13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-16, with 4,218 holding rows worth $115,126,358,000.
- Accession
- 0000950123-18-000228
- Filer
- CIK 927971
- Filed
- 2018-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 13,720 entries on the cover page, a total value of $115,126,358,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,126,358,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 17,319 | $308,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 34,385 | $306,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 14,925 | $305,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21,899 | $305,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 26,479 | $304,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 15,803 | $304,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,562 | $302,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,084 | $301,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 81,526 | $301,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 5,096 | $300,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 16,808 | $300,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 16,800 | $300,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 27,656 | $299,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 10,717 | $298,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,503 | $297,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 3,704 | $296,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 12,762 | $295,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,008 | $295,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 526 | $294,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 23,917 | $294,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,248 | $294,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,215 | $294,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 6,000 | $293,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,666 | $293,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 16,330 | $293,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 8,620 | $293,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,281 | $291,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 17,958 | $291,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,752 | $290,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 9,231 | $289,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 12,129 | $288,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 7,475 | $288,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,168 | $286,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 12,100 | $286,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 12,445 | $286,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,479 | $286,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 9,445 | $286,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 11,098 | $285,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 26,264 | $284,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,188 | $284,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 43,632 | $284,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 20,350 | $284,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,098 | $283,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 4,015 | $283,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 5,052 | $283,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,130 | $282,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 12,104 | $282,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 12,511 | $282,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 9,934 | $281,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 4,521 | $281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,072 | $281,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 12,118 | $281,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 25,099 | $279,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,847 | $278,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,488 | $278,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 5,629 | $278,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,129 | $277,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 15,000 | $277,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 8,932 | $277,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 14,542 | $276,000 | thousands by filing date | |
| RH | 74967X103 | COM | 3,200 | $276,000 | thousands by filing date | put |
| OPUS BK IRVINE CALIF | 684000102 | COM | 10,102 | $276,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 13,994 | $275,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,745 | $275,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 24,434 | $274,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 18,766 | $274,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 12,842 | $274,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 88,771 | $274,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 7,500 | $273,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 61,968 | $273,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 26,405 | $273,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 44,491 | $273,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,572 | $271,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 65,000 | $271,000 | thousands by filing date | call |
| AMPLIFY ETF TR | 032108102 | CMN | 6,586 | $269,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 828 | $268,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 102,300 | $267,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,779 | $266,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,571 | $263,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,458 | $263,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 10,348 | $263,000 | thousands by filing date | principal |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 15,073 | $262,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 31,700 | $261,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,600 | $260,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 9,092 | $260,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 8,300 | $260,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 7,100 | $259,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,783 | $259,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 48,900 | $257,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,284 | $256,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 232,562 | $256,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,644 | $254,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 4,305 | $254,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,703 | $253,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,736 | $253,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,397 | $250,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 190 | $249,000 | thousands by filing date | principal |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 9,030 | $247,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,048 | $247,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,620 | $246,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 17,022 | $244,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 46,300 | $243,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,910 | $242,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 14,365 | $242,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 6,021 | $242,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 15,325 | $241,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,400 | $240,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,076 | $239,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 4,619 | $238,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 13,970 | $238,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 9,468 | $238,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 19,365 | $238,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,887 | $235,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,181 | $234,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 3,642 | $234,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,371 | $232,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 117,339 | $231,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 5,105 | $231,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 7,872 | $231,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,769 | $230,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,231 | $230,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 15,000 | $230,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,062 | $230,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,411 | $227,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,882 | $227,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,785 | $226,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 4,646 | $226,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,595 | $226,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,700 | $225,000 | thousands by filing date | call |
| MSA SAFETY INC COM | 553498106 | Stock | 2,904 | $225,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 21,000 | $225,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 5,900 | $223,000 | thousands by filing date | call |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,170 | $223,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 16,000 | $223,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 4,585 | $223,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 13,413 | $222,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,000 | $220,000 | thousands by filing date | call |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2,730 | $220,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 14,742 | $220,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 11,075 | $220,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 6,865 | $219,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 8,947 | $218,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 17,000 | $218,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 10,691 | $218,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,733 | $217,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 25,191 | $217,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 11,844 | $216,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,504 | $216,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,988 | $216,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 3,896 | $216,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 9,412 | $214,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 3,234 | $214,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 14,218 | $214,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 6,698 | $212,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 9,472 | $212,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 6,981 | $212,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 13,520 | $212,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,729 | $211,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 10,991 | $211,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 8,100 | $211,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 5,311 | $211,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 70,000 | $211,000 | thousands by filing date | call |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 6,946 | $211,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,582 | $209,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 31,887 | $208,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 6,971 | $208,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 10,993 | $208,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,473 | $207,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,240 | $206,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,630 | $206,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,085 | $204,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 503 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,830 | $203,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 3,551 | $203,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 12,436 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,091 | $202,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 5,016 | $202,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 31,816 | $201,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 17,700 | $200,000 | thousands by filing date | put |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,042 | $200,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 5,050 | $199,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 15,456 | $199,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 22,974 | $199,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 36,564 | $199,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 29,170 | $198,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 5,200 | $197,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 106,928 | $197,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,846 | $196,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 5,060 | $196,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 9,661 | $195,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 8,917 | $195,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 8,237 | $194,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 15,215 | $193,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 155,469 | $193,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,729 | $192,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 11,372 | $192,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 5,300 | $192,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 5,300 | $192,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 7,550 | $191,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,773 | $190,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 21,162 | $190,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 13,792 | $190,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,692 | $189,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,000 | $189,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,793 | $189,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,895 | $188,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,326 | $188,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,103 | $188,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 8,192 | $188,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,293 | $187,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,150 | $187,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 5,846 | $186,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 78,990 | $186,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,866 | $185,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,534 | $185,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 18,191 | $185,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,015 | $184,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 12,700 | $184,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 5,270 | $183,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 8,704 | $183,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 7,494 | $183,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 19,381 | $182,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 10,154 | $182,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 8,800 | $181,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,742 | $181,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,899 | $181,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 2,683 | $179,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 2,402 | $178,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 47,254 | $177,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 7,067 | $177,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 17,400 | $177,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,231 | $177,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,361 | $176,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 991 | $176,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 2,514 | $176,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 7,567 | $176,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 6,251 | $175,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 4,000 | $174,000 | thousands by filing date | call |
| J JILL INC | 46620W102 | COM | 22,306 | $174,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,529 | $173,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,138 | $173,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 30,524 | $173,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 10,412 | $173,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,752 | $172,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,904 | $172,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,903 | $171,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 3,688 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,315 | $170,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,277 | $170,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 6,440 | $170,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 9,377 | $169,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,991 | $169,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 16,700 | $169,000 | thousands by filing date | put |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 8,942 | $168,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 25,000 | $168,000 | thousands by filing date | put |
| TPI Composites Inc | 87266J104 | Common Stock | 8,198 | $168,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 14,591 | $168,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 9,132 | $168,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 36,516 | $168,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,751 | $166,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 3,320 | $166,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 3,935 | $165,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 11,470 | $165,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 7,000 | $165,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,828 | $165,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,737 | $165,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 4,098 | $164,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 4,382 | $164,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 21,000 | $164,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,331 | $163,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,631 | $163,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,742 | $161,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,466 | $161,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 7,871 | $160,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,270 | $160,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,286 | $160,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 7,194 | $160,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 4,922 | $159,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,026 | $159,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 9,679 | $159,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 5,772 | $159,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 8,601 | $159,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,600 | $158,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 67,543 | $158,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 8,722 | $158,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,884 | $158,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 37,084 | $158,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 10,700 | $158,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 5,344 | $158,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 5,666 | $157,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,047 | $157,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 17,714 | $157,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,590 | $156,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 4,970 | $156,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,408 | $156,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 4,283 | $156,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,102 | $156,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,106 | $154,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,520 | $153,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 3,188 | $153,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 7,086 | $152,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,088 | $152,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 9,344 | $152,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 19,642 | $152,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 4,792 | $152,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 3,186 | $151,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 732 | $151,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 3,300 | $151,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 2,821 | $150,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,464 | $150,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 9,834 | $150,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,781 | $150,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 22,700 | $150,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 4,259 | $150,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 8,078 | $150,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 4,654 | $149,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 5,615 | $149,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 17,270 | $149,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,649 | $149,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 5,567 | $149,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 3,361 | $149,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 12,213 | $148,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 5,760 | $148,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 14,653 | $148,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,422 | $148,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $148,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 9,099 | $147,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,380 | $146,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 4,656 | $146,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 23,957 | $146,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 3,884 | $146,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,910 | $145,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 6,122 | $145,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 12,447 | $145,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 31,100 | $144,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 19,118 | $144,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,978 | $143,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 5,000 | $143,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,069 | $143,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 14,019 | $143,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 16,458 | $142,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,216 | $142,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 63,853 | $142,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 27,308 | $142,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 7,699 | $141,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 5,400 | $141,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 5,609 | $141,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,633 | $140,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,230 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,925 | $140,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,566 | $140,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 25,538 | $140,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 4,638 | $140,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 26,000 | $140,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 26,000 | $140,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 2,017 | $139,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 6,819 | $139,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 24,219 | $139,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3,852 | $138,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 7,418 | $138,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 13,876 | $138,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,659 | $136,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,681 | $136,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 7,159 | $136,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,704 | $136,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,700 | $136,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 10,053 | $136,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 15,322 | $135,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 2,556 | $135,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 29,100 | $135,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F103 | COM | 4,182 | $135,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 20,000 | $135,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 5,791 | $134,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 2,264 | $134,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 9,074 | $134,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 6,638 | $134,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 2,593 | $133,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,310 | $133,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 23,495 | $133,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 7,445 | $133,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 5,708 | $133,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,786 | $132,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,638 | $132,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 7,153 | $132,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,421 | $132,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 5,742 | $132,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 12,418 | $131,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 5,245 | $131,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 12,948 | $131,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 6,000 | $131,000 | thousands by filing date | put |
| CAREDX INC | 14167L103 | COM | 17,806 | $130,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 15,276 | $130,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 30,000 | $130,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 7,731 | $129,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 8,625 | $129,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 11,187 | $129,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 2,960 | $129,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 6,388 | $129,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,811 | $129,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,668 | $128,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 3,708 | $128,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 2,739 | $128,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 5,035 | $128,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 30,000 | $128,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 4,828 | $127,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 51,723 | $127,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 7,736 | $127,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 3,010 | $127,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,830 | $126,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 7,562 | $126,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 3,083 | $126,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,046 | $125,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 30,000 | $125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 4,083 | $124,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,401 | $124,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 5,830 | $124,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,907 | $124,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 5,930 | $123,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 3,580 | $123,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 5,272 | $123,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 7,770 | $123,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,400 | $122,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 523 | $122,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,242 | $122,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,500 | $121,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 25,334 | $121,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,068 | $121,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,706 | $120,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,654 | $120,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 30,500 | $120,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 30,500 | $120,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 3,324 | $120,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 5,990 | $120,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,915 | $119,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,318 | $119,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 3,525 | $119,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,016 | $119,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 2,587 | $119,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 21,000 | $119,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 3,200 | $118,000 | thousands by filing date | call |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 10,957 | $118,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 19,864 | $118,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 3,207 | $117,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 8,200 | $117,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 48,851 | $117,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4,500 | $116,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 3,200 | $116,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 2,779 | $115,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 3,742 | $115,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,551 | $115,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 9,265 | $115,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,330 | $115,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,238 | $114,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 7,622 | $114,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,575 | $114,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 4,490 | $114,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,842 | $113,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 25,456 | $113,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,844 | $112,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,090 | $112,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 2,547 | $112,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $112,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 1,698 | $112,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 5,383 | $111,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 2,755 | $111,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $111,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,411 | $111,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,335 | $110,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,603 | $110,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 23,614 | $110,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,757 | $109,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 3,580 | $108,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 8,658 | $108,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,518 | $107,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,032 | $107,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 2,617 | $107,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,021 | $107,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,205 | $107,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 9,590 | $107,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 20,761 | $106,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 10,442 | $106,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,353 | $105,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,629 | $105,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 4,979 | $105,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 15,330 | $105,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 5,921 | $105,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 3,000 | $104,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $104,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 6,516 | $104,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 3,325 | $104,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,738 | $104,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,000 | $104,000 | thousands by filing date | put |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 454 | $104,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 2,000 | $103,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 9,891 | $102,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,926 | $102,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 2,409 | $101,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,023 | $101,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 2,824 | $101,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 15,398 | $100,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-000228 | this filing | 2018-01-16 | acceptance time not in the bulk data set |