13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,779 holding rows worth $216,194,183,000.
- Accession
- 0000950123-17-010967
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 13,216 entries on the cover page, a total value of $216,194,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $216,194,251,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TCF FINL CORP | 872275102 | COM | 672,924 | $11,467,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 77,704 | $11,458,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 7,928,000 | $11,441,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723100 | COM | 1,500,000 | $11,415,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 319,700 | $11,413,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 60,089 | $11,407,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 401,485 | $11,387,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 289,985 | $11,365,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 199,821 | $11,320,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,892,447 | $11,316,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 425,944 | $11,309,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 154,446 | $11,305,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 106,510 | $11,290,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 366,184 | $11,290,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 444,525 | $11,260,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 671,587 | $11,256,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 117,378 | $11,244,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 256,958 | $11,235,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 104,998 | $11,222,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 239,195 | $11,216,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 300,134 | $11,207,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 826,154 | $11,203,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 530,939 | $11,198,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 280,998 | $11,189,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 74,251 | $11,189,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 168,000 | $11,180,000 | thousands by filing date | call |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 170,130 | $11,176,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 442,497 | $11,164,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 112,600 | $11,141,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 126,037 | $11,127,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 96,995 | $11,123,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 269,860 | $11,118,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 554,000 | $11,113,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 384,041 | $11,106,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 143,500 | $11,100,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 99,500 | $11,087,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 87,936 | $11,085,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 212,531 | $11,076,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 137,453 | $11,070,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 476,916 | $11,060,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 306,801 | $11,054,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 73,097 | $11,043,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 183,839 | $11,036,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 183,756 | $11,031,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 3,205,000 | $11,025,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 380,594 | $11,015,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 80,979 | $10,981,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,017,458 | $10,978,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 70,000 | $10,968,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 281,885 | $10,966,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 74,854 | $10,958,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 93,911 | $10,940,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 450,000 | $10,917,000 | thousands by filing date | call |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 255,333 | $10,906,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,379,794 | $10,899,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 724,887 | $10,888,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 150,000 | $10,881,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 96,000 | $10,857,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 506,991 | $10,834,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 553,688 | $10,825,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 215,891 | $10,818,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,153,014 | $10,781,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 81,853 | $10,781,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 614,502 | $10,772,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 627,931 | $10,769,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 111,200 | $10,757,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 579,520 | $10,738,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 695,893 | $10,731,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 197,218 | $10,731,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 52,267 | $10,716,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 95,433 | $10,687,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 184,839 | $10,678,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,022,127 | $10,672,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 141,726 | $10,624,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 182,995 | $10,621,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 108,400 | $10,619,000 | thousands by filing date | call |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,716,399 | $10,608,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 46,510 | $10,599,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,781,313 | $10,597,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 705,238 | $10,593,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 173,788 | $10,591,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 420,340 | $10,584,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 371,088 | $10,571,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 110,999 | $10,548,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 319,000 | $10,511,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 240,559 | $10,476,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 219,101 | $10,458,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 820,000 | $10,455,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 903,715 | $10,438,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 250,836 | $10,427,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 178,159 | $10,417,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,386,080 | $10,395,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 222,414 | $10,394,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,728,200 | $10,394,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 200,000 | $10,390,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 57,664 | $10,386,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 638,991 | $10,371,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 248,835 | $10,362,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 132,800 | $10,328,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 33,542 | $10,324,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 547,315 | $10,290,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 298,480 | $10,274,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 635,492 | $10,238,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 320,800 | $10,234,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 60,634 | $10,223,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 645,199 | $10,220,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 201,105 | $10,180,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 82,231 | $10,171,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 58,600 | $10,142,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 124,600 | $10,133,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 65,229 | $10,095,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 738,869 | $10,086,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 236,736 | $10,083,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 600,951 | $10,066,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 473,250 | $10,057,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 257,788 | $10,015,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 43,738 | $9,990,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 224,185 | $9,979,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 595,054 | $9,979,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 166,863 | $9,975,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 480,025 | $9,975,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 73,100 | $9,973,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 79,068 | $9,955,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,926,920 | $9,943,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 692,828 | $9,942,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 382,551 | $9,904,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 441,801 | $9,892,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 206,456 | $9,881,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 160,000 | $9,866,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 209,050 | $9,865,000 | thousands by filing date | call |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 641,694 | $9,856,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 111,576 | $9,848,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 611,207 | $9,828,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 408,388 | $9,818,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,272,500 | $9,798,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 164,782 | $9,793,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 337,130 | $9,726,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 298,223 | $9,719,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 6,910,000 | $9,700,000 | thousands by filing date | principal |
