13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,779 holding rows worth $216,194,183,000.
- Accession
- 0000950123-17-010967
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 13,216 entries on the cover page, a total value of $216,194,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $216,194,251,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WINNEBAGO INDS INC | 974637100 | COM | 140,442 | $6,285,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 105,755 | $6,283,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 546,200 | $6,281,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 176,371 | $6,275,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 351,772 | $6,262,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 190,000 | $6,234,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 80,300 | $6,227,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 150,800 | $6,221,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 80,325 | $6,213,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 92,769 | $6,211,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,343,206 | $6,210,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 187,373 | $6,196,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 226,479 | $6,194,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 400,000 | $6,192,000 | thousands by filing date | put |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 703,699 | $6,192,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 904,548 | $6,188,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 148,500 | $6,179,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,360,522 | $6,177,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 55,660 | $6,176,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 306,323 | $6,157,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 73,405 | $6,154,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 108,924 | $6,145,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 159,239 | $6,145,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 211,944 | $6,138,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 251,218 | $6,135,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 107,047 | $6,134,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 120,646 | $6,117,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 219,772 | $6,117,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 134,814 | $6,115,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 310,757 | $6,107,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 222,415 | $6,105,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 71,182 | $6,098,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 186,732 | $6,097,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 670,617 | $6,089,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 349,065 | $6,084,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 521,651 | $6,082,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 107,850 | $6,080,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 75,000 | $6,079,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 4,652,000 | $6,071,000 | thousands by filing date | principal |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 361,238 | $6,069,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 78,808 | $6,060,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 150,300 | $6,054,000 | thousands by filing date | put |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 167,597 | $6,050,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 180,000 | $6,046,000 | thousands by filing date | put |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 240,358 | $6,043,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 144,759 | $6,024,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 514,470 | $6,024,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 91,200 | $6,021,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 656,405 | $6,006,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 105,000 | $6,003,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 160,830 | $6,002,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 100,058 | $5,989,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 532,525 | $5,986,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 30,000 | $5,984,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 245,712 | $5,971,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 105,865 | $5,958,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 91,139 | $5,956,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 148,076 | $5,945,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 269,900 | $5,938,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 25,000 | $5,928,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 55,548 | $5,926,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 69,590 | $5,915,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 68,744 | $5,904,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 47,365 | $5,899,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 157,066 | $5,894,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 125,000 | $5,894,000 | thousands by filing date | put |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 5,093,000 | $5,892,000 | thousands by filing date | principal |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 257,523 | $5,869,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 55,146 | $5,867,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 506,715 | $5,863,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 75,000 | $5,861,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 103,831 | $5,854,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,192,964 | $5,843,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 500,458 | $5,840,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 165,191 | $5,823,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 185,677 | $5,818,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 345,000 | $5,796,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 48,000 | $5,787,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 48,000 | $5,787,000 | thousands by filing date | call |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 48,931 | $5,772,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 209,234 | $5,766,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 748,000 | $5,760,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 61,971 | $5,751,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 272,119 | $5,742,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 127,780 | $5,732,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 110,517 | $5,721,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,500,000 | $5,715,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 168,316 | $5,707,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 77,334 | $5,705,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 104,859 | $5,699,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 136,500 | $5,684,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 188,100 | $5,662,000 | thousands by filing date | call |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 361,783 | $5,662,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 68,042 | $5,660,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 95,098 | $5,623,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 599,230 | $5,621,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 209,894 | $5,611,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 59,420 | $5,596,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 149,952 | $5,595,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 78,584 | $5,590,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 110,353 | $5,585,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 200,600 | $5,585,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 84,931 | $5,585,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 151,321 | $5,583,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 25,044 | $5,566,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 144,364 | $5,565,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 643,861 | $5,563,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 338,463 | $5,561,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 78,880 | $5,556,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 88,059 | $5,555,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 224,763 | $5,554,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 307,500 | $5,547,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 153,946 | $5,540,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 111,177 | $5,533,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 46,118 | $5,523,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 88,759 | $5,508,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 123,023 | $5,499,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 39,454 | $5,498,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 268,343 | $5,493,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 135,000 | $5,472,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 