13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,779 holding rows worth $216,194,183,000.
- Accession
- 0000950123-17-010967
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 13,216 entries on the cover page, a total value of $216,194,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $216,194,251,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INSTRUCTURE INC | 45781U103 | COM | 4,892 | $162,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 58,611 | $162,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 18,542 | $161,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 8,118 | $161,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 33,902 | $161,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,449 | $161,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 6,500 | $160,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,411 | $159,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 5,227 | $159,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 53,657 | $159,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 8,459 | $159,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,148 | $159,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 35,801 | $159,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 4,199 | $158,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 2,430 | $158,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 20,672 | $158,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 45,068 | $158,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 12,931 | $157,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 11,556 | $157,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 54,665 | $157,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 4,822 | $157,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 3,329 | $157,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 6,055 | $156,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,558 | $156,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 5,300 | $155,000 | thousands by filing date | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,833 | $155,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 3,352 | $155,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 9,426 | $155,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 43,702 | $155,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 18,000 | $155,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 9,125 | $154,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 58,823 | $154,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,988 | $153,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 10,510 | $153,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 5,658 | $152,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 11,395 | $152,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 6,397 | $152,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 4,500 | $152,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,417 | $152,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,125 | $152,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 4,300 | $151,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 5,652 | $151,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 35,000 | $151,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,524 | $151,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,228 | $150,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 935 | $150,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 11,365 | $150,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 5,056 | $149,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,009 | $149,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 4,468 | $149,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 4,268 | $149,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 8,903 | $149,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,564 | $148,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 9,623 | $148,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,513 | $148,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 4,376 | $148,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 9,933 | $148,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 11,329 | $148,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,270 | $147,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,792 | $147,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 13,352 | $147,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 7,919 | $147,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 96,963 | $147,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 3,619 | $146,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 19,469 | $146,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 6,337 | $146,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 7,600 | $146,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 22,903 | $146,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,953 | $146,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 46,996 | $146,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,809 | $145,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 6,531 | $145,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 6,474 | $145,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 7,602 | $145,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 4,983 | $145,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 9,517 | $145,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 10,256 | $145,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 16,649 | $145,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 6,019 | $144,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 7,454 | $144,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 3,571 | $144,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 5,516 | $144,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1,939 | $144,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 2,045 | $144,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 16,083 | $143,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 1,669 | $143,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 6,136 | $143,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,982 | $142,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,421 | $142,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,079 | $142,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,243 | $142,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 5,243 | $142,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 9,049 | $142,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 4,184 | $141,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 37,464 | $141,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 12,741 | $140,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 5,582 | $140,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 4,468 | $140,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 25,000 | $140,000 | thousands by filing date | put |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 11,728 | $140,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 10,175 | $140,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 6,830 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 2,894 | $139,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,279 | $139,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 3,272 | $139,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 14,186 | $138,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,304 | $138,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 5,345 | $138,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,306 | $138,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 3,261 | $138,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 115,549 | $138,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 4,531 | $138,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,747 | $137,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,687 | $137,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 8,750 | $137,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,606 | $137,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 20,000 | $137,000 | thousands by filing date | put |
| DENNYS CORP | 24869P104 | COM | 10,990 | $137,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 6,388 | $137,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 3,258 | $137,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 2,428 | $137,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 5,048 | $136,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,682 | $136,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,012 | $136,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 3,044 | $136,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 4,915 | $136,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 4,401 | $135,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,646 | $135,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 14,471 | $135,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 26,074 | $135,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 185,759 | $135,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 826 | $135,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 6,198 | $134,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 3,129 | $134,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,280 | $134,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,626 | $134,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,799 | $134,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 147,261 | $134,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,500 | $133,000 | thousands by filing date | put |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 6,868 | $133,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,490 | $133,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,290 | $133,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 1,096 | $133,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 5,396 | $132,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 43,256 | $132,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,283 | $132,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 12,770 | $132,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 2,055 | $131,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 7,372 | $131,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,147 | $131,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 18,831 | $131,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,196 | $131,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 7,848 | $131,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 3,678 | $131,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 9,149 | $130,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,800 | $130,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 7,144 | $130,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 13,300 | $130,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 3,283 | $130,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,500 | $129,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 3,098 | $129,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 3,360 | $129,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 40,086 | $129,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 