13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-16, with 4,218 holding rows worth $115,126,358,000.
- Accession
- 0000950123-18-000228
- Filer
- CIK 927971
- Filed
- 2018-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 13,720 entries on the cover page, a total value of $115,126,358,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,126,358,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OLD NATL BANCORP IND | 680033107 | COM | 52,648 | $919,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 35,275 | $918,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 72,200 | $910,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 10,955 | $907,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 54,455 | $907,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 10,056 | $906,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 383,810 | $906,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 28,441 | $904,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 13,278 | $903,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 57,500 | $903,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 49,475 | $902,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 26,390 | $901,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 6,963 | $899,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 17,506 | $898,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 17,039 | $898,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 35,893 | $892,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 28,000 | $890,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 31,403 | $889,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 13,100 | $887,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 158,620 | $885,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 37,318 | $884,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 5,321 | $877,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 58,537 | $877,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 12,261 | $876,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 212,108 | $876,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 20,129 | $874,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 73,865 | $871,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 42,000 | $870,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 23,227 | $868,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 8,788 | $867,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 20,000 | $867,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 13,578 | $866,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 151,000 | $862,000 | thousands by filing date | call |
| INFRAREIT INC | 45685L100 | COM | 46,044 | $856,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 25,465 | $856,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 16,781 | $846,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 7,818 | $845,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,400 | $840,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 10,767 | $835,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 30,565 | $834,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 12,720 | $833,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 42,187 | $827,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 25,100 | $825,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 181,600 | $821,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 24,690 | $820,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 71,079 | $819,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 10,000 | $817,000 | thousands by filing date | put |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 13,488 | $813,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 23,959 | $813,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 17,511 | $809,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 16,521 | $808,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 7,802 | $805,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 23,115 | $805,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 15,307 | $804,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 41,358 | $803,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 14,543 | $802,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 35,835 | $801,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 6,281 | $798,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 43,737 | $798,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 15,801 | $796,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 149,327 | $793,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 42,586 | $787,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 9,286 | $787,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 15,214 | $786,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 79,673 | $782,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 13,475 | $780,000 | thousands by filing date | principal |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 70,000 | $777,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 15,304 | $777,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 63,505 | $777,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 18,625 | $776,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 17,728 | $775,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 90,964 | $773,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 46,489 | $769,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 8,271 | $768,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 52,459 | $767,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 32,693 | $766,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 39,561 | $765,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 20,360 | $765,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 4,592 | $762,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 25,721 | $762,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 17,295 | $762,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 15,630 | $760,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 39,500 | $755,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 9,103 | $754,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 8,307 | $752,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 33,900 | $751,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 37,138 | $749,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 89,104 | $748,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 30,370 | $745,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 66,401 | $741,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 30,342 | $740,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 6,979 | $740,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 108,700 | $739,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 108,700 | $739,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 6,803 | $737,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 163,123 | $737,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 33,634 | $735,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 34,170 | $735,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 59,881 | $733,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 47,311 | $731,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 114,970 | $729,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 141,599 | $727,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 80,000 | $726,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 51,647 | $726,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 20,300 | $725,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 12,996 | $725,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 5,582 | $724,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 13,194 | $723,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 20,196 | $723,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 30,085 | $722,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 20,246 | $720,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 30,158 | $719,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 23,826 | $717,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 32,606 | $716,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,622 | $716,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 10,000 | $714,000 | thousands by filing date | put |
| ACTUA CORPORATION | 005094107 | COM | 45,820 | $714,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 23,999 | $710,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,300 | $706,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 32,267 | $705,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 19,353 | $705,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 80,000 | $703,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 20,599 | $702,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 26,452 | $700,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,400 | $699,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 225,000 | $698,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 92,245 | $698,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 93,065 | $694,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5,171 | $693,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 53,184 | $693,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 16,194 | $692,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 7,317 | $691,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 74,741 | $691,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,724 | $686,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 9,599 | $684,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 10,720 | $684,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 23,734 | $684,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 102,038 | $682,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 164,600 | $681,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 73,201 | $680,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 11,353 | $677,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,000 | $674,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 15,169 | $674,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 70,116 | $674,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 22,516 | $674,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 50,500 | $673,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 162,600 | $673,000 | thousands by filing date | put |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 8,909 | $672,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 8,360 | $670,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 12,000 | $670,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 13,000 | $670,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 8,000 | $669,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 12,911 | $668,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 16,632 | $667,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 11,845 | $665,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 16,001 | $664,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 4,883 | $663,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 25,000 | $663,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 12,464 | $662,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 21,561 | $661,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 100,419 | $661,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 9,680 | $660,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 87,213 | $657,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 13,701 | $655,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 13,257 | $653,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 48,570 | $653,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 17,253 | $653,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 13,156 | $651,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 24,266 | $647,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 25,797 | $646,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 10,000 | $646,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 33,700 | $644,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 113,700 | $644,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 16,364 | $643,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 28,166 | $639,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 11,939 | $637,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 26,500 | $637,000 | thousands by filing date | put |
