13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,828 holding rows worth $181,087,019,000.
- Accession
- 0000950123-17-002293
- Filer
- CIK 1610520
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 13,500 entries on the cover page, a total value of $181,087,019,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $181,087,055,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,961 | $1,051,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 15,578 | $1,050,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 57,993 | $1,045,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 21,890 | $1,045,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 75,265 | $1,045,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 39,523 | $1,044,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 186,248 | $1,043,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 85,588 | $1,042,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 92,284 | $1,034,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 67,061 | $1,033,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 37,314 | $1,032,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 13,662 | $1,032,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 80,727 | $1,031,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 37,127 | $1,030,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 70,080 | $1,029,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 18,282 | $1,025,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 31,292 | $1,023,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 80,891 | $1,023,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 85,337 | $1,021,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 124,734 | $1,020,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 27,628 | $1,019,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 31,317 | $1,019,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 51,032 | $1,019,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 65,233 | $1,017,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 13,755 | $1,015,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 76,820 | $1,014,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 37,398 | $1,012,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 20,357 | $1,010,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 18,000 | $1,009,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 130,813 | $1,009,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 52,300 | $1,007,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 8,943 | $1,006,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 22,406 | $1,005,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 47,784 | $1,004,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 181,274 | $1,003,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 45,986 | $1,002,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 31,800 | $1,001,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 22,133 | $998,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 92,158 | $998,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 84,614 | $997,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 28,278 | $996,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 12,046 | $994,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 40,094 | $991,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 89,591 | $989,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 20,718 | $989,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 28,263 | $988,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 42,951 | $987,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 12,547 | $986,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 40,536 | $986,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 22,052 | $986,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 54,361 | $986,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 24,146 | $984,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 44,519 | $982,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 61,220 | $981,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 100,000 | $981,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 19,860 | $980,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 13,000 | $978,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 147,806 | $977,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 98,762 | $977,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 22,700 | $976,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 47,649 | $975,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 13,184 | $971,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 30,448 | $971,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 20,000 | $970,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 19,123 | $969,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 17,007 | $968,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 52,500 | $965,000 | thousands by filing date | call |
| QUALITY CARE PPTYS INC | 747545101 | COM | 62,274 | $965,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 13,600 | $964,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 28,640 | $964,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 9,642 | $963,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 89,437 | $962,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 170,522 | $962,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 19,802 | $960,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 69,014 | $959,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 14,696 | $958,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 67,965 | $958,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 27,520 | $958,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 49,500 | $958,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 10,100 | $957,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 10,700 | $956,000 | thousands by filing date | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 147,422 | $956,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 40,000 | $954,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 24,013 | $954,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 8,500 | $948,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 24,115 | $948,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 33,300 | $947,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 37,200 | $945,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 75,600 | $945,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 23,243 | $944,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 231,101 | $943,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 37,676 | $942,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 31,496 | $942,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 82,801 | $941,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 15,826 | $939,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 61,000 | $939,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 45,993 | $937,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 26,200 | $937,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 58,760 | $934,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 10,296 | $932,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 30,952 | $931,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 21,390 | $930,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 57,842 | $930,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 32,490 | $925,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 20,874 | $924,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 41,774 | $923,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 29,177 | $923,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 93,167 | $923,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 27,829 | $922,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 7,530 | $921,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 51,086 | $921,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 53,000 | $920,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 47,172 | $917,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 41,468 | $917,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 50,091 | $917,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 28,785 | $914,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 74,285 | $913,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 187,900 | $913,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 13,934 | $912,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 35,878 | $912,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 61,471 | $912,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 81,381 | $910,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 23,916 | $908,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 24,183 | $908,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 719,601 | $906,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 40,000 | $905,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 24,022 | $904,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 7,992 | $904,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 23,940 | $902,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 22,088 | $901,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,000 | $900,000 | thousands by filing date | put |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 14,431 | $900,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 23,866 | $899,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 27,714 | $898,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 97,746 | $898,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 26,552 | $897,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 28,636 | $895,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 37,176 | $895,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 44,294 | $894,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 37,883 | $894,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 36,939 | $894,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 166,731 | $894,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 62,555 | $892,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 70,929 | $890,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 152,451 | $889,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 29,500 | $888,000 | thousands by filing date | call |
