13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-16, with 4,218 holding rows worth $115,126,358,000.
- Accession
- 0000950123-18-000228
- Filer
- CIK 927971
- Filed
- 2018-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 13,720 entries on the cover page, a total value of $115,126,358,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,126,358,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLEX LTD ORD | Y2573F102 | Stock | 5,556 | $100,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 6,200 | $100,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 15,352 | $100,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 28,688 | $100,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,305 | $99,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 26,706 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 2,350 | $99,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,483 | $99,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 4,910 | $98,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,534 | $98,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 2,601 | $97,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,941 | $97,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 9,000 | $97,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,450 | $96,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 2,683 | $96,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 3,680 | $95,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 4,737 | $95,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 4,164 | $95,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 7,008 | $95,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 49,166 | $95,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 74,100 | $95,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 74,000 | $95,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 2,516 | $94,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 5,528 | $94,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 40,000 | $94,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 2,726 | $93,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,541 | $93,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 4,867 | $93,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 4,000 | $93,000 | thousands by filing date | put |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 542 | $93,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,885 | $92,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 8,500 | $92,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 12,525 | $92,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,248 | $92,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,589 | $91,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,760 | $91,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,200 | $91,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 3,000 | $91,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 6,324 | $91,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 3,451 | $91,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 2,161 | $90,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,261 | $90,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 3,662 | $90,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,200 | $89,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 781 | $89,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 2,149 | $89,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 1,758 | $89,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,000 | $88,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 4,527 | $88,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 11,333 | $88,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 22,488 | $88,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 500 | $87,000 | thousands by filing date | call |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 3,387 | $87,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 2,756 | $87,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 382 | $87,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 3,000 | $86,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $86,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 4,100 | $86,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,000 | $86,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 15,148 | $86,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 733 | $85,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 713 | $85,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,402 | $85,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,600 | $85,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,126 | $85,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,171 | $85,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,766 | $85,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,473 | $85,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,400 | $84,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 4,210 | $84,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,635 | $84,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 2,361 | $83,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,100 | $83,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 3,900 | $83,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 4,591 | $83,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,702 | $82,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 565 | $82,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 34,000 | $82,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,083 | $82,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 2,040 | $82,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 1,200 | $81,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,467 | $81,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 213 | $81,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 4,464 | $81,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 5,900 | $81,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,137 | $81,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 5,000 | $81,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 11,000 | $81,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,799 | $81,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 703 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 900 | $80,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 387 | $80,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,172 | $80,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 47,021 | $80,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 47,000 | $80,000 | thousands by filing date | put |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 545 | $79,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 2,384 | $79,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,585 | $79,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,713 | $78,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 2,846 | $78,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,045 | $78,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,132 | $78,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 25,090 | $78,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,114 | $77,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,342 | $77,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,047 | $77,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 22,400 | $77,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 5,831 | $76,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 24,556 | $76,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 2,000 | $76,000 | thousands by filing date | principal |
| WIDEOPENWEST INC | 96758W101 | COM | 7,124 | $76,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 2,057 | $76,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,449 | $76,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N303 | COM PAR | 10,000 | $76,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 665 | $75,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 2,144 | $75,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,226 | $75,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 821 | $75,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 1,763 | $74,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,285 | $74,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 3,000 | $74,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,400 | $74,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 950 | $74,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,833 | $74,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 413 | $74,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 12,000 | $74,000 | thousands by filing date | put |
| Pareteum Corporation | 69946T207 | COM | 35,532 | $74,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,387 | $73,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,180 | $72,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 16,920 | $72,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,410 | $72,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 15,000 | $72,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 3,951 | $71,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,725 | $71,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 6,224 | $71,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 850 | $71,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 100,000 | $71,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,855 | $70,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,551 | $70,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,548 | $70,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 6,362 | $70,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,146 | $70,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 12,508 | $70,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 3,504 | $70,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 19,460 | $70,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,912 | $69,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,968 | $69,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 3,713 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,525 | $69,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 3,760 | $69,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 3,304 | $69,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 6,505 | $69,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 11,000 | $69,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,052 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 620 | $68,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 5,000 | $68,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 1,491 | $68,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 2,448 | $68,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,052 | $67,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,916 | $67,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 