13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,779 holding rows worth $216,194,183,000.
- Accession
- 0000950123-17-010967
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 13,216 entries on the cover page, a total value of $216,194,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $216,194,251,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARINE PRODS CORP | 568427108 | cs | 21,198 | $340,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 17,214 | $339,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 25,083 | $339,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 4,283 | $339,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 5,176 | $339,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,843 | $338,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,952 | $337,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 22,275 | $337,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 3,242 | $335,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,747 | $334,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,600 | $334,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 26,537 | $333,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 19,973 | $333,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,163 | $333,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 12,300 | $329,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 16,147 | $329,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 13,420 | $329,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 13,432 | $329,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 6,762 | $328,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 14,537 | $327,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,794 | $327,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 64,051 | $327,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 52,566 | $326,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 13,254 | $325,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 7,143 | $325,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 6,632 | $324,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 9,145 | $323,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 24,746 | $323,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 20,003 | $323,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 11,898 | $323,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 52,600 | $321,000 | thousands by filing date | call |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 8,945 | $320,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 28,614 | $317,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,129 | $317,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 18,518 | $317,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,621 | $316,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 8,191 | $316,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 14,346 | $314,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 6,413 | $314,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 9,137 | $314,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,647 | $312,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,000 | $310,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 8,000 | $310,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 5,349 | $310,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 13,113 | $310,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 30,068 | $309,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 25,729 | $308,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,751 | $308,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 13,824 | $308,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 23,127 | $307,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 3,515 | $307,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 7,416 | $306,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 3,200 | $306,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 21,082 | $306,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 8,510 | $306,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 7,948 | $306,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 8,345 | $305,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,459 | $304,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 22,366 | $304,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 20,218 | $304,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,200 | $303,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,329 | $303,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 31,341 | $303,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 15,944 | $303,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 13,675 | $301,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 10,000 | $301,000 | thousands by filing date | put |
| PFSWEB INC | 717098206 | COM | 36,040 | $301,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 22,818 | $301,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 16,000 | $299,000 | thousands by filing date | call |
| HMS HLDGS CORP | 40425J101 | COM | 15,028 | $299,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 3,062 | $299,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 14,503 | $298,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 13,861 | $298,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 64,794 | $298,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 7,548 | $297,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 4,436 | $296,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 6,364 | $296,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 3,084 | $295,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 15,275 | $295,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 17,695 | $295,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 150,000 | $294,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 15,000 | $294,000 | thousands by filing date | call |
| GENER8 MARITIME INC | Y26889108 | COM | 65,299 | $294,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 5,027 | $293,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 7,164 | $293,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 68,034 | $293,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,363 | $292,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 21,160 | $292,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3,934 | $292,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 14,877 | $291,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 6,751 | $291,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 19,523 | $291,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 15,042 | $291,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 8,724 | $290,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,518 | $290,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 10,176 | $290,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 6,147 | $290,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 11,681 | $290,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 12,830 | $290,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 8,370 | $289,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 32,312 | $289,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 3,776 | $288,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 21,188 | $288,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 17,726 | $288,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 23,128 | $287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,632 | $286,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 9,969 | $286,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 21,202 | $286,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,900 | $285,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 17,199 | $285,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,000 | $284,000 | thousands by filing date | put |
| INTEGER HLDGS CORP | 45826H109 | COM | 5,559 | $284,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,298 | $284,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 24,858 | $284,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 9,766 | $283,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 18,408 | $283,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 11,832 | $283,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 59,276 | $283,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,300 | $282,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 7,424 | $282,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 14,651 | $282,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 12,155 | $281,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 7,308 | $280,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,600 | $280,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,500 | $280,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,145 | $280,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 25,428 | $280,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 37,679 | $279,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,400 | $279,000 | thousands by filing date | put |
| EVERBRIDGE INC | 29978A104 | COM | 10,562 | $279,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 7,880 | $279,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 10,615 | $279,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 10,821 | $278,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 15,319 | $278,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 7,145 | $278,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 30,140 | $278,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 22,987 | $278,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 21,363 | $277,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 48,000 | $276,000 | thousands by filing date | put |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,900 | $276,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 13,177 | $275,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 5,544 | $275,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 17,977 | $275,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 23,183 | $275,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 35,570 | $275,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 53,426 | $275,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 109,535 | $274,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 40,000 | $274,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 7,186 | $273,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 27,423 | $273,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 12,018 | $272,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 38,023 | $272,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 9,300 | $271,000 | thousands by filing date | put |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 6,564 | $270,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 16,162 | $269,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 5,585 | $268,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 50,000 | $268,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 9,541 | $267,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 22,231 | $267,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 285,447 | $267,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,600 | $266,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 27,423 | $266,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,000 | $266,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,583 | $265,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 3,517 | $265,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 14,518 | $265,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 19,080 | $265,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,200 | $264,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 14,300 | $264,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 3,400 | $264,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 8,393 | $262,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 14,635 | $262,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 42,637 | $261,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 10,196 | $259,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 15,228 | $259,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 10,149 | $259,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 10,646 | $258,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,741 | $258,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 9,868 | $257,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 12,009 | $257,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 8,328 | $257,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 9,000 | $257,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 35,000 | $256,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 4,470 | $256,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 7,153 | $255,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 23,783 | $255,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 60,000 | $254,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 14,900 | $254,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 7,815 | $253,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 10,366 | $253,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 35,941 | $253,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 10,124 | $253,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 4,689 | $252,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 24,416 | $252,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 8,155 | $252,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 23,783 | $251,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 8,424 | $251,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 15,933 | $250,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 23,096 | $250,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 6,268 | $250,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 4,988 | $250,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 6,300 | $249,000 | thousands by filing date | call |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 6,787 | $249,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 10,357 | $249,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 29,595 | $249,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 3,736 | $248,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 20,602 | $247,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 7,219 | $247,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,000 | $246,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 27,350 | $245,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 13,183 | $245,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 9,234 | $243,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 11,280 | $243,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,500 | $242,000 | thousands by filing date | call |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 11,508 | $242,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 8,387 | $242,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 30,336 | $242,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,300 | $241,000 | thousands by filing date | call |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 16,614 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 2,468 | $241,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 18,035 | $241,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,930 | $240,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 17,985 | $239,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 21,581 | $239,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 7,285 | $238,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 4,779 | $238,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 16,625 | $238,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,600 | $237,000 | thousands by filing date | put |
| COCA COLA CONS INC | 191098102 | COM | 1,100 | $237,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 7,313 | $237,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 678,300 | $237,000 | thousands by filing date | put |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,147 | $236,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 9,930 | $236,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 9,594 | $236,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 12,500 | $235,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 42,400 | $235,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 56,205 | $235,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 5,046 | $235,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 5,139 | $234,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 15,333 | $234,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 54,474 | $234,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 2,382 | $234,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 10,490 | $233,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,043 | $233,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 7,278 | $233,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 7,248 | $233,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 11,479 | $233,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 6,526 | $233,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 13,861 | $233,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 7,315 | $232,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 6,840 | $231,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,033 | $231,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 12,426 | $231,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 16,091 | $231,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 8,211 | $230,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 17,066 | $230,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 14,845 | $230,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 8,031 | $230,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 18,196 | $229,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 15,204 | $227,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 15,182 | $227,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,556 | $227,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 4,536 | $227,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 14,536 | $226,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 10,533 | $226,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 12,545 | $225,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 61,607 | $224,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 4,475 | $224,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 57,648 | $224,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 5,330 | $223,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 6,368 | $223,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 18,073 | $223,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,923 | $222,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 15,275 | $222,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,142 | $221,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 300,000 | $221,000 | thousands by filing date | principal |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 5,575 | $220,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 15,815 | $220,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 5,047 | $220,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 15,088 | $220,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 76,362 | $219,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 3,265 | $219,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 7,816 | $219,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 25,079 | $218,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 4,240 | $217,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 28,037 | $217,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 6,981 | $217,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 46,099 | $217,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 41,844 | $217,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 8,072 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,045 | $216,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 189,167 | $216,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 7,397 | $216,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 12,193 | $215,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 66,627 | $215,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 11,414 | $215,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 42,598 | $214,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 4,819 | $214,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 23,931 | $213,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 65,000 | $213,000 | thousands by filing date | principal |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 32,317 | $213,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 8,503 | $213,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 2,086 | $212,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 12,815 | $212,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,430 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 8,730 | $211,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 3,546 | $211,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 8,791 | $211,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 9,687 | $210,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,200 | $210,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 2,139 | $210,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 12,126 | $210,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 2,924 | $210,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 5,189 | $209,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 34,176 | $209,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 60,700 | $208,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 6,246 | $208,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 743 | $208,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 21,289 | $208,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 8,131 | $208,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 9,039 | $208,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 48,800 | $207,000 | thousands by filing date | call |
| TELETECH HOLDINGS INC | 879939106 | COM | 4,958 | $207,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 75,488 | $206,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,200 | $206,000 | thousands by filing date | call |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 5,766 | $206,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,867 | $205,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 5,663 | $205,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,040 | $205,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 42,600 | $205,000 | thousands by filing date | put |
