13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,779 holding rows worth $216,194,183,000.
- Accession
- 0000950123-17-010967
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 13,216 entries on the cover page, a total value of $216,194,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $216,194,251,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 13,078 | $670,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 26,839 | $669,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 24,067 | $668,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 51,156 | $668,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 128,382 | $668,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 19,163 | $667,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 10,911 | $666,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 31,160 | $665,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 13,388 | $665,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 16,949 | $664,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 50,107 | $664,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,900 | $662,000 | thousands by filing date | put |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 14,154 | $662,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 18,890 | $658,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 13,204 | $657,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 14,878 | $657,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 12,988 | $657,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 20,000 | $656,000 | thousands by filing date | call |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 7,215 | $656,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 40,837 | $654,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 82,710 | $653,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 39,084 | $652,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 25,232 | $650,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,869 | $649,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,134 | $647,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 19,501 | $647,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 25,000 | $647,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 41,010 | $646,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 480,987 | $645,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 70,462 | $645,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 28,742 | $644,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,300 | $643,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 73,570 | $643,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 7,704 | $642,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 8,313 | $640,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 10,208 | $638,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 28,730 | $637,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 12,940 | $636,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 12,963 | $636,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 7,957 | $636,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 21,469 | $633,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 9,546 | $632,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 856 | $632,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 5,588 | $628,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 228,572 | $628,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 19,040 | $628,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 17,433 | $627,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 41,571 | $625,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 42,342 | $623,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,658 | $620,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 8,424 | $620,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 63,862 | $620,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 17,763 | $619,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 26,908 | $618,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 38,045 | $618,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,247 | $618,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 11,048 | $618,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 30,197 | $618,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 12,988 | $618,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 32,112 | $618,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 61,157 | $617,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 11,487 | $617,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 19,909 | $616,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 45,501 | $616,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 12,536 | $615,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 24,311 | $615,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 24,404 | $615,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 95,222 | $614,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 23,086 | $614,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 70,248 | $612,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 19,983 | $612,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 100,100 | $610,000 | thousands by filing date | call |
| CARE COM INC | 141633107 | COM | 38,355 | $609,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,400 | $608,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 50,063 | $608,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 33,787 | $607,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 23,907 | $607,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 15,250 | $605,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 28,567 | $605,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 13,771 | $604,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 64,700 | $604,000 | thousands by filing date | put |
| GORMAN RUPP CO COM | 383082104 | Stock | 18,475 | $602,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 41,166 | $602,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 17,549 | $601,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 114,114 | $598,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 12,148 | $597,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 25,150 | $597,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 5,901 | $596,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 243,000 | $595,000 | thousands by filing date | put |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 25,481 | $595,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 10,612 | $594,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 75,720 | $593,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 75,664 | $591,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 76,270 | $591,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 130,903 | $589,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 52,237 | $588,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 37,170 | $587,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 48,246 | $586,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 6,000 | $586,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 87,865 | $586,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 106,960 | $583,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 92,835 | $582,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 30,257 | $582,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 156,862 | $582,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 28,706 | $582,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 45,000 | $581,000 | thousands by filing date | put |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 14,204 | $580,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 327,914 | $580,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 129,114 | $580,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 43,656 | $579,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 46,489 | $579,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 7,108 | $578,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 8,724 | $578,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 10,605 | $577,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 35,119 | $577,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 13,748 | $576,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 15,794 | $575,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 6,909 | $573,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 20,155 | $572,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 15,000 | $571,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 13,283 | $570,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,000 | $570,000 | thousands by filing date | call |
| EXACTECH INC | 30064E109 | COM | 17,264 | $569,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 54,392 | $568,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 18,711 | $567,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 40,093 | $566,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 14,150 | $566,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 41,368 | $566,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 14,351 | $565,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,827 | $564,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 47,748 | $563,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,000 | $561,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 16,226 | $559,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 13,834 | $556,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 12,948 | $555,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 13,488 | $553,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 8,200 | $553,000 | thousands by filing date | put |
| COMMERCEHUB INC | 20084V108 | COM SER A | 24,517 | $553,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 38,143 | $552,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 120,000 | $552,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 33,301 | $552,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 41,320 | $550,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 30,030 | $550,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 18,381 | $550,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 30,000 | $549,000 | thousands by filing date | call |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 15,700 | $547,000 | thousands by filing date | put |
