13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,779 holding rows worth $216,194,183,000.
- Accession
- 0000950123-17-010967
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 13,216 entries on the cover page, a total value of $216,194,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $216,194,251,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RH | 74967X103 | COM | 53,415 | $3,756,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 173,800 | $3,752,000 | thousands by filing date | call |
| NEURODERM LTD | M74231107 | ORD SHS | 96,452 | $3,752,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 386,123 | $3,745,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 69,731 | $3,740,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 100,000 | $3,737,000 | thousands by filing date | put |
| ARAMARK COM | 03852U106 | Stock | 91,958 | $3,735,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 208,429 | $3,733,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 192,861 | $3,732,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 40,647 | $3,731,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 222,100 | $3,725,000 | thousands by filing date | call |
| DORMAN PRODS INC | 258278100 | COM | 51,883 | $3,715,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 77,706 | $3,710,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 43,582 | $3,708,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 154,303 | $3,705,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 27,201 | $3,704,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 200,000 | $3,698,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 124,436 | $3,696,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 53,870 | $3,692,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 88,821 | $3,688,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 78,049 | $3,682,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 279,585 | $3,682,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 31,359 | $3,675,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 179,042 | $3,665,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 69,600 | $3,665,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 79,237 | $3,656,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 166,834 | $3,655,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 42,559 | $3,651,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 123,455 | $3,645,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 22,600 | $3,640,000 | thousands by filing date | call |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 117,766 | $3,639,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 144,009 | $3,639,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 138,286 | $3,633,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 265,000 | $3,631,000 | thousands by filing date | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 321,868 | $3,630,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 214,819 | $3,624,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 252,698 | $3,624,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 113,416 | $3,622,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 191,416 | $3,620,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 143,846 | $3,619,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 401,001 | $3,609,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 106,500 | $3,608,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 135,736 | $3,607,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 33,452 | $3,604,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 74,435 | $3,595,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 30,000 | $3,588,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 90,146 | $3,584,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 22,500 | $3,578,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 142,027 | $3,576,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 107,945 | $3,562,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 38,100 | $3,560,000 | thousands by filing date | put |
| GARRISON CAP INC | 366554103 | COM | 422,223 | $3,559,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 176,913 | $3,552,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 106,758 | $3,544,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 232,924 | $3,541,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 166,244 | $3,539,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 615,017 | $3,537,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 318,054 | $3,533,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 44,100 | $3,523,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 82,121 | $3,519,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 174,745 | $3,508,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 378,912 | $3,505,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 47,311 | $3,489,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 526,279 | $3,489,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 69,669 | $3,481,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 302,203 | $3,475,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 35,000 | $3,467,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 28,038 | $3,465,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 258,920 | $3,458,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 63,636 | $3,440,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 78,704 | $3,439,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 68,096 | $3,438,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 78,765 | $3,436,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 111,074 | $3,435,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 89,598 | $3,432,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 33,780 | $3,423,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 31,076 | $3,422,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 142,474 | $3,422,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 239,670 | $3,420,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 71,380 | $3,416,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 106,744 | $3,414,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 14,516 | $3,414,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 122,907 | $3,393,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 294,826 | $3,393,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 250,000 | $3,390,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 23,109 | $3,388,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 47,907 | $3,386,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 437,675 | $3,374,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 115,633 | $3,373,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 150,000 | $3,366,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 150,000 | $3,366,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 79,703 | $3,359,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 178,665 | $3,354,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 39,600 | $3,353,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 67,926 | $3,345,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 93,572 | $3,344,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 914,913 | $3,340,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 226,376 | $3,339,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 143,933 | $3,338,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 251,839 | $3,334,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 45,038 | $3,333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 76,101 | $3,331,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 76,865 | $3,329,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 26,302 | $3,327,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 150,000 | $3,326,000 | thousands by filing date | put |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 342,841 | $3,323,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 308,057 | $3,314,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,183,441 | $3,313,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 33,412 | $3,308,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 92,100 | $3,301,000 | thousands by filing date | put |