| NASDAQ INC COM | 631103108 | Stock | 124,938 | $9,692,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 143,528 | $9,669,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 335,015 | $9,655,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 77,495 | $9,650,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 126,306 | $9,620,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 175,316 | $9,617,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 439,585 | $9,609,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 108,557 | $9,597,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 324,416 | $9,570,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 190,214 | $9,562,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 332,191 | $9,551,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 606,128 | $9,541,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 476,367 | $9,527,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 252,835 | $9,524,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 110,000 | $9,523,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 124,761 | $9,514,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 368,765 | $9,514,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 917,329 | $9,494,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 441,013 | $9,486,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 277,559 | $9,465,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 90,478 | $9,455,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 129,552 | $9,453,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,113,812 | $9,428,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 294,894 | $9,407,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 95,000 | $9,399,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 266,982 | $9,371,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 313,223 | $9,335,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 221,543 | $9,328,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 925,769 | $9,322,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 233,693 | $9,322,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 367,239 | $9,317,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 925,000 | $9,315,000 | thousands by filing date | put |
| Western Midstream Partners | 95825r103 | COM | 226,016 | $9,307,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 213,377 | $9,305,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 333,200 | $9,276,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 432,810 | $9,266,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 433,323 | $9,256,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 161,728 | $9,246,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 199,522 | $9,242,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 167,846 | $9,242,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 111,165 | $9,236,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 69,368 | $9,220,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 234,095 | $9,199,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 149,800 | $9,196,000 | thousands by filing date | call |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 146,110 | $9,162,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 148,625 | $9,148,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 112,713 | $9,111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 192,319 | $9,110,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 265,715 | $9,101,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 149,161 | $9,088,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 5,650,000 | $9,072,000 | thousands by filing date | principal |
| ANDEAVOR | 03349M105 | COM | 87,900 | $9,067,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 118,872 | $9,006,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 101,881 | $8,989,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 655,048 | $8,987,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 432,077 | $8,983,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 118,485 | $8,976,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 74,321 | $8,965,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 135,627 | $8,961,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 267,575 | $8,953,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,260,502 | $8,949,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 476,200 | $8,938,000 | thousands by filing date | put |
| ISHARES TR | 464287713 | US TELECOM ETF | 293,819 | $8,935,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 139,220 | $8,927,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 381,474 | $8,904,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 213,629 | $8,891,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 59,979 | $8,861,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 188,759 | $8,851,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 631,553 | $8,816,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 593,701 | $8,810,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 315,976 | $8,800,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 484,905 | $8,787,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 272,533 | $8,760,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 116,495 | $8,740,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 175,778 | $8,719,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 267,500 | $8,718,000 | thousands by filing date | put |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 73,360 | $8,717,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 544,677 | $8,704,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 418,566 | $8,686,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 209,414 | $8,685,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 201,424 | $8,672,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 184,882 | $8,663,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 126,272 | $8,652,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 189,620 | $8,641,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 130,000 | $8,636,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 644,822 | $8,634,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,562,363 | $8,624,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 69,545 | $8,624,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 43,200 | $8,616,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 110,000 | $8,610,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 143,799 | $8,600,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 391,936 | $8,580,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 157,000 | $8,574,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,000,000 | $8,560,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 75,300 | $8,559,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 414,263 | $8,558,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 310,945 | $8,557,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 485,300 | $8,541,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 453,927 | $8,521,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 66,557 | $8,513,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 158,384 | $8,501,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 336,623 | $8,490,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 71,841 | $8,488,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,287,327 | $8,486,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 894,808 | $8,465,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 98,222 | $8,451,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 88,331 | $8,438,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 382,720 | $8,428,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 70,500 | $8,411,000 | thousands by filing date | call |