| CATALENT INC USD 0.01 | 148806102 | COM | 15,373 | $631,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 11,700 | $631,000 | thousands by filing date | principal |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 176,047 | $630,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 176,000 | $630,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 18,092 | $627,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 65,100 | $626,000 | thousands by filing date | put |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 9,264 | $624,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 6,621 | $622,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 13,871 | $622,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 47,392 | $621,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 13,777 | $619,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 8,807 | $618,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 30,649 | $616,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 72,300 | $615,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 105,000 | $612,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 27,708 | $609,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 5,425 | $608,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,900 | $607,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 10,000 | $605,000 | thousands by filing date | put |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 11,473 | $604,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 39,503 | $601,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 89,400 | $601,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 89,400 | $601,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 5,898 | $599,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 51,900 | $598,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 8,484 | $597,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 61,445 | $595,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 112,000 | $595,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 58,736 | $594,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,382 | $592,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 21,021 | $590,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 45,619 | $589,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 6,804 | $584,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 25,850 | $582,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 16,128 | $582,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 7,522 | $581,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 38,694 | $580,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 27,775 | $579,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 48,856 | $579,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 9,700 | $577,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 78,932 | $577,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 16,038 | $576,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 13,090 | $576,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 51,000 | $575,000 | thousands by filing date | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,410 | $572,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,281 | $572,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 27,628 | $569,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 10,625 | $566,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 111,466 | $565,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 4,167 | $564,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 73,356 | $563,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 27,665 | $562,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 22,413 | $559,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 25,000 | $558,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 41,295 | $553,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 10,976 | $553,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 33,123 | $550,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 18,702 | $549,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 10,318 | $548,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 20,216 | $548,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 16,748 | $547,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 8,213 | $547,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 27,757 | $547,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 15,000 | $546,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 16,065 | $546,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,933 | $544,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 23,777 | $544,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 27,957 | $544,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 19,031 | $543,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 92,445 | $543,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 20,393 | $540,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 17,900 | $540,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 8,734 | $539,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 676,002 | $537,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,988 | $536,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 10,624 | $532,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 11,108 | $531,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 15,716 | $529,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 3,482 | $529,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 23,400 | $529,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 9,320 | $528,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 149,000 | $527,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 225,900 | $524,000 | thousands by filing date | put |
| ADIENT PLC | G0084W101 | ORD SHS | 6,665 | $524,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 12,416 | $524,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 6,186 | $519,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 6,076 | $518,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 17,795 | $517,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 8,120 | $516,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 19,065 | $514,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 64,400 | $514,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 33,039 | $514,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 9,959 | $513,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 9,522 | $512,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 14,745 | $511,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 10,357 | $507,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 18,904 | $505,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 21,186 | $504,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 27,135 | $503,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 11,693 | $502,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 12,328 | $501,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 7,596 | $500,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 10,316 | $500,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 9,455 | $499,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 22,995 | $498,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 7,880 | $498,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 8,300 | $497,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 14,031 | $495,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 7,710 | $494,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 10,866 | $494,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 34,096 | $493,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,914 | $488,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 5,205 | $488,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 23,546 | $487,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 10,383 | $487,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 120,926 | $486,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 6,530 | $485,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 11,727 | $485,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 45,002 | $485,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 83,204 | $484,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 15,846 | $484,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 6,428 | $484,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 132,732 | $483,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 14,947 | $482,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 40,000 | $482,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 11,632 | $479,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 9,656 | $479,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 13,048 | $478,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 7,898 | $477,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 40,000 | $477,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 21,500 | $472,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 9,662 | $471,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 19,946 | $470,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 28,432 | $466,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 32,856 | $466,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 12,326 | $466,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 21,446 | $466,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,737 | $462,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 7,483 | $461,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 10,417 | $460,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 68,300 | $460,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 18,160 | $459,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 8,378 | $458,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 20,000 | $458,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 63,277 | $456,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 37,341 | $455,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 10,110 | $454,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 8,388 | $452,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 194,560 | $451,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,920 | $451,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 8,831 | $451,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 12,787 | $449,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 8,381 | $449,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 12,370 | $448,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 12,409 | $448,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 15,778 | $448,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 159,901 | $448,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 74,000 | $447,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 15,053 | $447,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 48,256 | $445,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 49,712 | $445,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 9,279 | $444,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 9,789 | $444,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 11,616 | $442,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,500 | $441,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 17,365 | $441,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 20,611 | $440,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 25,279 | $438,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 56,428 | $437,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 27,500 | $436,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,800 | $435,000 | thousands by filing date | put |
