13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-16, with 4,218 holding rows worth $115,126,358,000.
- Accession
- 0000950123-18-000228
- Filer
- CIK 927971
- Filed
- 2018-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 13,720 entries on the cover page, a total value of $115,126,358,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,126,358,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI Japan ETF | 46434G822 | SHS | 114,398 | $6,857,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 52,550 | $6,855,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 791,623 | $6,840,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 789,700 | $6,823,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 68,967 | $6,806,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 55,000 | $6,801,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 606,520 | $6,793,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 48,507 | $6,782,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 105,000 | $6,776,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 71,391 | $6,757,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 48,593 | $6,744,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 514,250 | $6,721,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 140,832 | $6,683,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 469,703 | $6,679,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 26,784 | $6,665,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 366,493 | $6,651,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 287,149 | $6,579,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 644,737 | $6,570,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 272,505 | $6,567,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 72,209 | $6,554,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 172,888 | $6,527,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 49,034 | $6,513,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 124,414 | $6,504,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 294,200 | $6,502,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 65,089 | $6,489,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 281,307 | $6,474,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 200,553 | $6,465,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 291,859 | $6,451,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 152,728 | $6,448,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 124,600 | $6,437,000 | thousands by filing date | principal |
| VECTREN CORP | 92240G101 | COM | 98,720 | $6,418,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q494 | BUZZ US SMT LDR | 200,000 | $6,406,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 115,559 | $6,381,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 309,948 | $6,355,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 57,990 | $6,346,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 124,571 | $6,319,000 | thousands by filing date | principal |
| IHS MARKIT LTD | G47567105 | SHS | 139,919 | $6,318,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 552,253 | $6,300,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 154,119 | $6,270,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 96,287 | $6,261,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 110,419 | $6,244,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 170,000 | $6,234,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 142,199 | $6,216,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 158,875 | $6,213,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 121,407 | $6,202,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 945,607 | $6,184,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 136,641 | $6,179,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 183,836 | $6,139,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 137,368 | $6,133,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 195,618 | $6,126,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 305,584 | $6,108,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 57,000 | $6,086,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 212,149 | $6,047,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 70,000 | $6,041,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 85,307 | $6,023,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 47,314 | $6,017,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 122,200 | $6,016,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 101,142 | $6,001,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 117,025 | $5,999,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 192,247 | $5,998,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 157,730 | $5,972,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 204,347 | $5,955,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 374,595 | $5,937,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 33,445 | $5,921,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 95,550 | $5,885,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 241,333 | $5,881,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 56,057 | $5,876,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 49,359 | $5,856,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 236,873 | $5,849,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 172,776 | $5,847,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 112,427 | $5,830,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 180,825 | $5,825,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 247,020 | $5,809,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 46,300 | $5,793,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 225,894 | $5,783,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 144,800 | $5,777,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 182,693 | $5,760,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 50,000 | $5,750,000 | thousands by filing date | put |
| CONVERGYS CORP | 212485106 | COM | 244,415 | $5,744,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 134,722 | $5,740,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 37,611 | $5,739,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 53,605 | $5,727,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 84,805 | $5,722,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 61,950 | $5,673,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 138,590 | $5,633,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 282,866 | $5,627,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 75,528 | $5,620,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 165,507 | $5,606,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 261,333 | $5,606,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 110,000 | $5,602,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 150,000 | $5,577,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 306,115 | $5,568,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 98,705 | $5,566,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 84,044 | $5,555,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 97,510 | $5,549,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 45,032 | $5,546,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 431,035 | $5,535,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 476,524 | $5,508,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 86,435 | $5,507,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 265,350 | $5,506,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 201,063 | $5,495,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 361,983 | $5,487,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 102,554 | $5,473,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 400,624 | $5,469,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 452,615 | $5,467,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 132,827 | $5,450,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 293,021 | $5,421,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 144,266 | $5,418,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 50,000 | $5,396,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 99,581 | $5,361,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 154,572 | $5,359,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 110,594 | $5,355,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 429,867 | $5,313,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 24,974 | $5,266,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 131,228 | $5,255,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 108,945 | $5,248,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 119,786 | $5,201,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 160,554 | $5,175,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 54,627 | $5,162,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 202,149 | $5,161,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 31,304 | $5,156,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 41,747 | $5,117,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 26,575 | $5,113,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,285,218 | $5,103,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 110,000 | $5,080,000 | thousands by filing date | put |