| Vanguard Utilities ETF | 92204A876 | SHS | 72,006 | $8,409,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 208,433 | $8,396,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 174,342 | $8,381,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 205,367 | $8,379,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 160,502 | $8,378,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 9,281,000 | $8,376,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 177,264 | $8,352,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 71,000 | $8,342,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 168,000 | $8,314,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 579,500 | $8,304,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,309 | $8,297,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 191,117 | $8,293,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 134,395 | $8,287,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 221,889 | $8,275,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 143,284 | $8,267,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 205,227 | $8,252,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 106,800 | $8,247,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 535,428 | $8,230,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 36,074 | $8,229,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 304,699 | $8,199,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 216,525 | $8,198,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 573,130 | $8,184,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,819,777 | $8,178,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 643,963 | $8,159,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 250,000 | $8,148,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 235,734 | $8,144,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 606,981 | $8,134,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 195,816 | $8,118,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 84,385 | $8,114,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 462,649 | $8,109,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 274,000 | $8,091,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 67,034 | $8,082,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 104,000 | $8,058,000 | thousands by filing date | put |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 477,585 | $8,057,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 57,838 | $8,051,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 204,308 | $8,019,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 844,057 | $8,018,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 214,256 | $8,011,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 241,956 | $8,011,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 110,815 | $8,003,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 149,286 | $7,998,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 115,938 | $7,996,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 200,000 | $7,986,000 | thousands by filing date | call |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 170,335 | $7,978,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 315,000 | $7,932,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 145,200 | $7,929,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 450,500 | $7,929,000 | thousands by filing date | put |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 160,589 | $7,928,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 129,100 | $7,926,000 | thousands by filing date | put |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 130,368 | $7,926,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 543,700 | $7,905,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 116,608 | $7,903,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 88,374 | $7,892,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 44,157 | $7,878,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 199,320 | $7,867,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 796,462 | $7,861,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 66,500 | $7,851,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 83,821 | $7,849,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 194,670 | $7,795,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 360,512 | $7,794,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,187,169 | $7,788,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 93,361 | $7,782,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 8,000,000 | $7,780,000 | thousands by filing date | principal |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 135,697 | $7,777,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 67,000 | $7,777,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,418,340 | $7,758,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 121,600 | $7,753,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 190,880 | $7,752,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 157,879 | $7,744,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 168,300 | $7,722,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 845,521 | $7,712,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 163,583 | $7,708,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 831,911 | $7,704,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 313,184 | $7,701,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 65,420 | $7,692,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 119,491 | $7,686,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 83,955 | $7,678,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 50,653 | $7,674,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 312,539 | $7,673,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 805,887 | $7,656,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 116,997 | $7,650,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 217,928 | $7,632,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 5,500,000 | $7,621,000 | thousands by filing date | principal |
| ARCONIC INC | 03965L100 | COM | 306,240 | $7,619,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 168,337 | $7,611,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 235,707 | $7,609,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 181,171 | $7,585,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 66,503 | $7,573,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 324,298 | $7,572,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 84,240 | $7,565,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 300,000 | $7,551,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 60,975 | $7,547,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 153,770 | $7,539,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 48,100 | $7,537,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 674,082 | $7,537,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 134,156 | $7,522,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 79,556 | $7,514,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 571,100 | $7,499,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 208,000 | $7,482,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 165,460 | $7,482,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 126,688 | $7,466,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 72,629 | $7,465,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 799,974 | $7,464,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 59,358 | $7,448,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 921,929 | $7,440,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 190,808 | $7,428,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 109,640 | $7,426,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 291,982 | $7,408,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 155,976 | $7,396,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 29,081 | $7,388,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 307,582 | $7,351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 292,000 | $7,350,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 411,491 | $7,333,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 220,000 | $7,315,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 68,989 | $7,292,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 127,930 | $7,287,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 116,244 | $7,268,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 286,721 | $7,240,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 171,544 | $7,225,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 52,427 | $7,201,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 47,000 | $7,198,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 187,000 | $7,192,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 240,236 | $7,178,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 58,372 | $7,164,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 207,668 | $7,159,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 144,981 | $7,157,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 