| APTARGROUP INC COM | 038336103 | Stock | 38,225 | $3,300,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 157,600 | $3,300,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 117,869 | $3,295,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 66,884 | $3,294,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 16,800 | $3,292,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 328,248 | $3,289,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 33,366 | $3,288,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 49,257 | $3,288,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 21,012 | $3,286,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 233,530 | $3,279,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 216,012 | $3,279,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 162,700 | $3,278,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 176,359 | $3,271,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 305,334 | $3,270,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 115,116 | $3,266,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 173,739 | $3,262,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25,063 | $3,255,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 72,236 | $3,247,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 144,991 | $3,246,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 50,629 | $3,246,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 240,380 | $3,243,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 80,000 | $3,242,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 104,739 | $3,242,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 185,738 | $3,241,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 351,478 | $3,230,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 464,572 | $3,228,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 150,837 | $3,228,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 142,736 | $3,227,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 71,518 | $3,221,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 27,408 | $3,216,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 60,376 | $3,207,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 125,219 | $3,207,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 31,454 | $3,203,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 77,400 | $3,197,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 202,222 | $3,195,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 49,400 | $3,190,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 90,753 | $3,181,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 41,000 | $3,180,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P103 | COM | 89,515 | $3,180,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 56,936 | $3,176,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 89,493 | $3,164,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 43,817 | $3,162,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 100,600 | $3,156,000 | thousands by filing date | call |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 71,224 | $3,155,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 73,800 | $3,153,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 167,569 | $3,151,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 100,667 | $3,148,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 60,111 | $3,147,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 144,117 | $3,135,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 74,003 | $3,134,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 259,320 | $3,125,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 210,972 | $3,125,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 214,345 | $3,121,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 111,276 | $3,120,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 126,308 | $3,112,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 18,667 | $3,112,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 349,931 | $3,111,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 42,100 | $3,110,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 57,515 | $3,108,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 32,543 | $3,107,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 40,292 | $3,105,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 60,203 | $3,104,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 31,500 | $3,100,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 126,625 | $3,096,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 67,659 | $3,088,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 58,761 | $3,088,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 83,104 | $3,087,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 280,142 | $3,086,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 26,482 | $3,086,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 32,545 | $3,085,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 55,000 | $3,084,000 | thousands by filing date | put |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 50,000 | $3,076,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 161,941 | $3,074,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 200,000 | $3,074,000 | thousands by filing date | call |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 26,329 | $3,071,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 49,793 | $3,069,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 153,532 | $3,066,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 118,526 | $3,063,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 93,983 | $3,061,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 39,303 | $3,060,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 90,891 | $3,060,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 216,876 | $3,058,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 62,320 | $3,054,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 504,828 | $3,054,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 150,000 | $3,050,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 52,293 | $3,049,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 39,428 | $3,048,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 226,302 | $3,042,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 171,210 | $3,039,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 35,800 | $3,038,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 277,365 | $3,038,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 49,846 | $3,038,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 125,000 | $3,033,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 173,409 | $3,033,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 116,275 | $3,032,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 215,953 | $3,030,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 79,800 | $3,028,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 108,573 | $3,028,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 65,811 | $3,022,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 84,810 | $3,020,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 55,023 | $3,019,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 90,713 | $3,019,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 226,527 | $3,018,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 28,475 | $3,016,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 80,200 | $3,012,000 | thousands by filing date | put |
| GGP INC | 36174X101 | COM | 144,900 | $3,010,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 62,396 | $3,008,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 350,501 | $3,002,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 27,721 | $2,999,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 310,000 | $2,998,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 83,000 | $2,994,000 | thousands by filing date | call |
| TELEFLEX INCORPORATED | 879369106 | COM | 12,372 | $2,993,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 250,983 | $2,992,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 358,978 | $2,990,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 72,641 | $2,986,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 275,205 | $2,986,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 117,860 | $2,979,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 70,730 | $2,978,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 42,700 | $2,977,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 23,878 | $2,970,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 136,411 | $2,967,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 15,900 | $2,965,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 119,079 | $2,962,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 41,328 | $2,960,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 59,607 | $2,954,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 265,559 | $2,953,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 163,092 | $2,953,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 34,858 | $2,947,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 112,193 | $2,945,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 30,277 | $2,934,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 125,000 | $2,924,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 86,500 | $2,919,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 20,000 | $2,916,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 120,142 | $2,914,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 165,491 | $2,913,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 65,783 | $2,909,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 224,866 | $2,908,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 166,149 | $2,907,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 212,461 | $2,900,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 32,195 | $2,897,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 216,094 | $2,896,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 302,525 | $2,895,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 91,170 | $2,894,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 81,690 | $2,892,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 30,000 | $2,891,000 | thousands by filing date | put |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 107,984 | $2,882,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 15,499 | $2,881,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 20,400 | $2,880,000 | thousands by filing date | call |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 41,515 | $2,880,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 250,318 | $2,879,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 26,167 | $2,879,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 96,658 | $2,870,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 58,782 | $2,868,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 324,352 | $2,867,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 153,741 | $2,862,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 150,000 | $2,847,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 58,614 | $2,846,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 220,029 | $2,843,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 50,000 | $2,841,000 | thousands by filing date | put |
| WEX INC | 96208T104 | COM | 25,309 | $2,839,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 43,040 | $2,839,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 423,825 | $2,836,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 58,000 | $2,833,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 50,597 | $2,832,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 79,787 | $2,829,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 92,608 | $2,828,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 106,679 | $2,825,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,700 | $2,824,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 832,796 | $2,823,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 53,596 | $2,822,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 162,302 | $2,819,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 157,317 | $2,816,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 449,815 | $2,811,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 147,791 | $2,810,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 24,600 | $2,808,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 178,017 | $2,807,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 35,600 | $2,805,000 | thousands by filing date | put |
| ABERDEEN INDIA FD INC | 454089103 | COM | 104,706 | $2,805,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 45,000 | $2,801,000 | thousands by filing date | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 242,507 | $2,801,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 50,000 | $2,799,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 185,941 | $2,798,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 43,732 | $2,795,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 414,358 | $2,793,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 151,000 | $2,792,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 183,091 | $2,792,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 168,735 | $2,790,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 20,400 | $2,789,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 74,211 | $2,787,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 149,369 | $2,785,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,000,000 | $2,783,000 | thousands by filing date | principal |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 48,622 | $2,779,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 117,792 | $2,776,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 165,000 | $2,772,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 406,737 | $2,766,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 52,591 | $2,763,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 96,931 | $2,760,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 178,323 | $2,757,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 42,700 | $2,755,000 | thousands by filing date | call |
| Delek Logistics Partners LP | 24664T103 | Com | 88,000 | $2,750,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 123,001 | $2,741,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 53,572 | $2,739,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 42,461 | $2,738,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 308,037 | $2,738,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 102,191 | $2,736,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 170,860 | $2,734,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 250,000 | $2,733,000 | thousands by filing date | put |
| TRANSUNION COM | 89400J107 | Stock | 57,798 | $2,731,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 45,220 | $2,730,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 37,660 | $2,729,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 178,945 | $2,729,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 122,589 | $2,729,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 27,500 | $2,728,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,100,000 | $2,728,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 300,000 | $2,724,000 | thousands by filing date | put |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 257,673 | $2,721,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 153,000 | $2,714,000 | thousands by filing date | call |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 117,632 | $2,706,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 772,474 | $2,703,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 48,913 | $2,692,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 257,248 | $2,691,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 31,943 | $2,690,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 89,954 | $2,688,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 143,467 | $2,688,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 99,199 | $2,687,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 87,318 | $2,685,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 58,161 | $2,679,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 50,023 | $2,679,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 91,704 | $2,678,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 60,000 | $2,677,000 | thousands by filing date | call |
| TORCHMARK CORP | 891027104 | COM | 33,335 | $2,670,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 114,272 | $2,667,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 96,997 | $2,664,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 56,860 | $2,663,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 280,387 | $2,661,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 69,837 | $2,660,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 392,725 | $2,655,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 78,819 | $2,652,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 40,558 | $2,652,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 108,898 | $2,651,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 161,369 | $2,650,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 78,488 | $2,649,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 66,374 | $2,649,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 81,777 | $2,649,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 194,152 | $2,648,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 211,120 | $2,645,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 61,900 | $2,641,000 | thousands by filing date | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 18,761 | $2,636,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 170,954 | $2,628,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 63,316 | $2,626,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 56,412 | $2,626,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 135,791 | $2,623,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 78,510 | $2,620,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 100,918 | $2,619,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 63,570 | $2,619,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 40,497 | $2,616,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 121,084 | $2,616,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 158,077 | $2,616,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 182,415 | $2,609,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 86,335 | $2,609,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 51,652 | $2,598,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 28,300 | $2,597,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 107,734 | $2,596,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 200,800 | $2,596,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 