13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,914 holding rows worth $243,356,215,000.
- Accession
- 0000950123-18-002511
- Filer
- CIK 1610520
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 13,779 entries on the cover page, a total value of $243,356,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,355,484,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 608,000 | $26,910,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 316,128 | $26,854,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 195,800 | $26,766,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 205,017 | $26,744,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 37,500 | $26,676,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 914,558 | $26,669,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,956,236 | $26,664,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,930,075 | $26,654,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 733,400 | $26,563,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 609,283 | $26,528,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 102,189 | $26,467,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 4,493,600 | $26,467,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 523,572 | $26,462,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 729,194 | $26,404,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 161,563 | $26,393,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 300,598 | $26,392,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 138,693 | $26,354,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,427,611 | $26,339,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 258,515 | $26,284,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 94,637 | $26,110,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 217,756 | $26,007,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 385,530 | $25,984,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 729,960 | $25,971,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 346,190 | $25,954,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 559,496 | $25,877,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 439,100 | $25,841,000 | thousands by filing date | call |
| ISHARES TR | 464287523 | COM | 152,156 | $25,837,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 659,405 | $25,756,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 412,526 | $25,733,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 317,400 | $25,713,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 621,500 | $25,612,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 88,500 | $25,579,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 931,041 | $25,520,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,218,150 | $25,488,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,153,200 | $25,486,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,182,531 | $25,389,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 150,092 | $25,334,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 3,014,139 | $25,319,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 251,844 | $25,305,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 309,651 | $25,274,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 158,398 | $25,266,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,584,475 | $25,177,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 22,100 | $25,175,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,549,892 | $25,140,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 144,672 | $25,102,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 765,667 | $25,076,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 198,140 | $25,073,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 113,272 | $25,037,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,125,356 | $24,905,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 222,388 | $24,895,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,019,321 | $24,841,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 4,895,167 | $24,818,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 66,000 | $24,813,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 310,000 | $24,654,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 700,000 | $24,633,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 465,000 | $24,631,000 | thousands by filing date | put |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,614,453 | $24,604,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 282,699 | $24,542,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 509,800 | $24,516,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 34,407 | $24,476,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 658,315 | $24,456,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,289,837 | $24,443,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 211,706 | $24,342,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 357,047 | $24,272,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 689,538 | $24,272,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 905,644 | $24,262,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 492,207 | $24,261,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 248,990 | $24,254,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 135,230 | $24,240,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 378,500 | $24,232,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 720,000 | $24,192,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 118,700 | $24,150,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 5,976,428 | $24,145,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 347,238 | $24,130,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 351,774 | $24,076,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 327,002 | $24,048,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,416,722 | $23,985,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 774,553 | $23,972,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 251,933 | $23,860,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 798,149 | $23,849,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,847,988 | $23,598,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 94,500 | $23,582,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 449,584 | $23,576,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 367,712 | $23,563,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 364,026 | $23,553,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 680,700 | $23,505,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 648,400 | $23,485,000 | thousands by filing date | call |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 939,486 | $23,440,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 347,949 | $23,340,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 465,030 | $23,330,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 281,200 | $23,295,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 166,700 | $23,292,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,150,593 | $23,254,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 918,357 | $23,244,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 782,943 | $23,207,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 162,197 | $23,188,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,530,221 | $23,087,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 728,115 | $23,037,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 311,631 | $23,026,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 92,900 | $22,982,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 518,700 | $22,958,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 185,067 | $22,947,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,957,450 | $22,942,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,592,091 | $22,942,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 220,598 | $22,931,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,222,798 | $22,867,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 292,427 | $22,862,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,540,937 | $22,837,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 480,439 | $22,806,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 409,536 | $22,688,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 681,576 | $22,682,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 908,566 | $22,597,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 731,000 | $22,588,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 731,000 | $22,588,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 589,500 | $22,578,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 653,978 | $22,536,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 597,257 | $22,499,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 490,216 | $22,491,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 277,085 | $22,463,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 645,043 | $22,441,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 416,146 | $22,405,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,211,422 | $22,363,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 240,417 | $22,361,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,623,899 | $22,360,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,730,625 | $22,342,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 186,800 | $22,339,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 101,300 | $22,333,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 132,332 | $22,317,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 892,701 | $22,300,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 278,388 | $22,231,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,796,541 | $22,134,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 220,144 | $22,082,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 258,735 | $22,055,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 994,800 | $21,985,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,219,238 | $21,882,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,639,893 | $21,860,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 411,761 | $21,811,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 437,438 | $21,807,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,548,716 | $21,775,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 112,685 | $21,769,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 15,925,000 | $21,768,000 | thousands by filing date | principal |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 90,008 | $21,725,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,775,000 | $21,708,000 | thousands by filing date | put |
| ISHARES TR | 464287754 | US INDUSTRIALS | 147,078 | $21,677,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 187,300 | $21,654,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 105,261 | $21,605,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 431,828 | $21,591,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 748,683 | $21,518,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 525,683 | $21,511,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 497,044 | $21,467,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,639,759 | $21,416,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 511,656 | $21,403,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 748,054 | $21,395,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 334,027 | $21,378,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 112,700 | $21,360,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 241,707 | $21,270,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 160,039 | $21,255,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 315,000 | $21,231,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 841,910 | $21,208,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 170,422 | $21,173,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 192,546 | $21,137,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 703,003 | $21,126,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 432,486 | $21,114,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 196,800 | $21,095,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,156,767 | $21,053,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 273,246 | $21,048,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 228,198 | $21,022,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 134,402 | $21,018,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 765,289 | $21,007,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 213,198 | $20,998,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,107,800 | $20,993,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 195,815 | $20,950,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 405,630 | $20,890,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 755,059 | $20,862,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,005,122 | $20,756,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 237,718 | $20,741,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 640,879 | $20,739,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,098,385 | $20,726,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 350,358 | $20,675,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 675,933 | $20,670,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 520,634 | $20,643,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,342,366 | $20,632,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,193,695 | $20,627,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 509,800 | $20,621,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 388,800 | $20,579,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,377,835 | $20,568,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 74,827 | $20,549,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 103,432 | $20,464,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 618,298 | $20,448,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,111,739 | $20,445,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 4,235,074 | $20,413,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 769,177 | $20,368,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 769,467 | $20,291,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 150,000 | $20,282,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 460,778 | $20,246,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 411,300 | $20,100,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 116,302 | $20,080,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 491,630 | $20,020,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 267,553 | $19,999,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 406,162 | $19,930,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 280,000 | $19,886,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 396,671 | $19,845,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,342,405 | $19,827,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 100,000 | $19,822,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 156,374 | $19,817,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 177,509 | $19,730,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 288,912 | $19,704,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 187,300 | $19,678,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 173,000 | $19,637,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,285,136 | $19,637,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,648,034 | $19,628,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,396,897 | $19,612,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 276,168 | $19,600,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 452,348 | $19,600,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 382,563 | $19,595,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 241,800 | $19,588,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 331,500 | $19,559,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 271,020 | $19,475,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 238,806 | $19,437,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 409,300 | $19,429,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 270,425 | $19,373,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,517,155 | $19,359,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,279,254 | $19,355,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 779,542 | $19,333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 609,515 | $19,312,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 107,513 | $19,310,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,623,612 | $19,283,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 109,900 | $19,259,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 175,836 | $19,247,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 464,137 | $19,215,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 82,107 | $19,194,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,957,235 | $19,163,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 299,771 | $19,117,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 354,205 | $19,092,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 860,475 | $19,086,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 192,480 | $19,027,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 611,009 | $19,008,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 893,019 | $18,995,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,827,057 | $18,970,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 200,000 | $18,942,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 144,105 | $18,909,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 538,565 | $18,909,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 479,402 | $18,812,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 810,000 | $18,784,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 223,487 | $18,675,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 369,508 | $18,649,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 280,198 | $18,613,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 372,132 | $18,599,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 101,312 | $18,418,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 466,116 | $18,416,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 686,416 | $18,410,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,107,719 | $18,344,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 800,974 | $18,342,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 528,747 | $18,332,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 132,059 | $18,327,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 337,304 | $18,325,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 483,473 | $18,299,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 199,647 | $18,283,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 345,000 | $18,261,000 | thousands by filing date | put |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 260,975 | $18,219,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 451,489 | $18,217,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 151,900 | $18,216,000 | thousands by filing date | call |