4,530 | $128,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 23,753 | $128,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,395 | $127,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 705 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 1,527 | $127,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 7,658 | $127,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 3,912 | $127,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 5,212 | $126,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 6,443 | $126,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 4,383 | $126,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 1,014 | $126,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 8,029 | $126,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 1,497 | $126,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 900 | $125,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 102,965 | $125,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 14,928 | $125,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 5,166 | $124,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 4,760 | $123,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,850 | $123,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 18,000 | $123,000 | thousands by filing date | put |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 24,345 | $123,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 9,025 | $123,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 5,198 | $122,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 6,504 | $122,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 1,351 | $122,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 13,663 | $122,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 2,639 | $122,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 3,419 | $122,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 6,911 | $122,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 13,700 | $122,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 6,987 | $121,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,793 | $121,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,855 | $121,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 2,827 | $121,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 5,765 | $121,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 11,791 | $121,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,789 | $121,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 20,234 | $121,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 19,862 | $121,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 7,715 | $121,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 39,429 | $120,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 5,635 | $120,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 10,230 | $120,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 3,218 | $119,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 5,693 | $119,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 21,063 | $119,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 5,562 | $119,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 4,306 | $119,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1,594 | $119,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 4,585 | $118,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,365 | $118,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 2,031 | $118,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 11,701 | $118,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 4,550 | $118,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 8,900 | $117,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,130 | $117,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,150 | $117,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 2,421 | $117,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 7,866 | $117,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,538 | $117,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 6,900 | $117,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 81,182 | $117,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 4,671 | $117,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 5,565 | $116,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 9,667 | $116,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 4,848 | $116,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 1,309 | $116,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,988 | $116,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 8,159 | $116,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 16,597 | $116,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,048 | $115,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,318 | $115,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 13,945 | $115,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 10,635 | $115,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 28,607 | $114,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 10,930 | $114,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 8,269 | $114,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 3,391 | $114,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 6,338 | $113,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 4,000 | $113,000 | thousands by filing date | call |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 3,717 | $113,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 3,554 | $113,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 15,976 | $112,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 8,640 | $112,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 570 | $112,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 2,200 | $112,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 11,081 | $112,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 5,476 | $111,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,695 | $111,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 13,106 | $111,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 10,193 | $111,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 2,683 | $110,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 5,633 | $110,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,049 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 984 | $110,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,535 | $110,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 8,700 | $110,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 72,305 | $110,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 7,165 | $110,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,396 | $109,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 3,471 | $109,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,093 | $109,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVCN DIVD ETF | 75605A504 | CEF | 4,261 | $109,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 5,758 | $108,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 9,040 | $108,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 5,535 | $108,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 7,546 | $108,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 9,153 | $108,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,000 | $107,000 | thousands by filing date | put |
| ISHARES INC | 464286301 | CMN | 5,036 | $107,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 7,647 | $107,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 8,852 | $107,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 9,661 | $107,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,279 | $107,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 22,505 | $107,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 2,939 | $106,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 4,101 | $106,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 6,347 | $106,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 6,837 | $105,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 7,794 | $105,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 3,849 | $105,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 9,840 | $105,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 7,253 | $105,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 16,416 | $105,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 8,202 | $105,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 8,350 | $105,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 7,765 | $105,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY RGNAL BULL | 25459Y132 | CEF | 1,580 | $105,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 3,966 | $104,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 16,162 | $104,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,503 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,866 | $104,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 6,952 | $104,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 18,359 | $104,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 9,706 | $103,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 7,240 | $103,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 3,500 | $103,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 19,148 | $103,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 708 | $102,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 9,300 | $102,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 7,360 | $102,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,248 | $102,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 48,501 | $102,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 4,790 | $102,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 9,166 | $102,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 18,200 | $102,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 244,430 | $102,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 8,630 | $102,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 14,448 | $102,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 764 | $102,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1,089 | $101,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 6,745 | $101,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,100 | $101,000 | thousands by filing date | put |