116,875 | $5,470,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 377,168 | $5,458,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 199,003 | $5,457,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 147,900 | $5,456,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,227,652 | $5,451,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 227,803 | $5,445,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 45,600 | $5,440,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 106,898 | $5,435,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 388,325 | $5,417,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 184,086 | $5,416,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 370,309 | $5,414,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 45,504 | $5,413,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 578,916 | $5,413,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 70,632 | $5,390,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 639,190 | $5,362,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 859,150 | $5,361,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 491,611 | $5,344,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 109,811 | $5,334,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 44,301 | $5,331,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 50,000 | $5,326,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 50,000 | $5,326,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 110,269 | $5,318,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 80,000 | $5,314,000 | thousands by filing date | put |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 56,656 | $5,312,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 45,200 | $5,311,000 | thousands by filing date | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 56,182 | $5,306,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 60,326 | $5,294,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,850 | $5,281,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 248,075 | $5,279,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 97,500 | $5,263,000 | thousands by filing date | call |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 153,369 | $5,261,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 9,478 | $5,251,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 180,219 | $5,246,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 428,981 | $5,233,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 104,191 | $5,223,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 209,216 | $5,222,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 252,205 | $5,221,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 64,284 | $5,217,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 193,924 | $5,216,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 102,012 | $5,210,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 854,039 | $5,209,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 60,000 | $5,209,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 345,425 | $5,202,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 380,811 | $5,195,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 91,100 | $5,176,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 48,900 | $5,169,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 343,121 | $5,164,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 3,735,000 | $5,157,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 220,322 | $5,153,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 64,051 | $5,150,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 460,000 | $5,143,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 79,700 | $5,142,000 | thousands by filing date | put |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 599,946 | $5,142,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,411,628 | $5,138,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 31,837 | $5,128,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 233,084 | $5,121,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 111,421 | $5,118,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 100,858 | $5,116,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 403,401 | $5,115,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 387,169 | $5,111,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 82,923 | $5,105,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 210,608 | $5,103,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,164,748 | $5,102,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 158,500 | $5,101,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 339,445 | $5,099,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 78,147 | $5,098,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 43,366 | $5,095,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 53,634 | $5,091,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 92,619 | $5,091,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 23,600 | $5,083,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 274,934 | $5,078,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 81,500 | $5,073,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 451,619 | $5,072,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 236,914 | $5,070,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 35,200 | $5,067,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 162,422 | $5,064,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 927,468 | $5,064,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 93,555 | $5,063,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 237,610 | $5,061,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 470,000 | $5,057,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 94,900 | $5,057,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 45,000 | $5,052,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 52,997 | $5,038,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 131,717 | $5,025,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 840,304 | $5,017,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 464,700 | $5,000,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 485,621 | $4,997,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 170,249 | $4,995,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 159,600 | $4,991,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 30,967 | $4,987,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 175,452 | $4,985,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 101,857 | $4,983,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 378,152 | $4,977,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 193,361 | $4,973,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 103,736 | $4,970,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 532,399 | $4,967,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 197,306 | $4,962,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 91,972 | $4,955,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 65,200 | $4,943,000 | thousands by filing date | call |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 84,088 | $4,940,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 30,000 | $4,929,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 176,809 | $4,928,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 610,000 | $4,923,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 91,192 | $4,919,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 48,436 | $4,916,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 154,438 | $4,915,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 209,795 | $4,913,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 45,200 | $4,911,000 | thousands by filing date | put |
| PACWEST BANCORP DEL | 695263103 | COM | 96,979 | $4,898,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 250,000 | $4,893,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 317,557 | $4,890,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,153,033 | $4,889,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 63,056 | $4,885,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 22,018 | $4,878,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 101,476 | $4,876,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 33,000 | $4,869,000 | thousands by filing date | put |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 156,731 | $4,867,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 135,458 | $4,863,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 39,343 | $4,858,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 260,876 | $4,844,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 238,926 | $4,840,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 46,206 | $4,830,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 142,300 | $4,825,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 107,095 | $4,822,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 95,659 | $4,816,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 86,838 | $4,816,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 58,892 | $4,808,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 407,644 | $4,807,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 382,618 | $4,802,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 452,492 | $4,802,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 55,513 | $4,801,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 96,045 | $4,796,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 254,688 | $4,791,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 85,411 | $4,785,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 364,497 | $4,783,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 209,766 | $4,783,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 54,367 | $4,781,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 557,361 | $4,777,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 112,141 | $4,762,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 159,234 | $4,753,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 80,000 | $4,751,000 | thousands by filing date | call |
