13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,779 holding rows worth $216,194,183,000.
- Accession
- 0000950123-17-010967
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 13,216 entries on the cover page, a total value of $216,194,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $216,194,251,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVANTAX INC | 095229100 | COMMON STOCK | 91,030 | $2,303,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 54,620 | $2,301,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 86,067 | $2,295,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,500,000 | $2,295,000 | thousands by filing date | principal |
| AXONENTERPRISEINC | 05464C101 | STOK | 101,151 | $2,293,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 24,298 | $2,288,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 76,315 | $2,280,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,100 | $2,280,000 | thousands by filing date | put |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 71,064 | $2,277,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 72,525 | $2,277,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 176,486 | $2,275,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 150,000 | $2,274,000 | thousands by filing date | put |
| United States Brent Oil Fund L | 91167Q100 | COM | 150,000 | $2,274,000 | thousands by filing date | call |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 43,961 | $2,273,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 135,000 | $2,273,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 252,612 | $2,273,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 479,258 | $2,267,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 15,000 | $2,265,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 69,425 | $2,263,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 84,131 | $2,263,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 24,320 | $2,263,000 | thousands by filing date | call |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 83,903 | $2,263,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 40,581 | $2,259,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 256,679 | $2,256,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,150,000 | $2,254,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 47,396 | $2,248,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 35,272 | $2,242,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 72,170 | $2,241,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 560,239 | $2,240,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 159,611 | $2,237,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 244,107 | $2,236,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 426,465 | $2,235,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 5,249 | $2,234,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 185,736 | $2,234,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 50,000 | $2,234,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 49,400 | $2,233,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 398,805 | $2,221,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 50,149 | $2,220,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 167,703 | $2,212,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 119,400 | $2,207,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 215,531 | $2,203,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 86,195 | $2,199,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 33,974 | $2,198,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 82,655 | $2,196,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 2,000,000 | $2,196,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 172,000 | $2,193,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 10,244 | $2,193,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 34,570 | $2,192,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 150,000 | $2,189,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 50,000 | $2,188,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 24,251 | $2,184,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 305,444 | $2,184,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 55,409 | $2,184,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 85,307 | $2,183,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 39,936 | $2,182,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 388,485 | $2,179,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 34,077 | $2,177,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 70,000 | $2,174,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 33,539 | $2,172,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 407,707 | $2,169,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 24,297 | $2,168,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 18,478 | $2,166,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 26,936 | $2,161,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 90,715 | $2,161,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 204,058 | $2,157,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 27,934 | $2,155,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 58,271 | $2,154,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 221,053 | $2,153,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 222,482 | $2,150,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 48,063 | $2,147,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 85,567 | $2,140,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 115,308 | $2,139,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 51,451 | $2,138,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 20,277 | $2,137,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 67,335 | $2,135,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 25,000 | $2,134,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 204,221 | $2,130,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 108,942 | $2,129,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 31,878 | $2,128,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 37,861 | $2,123,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 117,699 | $2,123,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 587,725 | $2,122,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 14,423 | $2,121,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 66,117 | $2,119,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 67,359 | $2,116,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 336,265 | $2,112,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 112,951 | $2,111,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 32,789 | $2,108,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 39,334 | $2,107,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 30,339 | $2,106,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 95,000 | $2,106,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 48,541 | $2,104,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 141,778 | $2,103,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 159,271 | $2,101,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 80,613 | $2,096,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 92,521 | $2,095,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 20,450 | $2,084,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 38,685 | $2,082,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 108,895 | $2,081,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 14,800 | $2,068,000 | thousands by filing date | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 69,697 | $2,066,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 62,569 | $2,064,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 121,056 | $2,064,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 250,000 | $2,060,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 39,182 | $2,059,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 118,748 | $2,058,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 131,750 | $2,057,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 70,880 | $2,055,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 36,533 | $2,054,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,139,527 | $2,052,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 55,260 | $2,046,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 48,298 | $2,039,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 30,504 | $2,035,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 240,262 | $2,035,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 252,738 | $2,034,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 51,000 | $2,031,000 | thousands by filing date | call |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 143,800 | $2,029,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 114,223 | $2,025,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 41,701 | $2,023,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 32,332 | $2,020,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 60,196 | $2,018,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 9,000 | $2,014,000 | thousands by filing date | put |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 110,228 | $2,009,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 99,144 | $2,008,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 263,615 | $2,006,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 38,919 | $2,002,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 156,943 | $2,001,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 88,481 | $2,001,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 16,325 | $2,001,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 48,200 | $1,998,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 28,000 | $1,988,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 41,615 | $1,988,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 70,365 | $1,987,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 55,627 | $1,986,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 21,490 | $1,979,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 38,129 | $1,978,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 104,939 | $1,978,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 18,000 | $1,970,000 | thousands by filing date | put |