| GLATFELTER | 377316104 | COM | 5,180 | $101,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1,999 | $100,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,807 | $100,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 41,251 | $100,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 45,039 | $100,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 2,724 | $100,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 6,689 | $100,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 4,653 | $100,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 3,462 | $99,000 | thousands by filing date | call |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 3,402 | $99,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,939 | $98,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 2,803 | $98,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 7,366 | $98,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 22,450 | $98,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,400 | $98,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 1,647 | $98,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 20,701 | $97,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 3,741 | $97,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 3,968 | $97,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,008 | $97,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 4,573 | $97,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 49,900 | $97,000 | thousands by filing date | call |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 3,370 | $97,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 2,533 | $96,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 8,812 | $96,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 5,369 | $96,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 10,232 | $96,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 6,477 | $96,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 1,572 | $95,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,807 | $95,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 995 | $95,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 3,979 | $95,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 3,697 | $95,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 120,000 | $95,000 | thousands by filing date | principal |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 4,963 | $94,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 6,339 | $94,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 21,539 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 2,619 | $94,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,558 | $94,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 2,165 | $94,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,156 | $94,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 23,216 | $94,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 5,994 | $94,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 1,782 | $94,000 | thousands by filing date | |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 3,169 | $94,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 5,024 | $93,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 3,936 | $93,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 9,851 | $93,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 3,352 | $92,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 2,919 | $92,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 3,162 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 2,170 | $92,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 4,797 | $92,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,608 | $91,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,315 | $91,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 2,010 | $91,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 21,000 | $91,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 9,978 | $91,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 5,419 | $91,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 8,844 | $90,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 4,572 | $90,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 17,000 | $90,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 4,560 | $90,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 3,812 | $90,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 5,038 | $90,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 7,773 | $90,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 24,223 | $90,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 2,529 | $90,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 2,698 | $89,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 48,410 | $89,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 7,080 | $89,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 6,698 | $89,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 4,795 | $89,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 2,880 | $89,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 30,848 | $88,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 2,843 | $88,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 2,774 | $88,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 13,160 | $88,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 1,239 | $87,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 1,522 | $87,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 4,128 | $87,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 6,239 | $87,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 26,205 | $87,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 2,887 | $87,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 5,052 | $86,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 19,040 | $86,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 4,384 | $86,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 5,416 | $86,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 5,264 | $86,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 7,195 | $86,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,235 | $86,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 3,089 | $86,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 1,107 | $86,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 4,687 | $85,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 2,320 | $85,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,573 | $85,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 2,249 | $85,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 6,097 | $85,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,248 | $85,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 2,709 | $85,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 3,673 | $85,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 5,612 | $85,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,880 | $85,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 9,925 | $85,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 3,252 | $85,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 1,825 | $85,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 4,243 | $84,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 14,026 | $84,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,587 | $84,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 7,105 | $84,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 8,761 | $84,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 5,072 | $84,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 57,719 | $84,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,000 | $83,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 10,443 | $83,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,951 | $83,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 9,720 | $83,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 3,691 | $83,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 2,362 | $83,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 2,676 | $83,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 5,914 | $83,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 11,211 | $83,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 17,661 | $83,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 13,348 | $83,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 71,195 | $83,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 5,951 | $83,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 1,647 | $83,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 3,439 | $83,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 4,565 | $82,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,217 | $82,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 2,788 | $82,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 22,031 | $82,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 2,720 | $82,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 370 | $82,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 29,390 | $82,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 2,847 | $82,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 5,884 | $82,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 4,296 | $82,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 4,106 | $82,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,659 | $81,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 3,103 | $81,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 5,616 | $81,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 3,508 | $81,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 2,379 | $81,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 1,294 | $81,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 23,479 | $80,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 7,144 | $80,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 8,537 | $80,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,603 | $80,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,790 | $80,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 8,806 | $80,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 4,204 | $80,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 2,828 | $80,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 1,420 | $80,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 10,291 | $80,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,575 | $79,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,534 | $79,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 5,085 | $79,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,300 | $79,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 953 | $79,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2,671 | $79,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 19,878 | $79,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 3,025 | $79,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 3,116 | $79,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 7,583 | $79,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 2,819 | $79,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,230 | $79,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 2,750 | $79,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 12,806 | $79,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 859 | $79,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 3,196 | $79,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 3,185 | $79,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 2,687 | $78,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,002 | $78,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 5,418 | $78,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,364 | $78,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 6,688 | $78,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 1,761 | $77,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 4,862 | $77,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,605 | $77,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 2,381 | $77,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 4,623 | $77,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 5,900 | $77,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 18,089 | $77,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010967 | this filing | 2017-11-14 | acceptance time not in the bulk data set |