| TALEND S A | 874224207 | ADS | 5,003 | $205,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 22,671 | $204,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 53,358 | $203,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 14,408 | $203,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 16,403 | $203,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 12,560 | $203,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 9,610 | $202,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 5,197 | $202,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 13,090 | $202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 3,369 | $202,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 8,423 | $201,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 25,691 | $201,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 10,471 | $201,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,542 | $200,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 13,294 | $200,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 2,437 | $200,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,418 | $200,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 17,362 | $200,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 2,344 | $200,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 4,647 | $200,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,599 | $199,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 11,136 | $199,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 14,203 | $198,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 17,977 | $198,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 14,336 | $198,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,145 | $197,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 13,428 | $197,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 7,441 | $197,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 14,390 | $197,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,000 | $196,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,100 | $196,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 19,516 | $196,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 926 | $196,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,181 | $196,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 53,982 | $196,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 89,615 | $195,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 8,379 | $195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 5,449 | $193,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 4,171 | $193,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 8,835 | $193,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 7,768 | $192,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 10,295 | $192,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 26,047 | $192,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 964 | $192,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 17,696 | $191,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 14,008 | $190,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 16,542 | $189,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 7,017 | $189,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 108,101 | $189,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 17,346 | $189,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 5,304 | $188,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 41,788 | $188,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,635 | $187,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 4,701 | $187,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 7,218 | $187,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 27,280 | $187,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 15,501 | $187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,100 | $186,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 52,980 | $186,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 4,041 | $186,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 6,891 | $186,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 2,829 | $186,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,400 | $185,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 4,686 | $185,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 3,776 | $185,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 7,806 | $185,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,109 | $185,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 12,668 | $184,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 34,202 | $184,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 7,592 | $184,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 6,341 | $183,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,797 | $183,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 10,802 | $183,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 2,436 | $183,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 25,000 | $182,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 25,000 | $182,000 | thousands by filing date | call |
| XPERI CORP | 98421B100 | COM | 7,178 | $182,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 8,928 | $182,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 21,047 | $182,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 7,644 | $182,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 7,324 | $181,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 46,456 | $181,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 20,306 | $181,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 8,050 | $181,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 8,314 | $181,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 19,280 | $180,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 19,339 | $180,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 6,836 | $180,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 4,700 | $179,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 13,974 | $179,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 17,213 | $179,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 3,557 | $179,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 9,565 | $178,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 17,410 | $178,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 48,694 | $178,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 15,367 | $178,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 6,487 | $178,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 2,866 | $177,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 4,689 | $177,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,307 | $177,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 11,160 | $177,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 3,487 | $177,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 2,653 | $177,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 12,087 | $177,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,555 | $176,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,400 | $175,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 17,628 | $175,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 11,047 | $175,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,357 | $175,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 12,307 | $175,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 26,124 | $174,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 14,761 | $174,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,427 | $173,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 10,915 | $173,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,000 | $172,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 40,000 | $172,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 15,000 | $172,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 5,827 | $172,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 17,046 | $172,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 7,913 | $172,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,000 | $171,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,436 | $171,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 784 | $171,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 14,590 | $171,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,347 | $171,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,900 | $170,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 5,255 | $170,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 4,900 | $169,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 2,141 | $169,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 3,190 | $169,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 87,339 | $169,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 1,623 | $169,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 6,142 | $169,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 5,014 | $168,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 3,198 | $168,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 12,965 | $168,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 159,539 | $168,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 9,270 | $167,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 3,455 | $167,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 203,860 | $167,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 81,449 | $167,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 31,512 | $167,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 2,113 | $167,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 9,721 | $167,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,136 | $167,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,307 | $166,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 9,566 | $166,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 7,244 | $166,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 3,238 | $166,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,534 | $165,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 5,000 | $165,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 12,978 | $165,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 6,881 | $164,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 3,131 | $164,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 6,172 | $164,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 31,200 | $164,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 2,075 | $164,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 90,823 | $164,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,602 | $163,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 28,983 | $163,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 6,941 | $163,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 70,000 | $163,000 | thousands by filing date | put |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 6,365 | $163,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 9,590 | $163,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 17,036 | $163,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 860 | $162,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,000 | $162,000 | thousands by filing date | put |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 2,797 | $162,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 4,706 | $162,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 11,668 | $162,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010967 | this filing | 2017-11-14 | acceptance time not in the bulk data set |