416,830 | $5,215,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 646,295 | $5,209,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 416,611 | $5,208,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 687,744 | $5,206,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 68,419 | $5,196,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 760,000 | $5,191,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567105 | SHS | 114,918 | $5,189,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 63,390 | $5,182,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 192,693 | $5,180,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 22,221 | $5,171,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 65,639 | $5,168,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 243,960 | $5,155,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 85,767 | $5,150,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 93,703 | $5,145,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 212,462 | $5,145,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,295,932 | $5,132,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 228,051 | $5,131,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 48,000 | $5,125,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 179,100 | $5,122,000 | thousands by filing date | call |
| Blackrock 2022 Global In | 09258P104 | ETF | 522,464 | $5,120,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 55,531 | $5,104,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 142,300 | $5,100,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 142,300 | $5,100,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 250,000 | $5,088,000 | thousands by filing date | put |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 51,859 | $5,077,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 194,533 | $5,075,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 126,675 | $5,074,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 310,228 | $5,073,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 350,353 | $5,070,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 86,500 | $5,060,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 120,000 | $5,038,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 94,414 | $5,032,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 67,400 | $5,031,000 | thousands by filing date | call |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 190,169 | $5,026,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 51,900 | $5,019,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 249,718 | $5,017,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 220,637 | $5,015,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 489,547 | $5,012,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 81,319 | $4,999,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 69,600 | $4,997,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 232,355 | $4,996,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 485,084 | $4,986,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 43,858 | $4,982,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 48,360 | $4,981,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 235,039 | $4,969,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 157,975 | $4,968,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 216,287 | $4,964,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 40,724 | $4,962,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 188,921 | $4,950,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 77,910 | $4,948,000 | thousands by filing date | call |
| PACWEST BANCORP DEL | 695263103 | COM | 98,186 | $4,948,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 282,590 | $4,925,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 650,000 | $4,921,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 200,949 | $4,907,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 34,000 | $4,906,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 36,849 | $4,896,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 54,943 | $4,894,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 862,492 | $4,882,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 90,900 | $4,879,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 109,011 | $4,876,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 5,050,000 | $4,870,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 81,891 | $4,847,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 223,191 | $4,844,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 79,829 | $4,829,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 82,009 | $4,825,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 192,001 | $4,825,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 153,022 | $4,817,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 133,973 | $4,812,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 241,917 | $4,797,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 70,000 | $4,793,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 207,967 | $4,791,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 91,196 | $4,788,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 127,654 | $4,782,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 70,292 | $4,780,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 60,000 | $4,772,000 | thousands by filing date | call |
| XEROX CORP | 984121608 | COM NEW | 163,518 | $4,767,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 137,171 | $4,764,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 52,511 | $4,764,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 209,031 | $4,762,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 5,358,000 | $4,755,000 | thousands by filing date | principal |
| AVANGRID INC | 05351W103 | COM | 93,906 | $4,750,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 263,509 | $4,740,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,500,000 | $4,740,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 108,000 | $4,739,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 139,854 | $4,733,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 113,706 | $4,732,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 108,995 | $4,730,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 263,403 | $4,728,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 16,738 | $4,724,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 75,000 | $4,721,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 73,363 | $4,715,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 138,000 | $4,710,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 39,842 | $4,702,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 205,915 | $4,701,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 100,000 | $4,688,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 78,925 | $4,686,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 117,598 | $4,686,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 83,655 | $4,685,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 361,251 | $4,682,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 110,000 | $4,679,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 100,128 | $4,672,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 241,934 | $4,672,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 44,240 | $4,671,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 277,783 | $4,661,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 97,500 | $4,656,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 135,000 | $4,652,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 150,600 | $4,640,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 71,256 | $4,633,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 351,126 | $4,628,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,500,000 | $4,625,000 | thousands by filing date | principal |
| WILEY JOHN & SONS INC | 968223206 | CL A | 70,314 | $4,623,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 223,800 | $4,621,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 87,200 | $4,616,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 21,869 | $4,611,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 29,200 | $4,607,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 112,858 | $4,598,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 274,421 | $4,597,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 147,142 | $4,589,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 897,862 | $4,579,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 50,558 | $4,578,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 124,282 | $4,574,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 173,824 | $4,563,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 104,343 | $4,561,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 54,345 | $4,555,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 406,284 | $4,554,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 149,755 | $4,553,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 90,369 | $4,545,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 402,064 | $4,544,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 259,309 | $4,543,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 96,191 | $4,536,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 90,346 | $4,535,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 114,709 | $4,531,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 228,329 | $4,521,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 439,200 | $4,515,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 203,630 | $4,515,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 114,400 | $4,509,000 | thousands by filing date | call |
| TRINSEO S A | L9340P101 | SHS | 62,084 | $4,508,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 229,588 | $4,502,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 72,332 | $4,490,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 22,144 | $4,484,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 122,396 | $4,478,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 218,479 | $4,478,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 28,700 | $4,476,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 106,238 | $4,473,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 82,933 | $4,472,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 170,300 | $4,465,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 320,000 | $4,464,000 | thousands by filing date | put |
| STEPAN CO | 858586100 | COM | 56,414 | $4,455,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 272,495 | $4,455,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 47,545 | $4,454,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 775,303 | $4,450,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 74,447 | $4,440,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 93,487 | $4,437,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 90,002 | $4,433,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 74,622 | $4,433,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 353,087 | $4,431,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 133,679 | $4,425,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 72,528 | $4,421,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 102,401 | $4,416,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 25,000 | $4,416,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 142,159 | $4,411,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 92,159 | $4,410,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 331,708 | $4,406,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 416,099 | $4,394,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 54,945 | $4,393,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 97,900 | $4,389,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 68,540 | $4,382,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 81,300 | $4,379,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 120,290 | $4,378,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 218,973 | $4,369,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 150,978 | $4,367,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 78,414 | $4,363,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 301,562 | $4,352,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 98,538 | $4,351,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 98,403 | $4,350,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 196,817 | $4,330,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 143,397 | $4,327,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 43,815 | $4,323,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 49,100 | $4,321,000 | thousands by filing date | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 81,000 | $4,313,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 150,000 | $4,311,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 85,044 | $4,306,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 119,102 | $4,305,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-002511 | this filing | 2018-02-14 | acceptance time not in the bulk data set |