| TRANSCAT INC | 893529107 | COM | 40,198 | $545,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 100,000 | $545,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 8,460 | $544,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 12,435 | $543,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 42,343 | $543,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 31,734 | $542,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 21,265 | $542,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 15,872 | $541,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 19,960 | $541,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 21,895 | $541,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 323,477 | $541,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 10,236 | $540,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 25,620 | $540,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 11,000 | $539,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 39,601 | $539,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 25,268 | $539,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 43,624 | $539,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 13,015 | $538,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 95,891 | $536,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 29,957 | $535,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 5,881 | $534,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 31,690 | $531,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 18,002 | $531,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 95,587 | $531,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 47,436 | $529,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 16,476 | $529,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 5,000 | $529,000 | thousands by filing date | put |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 39,985 | $528,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 22,941 | $528,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 23,295 | $527,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 31,113 | $527,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 115,615 | $526,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 28,925 | $525,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 9,492 | $525,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 25,341 | $523,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 8,976 | $523,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 45,488 | $522,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 12,328 | $522,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 5,881 | $522,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 17,503 | $521,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 6,649 | $521,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,381 | $519,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 13,362 | $519,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 120,399 | $518,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 18,349 | $517,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 23,238 | $517,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 30,130 | $517,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 17,537 | $516,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 52,109 | $516,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 10,579 | $515,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 25,959 | $515,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 63,114 | $514,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 23,178 | $513,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 22,009 | $513,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 9,934 | $511,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 34,774 | $510,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 38,003 | $510,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 12,683 | $509,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 20,576 | $508,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 6,709 | $507,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 53,479 | $507,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 5,887 | $507,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 2,978 | $505,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 13,879 | $505,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 48,099 | $504,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 20,141 | $503,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,500 | $502,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 6,478 | $502,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 45,968 | $499,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 7,327 | $497,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 22,454 | $497,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 8,150 | $496,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 45,000 | $495,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 19,075 | $494,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 45,966 | $492,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 20,338 | $492,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,500 | $491,000 | thousands by filing date | call |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 39,400 | $491,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 18,116 | $491,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 55,327 | $490,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 28,502 | $490,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 25,790 | $490,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 11,817 | $490,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 54,497 | $489,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,522 | $488,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 7,729 | $488,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,487 | $487,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 17,834 | $487,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 21,800 | $487,000 | thousands by filing date | call |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 38,533 | $486,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 40,092 | $486,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 49,375 | $486,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 46,997 | $485,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 7,608 | $484,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 11,078 | $483,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 6,473 | $482,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,400 | $481,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 15,335 | $481,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 30,903 | $481,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 4,957 | $480,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 8,977 | $480,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 32,221 | $480,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 58,230 | $477,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 47,190 | $475,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 35,905 | $474,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 5,782 | $473,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 20,139 | $472,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,100 | $469,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,100 | $469,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 136,040 | $467,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 12,881 | $467,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 11,618 | $466,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 16,171 | $465,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 27,111 | $465,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 32,596 | $465,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 21,936 | $465,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 31,964 | $465,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 36,965 | $464,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 34,478 | $464,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,900 | $463,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 80,030 | $463,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 13,213 | $462,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 6,066 | $462,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 30,000 | $461,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 6,319 | $461,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,600 | $460,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 34,811 | $460,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 38,943 | $460,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 4,510 | $459,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 70,272 | $458,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 77,743 | $458,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 4,900 | $457,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 12,463 | $456,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 38,452 | $456,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 9,279 | $456,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 50,000 | $456,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 53,412 | $454,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 27,042 | $454,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 10,003 | $454,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 24,551 | $453,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,275 | $453,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 15,600 | $453,000 | thousands by filing date | call |
| MULESOFT INC | 625207105 | CL A | 22,441 | $452,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,813 | $451,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 14,282 | $451,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 15,713 | $450,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 33,237 | $450,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 13,428 | $449,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 22,351 | $449,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 25,000 | $448,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916503 | COM NEW | 58,501 | $447,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 17,993 | $446,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 19,836 | $445,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 17,567 | $445,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 39,078 | $444,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 10,504 | $443,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 84,435 | $442,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 50,000 | $442,000 | thousands by filing date | call |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 66,866 | $442,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 34,325 | $441,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 32,485 | $441,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 15,633 | $440,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 16,600 | $440,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 10,057 | $440,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 25,335 | $440,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 10,368 | $440,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 23,566 | $440,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 83,290 | $440,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,784 | $439,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 33,786 | $439,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 11,944 | $438,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 28,189 | $438,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 30,217 | $438,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 42,463 | $438,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 18,836 | $438,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 7,053 | $438,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 24,642 | $437,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 32,055 | $437,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 33,115 | $437,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 62,142 | $436,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 12,208 | $435,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,279 | $435,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 8,359 | $434,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 12,236 | $434,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 529,000 | $434,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,719 | $433,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 20,500 | $431,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,713 | $430,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 15,195 | $428,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 16,861 | $428,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 25,000 | $426,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 33,151 | $426,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 22,252 | $426,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 40,699 | $425,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 17,796 | $425,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 19,067 | $425,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 16,031 | $425,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 20,565 | $424,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,959 | $424,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 5,971 | $423,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 15,958 | $423,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 10,000 | $422,000 | thousands by filing date | call |