| GENESEE & WYOMING INC | 371559105 | CL A | 64,000 | $4,737,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 45,696 | $4,727,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 377,197 | $4,726,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 106,614 | $4,724,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 206,701 | $4,717,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 216,684 | $4,702,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 17,500 | $4,695,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 385,025 | $4,686,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 157,282 | $4,667,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 42,208 | $4,664,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 115,592 | $4,664,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 54,254 | $4,660,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 132,500 | $4,659,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 50,170 | $4,641,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 122,337 | $4,618,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 245,350 | $4,617,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 228,484 | $4,604,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 38,591 | $4,600,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 59,500 | $4,595,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 359,565 | $4,592,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 42,275 | $4,591,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 45,730 | $4,586,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 36,808 | $4,580,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 303,623 | $4,579,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 353,200 | $4,577,000 | thousands by filing date | put |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 177,200 | $4,572,000 | thousands by filing date | put |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 175,157 | $4,566,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 35,322 | $4,560,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 88,982 | $4,558,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 179,000 | $4,556,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 175,000 | $4,552,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 175,000 | $4,552,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 80,392 | $4,551,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 60,000 | $4,549,000 | thousands by filing date | put |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 132,925 | $4,548,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 135,432 | $4,541,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 108,489 | $4,536,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 898,087 | $4,535,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 47,400 | $4,534,000 | thousands by filing date | put |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 151,436 | $4,532,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 251,100 | $4,530,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 55,696 | $4,528,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 100,444 | $4,523,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 58,700 | $4,518,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 225,726 | $4,514,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 61,061 | $4,511,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 279,800 | $4,502,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 117,535 | $4,496,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 98,161 | $4,486,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 105,157 | $4,486,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 51,900 | $4,484,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 138,764 | $4,481,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 307,216 | $4,479,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 101,568 | $4,459,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 74,218 | $4,459,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 76,785 | $4,455,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 35,892 | $4,452,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 114,316 | $4,447,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 5,000,000 | $4,444,000 | thousands by filing date | principal |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 304,846 | $4,439,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 440,844 | $4,426,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 167,500 | $4,419,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 25,806 | $4,418,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 122,712 | $4,414,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 145,637 | $4,412,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 28,700 | $4,409,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 34,369 | $4,405,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 44,180 | $4,401,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 314,475 | $4,397,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 439,253 | $4,397,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 23,155 | $4,392,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 208,200 | $4,391,000 | thousands by filing date | put |
| ISHARES TR | 464288422 | S&P DEV EX-US | 115,222 | $4,389,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 118,095 | $4,387,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 67,735 | $4,380,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 78,915 | $4,379,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 115,000 | $4,377,000 | thousands by filing date | put |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 99,542 | $4,366,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 451,079 | $4,361,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 203,689 | $4,361,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 362,134 | $4,360,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 37,385 | $4,352,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 366,898 | $4,348,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 432,190 | $4,344,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 222,092 | $4,342,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 73,739 | $4,332,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 40,000 | $4,314,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 108,000 | $4,301,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000,000 | $4,300,000 | thousands by filing date | put |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 131,468 | $4,297,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 213,948 | $4,294,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 248,938 | $4,294,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 25,500 | $4,285,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 286,712 | $4,283,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 448,858 | $4,282,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 305,809 | $4,281,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 54,292 | $4,281,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 19,253 | $4,281,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 72,400 | $4,279,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 191,392 | $4,279,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 67,429 | $4,269,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 103,774 | $4,268,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 33,900 | $4,268,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 67,400 | $4,268,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 60,747 | $4,261,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 336,191 | $4,260,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 50,138 | $4,255,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 326,827 | $4,252,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 83,844 | $4,241,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 185,595 | $4,241,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 639,813 | $4,236,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 