| BlackRock Muniy Michigan | 09254V105 | Fund | 141,128 | $1,970,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 140,018 | $1,970,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 104,100 | $1,967,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 102,500 | $1,966,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 112,907 | $1,961,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 16,211 | $1,960,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 221,256 | $1,958,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 79,661 | $1,957,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 158,646 | $1,950,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 22,334 | $1,948,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 89,802 | $1,944,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 51,736 | $1,943,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 37,777 | $1,941,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 39,888 | $1,938,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 125,100 | $1,937,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 66,141 | $1,931,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 22,171 | $1,930,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 67,341 | $1,928,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 74,859 | $1,922,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 33,310 | $1,921,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 236,879 | $1,921,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 375,139 | $1,920,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 151,604 | $1,919,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 31,925 | $1,917,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 59,690 | $1,915,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 127,309 | $1,914,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 132,650 | $1,911,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 301,492 | $1,911,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 39,431 | $1,910,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 12,000 | $1,908,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 80,656 | $1,907,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 23,969 | $1,906,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 92,412 | $1,904,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 201,405 | $1,899,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 42,073 | $1,898,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 92,051 | $1,898,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 46,856 | $1,893,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 21,474 | $1,892,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 173,000 | $1,891,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 35,420 | $1,886,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 61,495 | $1,883,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 121,072 | $1,883,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 218,151 | $1,883,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 168,059 | $1,882,000 | thousands by filing date | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 51,731 | $1,881,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 65,000 | $1,880,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 30,565 | $1,879,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 125,000 | $1,878,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 95,884 | $1,877,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 74,493 | $1,876,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 48,528 | $1,874,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 25,000 | $1,872,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 30,000 | $1,871,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 17,200 | $1,869,000 | thousands by filing date | call |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 84,736 | $1,867,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 161,115 | $1,867,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 26,300 | $1,862,000 | thousands by filing date | put |
| SPIRE INC | 84857L101 | COM | 24,913 | $1,860,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 19,998 | $1,856,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 7,565 | $1,850,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 46,793 | $1,849,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 32,956 | $1,846,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 109,121 | $1,844,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 108,128 | $1,841,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 123,971 | $1,841,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 70,559 | $1,832,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 128,454 | $1,832,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 50,000 | $1,827,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 34,171 | $1,821,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 179,999 | $1,821,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 49,801 | $1,820,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 58,000 | $1,818,000 | thousands by filing date | call |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 43,857 | $1,816,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 66,624 | $1,813,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 43,455 | $1,803,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 467,458 | $1,800,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 35,491 | $1,799,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 209,900 | $1,797,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 122,600 | $1,797,000 | thousands by filing date | put |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 130,709 | $1,795,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 252,355 | $1,789,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 212,640 | $1,788,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 33,287 | $1,784,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 110,030 | $1,784,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 55,095 | $1,782,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 59,866 | $1,781,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 44,522 | $1,781,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 135,628 | $1,781,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 20,585 | $1,779,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 12,500 | $1,777,000 | thousands by filing date | call |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 147,168 | $1,774,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 39,681 | $1,770,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 81,333 | $1,770,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 21,651 | $1,765,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 28,075 | $1,764,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 83,072 | $1,762,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 137,146 | $1,760,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 49,918 | $1,755,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 8,661 | $1,755,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 13,857 | $1,751,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 32,400 | $1,750,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 23,173 | $1,750,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 331,962 | $1,749,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 133,361 | $1,745,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 25,320 | $1,744,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 11,500 | $1,744,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 35,080 | $1,739,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 47,358 | $1,738,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 27,000 | $1,737,000 | thousands by filing date | call |