| FQF TR | 351680855 | OSHARS FTSE US | 570,364 | $18,200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 553,768 | $18,191,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 574,288 | $18,171,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 539,433 | $18,157,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 159,056 | $18,116,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 548,638 | $18,116,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 13,841,000 | $18,089,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 336,332 | $18,044,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,503,838 | $17,926,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 165,900 | $17,902,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 262,386 | $17,894,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 275,176 | $17,787,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 368,755 | $17,741,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 974,184 | $17,720,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 621,631 | $17,667,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 291,700 | $17,657,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 296,685 | $17,644,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 188,900 | $17,556,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 359,999 | $17,533,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 142,922 | $17,508,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 102,371 | $17,504,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 673,705 | $17,469,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 134,226 | $17,454,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 445,757 | $17,385,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 437,531 | $17,383,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 272,910 | $17,333,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 225,308 | $17,313,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 79,450 | $17,310,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 672,764 | $17,263,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 516,753 | $17,255,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 685,300 | $17,222,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 570,000 | $17,203,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,671,200 | $17,197,000 | thousands by filing date | put |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 857,912 | $17,107,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 675,000 | $17,078,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 395,864 | $17,074,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 798,588 | $17,074,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 369,000 | $17,037,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 263,348 | $17,004,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 701,451 | $16,997,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 410,255 | $16,993,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 974,620 | $16,988,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 269,200 | $16,878,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 131,814 | $16,858,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 422,830 | $16,849,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 262,800 | $16,806,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 808,500 | $16,801,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 130,809 | $16,792,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 15,490,000 | $16,749,000 | thousands by filing date | principal |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 125,839 | $16,737,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 156,515 | $16,735,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 641,700 | $16,716,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 504,778 | $16,627,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 500,000 | $16,575,000 | thousands by filing date | call |
| PROSHARES TR | 74347X849 | INDX FD | 757,525 | $16,567,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 346,413 | $16,541,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 321,400 | $16,510,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,554,231 | $16,499,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 865,031 | $16,444,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 714,559 | $16,442,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,814,416 | $16,439,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 287,009 | $16,365,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 274,721 | $16,364,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 364,009 | $16,351,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 652,304 | $16,340,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 281,397 | $16,307,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 266,538 | $16,304,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 118,786 | $16,304,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 210,259 | $16,275,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,214,420 | $16,273,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 392,500 | $16,250,000 | thousands by filing date | call |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 709,673 | $16,223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 291,069 | $16,201,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 631,053 | $16,199,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,171,912 | $16,184,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 500,100 | $16,183,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,130,855 | $16,182,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 539,181 | $16,175,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 666,201 | $16,129,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 180,388 | $16,086,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 271,821 | $16,078,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 487,070 | $16,073,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,560,242 | $16,055,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 262,444 | $16,052,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,230,900 | $15,990,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 294,676 | $15,980,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 125,200 | $15,972,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 223,600 | $15,967,000 | thousands by filing date | put |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 1,039,255 | $15,963,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 135,014 | $15,921,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 436,827 | $15,896,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 516,794 | $15,850,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 399,335 | $15,838,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,086,860 | $15,824,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 135,000 | $15,807,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 1,166,078 | $15,800,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 148,892 | $15,783,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 472,500 | $15,777,000 | thousands by filing date | put |
