13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,779 holding rows worth $216,194,183,000.
- Accession
- 0000950123-17-010967
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 13,216 entries on the cover page, a total value of $216,194,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $216,194,251,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 76,696 | $1,285,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 100,000 | $1,285,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 32,019 | $1,284,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 125,940 | $1,282,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 62,245 | $1,281,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 40,452 | $1,279,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 20,000 | $1,278,000 | thousands by filing date | put |
| ICHOR HOLDINGS | G4740B105 | SHS | 47,689 | $1,278,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 52,285 | $1,277,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 63,713 | $1,275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 36,945 | $1,275,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 47,643 | $1,274,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 19,000 | $1,273,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 244,583 | $1,272,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 62,992 | $1,270,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 11,542 | $1,270,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 27,318 | $1,264,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 101,232 | $1,261,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 33,182 | $1,260,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 125,657 | $1,259,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 66,665 | $1,259,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 83,398 | $1,257,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 41,363 | $1,256,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 93,944 | $1,252,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 50,600 | $1,248,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 21,028 | $1,247,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 15,705 | $1,246,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 100,000 | $1,246,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 31,552 | $1,244,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 84,392 | $1,241,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 22,441 | $1,240,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 113,150 | $1,240,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 170,406 | $1,239,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 42,545 | $1,235,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 43,500 | $1,233,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 35,138 | $1,227,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 87,322 | $1,225,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 50,187 | $1,223,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 83,147 | $1,221,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 75,264 | $1,219,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 52,739 | $1,219,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 19,564 | $1,218,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 91,566 | $1,217,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 72,159 | $1,215,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 21,700 | $1,214,000 | thousands by filing date | call |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 64,787 | $1,214,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 56,507 | $1,214,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 29,184 | $1,213,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 119,450 | $1,209,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 75,555 | $1,209,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 31,504 | $1,208,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 11,700 | $1,207,000 | thousands by filing date | call |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 36,686 | $1,205,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 104,577 | $1,204,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 80,000 | $1,202,000 | thousands by filing date | put |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 17,364 | $1,201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 17,178 | $1,198,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 36,494 | $1,198,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 36,964 | $1,197,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 12,114 | $1,196,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 54,508 | $1,193,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 132,829 | $1,189,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 36,028 | $1,188,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 22,909 | $1,186,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 19,174 | $1,185,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 26,059 | $1,184,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 16,187 | $1,183,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 78,155 | $1,178,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 189,599 | $1,175,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 32,755 | $1,175,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 16,838 | $1,172,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 60,741 | $1,172,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 28,931 | $1,171,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 65,096 | $1,167,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 24,749 | $1,166,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 23,958 | $1,165,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 58,671 | $1,165,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 95,709 | $1,164,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 7,303 | $1,163,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 80,167 | $1,163,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 58,068 | $1,162,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 18,128 | $1,161,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 35,389 | $1,159,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 77,423 | $1,158,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 46,454 | $1,158,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 12,590 | $1,157,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 27,764 | $1,156,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 48,774 | $1,154,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 22,015 | $1,153,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 97,223 | $1,153,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 20,729 | $1,153,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 31,766 | $1,152,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 16,954 | $1,152,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 89,165 | $1,152,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 44,200 | $1,152,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 24,183 | $1,151,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 82,443 | $1,151,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 93,561 | $1,151,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 244,884 | $1,151,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 52,500 | $1,146,000 | thousands by filing date | call |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 77,630 | $1,145,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 21,143 | $1,141,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 42,946 | $1,140,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 41,909 | $1,138,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 20,378 | $1,135,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 150,412 | $1,134,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 37,288 | $1,131,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 21,227 | $1,130,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 75,471 | $1,129,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 49,658 | $1,128,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,692 | $1,127,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 34,338 | $1,125,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 13,114 | $1,125,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 26,136 | $1,124,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 70,317 | $1,123,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 43,865 | $1,123,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 66,628 | $1,123,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 57,005 | $1,120,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 46,483 | $1,118,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 47,686 | $1,117,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 90,036 | $1,115,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 19,256 | $1,115,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 467,171 | $1,112,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 19,136 | $1,111,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 86,621 | $1,109,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 78,417 | $1,107,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 19,095 | $1,106,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 57,300 | $1,106,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 19,700 | $1,105,000 | thousands by filing date | put |
| LTC PPTYS INC COM | 502175102 | REIT | 23,522 | $1,105,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 57,977 | $1,104,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 237,503 | $1,104,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 17,083 | $1,103,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 140,549 | $1,103,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 26,159 | $1,103,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 21,756 | $1,103,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 30,000 | $1,101,000 | thousands by filing date | put |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 20,971 | $1,100,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 29,979 | $1,098,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 41,804 | $1,098,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 58,429 | $1,089,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 67,534 | $1,086,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 75,200 | $1,086,000 | thousands by filing date | call |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 64,065 | $1,085,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 85,716 | $1,083,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 95,122 | $1,080,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 37,504 | $1,080,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 23,304 | $1,080,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 31,231 | $1,075,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 30,000 | $1,072,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 15,895 | $1,071,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 13,364 | $1,070,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 16,363 | $1,067,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 16,227 | $1,066,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,380,000 | $1,066,000 | thousands by filing date | principal |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 24,455 | $1,065,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 17,051 | $1,062,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 92,500 | $1,061,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 702,766 | $1,061,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 32,838 | $1,060,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 25,652 | $1,060,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 25,573 | $1,059,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 25,086 | $1,059,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 32,841 | $1,057,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 181,967 | $1,057,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 113,728 | $1,053,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 14,200 | $1,052,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 60,823 | $1,049,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 11,270 | $1,049,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 143,991 | $1,048,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 22,071 | $1,047,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 87,875 | $1,046,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 71,112 | $1,045,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 15,279 | $1,044,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 40,906 | $1,043,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 20,698 | $1,041,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 118,117 | $1,039,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,000,000 | $1,039,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 63,000 | $1,035,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 28,825 | $1,033,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 16,000 | $1,032,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 67,870 | $1,032,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 33,860 | $1,031,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 28,598 | $1,030,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 79,425 | $1,028,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 29,864 | $1,028,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 18,500 | $1,026,000 | thousands by filing date | put |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 38,000 | $1,025,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 11,865 | $1,023,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 63,993 | $1,023,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 8,961 | $1,022,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 24,500 | $1,016,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 150,000 | $1,014,000 | thousands by filing date | put |
| BROWN & BROWN INC COM | 115236101 | Stock | 21,016 | $1,013,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 36,756 | $1,012,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 58,598 | $1,011,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 71,708 | $1,010,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 18,200 | $1,009,000 | thousands by filing date | call |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 15,598 | $1,009,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 6,377 | $1,008,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 124,375 | $1,007,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 44,016 | $1,006,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 14,689 | $1,005,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,917 | $1,005,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 16,497 | $1,005,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 9,500 | $1,001,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 23,995 | $998,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 31,655 | $998,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,000 | $996,000 | thousands by filing date | put |
| ABM INDS INC | 000957100 | COM | 23,868 | $995,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 160,976 | $995,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 11,030 | $994,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 57,121 | $991,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 65,433 | $991,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 182,703 | $990,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 92,601 | $989,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 168,847 | $988,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 87,229 | $987,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 12,200 | $984,000 | thousands by filing date | call |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 39,856 | $984,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 65,814 | $982,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 77,545 | $981,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 18,800 | $979,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 50,000 | $979,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 14,493 | $977,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 38,691 | $976,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 54,593 | $976,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 47,689 | $976,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 8,323 | $972,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 65,387 | $970,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 22,401 | $969,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 32,607 | $969,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 62,593 | $967,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 74,727 | $966,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 29,234 | $964,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 148,023 | $962,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 50,000 | $962,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 30,825 | $960,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 37,125 | $960,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 65,594 | $959,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 19,700 | $957,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 590,578 | $957,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 55,015 | $957,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 45,926 | $956,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 61,681 | $956,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 23,188 | $954,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 35,406 | $954,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 66,217 | $954,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 25,066 | $953,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 21,520 | $952,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 32,239 | $950,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 8,664 | $949,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 22,246 | $949,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 16,306 | $948,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 42,419 | $948,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 73,316 | $947,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 27,428 | $946,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 11,000 | $945,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 48,945 | $945,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 60,951 | $945,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 31,393 | $945,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 77,010 | $943,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 71,092 | $940,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 40,727 | $939,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 20,261 | $939,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 164,812 | $939,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 22,495 | $937,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 10,000 | $936,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 30,000 | $932,000 | thousands by filing date | call |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 35,276 | $929,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 81,099 | $926,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 50,203 | $926,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 40,000 | $925,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 32,840 | $925,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 41,409 | $923,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 16,059 | $921,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 172,390 | $920,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 261,535 | $920,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 18,286 | $916,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 157,755 | $915,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,436 | $914,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 14,840 | $914,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 21,259 | $912,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 37,255 | $911,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 27,500 | $909,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 9,836 | $909,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 19,262 | $908,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 56,954 | $908,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 52,958 | $907,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 76,011 | $904,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,700 | $901,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 23,926 | $899,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 71,526 | $899,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 68,183 | $898,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 20,000 | $897,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 11,500 | $894,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 18,624 | $894,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 19,223 | $893,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 14,236 | $892,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 15,963 | $892,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 21,446 | $891,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 14,354 | $890,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 26,500 | $890,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 115,575 | $887,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 27,660 | $887,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 24,481 | $886,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 30,152 | $884,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 41,891 | $884,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 33,786 | $883,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 23,583 | $882,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 17,011 | $880,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 21,777 | $879,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 36,766 | $876,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 17,130 | $869,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 21,569 | $868,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 36,138 | $867,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 22,200 | $866,000 | thousands by filing date | put |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 99,811 | $865,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 18,674 | $865,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 26,238 | $865,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 30,333 | $865,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 16,152 | $864,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 16,913 | $864,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 8,160 | $862,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 91,754 | $862,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 60,920 | $861,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 112,446 | $860,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 15,000 | $858,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 61,050 | $857,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 17,841 | $852,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 14,842 | $850,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 18,295 | $845,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 50,000 | $844,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 40,510 | $842,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 25,316 | $841,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 20,353 | $841,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 88,493 | $841,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 22,114 | $840,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 32,700 | $839,000 | thousands by filing date | call |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 62,759 | $839,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 47,794 | $836,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 22,475 | $835,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 70,700 | $835,000 | thousands by filing date | call |