| BARINGS CORPORATE INVS | 06759X107 | COM | 109,860 | $1,735,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 26,731 | $1,734,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 69,624 | $1,730,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 11,493 | $1,726,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 12,227 | $1,722,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 44,064 | $1,721,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 142,351 | $1,718,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 65,187 | $1,718,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 28,293 | $1,717,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 69,827 | $1,713,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 15,000 | $1,710,000 | thousands by filing date | put |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 50,578 | $1,710,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 134,849 | $1,710,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 182,826 | $1,709,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 14,207 | $1,707,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 124,267 | $1,706,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 19,471 | $1,704,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 78,912 | $1,702,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 160,234 | $1,700,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 73,031 | $1,699,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 70,253 | $1,698,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 119,319 | $1,698,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 37,649 | $1,697,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20,000 | $1,693,000 | thousands by filing date | put |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 109,964 | $1,693,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 12,100 | $1,691,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 57,233 | $1,689,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 133,513 | $1,686,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 58,839 | $1,680,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 12,879 | $1,678,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 156,253 | $1,672,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 71,766 | $1,670,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 65,940 | $1,668,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 38,078 | $1,668,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 25,049 | $1,667,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 39,132 | $1,667,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 63,200 | $1,667,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 158,676 | $1,664,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 49,482 | $1,661,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 44,165 | $1,661,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 32,151 | $1,658,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 16,391 | $1,657,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 37,965 | $1,652,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 110,762 | $1,652,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 30,948 | $1,651,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 78,384 | $1,649,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 66,353 | $1,645,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 27,569 | $1,644,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 117,962 | $1,643,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 43,423 | $1,640,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 41,711 | $1,640,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 66,495 | $1,637,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 51,759 | $1,637,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 15,339 | $1,634,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 59,683 | $1,617,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 119,517 | $1,614,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 108,299 | $1,613,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 53,307 | $1,613,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 39,475 | $1,613,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 69,168 | $1,612,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 68,666 | $1,610,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 75,573 | $1,610,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 27,012 | $1,609,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 79,262 | $1,609,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 80,094 | $1,609,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 25,154 | $1,606,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 138,435 | $1,606,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 159,720 | $1,604,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 31,342 | $1,603,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 134,622 | $1,599,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 25,445 | $1,598,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 50,013 | $1,597,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 732,509 | $1,597,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 135,644 | $1,596,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 347,600 | $1,592,000 | thousands by filing date | call |
| CDW CORP COM | 12514G108 | Stock | 24,098 | $1,590,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 59,951 | $1,590,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 56,218 | $1,589,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 152,112 | $1,588,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 578,730 | $1,586,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 30,000 | $1,582,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 82,548 | $1,581,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 174,000 | $1,580,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 23,983 | $1,576,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 22,770 | $1,576,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 48,538 | $1,572,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 117,069 | $1,571,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 633,289 | $1,570,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 33,955 | $1,567,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 52,642 | $1,565,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 104,390 | $1,562,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 90,010 | $1,557,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 17,200 | $1,556,000 | thousands by filing date | put |
| ADIENT PLC | G0084W101 | ORD SHS | 18,500 | $1,554,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 22,452 | $1,553,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 151,973 | $1,550,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 20,000 | $1,550,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 175,621 | $1,549,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 340,079 | $1,543,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 25,099 | $1,540,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 38,513 | $1,531,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 132,593 | $1,531,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 14,171 | $1,530,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 31,780 | $1,530,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 54,405 | $1,530,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 59,798 | $1,529,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 54,000 | $1,520,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 110,954 | $1,519,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 37,665 | $1,517,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 64,468 | $1,513,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 37,101 | $1,513,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 10,000 | $1,512,000 | thousands by filing date | put |