| GAS NAT INC | 367204104 | COM | 70,624 | $886,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 66,441 | $885,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 50,500 | $885,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 16,481 | $885,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 34,965 | $883,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 22,429 | $883,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 84,698 | $882,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 5,851 | $880,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 35,101 | $875,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 98,593 | $874,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 37,305 | $873,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 32,099 | $873,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 52,867 | $870,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 12,413 | $867,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 56,036 | $867,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 14,648 | $867,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 73,100 | $866,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 15,715 | $864,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 31,077 | $863,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 61,240 | $863,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 18,090 | $863,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 9,547 | $861,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 97,966 | $861,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 12,573 | $861,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 39,792 | $861,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 18,602 | $860,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 18,005 | $857,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 40,995 | $855,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 35,782 | $855,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 46,338 | $855,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 29,738 | $854,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 40,921 | $853,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 17,627 | $852,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 52,381 | $852,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 100,000 | $850,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 30,111 | $847,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 42,350 | $846,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 168,900 | $846,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 18,131 | $845,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 54,402 | $844,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 158,136 | $843,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 81,918 | $843,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 44,827 | $842,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 82,592 | $839,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 31,027 | $838,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 13,525 | $836,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 126,500 | $836,000 | thousands by filing date | put |
| OM ASSET MGMT PLC | G67506108 | SHS | 57,664 | $836,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,839 | $835,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 27,557 | $835,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 29,067 | $835,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 18,666 | $834,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 52,299 | $834,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 18,370 | $833,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 17,100 | $832,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 10,633 | $831,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 19,651 | $831,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 25,059 | $830,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 33,273 | $830,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 34,288 | $830,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 21,749 | $829,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 11,537 | $829,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 12,263 | $829,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 54,173 | $828,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 34,637 | $828,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 60,227 | $826,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,326 | $825,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 37,729 | $825,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 56,725 | $824,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 23,550 | $821,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 36,828 | $821,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 17,808 | $820,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 19,670 | $819,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 204,571 | $819,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 60,000 | $818,000 | thousands by filing date | call |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 116,065 | $818,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 43,492 | $818,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 95,584 | $816,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 283,046 | $815,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 19,293 | $814,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 28,352 | $813,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 44,798 | $813,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 113,209 | $812,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 11,700 | $811,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 48,008 | $810,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 42,741 | $809,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 42,700 | $807,000 | thousands by filing date | put |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 33,335 | $807,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 24,238 | $806,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 38,932 | $806,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 195,017 | $806,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 39,257 | $805,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 97,461 | $803,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 79,364 | $803,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 17,854 | $801,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 135,000 | $799,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 19,600 | $797,000 | thousands by filing date | put |
| BIO-TECHNE CORP | 09073M104 | COM | 7,717 | $794,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 15,679 | $794,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 53,491 | $794,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 32,900 | $794,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 54,144 | $793,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 9,500 | $791,000 | thousands by filing date | call |
| ISHARES INC | 464286301 | CMN | 45,012 | $788,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 97,028 | $788,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 160,270 | $786,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 33,600 | $785,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 60,921 | $784,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 29,130 | $784,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 47,849 | $783,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 20,185 | $783,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 46,138 | $782,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 41,615 | $780,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 43,200 | $779,000 | thousands by filing date | put |
| Heritage Commerce Corp | 426927109 | Common Stock | 53,957 | $779,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 11,216 | $778,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 26,236 | $778,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 17,792 | $776,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 37,313 | $776,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 26,596 | $774,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 59,650 | $774,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 11,448 | $774,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 10,858 | $773,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 16,704 | $772,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 16,047 | $771,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 67,797 | $771,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 18,148 | $770,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 12,100 | $770,000 | thousands by filing date | put |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 15,305 | $768,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 15,400 | $768,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 15,400 | $768,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 50,300 | $768,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 17,270 | $767,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 50,240 | $767,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 19,052 | $766,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 39,970 | $765,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 36,771 | $765,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 66,994 | $765,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 24,459 | $764,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 5,416 | $763,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 25,000 | $760,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 12,952 | $759,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 32,157 | $757,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 25,747 | $755,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 56,750 | $755,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 230,000 | $754,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 275,603 | $752,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 37,225 | $751,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 9,706 | $750,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 18,132 | $750,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 36,574 | $750,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 21,684 | $748,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 526,660 | $748,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 13,930 | $748,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 20,890 | $747,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 58,357 | $746,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 14,500 | $745,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 102,000 | $745,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 16,989 | $743,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 28,211 | $743,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 53,299 | $743,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 29,565 | $742,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 108,365 | $742,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 49,757 | $742,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 14,418 | $741,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 77,852 | $741,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 57,147 | $741,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 32,360 | $738,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 10,543 | $738,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 67,279 | $738,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 46,620 | $737,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 84,286 | $737,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,800 | $736,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 6,419 | $736,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 133,208 | $735,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 33,648 | $735,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 16,727 | $733,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 24,931 | $733,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 17,048 | $731,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 20,023 | $731,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 29,570 | $731,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 100,000 | $730,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 132,005 | $730,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 10,358 | $729,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 15,328 | $729,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 10,200 | $728,000 | thousands by filing date | put |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 25,845 | $727,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 8,265 | $726,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 120,000 | $725,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 12,700 | $725,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 50,447 | $723,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 16,771 | $720,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 11,300 | $719,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 17,908 | $719,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 59,800 | $719,000 | thousands by filing date | call |