7,860 | $67,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 28,684 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 2,125 | $67,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,666 | $66,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 2,792 | $66,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 2,545 | $66,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 3,230 | $66,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,350 | $66,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 1,801 | $66,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,228 | $65,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,600 | $65,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 1,325 | $65,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 8,000 | $65,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 16,000 | $65,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,840 | $64,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 999 | $64,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,948 | $64,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,669 | $64,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 3,894 | $64,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 20,000 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 895 | $63,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 2,156 | $63,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 4,329 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,292 | $63,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,740 | $63,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 6,430 | $63,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 826 | $62,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,000 | $62,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,470 | $62,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 2,899 | $62,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,500 | $62,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,601 | $62,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 12,485 | $62,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,380 | $62,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 479 | $61,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,000 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,025 | $61,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 763 | $61,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 4,000 | $61,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 8,000 | $61,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 2,170 | $61,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 1,440 | $61,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 5,050 | $61,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 34,000 | $60,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 34,000 | $60,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,600 | $60,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 852 | $60,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 998 | $60,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,365 | $60,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 20,303 | $60,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,314 | $59,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 3,953 | $59,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 470 | $59,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 995 | $59,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,195 | $58,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,255 | $58,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $58,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 786 | $58,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 800 | $58,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,328 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 500 | $57,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 26,643 | $57,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 19,200 | $57,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,930 | $56,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 2,641 | $56,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 5,778 | $56,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $56,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,995 | $56,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 3,600 | $56,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 765 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 890 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,270 | $56,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,691 | $55,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 718 | $55,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,150 | $55,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 22,952 | $55,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 336 | $55,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,722 | $55,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 110,000 | $55,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 15,009 | $55,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 496 | $55,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,258 | $54,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,883 | $54,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,512 | $54,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 4,183 | $54,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,520 | $54,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 9,714 | $54,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,192 | $53,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,000 | $53,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 1,802 | $53,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,400 | $53,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 940 | $52,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 21,000 | $52,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 600 | $52,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 1,897 | $52,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,653 | $52,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 6,420 | $52,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 15,000 | $52,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 792 | $51,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,550 | $51,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 4,000 | $51,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 3,471 | $50,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 556 | $50,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 1,179 | $49,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 5,240 | $49,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,132 | $49,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 26,509 | $49,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 311 | $49,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,829 | $49,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 2,775 | $49,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 6,557 | $49,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 430 | $48,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,146 | $48,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,720 | $48,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,984 | $48,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 22,000 | $48,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 618 | $48,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 4,777 | $48,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 5,000 | $47,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,520 | $47,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 2,383 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 800 | $47,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 350 | $47,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,000 | $47,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 2,170 | $47,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,590 | $47,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 673 | $47,000 | thousands by filing date | principal |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,678 | $46,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 5,187 | $46,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,521 | $46,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $46,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 3,404 | $46,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 13,500 | $46,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $46,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 71,107 | $46,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 2,840 | $46,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,938 | $45,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,888 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,400 | $45,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $45,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 870 | $44,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 2,361 | $44,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 7,175 | $44,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 899 | $44,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 4,697 | $44,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,000 | $44,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $44,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 19,000 | $44,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,288 | $44,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,240 | $44,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 4,534 | $44,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,265 | $44,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,094 | $44,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 2,500 | $44,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 16,700 | $44,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 5,059 | $43,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 876 | $43,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,931 | $43,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 923 | $43,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $43,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,085 | $42,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,000 | $42,000 | thousands by filing date | |
| RH | 74967X103 | COM | 484 | $42,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 2,495 | $42,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,298 | $42,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 3,591 | $42,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 1,188 | $42,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,500 | $42,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 4,500 | $42,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 595 | $42,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 25,000 | $42,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 25,000 | $42,000 | thousands by filing date | put |
