13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,914 holding rows worth $243,356,215,000.
- Accession
- 0000950123-18-002511
- Filer
- CIK 1610520
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 13,779 entries on the cover page, a total value of $243,356,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,355,484,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIG LOTS INC | 089302103 | COM | 238,304 | $13,381,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 189,079 | $13,370,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 426,478 | $13,353,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 457,348 | $13,326,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 60,108 | $13,299,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 112,761 | $13,249,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 156,868 | $13,240,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 256,026 | $13,223,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 150,422 | $13,212,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 770,000 | $13,206,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 144,526 | $13,174,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 414,746 | $13,148,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 207,500 | $13,139,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 363,031 | $13,134,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 274,432 | $13,099,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 392,855 | $13,098,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,314,198 | $13,076,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 440,000 | $13,072,000 | thousands by filing date | put |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 729,146 | $13,066,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 90,000 | $13,045,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 127,315 | $13,012,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,015,997 | $12,969,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 247,116 | $12,954,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 319,133 | $12,922,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 85,728 | $12,921,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 242,223 | $12,903,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 219,247 | $12,863,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,393,036 | $12,858,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 211,311 | $12,853,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 125,600 | $12,840,000 | thousands by filing date | call |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 523,121 | $12,827,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 572,771 | $12,818,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 107,000 | $12,815,000 | thousands by filing date | call |
| ISHARES TR | 464287846 | DOW JONES US ETF | 95,188 | $12,719,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 640,204 | $12,683,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 93,686 | $12,668,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 365,700 | $12,639,000 | thousands by filing date | put |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 659,985 | $12,638,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 203,731 | $12,632,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 198,790 | $12,623,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,392,000 | $12,612,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 103,053 | $12,602,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 111,815 | $12,564,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 253,659 | $12,546,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 911,388 | $12,504,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 439,828 | $12,492,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 220,129 | $12,457,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 411,521 | $12,457,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 627,333 | $12,453,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 140,143 | $12,387,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 278,248 | $12,382,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 171,362 | $12,381,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 765,566 | $12,379,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 98,000 | $12,373,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 249,016 | $12,319,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 65,036 | $12,290,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 132,453 | $12,288,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 218,934 | $12,269,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 87,893 | $12,249,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 201,649 | $12,243,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 358,632 | $12,223,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 168,300 | $12,222,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 123,000 | $12,215,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 134,349 | $12,195,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 362,000 | $12,178,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 207,613 | $12,169,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 466,341 | $12,162,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 270,308 | $12,150,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 733,772 | $12,137,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,062,245 | $12,120,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 77,684 | $12,078,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 250,000 | $12,055,000 | thousands by filing date | put |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 75,542 | $12,048,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 75,719 | $12,032,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,716,499 | $12,032,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 180,714 | $12,030,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 268,451 | $12,029,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 320,800 | $12,017,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 674,607 | $12,015,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 184,088 | $11,991,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 401,496 | $11,985,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,208,091 | $11,984,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 178,352 | $11,950,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 198,372 | $11,946,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 433,686 | $11,943,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 291,960 | $11,865,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 75,805 | $11,863,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 35,300 | $11,859,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 117,100 | $11,845,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 329,455 | $11,798,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 244,679 | $11,789,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 663,679 | $11,753,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 230,698 | $11,726,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 83,800 | $11,709,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,128,031 | $11,664,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 564,700 | $11,655,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 196,400 | $11,645,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 127,792 | $11,638,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 273,328 | $11,636,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 449,057 | $11,595,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 208,748 | $11,594,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 551,537 | $11,549,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 798,071 | $11,516,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 96,000 | $11,508,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 664,572 | $11,504,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 448,200 | $11,501,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 174,666 | $11,499,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 236,717 | $11,481,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 451,946 | $11,461,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 202,855 | $11,452,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 192,100 | $11,445,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 830,357 | $11,443,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 206,856 | $11,435,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,058,100 | $11,427,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 428,036 | $11,416,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 686,454 | $11,402,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 159,430 | $11,352,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 60,000 | $11,338,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 53,312 | $11,327,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 170,600 | $11,323,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 886,173 | $11,307,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,373,528 | $11,291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 221,322 | $11,290,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 124,609 | $11,287,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 201,922 | $11,275,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 60,031 | $11,250,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 430,510 | $11,211,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,074,750 | $11,199,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 241,894 | $11,183,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 72,000 | $11,169,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 190,625 | $11,136,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 196,604 | $11,132,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 313,210 | $11,131,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 440,792 | $11,064,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 121,047 | $11,058,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 441,176 | $11,052,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,178,162 | $11,051,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 210,527 | $11,047,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 465,299 | $11,029,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 195,700 | $11,012,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 87,323 | $11,012,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 133,885 | $10,989,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 385,100 | $10,968,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 413,203 | $10,954,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 169,237 | $10,948,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 43,159 | $10,940,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 575,343 | $10,937,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 62,635 | $10,917,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 117,000 | $10,860,000 | thousands by filing date | call |
| HEALTHCARE | 42225P501 | CL A NEW | 360,789 | $10,838,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 485,083 | $10,832,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 118,158 | $10,822,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 141,842 | $10,820,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 160,000 | $10,803,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 95,378 | $10,783,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 750,778 | $10,781,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 123,183 | $10,774,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 130,000 | $10,769,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,606,877 | $10,735,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 127,500 | $10,724,000 | thousands by filing date | put |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 427,789 | $10,708,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,114,229 | $10,677,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 179,654 | $10,673,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 416,248 | $10,660,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 178,800 | $10,653,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 10,500,000 | $10,638,000 | thousands by filing date | principal |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 152,392 | $10,628,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 615,417 | $10,610,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 45,000 | $10,601,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 46,598 | $10,596,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 185,900 | $10,581,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 845,544 | $10,578,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 284,627 | $10,577,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 54,953 | $10,531,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 208,200 | $10,527,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 501,497 | $10,506,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,030,477 | $10,500,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 143,475 | $10,491,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 50,541 | $10,484,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 48,942 | $10,480,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 447,294 | $10,471,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 138,785 | $10,414,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 480,605 | $10,405,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 140,270 | $10,387,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 391,811 | $10,379,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 279,348 | $10,369,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 155,155 | $10,358,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 580,000 | $10,353,000 | thousands by filing date | put |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 205,759 | $10,341,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 98,114 | $10,285,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 614,543 | $10,281,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 191,700 | $10,271,000 | thousands by filing date | call |
| HILLENBRAND INC | 431571108 | COM | 229,372 | $10,253,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 259,842 | $10,250,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 401,548 | $10,228,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 62,500 | $10,224,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,450,000 | $10,217,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 544,530 | $10,210,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 155,833 | $10,204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 387,104 | $10,196,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 315,000 | $10,193,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 310,600 | $10,172,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 164,900 | $10,158,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 156,729 | $10,156,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 79,914 | $10,153,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 85,000 | $10,128,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 107,136 | $10,109,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 981,201 | $10,087,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 329,260 | $10,082,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 530,074 | $10,071,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 285,904 | $10,053,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 3,205,000 | $10,032,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 301,711 | $10,011,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 87,852 | $10,007,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 133,529 | $10,006,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 90,022 | $9,999,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 264,373 | $9,993,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 582,557 | $9,991,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 559,600 | $9,989,000 | thousands by filing date | call |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 708,219 | $9,979,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 63,606 | $9,976,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 11,625,000 | $9,976,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 108,500 | $9,969,000 | thousands by filing date | put |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 714,233 | $9,964,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,044,980 | $9,917,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,638,560 | $9,895,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 51,770 | $9,893,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 389,719 | $9,868,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 173,075 | $9,851,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 632,677 | $9,819,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 106,619 | $9,815,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 273,725 | $9,810,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 465,009 | $9,806,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 266,991 | $9,791,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 260,185 | $9,778,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 883,234 | $9,760,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,000,000 | $9,730,000 | thousands by filing date | put |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 161,309 | $9,723,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 640,814 | $9,722,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 269,169 | $9,714,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 725,217 | $9,711,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 113,936 | $9,705,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 104,777 | $9,703,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 285,268 | $9,680,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 453,776 | $9,661,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 171,090 | $9,648,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 270,904 | $9,639,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 282,726 | $9,635,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 600,031 | $9,630,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 254,253 | $9,624,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 164,400 | $9,618,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 205,036 | $9,612,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 162,663 | $9,596,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 185,507 | $9,593,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 616,408 | $9,585,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 277,500 | $9,582,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 3,028,509 | $9,571,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 77,706 | $9,570,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 180,280 | $9,555,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 75,747 | $9,554,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 426,600 | $9,547,000 | thousands by filing date | put |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 191,478 | $9,541,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 71,990 | $9,526,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,951,968 | $9,526,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 297,300 | $9,517,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 83,125 | $9,513,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 448,346 | $9,492,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500,000 | $9,480,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 129,179 | $9,478,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 6,910,000 | $9,441,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 111,200 | $9,438,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 92,604 | $9,421,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 231,517 | $9,415,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 188,800 | $9,387,000 | thousands by filing date | call |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 71,708 | $9,364,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 545,230 | $9,340,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 218,634 | $9,315,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 258,516 | $9,311,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 242,304 | $9,302,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 74,582 | $9,293,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 222,110 | $9,293,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,974,571 | $9,280,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 115,312 | $9,274,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 626,812 | $9,271,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 606,424 | $9,260,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 323,132 | $9,258,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,231,752 | $9,238,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,415,137 | $9,227,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 136,108 | $9,185,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 428,082 | $9,182,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 178,200 | $9,177,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 120,000 | $9,175,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 202,669 | $9,165,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 135,464 | $9,146,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 327,671 | $9,142,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 230,415 | $9,129,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 208,000 | $9,127,000 | thousands by filing date | put |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 359,033 | $9,127,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 807,572 | $9,126,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 359,181 | $9,120,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 341,506 | $9,118,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 431,331 | $9,114,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 238,553 | $9,113,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 176,421 | $9,103,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 127,358 | $9,098,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 62,487 | $9,083,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 376,832 | $9,078,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 110,523 | $9,076,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 240,000 | $9,058,000 | thousands by filing date | put |
| ASSURANT INC COM | 04621X108 | Stock | 89,649 | $9,041,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 176,800 | $9,038,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 296,718 | $9,032,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 675,434 | $9,017,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 44,808 | $9,012,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 317,295 | $8,999,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 92,700 | $8,997,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 916,780 | $8,976,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 192,023 | $8,953,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 79,797 | $8,950,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,321,048 | $8,904,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 50,552 | $8,898,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 65,417 | $8,898,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 184,597 | $8,881,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,129,195 | $8,879,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 182,228 | $8,878,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 944,752 | $8,862,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 155,133 | $8,839,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 150,682 | $8,837,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 486,084 | $8,823,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,253,037 | $8,809,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,500,000 | $8,805,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 108,018 | $8,796,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 702,000 | $8,768,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 84,000 | $8,766,000 | thousands by filing date | call |
| LA QUINTA HLDGS INC | 50420D108 | COM | 474,304 | $8,756,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 576,644 | $8,754,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 185,100 | $8,752,000 | thousands by filing date | call |
| HUBBELL INC COM | 443510607 | Stock | 64,606 | $8,744,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 270,784 | $8,727,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 108,534 | $8,719,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 82,900 | $8,709,000 | thousands by filing date | call |
| HENRY JACK & ASSOC INC | 426281101 | COM | 74,435 | $8,706,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 295,949 | $8,704,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 311,156 | $8,694,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 120,595 | $8,691,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 114,079 | $8,687,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 201,368 | $8,673,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 170,662 | $8,656,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 243,824 | $8,654,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 120,000 | $8,645,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 308,968 | $8,624,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 252,678 | $8,619,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 154,404 | $8,613,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 457,680 | $8,604,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 141,537 | $8,601,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 142,700 | $8,593,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 134,387 | $8,587,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 35,315 | $8,583,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 118,241 | $8,569,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 51,894 | $8,558,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 94,042 | $8,548,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 190,223 | $8,527,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 252,200 | $8,527,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 406,809 | $8,522,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 86,400 | $8,510,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 337,500 | $8,502,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 638,295 | $8,502,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 147,808 | $8,502,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 121,512 | $8,491,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 266,935 | $8,486,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 72,626 | $8,467,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 88,946 | $8,457,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 114,600 | $8,431,000 | thousands by filing date | call |