| KVH INDS INC | 482738101 | COM | 60,775 | $718,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 20,051 | $717,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 72,140 | $717,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 26,723 | $716,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,291 | $714,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 23,042 | $713,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 6,700 | $713,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 25,881 | $713,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 16,365 | $713,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 52,616 | $713,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 52,837 | $712,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 57,445 | $712,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 17,995 | $710,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,900 | $709,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 62,607 | $709,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 14,958 | $703,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 48,913 | $703,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 53,946 | $703,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 29,186 | $702,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 38,550 | $699,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 25,500 | $699,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 28,400 | $698,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 8,199 | $698,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 22,618 | $697,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 33,681 | $697,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,195 | $696,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 56,078 | $696,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 46,421 | $695,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 39,407 | $693,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 67,594 | $690,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 50,000 | $689,000 | thousands by filing date | call |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 55,952 | $689,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 9,406 | $687,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 22,860 | $686,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 43,150 | $686,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 47,348 | $686,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 82,947 | $686,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 13,386 | $685,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 103,301 | $685,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 17,235 | $684,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 21,884 | $682,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 53,373 | $682,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 13,900 | $678,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 18,834 | $678,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 16,312 | $677,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 191,047 | $677,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 15,063 | $673,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 35,887 | $673,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 23,063 | $671,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 26,630 | $671,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 5,689 | $670,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 44,618 | $670,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 30,544 | $669,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 52,581 | $668,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 41,698 | $666,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 25,403 | $665,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 13,635 | $664,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 37,167 | $663,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 68,891 | $662,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 67,961 | $661,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 34,253 | $660,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 27,403 | $659,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 52,336 | $658,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 19,529 | $657,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 43,012 | $656,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 11,999 | $656,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 77,461 | $656,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 50,854 | $654,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 10,291 | $654,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 53,418 | $651,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 9,000 | $650,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 39,236 | $650,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 12,400 | $649,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 12,292 | $649,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 22,603 | $647,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 35,598 | $647,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 51,503 | $644,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 13,175 | $644,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 284,232 | $642,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 14,464 | $640,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 68,809 | $640,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 8,860 | $639,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 24,793 | $639,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 15,013 | $639,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 28,924 | $635,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 25,865 | $634,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 202,000 | $634,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 12,690 | $634,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 39,660 | $634,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 190,706 | $633,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 99,803 | $632,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 8,727 | $632,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 14,634 | $631,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 26,182 | $631,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 21,416 | $629,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 90,975 | $628,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 56,987 | $628,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 24,886 | $628,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 30,647 | $628,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 10,000 | $627,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 46,198 | $627,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 13,843 | $626,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 51,141 | $626,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 42,403 | $623,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 20,195 | $623,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 14,173 | $623,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 7,300 | $621,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 15,253 | $621,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 30,290 | $620,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 22,800 | $619,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 31,982 | $619,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 69,679 | $619,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 23,702 | $619,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 86,801 | $618,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 61,176 | $618,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 13,771 | $615,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 40,079 | $614,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 42,800 | $614,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 17,857 | $613,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 9,083 | $612,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 7,297 | $610,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 21,216 | $607,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 48,419 | $606,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 21,008 | $606,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 14,489 | $603,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 21,625 | $603,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 23,869 | $602,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 67,322 | $601,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 45,367 | $601,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 13,541 | $600,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 11,715 | $600,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 29,114 | $600,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 43,201 | $599,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 34,338 | $599,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 102,438 | $599,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 19,511 | $598,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 151 | $597,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 16,944 | $596,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 82,167 | $596,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 12,402 | $595,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 8,653 | $593,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 26,404 | $590,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,724 | $589,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 31,155 | $589,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 47,962 | $588,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 39,860 | $587,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 13,504 | $586,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 44,656 | $585,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 71,261 | $585,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 43,108 | $585,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 12,946 | $584,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 17,345 | $584,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 26,266 | $584,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 17,755 | $584,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 16,347 | $583,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 13,864 | $581,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 14,921 | $581,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 65,167 | $581,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 28,820 | $581,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-002293 | this filing | 2017-02-14 | acceptance time not in the bulk data set |