| SOCIETAL CDMO INC | 75629F109 | COM | 4,564 | $42,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 213 | $41,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 360 | $41,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,562 | $41,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 644 | $41,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,165 | $41,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 2,000 | $41,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 5,200 | $41,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 4,981 | $41,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 584 | $41,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 895 | $40,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 740 | $40,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 949 | $40,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,999 | $40,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,379 | $40,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,119 | $40,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,072 | $40,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,963 | $40,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 2,815 | $40,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 645 | $40,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 61,300 | $40,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,648 | $39,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,139 | $39,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,676 | $39,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,700 | $39,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,850 | $39,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,000 | $39,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 3,245 | $39,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 458 | $39,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 831 | $39,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,804 | $39,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,134 | $39,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 1,890 | $39,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,085 | $38,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 776 | $38,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,502 | $38,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 1,143 | $38,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 843 | $38,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,388 | $38,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 3,000 | $38,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,409 | $38,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,811 | $38,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 454 | $37,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 2,042 | $37,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,000 | $37,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,281 | $37,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,000 | $37,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 3,521 | $37,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,294 | $37,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 540 | $37,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,103 | $37,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,421 | $37,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,290 | $37,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,949 | $37,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,000 | $37,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 2,520 | $37,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 65,675 | $36,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,920 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 354 | $36,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,067 | $36,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 679 | $36,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $36,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,529 | $36,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 4,877 | $36,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,601 | $36,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,000 | $35,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 692 | $35,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,700 | $35,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 775 | $35,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 456 | $35,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,158 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 550 | $35,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 2,600 | $35,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 995 | $35,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 1,624 | $35,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 1,896 | $35,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 585 | $34,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,140 | $34,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 511 | $34,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,080 | $34,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 598 | $34,000 | thousands by filing date | principal |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 422 | $33,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,059 | $33,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 1,301 | $33,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,215 | $33,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,583 | $33,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 471 | $33,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,292 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 649 | $33,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 423 | $33,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 1,305 | $33,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1,165 | $33,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,331 | $33,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 684 | $33,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,267 | $33,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,574 | $33,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 6,424 | $33,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 8,000 | $33,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 117 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,150 | $32,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,513 | $32,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,152 | $32,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 420 | $32,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 2,508 | $32,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 3,072 | $32,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 9,000 | $32,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 30,000 | $32,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 10,000 | $32,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 1,894 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 400 | $31,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 649 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 330 | $31,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 4,490 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 750 | $31,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 5,524 | $31,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 513 | $31,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 3,000 | $31,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 173 | $31,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 952 | $30,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 960 | $30,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,864 | $30,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 830 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 192 | $30,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,126 | $30,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 200 | $30,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 903 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 1,000 | $30,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 3,044 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 1,000 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 900 | $30,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 366 | $29,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 1,370 | $29,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,519 | $29,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 895 | $29,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,000 | $29,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 622 | $29,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 4,204 | $29,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,838 | $29,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 7,609 | $29,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 664 | $28,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 180 | $28,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,000 | $28,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 501 | $28,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,066 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,250 | $28,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 10,100 | $28,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,313 | $28,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 1,000 | $28,000 | thousands by filing date | put |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 1,300 | $28,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 8,640 | $28,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 176 | $27,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,714 | $27,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 1,504 | $27,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 900 | $27,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 954 | $27,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,181 | $27,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 1,738 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 562 | $27,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 750 | $27,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $27,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 12,594 | $27,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 928 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 565 | $26,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 548 | $26,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 408 | $26,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 922 | $26,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,219 | $26,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 500 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-000228 | this filing | 2018-01-16 | acceptance time not in the bulk data set |