140,007 | $7,156,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 117,876 | $7,151,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 190,670 | $7,151,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 130,475 | $7,134,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 493,688 | $7,129,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 496,543 | $7,106,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 93,343 | $7,103,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 170,800 | $7,088,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 23,000 | $7,080,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 154,046 | $7,067,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 119,700 | $7,064,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 59,933 | $7,062,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 60,862 | $7,061,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 192,232 | $7,053,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 43,665 | $7,053,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 122,230 | $7,034,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 212,011 | $7,032,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 142,729 | $7,023,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 221,411 | $7,011,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 54,500 | $7,009,000 | thousands by filing date | call |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 120,869 | $6,981,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 90,613 | $6,973,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 690,000 | $6,948,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 152,046 | $6,944,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 26,800 | $6,939,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 100,000 | $6,906,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 79,538 | $6,903,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 77,401 | $6,901,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 121,672 | $6,898,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 138,300 | $6,896,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 128,500 | $6,886,000 | thousands by filing date | call |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 407,475 | $6,862,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 91,449 | $6,849,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 128,978 | $6,847,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 265,745 | $6,846,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 71,626 | $6,842,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 110,156 | $6,836,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 464,606 | $6,830,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 21,800 | $6,826,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 119,920 | $6,826,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 344,695 | $6,825,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 108,306 | $6,810,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 274,291 | $6,807,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 55,936 | $6,794,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 435,304 | $6,791,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 84,910 | $6,786,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 180,972 | $6,786,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 404,955 | $6,771,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 648,916 | $6,768,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 308,586 | $6,767,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 523,774 | $6,762,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 531,859 | $6,760,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 455,876 | $6,756,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 246,812 | $6,753,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 194,726 | $6,753,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 6,750,000 | $6,750,000 | thousands by filing date | principal |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 352,454 | $6,732,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 36,364 | $6,729,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 39,145 | $6,722,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 79,674 | $6,720,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 101,667 | $6,714,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 175,980 | $6,712,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 165,573 | $6,711,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 528,445 | $6,700,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 172,373 | $6,696,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 439,490 | $6,694,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 79,977 | $6,691,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 71,306 | $6,686,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 201,285 | $6,681,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 310,729 | $6,681,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 387,586 | $6,678,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 500,000 | $6,675,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 677,660 | $6,675,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 213,291 | $6,665,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 146,964 | $6,652,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 45,800 | $6,645,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 387,365 | $6,605,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 419,869 | $6,600,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 50,863 | $6,597,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 654,981 | $6,596,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 79,876 | $6,582,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 102,555 | $6,567,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 197,395 | $6,555,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20,900 | $6,544,000 | thousands by filing date | put |
| BANCROFT FUND LIMITED | 059695106 | COM | 298,739 | $6,539,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 109,442 | $6,536,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 334,936 | $6,535,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 642,963 | $6,532,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 750,200 | $6,527,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 952,573 | $6,525,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 324,201 | $6,516,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 61,413 | $6,509,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 207,500 | $6,509,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 168,400 | $6,502,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 45,036 | $6,498,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 89,900 | $6,486,000 | thousands by filing date | call |
| RSP PERMIAN INC | 74978Q105 | COM | 187,370 | $6,481,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 84,752 | $6,456,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 127,450 | $6,448,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 104,682 | $6,447,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 323,802 | $6,443,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 170,000 | $6,438,000 | thousands by filing date | put |
| QIAGEN NV | N72482123 | SHS NEW | 204,296 | $6,434,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 140,200 | $6,432,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 202,025 | $6,422,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 265,959 | $6,414,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,269,234 | $6,408,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 91,591 | $6,407,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 447,032 | $6,406,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 95,703 | $6,398,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 225,264 | $6,397,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 236,521 | $6,396,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 373,194 | $6,393,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 56,000 | $6,390,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 404,550 | $6,388,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 49,050 | $6,377,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 449,381 | $6,368,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 149,530 | $6,363,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 56,854 | $6,362,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 436,983 | $6,354,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 289,160 | $6,345,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 97,813 | $6,339,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 353,799 | $6,316,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 183,000 | $6,299,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 462,221 | $6,291,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 433,482 | $6,290,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010967 | this filing | 2017-11-14 | acceptance time not in the bulk data set |