| NEOGEN CORP | 640491106 | COM | 19,510 | $1,511,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 54,609 | $1,508,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 125,060 | $1,508,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 76,378 | $1,502,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 69,805 | $1,500,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 198,267 | $1,499,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 51,949 | $1,498,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 26,194 | $1,498,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 8,000 | $1,497,000 | thousands by filing date | put |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 58,832 | $1,496,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 41,583 | $1,494,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 15,525 | $1,494,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 85,700 | $1,491,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 75,000 | $1,489,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 20,161 | $1,485,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 11,867 | $1,478,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 47,144 | $1,478,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 241,753 | $1,477,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 54,684 | $1,476,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 37,515 | $1,473,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 52,074 | $1,472,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 76,227 | $1,471,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 64,680 | $1,469,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 39,100 | $1,467,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 18,710 | $1,465,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 44,047 | $1,461,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 21,000 | $1,457,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 126,982 | $1,457,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 67,794 | $1,456,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 69,076 | $1,454,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 28,787 | $1,453,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 27,729 | $1,451,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 53,149 | $1,449,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 104,918 | $1,449,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 20,446 | $1,448,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 23,590 | $1,446,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 275,301 | $1,445,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 152,789 | $1,445,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 28,703 | $1,443,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 88,751 | $1,443,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,992 | $1,439,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 34,855 | $1,439,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 171,808 | $1,435,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 27,299 | $1,432,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 42,264 | $1,430,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,092,000 | $1,430,000 | thousands by filing date | principal |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 86,156 | $1,428,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 29,553 | $1,427,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 72,423 | $1,423,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 37,106 | $1,421,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 15,638 | $1,420,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 42,785 | $1,417,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 32,855 | $1,417,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 46,608 | $1,417,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 133,430 | $1,417,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 54,747 | $1,417,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 24,174 | $1,415,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 18,190 | $1,412,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 431,810 | $1,412,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 438,587 | $1,412,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 45,000 | $1,410,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 85,159 | $1,399,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 294,625 | $1,399,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 143,689 | $1,398,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 86,347 | $1,398,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 54,679 | $1,397,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 223,471 | $1,397,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 50,000 | $1,396,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 112,996 | $1,395,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 24,548 | $1,393,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 200,000 | $1,388,000 | thousands by filing date | put |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 105,667 | $1,388,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 22,124 | $1,387,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 161,785 | $1,385,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 25,030 | $1,385,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 20,573 | $1,384,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 622,920 | $1,383,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 88,037 | $1,380,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 100,453 | $1,377,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 73,540 | $1,374,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 115,459 | $1,368,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 71,544 | $1,365,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 61,655 | $1,365,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 47,166 | $1,363,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 37,363 | $1,362,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 50,800 | $1,362,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 15,715 | $1,360,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 14,306 | $1,360,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 37,605 | $1,360,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 27,789 | $1,359,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 48,588 | $1,355,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 103,813 | $1,353,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 132,834 | $1,351,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 84,014 | $1,351,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 35,800 | $1,349,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 40,000 | $1,348,000 | thousands by filing date | put |
| QUAKER HOUGHTON | 747316107 | COM | 9,109 | $1,348,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 127,187 | $1,348,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 63,764 | $1,348,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 110,345 | $1,347,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 25,894 | $1,346,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 25,837 | $1,345,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 35,213 | $1,344,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 76,113 | $1,341,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 26,202 | $1,337,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 27,135 | $1,336,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 64,594 | $1,336,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 20,957 | $1,335,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 35,210 | $1,333,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 75,837 | $1,333,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 41,769 | $1,331,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 30,703 | $1,329,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 159,633 | $1,328,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 45,672 | $1,327,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 19,994 | $1,326,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 53,565 | $1,325,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 43,533 | $1,318,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 101,362 | $1,318,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 20,206 | $1,317,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 18,005 | $1,317,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 58,013 | $1,316,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 244,500 | $1,315,000 | thousands by filing date | put |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 91,480 | $1,314,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 28,443 | $1,312,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 65,242 | $1,310,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 160,927 | $1,310,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 104,812 | $1,308,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 64,500 | $1,306,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 36,779 | $1,306,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 52,988 | $1,306,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 28,496 | $1,305,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 26,349 | $1,302,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 50,000 | $1,300,000 | thousands by filing date | call |
| ETF | 26923A106 | EXCHANGE TRADED | 14,505 | $1,300,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 101,701 | $1,293,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 10,716 | $1,292,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 106,443 | $1,289,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 42,802 | $1,288,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 19,396 | $1,288,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 39,389 | $1,287,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 8,712 | $1,285,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010967 | this filing | 2017-11-14 | acceptance time not in the bulk data set |