| ATHENE HOLDING LTD | G0684D107 | CL A | 98,188 | $5,077,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 347,500 | $5,029,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 37,313 | $5,025,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,021,374 | $5,004,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 134,936 | $4,992,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 138,819 | $4,939,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 1,222,000 | $4,925,000 | thousands by filing date | put |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 67,218 | $4,906,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 1,217,566 | $4,906,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 75,439 | $4,902,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 151,131 | $4,890,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 269,511 | $4,886,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 144,577 | $4,885,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 36,934 | $4,857,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 56,527 | $4,855,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 46,498 | $4,818,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 82,249 | $4,812,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 25,000 | $4,799,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 130,000 | $4,774,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 119,816 | $4,773,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 85,707 | $4,770,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 56,000 | $4,768,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 56,000 | $4,768,000 | thousands by filing date | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 71,006 | $4,756,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 194,284 | $4,756,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 646,273 | $4,744,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 227,368 | $4,730,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 42,886 | $4,708,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 109,092 | $4,706,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 82,414 | $4,689,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 119,000 | $4,685,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 74,600 | $4,677,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 512,000 | $4,675,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 32,562 | $4,675,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 115,448 | $4,673,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 98,632 | $4,649,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 83,918 | $4,636,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 214,283 | $4,626,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 130,439 | $4,626,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 144,261 | $4,610,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 106,200 | $4,607,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 195,416 | $4,606,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 77,054 | $4,600,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 450,668 | $4,597,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 663,516 | $4,585,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 268,515 | $4,581,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 436,058 | $4,570,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 92,509 | $4,562,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 21,020 | $4,540,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 36,200 | $4,537,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 79,900 | $4,528,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 15,582 | $4,504,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 75,000 | $4,495,000 | thousands by filing date | put |
| NVR INC COM | 62944T105 | Stock | 1,281 | $4,495,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 54,371 | $4,465,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 30,818 | $4,451,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 85,000 | $4,450,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 75,693 | $4,448,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 90,622 | $4,438,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 119,742 | $4,417,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 231,197 | $4,392,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 94,445 | $4,390,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 253,238 | $4,389,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 95,000 | $4,387,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 62,400 | $4,385,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 62,400 | $4,385,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 52,237 | $4,375,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 450,000 | $4,365,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 863,397 | $4,360,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 85,556 | $4,353,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 43,280 | $4,349,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 215,001 | $4,345,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 18,201 | $4,343,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 34,374 | $4,335,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 422,876 | $4,330,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 214,471 | $4,324,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 107,523 | $4,315,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 82,124 | $4,234,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 48,402 | $4,233,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 78,400 | $4,207,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 253,109 | $4,204,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 31,511 | $4,184,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 134,515 | $4,177,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 178,186 | $4,168,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 44,481 | $4,160,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 195,305 | $4,160,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 87,033 | $4,159,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 100,000 | $4,142,000 | thousands by filing date | put |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 50,662 | $4,141,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 98,025 | $4,133,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 50,676 | $4,126,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 585,000 | $4,112,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 25,237 | $4,109,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 101,205 | $4,108,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 199,637 | $4,099,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 96,873 | $4,080,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 322,287 | $4,077,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 80,211 | $4,075,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 20,182 | $4,072,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 128,847 | $4,070,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 398,205 | $4,066,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 364,000 | $4,062,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 100,349 | $4,059,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 86,263 | $4,051,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 144,900 | $4,050,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 138,301 | $4,032,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 77,673 | $4,012,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 6,842 | $4,011,000 | thousands by filing date | principal |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 129,092 | $4,009,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 179,376 | $4,002,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 136,366 | $3,981,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 363,637 | $3,978,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 37,746 | $3,972,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 54,633 | $3,948,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 174,023 | $3,945,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 76,415 | $3,943,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 265,543 | $3,938,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 96,603 | $3,933,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 105,212 | $3,910,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 37,778 | $3,908,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 113,641 | $3,891,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 65,299 | $3,877,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 164,238 | $3,876,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 189,455 | $3,874,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100,668 | $3,871,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 81,500 | $3,869,000 | thousands by filing date | put |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 408,000 | $3,864,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 32,816 | $3,836,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 36,733 | $3,824,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 181,416 | $3,823,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 464,830 | $3,821,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 52,240 | $3,820,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 359,950 | $3,819,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 106,439 | $3,806,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 47,400 | $3,804,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 217,607 | $3,786,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 31,943 | $3,782,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 31,637 | $3,778,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 47,331 | $3,766,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,542,439 | $3,764,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 130,002 | $3,760,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 79,371 | $3,758,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 113,378 | $3,753,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 67,721 | $3,748,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 201,500 | $3,746,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 33,573 | $3,745,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 49,904 | $3,735,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 76,881 | $3,734,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 145,669 | $3,690,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 32,246 | $3,673,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 150,000 | $3,672,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 113,129 | $3,654,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 59,040 | $3,651,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 60,000 | $3,633,000 | thousands by filing date | put |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 29,576 | $3,623,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 231,421 | $3,612,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,142,729 | $3,610,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 61,037 | $3,583,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 126,833 | $3,568,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 80,372 | $3,568,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 180,000 | $3,546,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 151,912 | $3,541,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 90,500 | $3,539,000 | thousands by filing date | call |
| CABLE ONE INC | 12685J105 | COM | 5,026 | $3,535,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 206,822 | $3,516,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 27,483 | $3,510,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,110,900 | $3,510,000 | thousands by filing date | put |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 25,000 | $3,504,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 29,800 | $3,501,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 172,723 | $3,498,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 222,923 | $3,491,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 314,000 | $3,486,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 68,485 | $3,486,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 59,198 | $3,484,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 110,789 | $3,484,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 81,740 | $3,480,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 84,056 | $3,479,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 34,390 | $3,470,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 135,165 | $3,468,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 67,816 | $3,458,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 605,500 | $3,457,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 58,570 | $3,435,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 22,274 | $3,433,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 48,791 | $3,417,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 38,297 | $3,405,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 107,794 | $3,402,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 64,156 | $3,397,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 40,595 | $3,395,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 122,904 | $3,380,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 84,977 | $3,374,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 15,445 | $3,370,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 69,200 | $3,366,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 589,295 | $3,365,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 49,235 | $3,362,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 94,634 | $3,355,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 32,208 | $3,344,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 154,908 | $3,340,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 47,000 | $3,338,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 29,659 | $3,333,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 169,698 | $3,332,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 71,295 | $3,326,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 51,596 | $3,326,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 33,614 | $3,324,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 4,707,420 | $3,324,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 45,174 | $3,314,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 84,210 | $3,304,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 62,777 | $3,296,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 349,422 | $3,294,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 25,957 | $3,293,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 187,111 | $3,293,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 62,337 | $3,290,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 44,745 | $3,290,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 53,330 | $3,288,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 317,808 | $3,286,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 136,072 | $3,253,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 207,000 | $3,252,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 345,000 | $3,252,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 122,556 | $3,247,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 270,000 | $3,243,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 548,334 | $3,242,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 38,931 | $3,227,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 45,900 | $3,227,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 57,931 | $3,221,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 23,620 | $3,212,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 171,079 | $3,210,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 263,960 | $3,206,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 111,359 | $3,201,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 421,823 | $3,194,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 100,993 | $3,188,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 21,727 | $3,181,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 177,999 | $3,175,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 100,214 | $3,169,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 248,000 | $3,164,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 36,388 | $3,161,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 234,210 | $3,148,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 16,650 | $3,146,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 39,925 | $3,142,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 28,644 | $3,138,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 366,121 | $3,123,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 56,342 | $3,106,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 155,800 | $3,105,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 90,263 | $3,100,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 43,104 | $3,097,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 43,335 | $3,077,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 33,733 | $3,057,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 101,631 | $3,053,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 229,000 | $3,050,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 452,555 | $3,050,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,162,582 | $3,046,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 42,500 | $3,042,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 102,208 | $3,042,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 58,303 | $3,041,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 43,395 | $3,034,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 51,677 | $3,030,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 66,839 | $3,028,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 29,269 | $3,015,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 700,000 | $3,010,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 54,355 | $3,005,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 29,408 | $2,987,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 47,593 | $2,983,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 500,000 | $2,975,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 67,968 | $2,971,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 112,000 | $2,968,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 37,900 | $2,956,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 290,743 | $2,951,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 101,358 | $2,950,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 155,224 | $2,941,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 388,400 | $2,940,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 31,993 | $2,930,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 98,161 | $2,928,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 174,321 | $2,920,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 39,324 | $2,919,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 163,484 | $2,911,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 67,500 | $2,910,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 467,000 | $2,909,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 984,196 | $2,903,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 30,796 | $2,895,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 31,435 | $2,895,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 63,200 | $2,890,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 63,200 | $2,890,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 81,470 | $2,887,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 137,665 | $2,882,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 41,766 | $2,882,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 72,274 | $2,880,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 144,145 | $2,877,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 49,938 | $2,875,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 199,000 | $2,868,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 549,000 | $2,866,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 130,727 | $2,859,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 201,000 | $2,858,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 90,824 | $2,856,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 108,510 | $2,848,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 73,189 | $2,842,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 152,101 | $2,827,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 448,252 | $2,824,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 320,000 | $2,813,000 | thousands by filing date | call |
| WALKER&DUNLOPINC | 93148P102 | STOK | 59,139 | $2,809,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 100,035 | $2,801,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 54,708 | $2,797,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 124,515 | $2,786,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 114,785 | $2,772,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 155,161 | $2,770,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 95,000 | $2,769,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 217,800 | $2,764,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 33,187 | $2,750,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 209,000 | $2,746,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 39,742 | $2,739,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 75,189 | $2,738,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 22,067 | $2,736,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 112,210 | $2,731,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 41,113 | $2,725,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 150,000 | $2,723,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 98,486 | $2,714,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 30,395 | $2,706,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 67,633 | $2,701,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 49,364 | $2,699,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 686,424 | $2,698,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 58,305 | $2,698,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 25,515 | $2,694,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 34,246 | $2,691,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 25,378 | $2,690,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 27,735 | $2,689,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 35,600 | $2,686,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 50,000 | $2,682,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 240,000 | $2,681,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 93,470 | $2,680,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 88,281 | $2,679,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 24,976 | $2,672,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 204,000 | $2,664,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 59,181 | $2,660,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 119,039 | $2,660,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 164,028 | $2,657,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 314,331 | $2,656,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 186,383 | $2,645,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 64,438 | $2,637,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 58,050 | $2,633,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 33,311 | $2,631,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 458,000 | $2,629,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 968,157 | $2,615,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 59,019 | $2,612,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 73,680 | $2,610,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 51,955 | $2,602,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 70,000 | $2,601,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 51,847 | $2,584,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 40,000 | $2,581,000 | thousands by filing date | put |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 16,279 | $2,576,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 220,000 | $2,574,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 222,500 | $2,572,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 19,487 | $2,571,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 182,638 | $2,570,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 27,704 | $2,567,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 615,450 | $2,566,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 37,186 | $2,561,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 47,716 | $2,560,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 14,662 | $2,549,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 16,477 | $2,532,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 166,700 | $2,527,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 46,499 | $2,521,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 29,835 | $2,514,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 62,390 | $2,514,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 81,482 | $2,510,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 328,500 | $2,503,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 74,668 | $2,501,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 23,345 | $2,500,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 204,844 | $2,499,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 43,605 | $2,491,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 51,974 | $2,472,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 49,418 | $2,471,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 82,603 | $2,452,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 37,918 | $2,448,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 26,061 | $2,448,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 45,876 | $2,446,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 167,704 | $2,440,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 887,701 | $2,432,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 282,191 | $2,427,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-000228 | this filing | 2018-01-16 | acceptance time not in the bulk data set |