| TIER REIT COM | 88650V208 | COM NEW | 21,889 | $422,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 628 | $422,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 7,943 | $421,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 30,173 | $420,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 22,300 | $419,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 2,802 | $418,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 12,067 | $418,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 20,287 | $417,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7,027 | $417,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 22,780 | $417,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 8,074 | $416,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,075 | $416,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 24,578 | $416,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 14,501 | $415,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 10,706 | $415,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 30,200 | $414,000 | thousands by filing date | call |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 10,700 | $414,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 17,031 | $413,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 37,981 | $413,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 8,700 | $412,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 11,924 | $411,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 6,804 | $410,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,000 | $408,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 18,178 | $408,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,198 | $407,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 18,180 | $406,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 8,988 | $406,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 21,050 | $405,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 25,997 | $405,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 8,452 | $404,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 14,034 | $402,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 71,595 | $402,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 11,929 | $401,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 23,687 | $401,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 36,491 | $401,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 17,900 | $401,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 11,400 | $400,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 7,123 | $399,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 6,489 | $398,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 50,402 | $398,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 8,062 | $398,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 150,000 | $398,000 | thousands by filing date | put |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 5,622 | $397,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 8,817 | $397,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 10,043 | $397,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 17,519 | $396,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 31,003 | $396,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 21,569 | $394,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 30,897 | $393,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 19,268 | $392,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,000 | $391,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 44,074 | $391,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 29,338 | $391,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 27,953 | $391,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 39,003 | $390,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 68,430 | $389,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,417 | $389,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 34,959 | $389,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 100,600 | $387,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 32,531 | $385,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 11,667 | $385,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 63,200 | $385,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 373,543 | $384,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 9,200 | $383,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 9,297 | $383,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 9,668 | $383,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $382,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $382,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 55,779 | $382,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 10,224 | $382,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 4,735 | $381,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,800 | $381,000 | thousands by filing date | call |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 20,819 | $381,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 2,349 | $381,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 7,922 | $380,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 52,101 | $380,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 63,802 | $380,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 13,454 | $379,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 10,526 | $379,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 9,514 | $378,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 6,077 | $378,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 10,683 | $378,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 13,355 | $377,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,176 | $375,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 22,605 | $375,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 12,471 | $374,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,449 | $374,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 7,553 | $374,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,087 | $373,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 50,545 | $372,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 47,412 | $372,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,200 | $371,000 | thousands by filing date | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 10,295 | $370,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 8,271 | $370,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 29,795 | $369,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 103,383 | $367,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 12,405 | $367,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 36,612 | $366,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 225,485 | $366,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,900 | $365,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 10,170 | $365,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,775 | $365,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 55,707 | $365,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 7,403 | $365,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 26,667 | $364,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,000 | $363,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 67,793 | $363,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 7,545 | $362,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,415 | $362,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 42,400 | $362,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 24,852 | $361,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 9,099 | $361,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 5,489 | $361,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 33,522 | $361,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,000 | $359,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 9,131 | $359,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 22,192 | $359,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 39,172 | $358,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 50,000 | $358,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 14,516 | $357,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 8,625 | $357,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 13,719 | $355,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 24,902 | $355,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 5,386 | $355,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 11,678 | $355,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 17,182 | $353,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 6,098 | $352,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 40,893 | $352,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 20,064 | $351,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 24,500 | $351,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,200 | $350,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 34,818 | $350,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 26,143 | $350,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 150,557 | $350,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 7,446 | $349,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 8,800 | $349,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 53,504 | $348,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 10,881 | $347,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 5,952 | $347,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 11,294 | $347,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 22,137 | $346,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 20,771 | $345,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 16,821 | $345,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 25,205 | $344,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 5,177 | $343,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 5,663 | $343,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 11,202 | $343,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 32,205 | $343,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 585 | $342,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 30,671 | $342,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 16,630 | $341,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,065 | $340,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010967 | this filing | 2017-11-14 | acceptance time not in the bulk data set |