529,307 | $4,234,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 415,668 | $4,231,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 938,821 | $4,215,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 115,485 | $4,211,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 685,580 | $4,210,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 30,000 | $4,209,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 88,413 | $4,206,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 52,349 | $4,203,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 55,089 | $4,198,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 312,867 | $4,193,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 425,628 | $4,192,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 39,309 | $4,185,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 26,785 | $4,184,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 170,878 | $4,179,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 439,832 | $4,174,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 121,453 | $4,169,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 107,363 | $4,168,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 71,830 | $4,166,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 30,000 | $4,162,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 50,898 | $4,151,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 155,000 | $4,143,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 173,300 | $4,142,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 89,921 | $4,142,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 42,824 | $4,142,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 85,000 | $4,141,000 | thousands by filing date | put |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 82,121 | $4,139,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 38,305 | $4,138,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 229,784 | $4,136,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 49,011 | $4,129,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 99,090 | $4,126,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 250,000 | $4,120,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,159 | $4,111,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 459,116 | $4,096,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 301,873 | $4,091,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 50,518 | $4,089,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 117,229 | $4,089,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 190,131 | $4,084,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 88,999 | $4,081,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 122,569 | $4,080,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 165,575 | $4,079,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 275,296 | $4,072,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 449,861 | $4,067,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 36,315 | $4,064,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 60,534 | $4,062,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 98,590 | $4,057,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 75,505 | $4,053,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 150,000 | $4,052,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 138,779 | $4,051,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 81,767 | $4,049,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 307,431 | $4,049,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 2,885,000 | $4,044,000 | thousands by filing date | principal |
| NIC INC | 62914B100 | COM | 235,574 | $4,040,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 235,086 | $4,032,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 71,359 | $4,031,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 210,100 | $4,030,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 201,386 | $4,028,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 65,631 | $4,026,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 45,279 | $4,025,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 468,981 | $4,019,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 52,000 | $4,015,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 52,000 | $4,015,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 55,755 | $4,013,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 278,135 | $4,013,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,056,228 | $4,010,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 35,694 | $4,008,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 259,317 | $4,006,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 160,844 | $4,005,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 261,335 | $4,004,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 178,322 | $4,003,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 98,152 | $3,999,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 379,366 | $3,999,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 40,092 | $3,995,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 70,000 | $3,987,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 333,489 | $3,985,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 181,048 | $3,983,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 140,000 | $3,970,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 132,500 | $3,964,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 105,660 | $3,964,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 20,879 | $3,959,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 30,000 | $3,952,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 168,110 | $3,951,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 248,952 | $3,946,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 96,021 | $3,942,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 89,268 | $3,941,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 40,885 | $3,936,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 216,919 | $3,927,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 72,877 | $3,925,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 165,791 | $3,924,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 70,204 | $3,917,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 6,562 | $3,906,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 156,099 | $3,904,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 71,126 | $3,904,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 65,696 | $3,901,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 47,237 | $3,899,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 278,251 | $3,898,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 96,116 | $3,893,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 409,793 | $3,893,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 110,611 | $3,888,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 50,277 | $3,886,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 15,000 | $3,884,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 115,970 | $3,879,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 71,907 | $3,877,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 352,092 | $3,876,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 184,631 | $3,872,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 166,385 | $3,865,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 166,013 | $3,860,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 300,000 | $3,855,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 243,264 | $3,853,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 185,251 | $3,848,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 117,339 | $3,843,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 103,170 | $3,833,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 106,552 | $3,833,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 100,000 | $3,832,000 | thousands by filing date | put |
| OM ASSET MGMT PLC | G67506108 | SHS | 256,784 | $3,831,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 86,701 | $3,827,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 107,363 | $3,820,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 258,434 | $3,812,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 33,469 | $3,804,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 67,271 | $3,800,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 50,109 | $3,799,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 14,865 | $3,793,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 225,890 | $3,790,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 103,769 | $3,787,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 145,200 | $3,782,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 28,290 | $3,777,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 133,609 | $3,774,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 163,266 | $3,763,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 81,000 | $3,758,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010967 | this filing | 2017-11-14 | acceptance time not in the bulk data set |