| TELEFLEX INCORPORATED | 879369106 | COM | 33,870 | $8,428,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,717,546 | $8,416,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 56,472 | $8,410,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 156,650 | $8,403,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 70,917 | $8,397,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 342,186 | $8,394,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 167,415 | $8,384,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 122,312 | $8,375,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 82,964 | $8,374,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 144,200 | $8,355,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 2,642,200 | $8,349,000 | thousands by filing date | put |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 190,756 | $8,339,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 55,494 | $8,336,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 286,847 | $8,330,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 94,019 | $8,318,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 590,000 | $8,301,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 100,000 | $8,298,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 164,015 | $8,285,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 55,000 | $8,262,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 851,875 | $8,246,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 167,102 | $8,226,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 68,900 | $8,219,000 | thousands by filing date | put |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 489,669 | $8,212,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 787,600 | $8,207,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 126,178 | $8,200,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 139,026 | $8,177,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 747,802 | $8,151,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,307,788 | $8,148,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 182,552 | $8,143,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 80,000 | $8,134,000 | thousands by filing date | put |
| GUGGENHEIM ETF | 78355W866 | cs | 139,148 | $8,111,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 619,369 | $8,083,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 370,995 | $8,081,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 66,965 | $8,080,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 150,000 | $8,076,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 228,798 | $8,072,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 517,889 | $8,058,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 36,000 | $8,052,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 399,574 | $8,051,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 657,700 | $8,044,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 515,256 | $8,043,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 706,681 | $8,042,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 8,000,000 | $8,040,000 | thousands by filing date | principal |
| UGI CORP NEW COM | 902681105 | Stock | 171,217 | $8,039,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 201,655 | $8,036,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 84,655 | $8,014,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 375,683 | $8,002,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 107,600 | $7,963,000 | thousands by filing date | put |
| BARNES GROUP INC | 067806109 | COM | 125,688 | $7,952,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 114,591 | $7,930,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 188,800 | $7,926,000 | thousands by filing date | call |
| ARROW ELECTRS INC | 042735100 | COM | 98,388 | $7,912,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 85,000 | $7,906,000 | thousands by filing date | put |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 461,011 | $7,897,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 208,000 | $7,877,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 59,655 | $7,872,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 70,500 | $7,865,000 | thousands by filing date | call |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 80,187 | $7,836,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 5,971 | $7,822,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 119,700 | $7,810,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 73,600 | $7,776,000 | thousands by filing date | call |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 825,557 | $7,769,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 68,556 | $7,768,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 42,200 | $7,768,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 240,401 | $7,767,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 72,483 | $7,745,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 157,000 | $7,739,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 587,077 | $7,737,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 142,494 | $7,729,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 543,687 | $7,721,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 116,404 | $7,718,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 351,374 | $7,713,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 174,400 | $7,691,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 1,050,000 | $7,686,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 121,237 | $7,666,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,109,190 | $7,664,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 57,523 | $7,655,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 150,392 | $7,650,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 110,542 | $7,648,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 184,180 | $7,642,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 291,262 | $7,636,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 526,000 | $7,611,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 657,893 | $7,605,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 309,843 | $7,603,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 90,877 | $7,602,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,417,752 | $7,599,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 150,000 | $7,584,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 255,824 | $7,583,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 336,173 | $7,581,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 42,000 | $7,576,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 292,854 | $7,576,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 409,318 | $7,568,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 80,430 | $7,552,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 229,179 | $7,542,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 12,651 | $7,541,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 52,423 | $7,526,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 702,694 | $7,505,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 155,601 | $7,503,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 526,883 | $7,492,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 85,640 | $7,489,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 210,561 | $7,462,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 38,710 | $7,461,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 35,700 | $7,461,000 | thousands by filing date | call |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 219,663 | $7,460,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 95,628 | $7,459,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 335,290 | $7,440,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 359,230 | $7,439,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 7,405,000 | $7,424,000 | thousands by filing date | principal |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 560,611 | $7,389,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 167,173 | $7,371,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 144,300 | $7,369,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 277,918 | $7,367,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 219,916 | $7,367,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 70,000 | $7,365,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 40,000 | $7,363,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 6,235,000 | $7,350,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 364,069 | $7,339,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 7,300,000 | $7,314,000 | thousands by filing date | principal |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 415,728 | $7,309,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 353,568 | $7,302,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 111,800 | $7,295,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 129,263 | $7,270,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 174,168 | $7,251,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 47,800 | $7,235,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,241,000 | $7,235,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 151,733 | $7,233,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 702,000 | $7,224,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-002511 | this filing | 2018-02-14 | acceptance time not in the bulk data set |