| SCHULMAN (A.) INC | 808194104 | COM | 24,454 | $835,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 35,859 | $833,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 19,200 | $832,000 | thousands by filing date | put |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,378 | $830,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 13,489 | $829,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 91,200 | $829,000 | thousands by filing date | put |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 10,905 | $828,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 57,101 | $828,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 132,607 | $827,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 16,791 | $826,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 6,270 | $823,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 14,375 | $823,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 34,452 | $819,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 9,466 | $817,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 39,693 | $816,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 26,936 | $816,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 370,764 | $816,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 39,612 | $814,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 33,726 | $814,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 15,000 | $813,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 129,208 | $810,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 29,982 | $808,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 35,782 | $807,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 21,097 | $807,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 51,142 | $807,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 51,437 | $807,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 267,611 | $806,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 30,647 | $805,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 25,993 | $805,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 462,166 | $804,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 191,079 | $801,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 23,161 | $799,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 33,079 | $799,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 27,451 | $798,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 9,490 | $798,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 114,328 | $798,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 60,351 | $798,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 31,507 | $796,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 21,353 | $794,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 114,125 | $794,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 16,001 | $792,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 11,295 | $792,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 14,649 | $792,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 44,970 | $791,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 81,292 | $791,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 41,958 | $789,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 50,958 | $789,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 35,036 | $786,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 46,472 | $784,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 252,761 | $783,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 9,909 | $782,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 20,989 | $781,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 51,367 | $781,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 11,900 | $778,000 | thousands by filing date | call |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 16,957 | $775,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 101,864 | $774,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,966 | $772,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 8,535 | $771,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 17,622 | $771,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 25,933 | $771,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 47,419 | $769,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 18,362 | $769,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 54,541 | $767,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 105,009 | $765,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 43,330 | $765,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 13,454 | $763,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 7,810 | $763,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 58,512 | $763,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 62,722 | $762,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 16,580 | $761,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 13,839 | $761,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 53,403 | $761,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 16,467 | $759,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 54,317 | $758,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 35,212 | $757,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 63,761 | $757,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 8,216 | $757,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 50,395 | $756,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 104,926 | $755,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 58,701 | $755,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 14,253 | $754,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,508 | $753,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 45,271 | $753,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 279,036 | $753,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 24,734 | $749,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 29,230 | $748,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 71,459 | $748,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 22,474 | $748,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 3,699 | $747,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 105,302 | $747,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 25,090 | $745,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 12,966 | $744,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 44,859 | $744,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 53,673 | $740,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 10,745 | $738,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 18,270 | $737,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 45,483 | $734,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 19,362 | $732,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 16,296 | $731,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 34,233 | $731,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 852 | $730,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 9,346 | $730,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 48,456 | $730,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 30,957 | $727,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 1,396,000 | $726,000 | thousands by filing date | principal |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 48,298 | $726,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 16,168 | $725,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 15,649 | $722,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 622,364 | $722,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 20,873 | $721,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 428,109 | $719,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 12,630 | $718,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 17,856 | $718,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 14,076 | $717,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 25,447 | $717,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 22,400 | $717,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 22,921 | $715,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 438,624 | $715,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 40,000 | $712,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 78,499 | $712,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 20,836 | $711,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 64,000 | $711,000 | thousands by filing date | call |
| 2U INC | 90214J101 | COM | 12,666 | $710,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 78,471 | $709,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,007 | $709,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 5,200 | $706,000 | thousands by filing date | call |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 14,058 | $706,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 22,000 | $705,000 | thousands by filing date | call |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 37,968 | $704,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 77,332 | $703,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 49,290 | $702,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 29,518 | $700,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 85,271 | $699,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 13,735 | $698,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 10,396 | $697,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 38,484 | $696,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 20,363 | $695,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 27,350 | $693,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 31,000 | $691,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 27,062 | $689,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 8,709 | $688,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 13,143 | $687,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 40,666 | $685,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 35,910 | $684,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 9,160 | $683,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 15,916 | $683,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 41,395 | $681,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 12,600 | $680,000 | thousands by filing date | put |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 49,926 | $680,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 15,000 | $678,000 | thousands by filing date | call |
| STATE BANK FINL CORP COM | 856190103 | COM | 23,664 | $678,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 11,216 | $676,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 33,745 | $675,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 13,991 | $673,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 14,216 | $673,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 7,980 | $671,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 23,510 | $671,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010967 | this filing | 2017-11-14 | acceptance time not in the bulk data set |