| CANTEL MEDICAL CORP | 138098108 | COM | 4,230 | $435,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 30,489 | $434,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,252 | $433,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 25,000 | $432,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 25,620 | $432,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 13,185 | $432,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 53,600 | $432,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 53,600 | $432,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 16,508 | $429,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 44,000 | $428,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 22,866 | $427,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 7,860 | $427,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 6,393 | $425,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 22,491 | $424,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 150,900 | $423,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 475,200 | $423,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 36,881 | $422,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,120 | $421,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 92,460 | $419,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,928 | $419,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 25,000 | $418,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,425 | $417,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 34,000 | $416,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 17,492 | $415,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 6,200 | $415,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 7,642 | $414,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 15,061 | $414,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,381 | $413,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 42,763 | $412,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 11,800 | $411,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 34,000 | $411,000 | thousands by filing date | put |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 7,123 | $407,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 17,000 | $404,000 | thousands by filing date | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 13,541 | $403,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 13,525 | $402,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 25,699 | $399,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 7,650 | $395,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 27,509 | $394,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 26,400 | $394,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 27,208 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,085 | $391,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 12,566 | $391,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 28,291 | $391,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,041 | $391,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 15,000 | $390,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 16,812 | $390,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,000 | $389,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 10,231 | $388,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 36,065 | $387,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 7,245 | $387,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 62,243 | $385,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 24,300 | $385,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 24,300 | $385,000 | thousands by filing date | put |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 14,456 | $385,000 | thousands by filing date | principal |
| SAIA INC | 78709Y105 | COM | 5,436 | $384,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,395 | $383,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 18,000 | $383,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 6,319 | $382,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 28,066 | $382,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 19,574 | $382,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,862 | $381,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 81,297 | $379,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 53,203 | $379,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 21,306 | $378,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 42,000 | $377,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 42,000 | $377,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 12,900 | $376,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 597 | $376,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 13,684 | $375,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 5,645 | $374,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 8,147 | $371,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 13,500 | $371,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 31,317 | $371,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 6,872 | $370,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 9,685 | $370,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,110 | $368,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 4,843 | $368,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,416 | $367,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 19,439 | $367,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 8,797 | $365,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,280 | $362,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 12,129 | $362,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 23,922 | $362,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,995 | $361,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 4,930 | $361,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 7,000 | $361,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,672 | $358,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 160,808 | $356,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 10,000 | $354,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 9,953 | $353,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 15,883 | $352,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 5,805 | $351,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,455 | $351,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 14,807 | $351,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 8,318 | $349,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,625 | $347,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 11,127 | $347,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 6,309 | $347,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,239 | $346,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 21,359 | $346,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,083 | $346,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 36,547 | $345,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 8,215 | $345,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 42,971 | $345,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 4,112 | $344,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 7,293 | $344,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 18,328 | $344,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 13,581 | $344,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 10,259 | $343,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,168 | $342,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,703 | $342,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 10,343 | $341,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 46,092 | $341,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 5,200 | $341,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 800,000 | $339,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 12,458 | $338,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 20,499 | $337,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 4,261 | $337,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 18,685 | $337,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 5,164 | $336,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 25,100 | $334,000 | thousands by filing date | put |
| ISHARES INC | 464286301 | CMN | 15,872 | $334,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 25,000 | $334,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 28,342 | $332,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 21,713 | $331,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 62,060 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,411 | $329,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 6,825 | $329,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,849 | $329,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 13,444 | $328,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 90,198 | $328,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 23,721 | $327,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,535 | $327,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 27,314 | $326,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,923 | $325,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 22,007 | $325,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 7,107 | $325,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 12,626 | $323,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 10,000 | $323,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,304 | $323,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 6,317 | $322,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,000 | $321,000 | thousands by filing date | put |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 9,197 | $319,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 32,684 | $317,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,724 | $315,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 8,929 | $314,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 6,450 | $313,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 100,000 | $312,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 47,400 | $312,000 | thousands by filing date | put |
| Schwab US TIPS ETF | 808524870 | SHS | 5,608 | $311,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,684 | $311,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 83,700 | $310,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-000228 | this filing | 2018-01-16 | acceptance time not in the bulk data set |