13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-16, with 4,218 holding rows worth $115,126,358,000.
- Accession
- 0000950123-18-000228
- Filer
- CIK 927971
- Filed
- 2018-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 13,720 entries on the cover page, a total value of $115,126,358,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,126,358,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 150 | $3,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 308 | $3,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 306 | $3,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 377 | $3,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 202 | $3,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 739 | $3,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 134 | $3,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 145 | $3,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 139 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 702 | $3,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 164 | $3,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 755 | $3,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 800 | $3,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 168 | $3,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 186 | $3,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 838 | $3,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 35 | $3,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 286 | $3,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,000 | $3,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 87 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 100 | $3,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 260 | $3,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 5,000 | $3,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 191 | $3,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 268 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,857 | $3,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 100 | $3,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 1,600 | $3,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 564 | $3,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 154 | $3,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 367 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 100 | $3,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 80 | $3,000 | thousands by filing date | principal |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 833 | $3,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 4,000 | $3,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 70 | $2,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 22 | $2,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 600 | $2,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 41 | $2,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 17 | $2,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 53 | $2,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 50 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 50 | $2,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 212 | $2,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 80 | $2,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 394 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 215 | $2,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 100 | $2,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 64 | $2,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 20 | $2,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 85 | $2,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 91 | $2,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 63 | $2,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 68 | $2,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 431 | $2,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,132 | $2,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 96 | $2,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 41 | $2,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 152 | $2,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 179 | $2,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 51 | $2,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 268 | $2,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $2,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 1,117 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 125 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,387 | $2,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 104 | $2,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 156 | $2,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 381 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 102 | $2,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 514 | $2,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 356 | $2,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 5,000 | $2,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 400 | $2,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,433 | $2,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 100 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 200 | $2,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 4,000 | $2,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 185 | $2,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 1,146 | $2,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,016 | $2,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 359 | $2,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 644 | $2,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 322 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 26 | $2,000 | thousands by filing date | principal |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 40 | $1,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 173 | $1,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 199 | $1,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 190 | $1,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 100 | $1,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 13 | $1,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 100 | $1,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 63 | $1,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 21 | $1,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 161 | $1,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 73 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $1,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 180 | $1,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 800 | $1,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 100 | $1,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 700 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 224 | $1,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 200 | $1,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 131 | $1,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 154 | $1,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 1,500 | $1,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 90 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 27 | $1,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 5,795 | $1,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 215 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 27 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 610 | $1,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 908 | $1,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 430 | $1,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 39 | $1,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 113 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 500 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $1,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 50 | $1,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 2,000 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,000 | $1,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 566 | $1,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 102 | $1,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 65 | $1,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 564 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 2,729 | $1,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 56 | $1,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 70 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 380 | $1,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 109 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 86 | $1,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 527 | $1,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 52 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 63 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 100 | $1,000 | thousands by filing date | principal |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 83 | $1,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 279 | $1,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 529 | $1,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 761123108 | COM | 1,000 | $1,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 2,738 | $1,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RES INC COM | 205768302 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENNIS INC COM | 293389102 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VSE CORP COM | 918284100 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEANFIRST FINL CORP | 675234108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EHEALTH INC | 28238P109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDBODY INC | 60255W105 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REV Group Inc | 749527107 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ParkerVision Inc | 701354300 | USD | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNES & NOBLE ED INC | 06777U101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNS WOODS BANCORP INC | 708430103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFIMED N V | N01045108 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 504 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GP STRATEGIES CORP | 36225V104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC COM STK | 64065J106 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 212 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 2,088 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILEIRON INC | 60739U204 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629505 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSARTIS INC | 92529L102 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 1,995 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORM HLDGS CORP COM | 34634E102 | Stock | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629117 | *W EXP 11/14/202 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-000228 | this filing | 2018-01-16 | acceptance time not in the bulk data set |