| THOMSON REUTERS CORP | 884903105 | COM | 360,309 | $15,706,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 920,547 | $15,704,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 119,233 | $15,685,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 154,326 | $15,636,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 920,982 | $15,573,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 254,110 | $15,571,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 245,665 | $15,545,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 313,442 | $15,537,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 149,899 | $15,533,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 178,065 | $15,520,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 182,116 | $15,510,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 65,452 | $15,463,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 750,608 | $15,425,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 216,036 | $15,399,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 292,306 | $15,346,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 434,636 | $15,295,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 200,072 | $15,294,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 188,100 | $15,189,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 445,622 | $15,182,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 417,848 | $15,181,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 909,600 | $15,172,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 348,950 | $15,113,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 74,898 | $15,111,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,773,569 | $15,089,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,350,404 | $15,084,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 168,859 | $15,079,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 212,300 | $15,078,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 125,000 | $15,069,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 255,000 | $15,007,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 162,717 | $14,960,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 252,000 | $14,951,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 146,200 | $14,946,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 788,640 | $14,945,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 160,700 | $14,935,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 251,076 | $14,911,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 182,500 | $14,894,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 220,084 | $14,880,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 665,847 | $14,875,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 570,697 | $14,855,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 4,233 | $14,850,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 251,000 | $14,847,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 280,500 | $14,847,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 1,455,588 | $14,832,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 375,608 | $14,803,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 115,709 | $14,798,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 962,177 | $14,798,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 147,581 | $14,793,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,457,412 | $14,764,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 431,951 | $14,755,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,047,562 | $14,750,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 424,061 | $14,706,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 482,540 | $14,693,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 171,855 | $14,673,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 354,889 | $14,642,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 520,266 | $14,599,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 149,200 | $14,593,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 572,017 | $14,541,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 125,563 | $14,529,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 769,820 | $14,503,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 508,706 | $14,499,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 281,627 | $14,493,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 454,032 | $14,475,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 340,078 | $14,467,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 338,400 | $14,466,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 281,681 | $14,441,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 90,835 | $14,433,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 229,700 | $14,400,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 197,500 | $14,384,000 | thousands by filing date | put |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 624,200 | $14,382,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 445,000 | $14,378,000 | thousands by filing date | put |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 537,284 | $14,340,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 315,648 | $14,330,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 199,848 | $14,304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 497,647 | $14,302,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 74,296 | $14,297,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 469,640 | $14,286,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 210,000 | $14,276,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 800,000 | $14,272,000 | thousands by filing date | call |
| ANSYS INC COM | 03662Q105 | COM | 96,604 | $14,258,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,164,854 | $14,246,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 132,000 | $14,245,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 251,018 | $14,225,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 277,849 | $14,195,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 112,277 | $14,175,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 217,297 | $14,174,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 154,300 | $14,168,000 | thousands by filing date | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 125,822 | $14,158,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 197,600 | $14,111,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,085,190 | $14,108,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 288,440 | $14,099,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 117,500 | $14,091,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 1,517,291 | $14,080,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 90,235 | $14,071,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 446,192 | $14,068,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 639,028 | $14,046,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 357,927 | $14,041,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 848,310 | $14,040,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 410,451 | $14,025,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 515,390 | $14,024,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 959,474 | $14,018,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 333,671 | $13,971,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 259,195 | $13,963,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 465,387 | $13,938,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 289,670 | $13,910,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 271,189 | $13,904,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 79,848 | $13,879,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 331,274 | $13,854,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 960,000 | $13,853,000 | thousands by filing date | put |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 328,990 | $13,851,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 727,497 | $13,830,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 98,849 | $13,819,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 840,396 | $13,799,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 689,311 | $13,779,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 112,863 | $13,770,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 730,540 | $13,757,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 13,040,000 | $13,741,000 | thousands by filing date | principal |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 547,461 | $13,725,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 132,584 | $13,717,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 640,241 | $13,714,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 132,091 | $13,696,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 161,341 | $13,664,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 222,900 | $13,659,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 95,118 | $13,649,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 524,000 | $13,640,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,399,389 | $13,616,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,920,883 | $13,611,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 148,000 | $13,607,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 562,600 | $13,581,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 215,752 | $13,581,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 205,303 | $13,542,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 358,915 | $13,541,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 102,754 | $13,492,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 92,129 | $13,487,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 7,649,000 | $13,486,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 184,880 | $13,467,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 256,453 | $13,444,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 174,911 | $13,438,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,369,648 | $13,412,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 123,430 | $13,398,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 245,542 | $13,394,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-002511 | this filing | 2018-02-14 | acceptance time not in the bulk data set |