218,026 | $2,594,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 43,197 | $2,594,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 100,029 | $2,590,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,087,437 | $2,589,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 58,744 | $2,589,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 739,411 | $2,588,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 55,572 | $2,579,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 104,496 | $2,576,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 68,095 | $2,572,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 31,421 | $2,571,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 37,193 | $2,566,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 33,058 | $2,566,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 67,600 | $2,565,000 | thousands by filing date | call |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 14,709 | $2,564,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 170,341 | $2,564,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 106,249 | $2,563,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 164,513 | $2,559,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 24,245 | $2,557,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 81,599 | $2,556,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 50,956 | $2,555,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 131,488 | $2,554,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 39,662 | $2,554,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 199,402 | $2,552,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 164,246 | $2,552,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 31,885 | $2,547,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 90,246 | $2,547,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 55,300 | $2,545,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 44,669 | $2,544,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 131,643 | $2,541,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 135,095 | $2,540,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 55,821 | $2,537,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 30,874 | $2,536,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 41,924 | $2,533,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 121,800 | $2,530,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 44,625 | $2,526,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 70,454 | $2,525,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 366,700 | $2,523,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 12,000 | $2,519,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 121,100 | $2,518,000 | thousands by filing date | call |
| LCI INDS | 50189K103 | COM | 21,691 | $2,513,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 59,989 | $2,513,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 65,825 | $2,511,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 212,590 | $2,510,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 58,894 | $2,510,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 38,073 | $2,505,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 435,264 | $2,503,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 35,897 | $2,498,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 163,229 | $2,497,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 40,000 | $2,492,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 65,034 | $2,492,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 33,708 | $2,491,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 172,452 | $2,489,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 72,554 | $2,484,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 157,538 | $2,482,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 130,291 | $2,480,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 66,562 | $2,480,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 137,737 | $2,479,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 58,789 | $2,476,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 121,800 | $2,476,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 29,408 | $2,472,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 109,200 | $2,469,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 15,800 | $2,468,000 | thousands by filing date | put |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 128,101 | $2,467,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 48,878 | $2,465,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 96,757 | $2,462,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 57,066 | $2,460,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 119,052 | $2,460,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 40,000 | $2,459,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 88,096 | $2,452,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 42,061 | $2,451,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 7,500 | $2,447,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 69,600 | $2,447,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 239,349 | $2,446,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 467,548 | $2,445,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 37,905 | $2,444,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 156,116 | $2,425,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 98,561 | $2,422,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 171,650 | $2,418,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 62,539 | $2,417,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 70,000 | $2,415,000 | thousands by filing date | call |
| ILG INC | 44967H101 | COM | 90,274 | $2,413,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 39,104 | $2,405,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 50,333 | $2,404,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 80,000 | $2,401,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 137,912 | $2,400,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 97,700 | $2,399,000 | thousands by filing date | call |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 20,952 | $2,399,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 559,894 | $2,396,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 19,136 | $2,395,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 86,127 | $2,395,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 50,000 | $2,393,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 50,000 | $2,393,000 | thousands by filing date | call |
| WILEY JOHN & SONS INC | 968223206 | CL A | 44,660 | $2,389,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 51,856 | $2,385,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 172,723 | $2,382,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 83,224 | $2,376,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 110,409 | $2,374,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 41,355 | $2,370,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 60,462 | $2,369,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 967,035 | $2,369,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 113,995 | $2,369,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 78,233 | $2,363,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 34,000 | $2,361,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 13,781 | $2,360,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 75,901 | $2,358,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 176,659 | $2,357,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 26,837 | $2,356,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 92,383 | $2,356,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 33,457 | $2,353,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 405,850 | $2,350,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 40,543 | $2,349,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 77,916 | $2,349,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 45,000 | $2,345,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 47,698 | $2,337,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 2,135,000 | $2,331,000 | thousands by filing date | principal |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 33,435 | $2,330,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 44,467 | $2,330,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,700 | $2,328,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 299,306 | $2,328,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 82,653 | $2,323,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 60,000 | $2,317,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 57,675 | $2,316,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 40,394 | $2,312,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 129,105 | $2,311,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 75,180 | $2,310,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 32,754 | $2,309,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010967 | this filing | 2017-11-14 | acceptance time not in the bulk data set |