13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,828 holding rows worth $181,087,019,000.
- Accession
- 0000950123-17-002293
- Filer
- CIK 1610520
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 13,500 entries on the cover page, a total value of $181,087,019,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $181,087,055,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UBIQUITI NETWORKS INC | 90347A100 | COM | 55,028 | $3,181,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 118,947 | $3,178,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 247,448 | $3,178,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 263,455 | $3,177,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 149,929 | $3,175,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 44,100 | $3,174,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 58,774 | $3,172,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 48,903 | $3,168,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 44,735 | $3,160,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 191,663 | $3,156,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 40,840 | $3,151,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 86,742 | $3,139,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 25,000 | $3,126,000 | thousands by filing date | call |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 131,117 | $3,119,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 87,824 | $3,118,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 190,865 | $3,115,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,487,233 | $3,108,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 75,623 | $3,104,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 171,964 | $3,103,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 405,352 | $3,097,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 60,000 | $3,092,000 | thousands by filing date | put |
| ISHARES TR | 46429B135 | INT PFD STK FD | 196,381 | $3,091,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 36,872 | $3,089,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 212,300 | $3,083,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 63,800 | $3,058,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 75,200 | $3,056,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 218,525 | $3,052,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 96,640 | $3,048,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 92,996 | $3,047,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 205,062 | $3,043,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 44,201 | $3,039,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 250,367 | $3,039,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 126,448 | $3,039,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 34,100 | $3,037,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 57,900 | $3,036,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 85,960 | $3,033,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 272,075 | $3,031,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 98,315 | $3,018,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 138,211 | $3,013,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 95,619 | $3,012,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 39,472 | $3,011,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 226,034 | $3,008,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 39,005 | $3,005,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 138,700 | $3,000,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 186,052 | $2,995,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 50,957 | $2,992,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 751,559 | $2,991,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 35,245 | $2,990,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 34,900 | $2,987,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 78,350 | $2,987,000 | thousands by filing date | call |
| ASGN INC | 682159108 | COM | 67,572 | $2,984,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 67,800 | $2,981,000 | thousands by filing date | call |
| WILEY JOHN & SONS INC | 968223206 | CL A | 54,602 | $2,976,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 69,341 | $2,969,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 56,211 | $2,963,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 38,940 | $2,961,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 121,957 | $2,957,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 48,160 | $2,954,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 36,103 | $2,953,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 202,709 | $2,953,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 26,361 | $2,953,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 80,113 | $2,950,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 36,195 | $2,949,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 531,778 | $2,947,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 196,134 | $2,946,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 267,500 | $2,945,000 | thousands by filing date | put |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 38,586 | $2,943,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 32,856 | $2,943,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 28,525 | $2,942,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 93,785 | $2,941,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 224,720 | $2,939,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 37,459 | $2,937,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 154,275 | $2,937,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 215,800 | $2,935,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 83,600 | $2,934,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 122,700 | $2,931,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 80,279 | $2,926,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 347,502 | $2,926,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 85,370 | $2,920,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 78,073 | $2,918,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 19,650 | $2,911,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 152,069 | $2,894,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 51,505 | $2,892,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 550,000 | $2,888,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 21,000 | $2,870,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 89,846 | $2,870,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 314,476 | $2,868,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 75,416 | $2,868,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 118,150 | $2,868,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 72,506 | $2,867,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 264,500 | $2,862,000 | thousands by filing date | call |
| ISHARES TR | 46429B408 | CMN | 88,242 | $2,861,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 57,577 | $2,855,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 84,104 | $2,851,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 46,170 | $2,848,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 175,692 | $2,846,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 257,555 | $2,844,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 231,800 | $2,842,000 | thousands by filing date | put |
| EVERTEC INC | 30040P103 | COM | 160,008 | $2,840,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 68,387 | $2,835,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 144,034 | $2,829,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100,000 | $2,826,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 63,187 | $2,826,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 63,845 | $2,822,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 135,882 | $2,819,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 159,172 | $2,818,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 48,937 | $2,818,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 113,168 | $2,808,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 456,648 | $2,808,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 201,552 | $2,804,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 412,139 | $2,798,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 78,086 | $2,795,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 147,086 | $2,793,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 248,208 | $2,792,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 33,566 | $2,784,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 60,000 | $2,782,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 253,727 | $2,781,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 160,300 | $2,775,000 | thousands by filing date | put |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 107,018 | $2,772,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 242,688 | $2,762,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 50,071 | $2,754,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 67,961 | $2,754,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 49,110 | $2,750,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 143,212 | $2,749,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 15,055 | $2,745,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 51,357 | $2,744,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 68,796 | $2,743,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 453,000 | $2,736,000 | thousands by filing date | call |
| PowerShares CEF Income Composite | 73936Q843 | Com | 121,771 | $2,729,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 32,299 | $2,728,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 73,766 | $2,728,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 86,231 | $2,721,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 100,000 | $2,720,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 208,534 | $2,719,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 52,083 | $2,716,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 300,100 | $2,716,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 63,076 | $2,708,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 68,267 | $2,708,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 57,064 | $2,707,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 91,626 | $2,706,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 36,684 | $2,705,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 66,262 | $2,705,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 172,826 | $2,698,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 58,130 | $2,695,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 142,722 | $2,692,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 52,367 | $2,690,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 40,000 | $2,688,000 | thousands by filing date | call |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 142,676 | $2,688,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 36,956 | $2,685,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 42,367 | $2,684,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 189,067 | $2,684,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 136,798 | $2,669,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 692,932 | $2,668,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 116,908 | $2,666,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 125,160 | $2,661,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 219,513 | $2,656,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 63,000 | $2,655,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 19,427 | $2,654,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 100,000 | $2,648,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 20,000 | $2,642,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 44,472 | $2,642,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 93,323 | $2,639,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 145,661 | $2,633,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 60,071 | $2,631,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 145,400 | $2,630,000 | thousands by filing date | call |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 221,347 | $2,619,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 156,930 | $2,617,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 95,711 | $2,617,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 31,419 | $2,616,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 686,408 | $2,616,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 53,521 | $2,612,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 25,501 | $2,605,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 162,397 | $2,603,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 312,700 | $2,599,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 65,289 | $2,592,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 39,708 | $2,591,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 182,802 | $2,590,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 63,400 | $2,588,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 67,877 | $2,587,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 191,147 | $2,584,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 49,326 | $2,582,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 45,461 | $2,582,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 63,176 | $2,577,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 61,012 | $2,573,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 214,553 | $2,568,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 102,042 | $2,567,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 41,448 | $2,559,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 43,726 | $2,556,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 50,000 | $2,554,000 | thousands by filing date | call |
| JBT MAREL CORPORATION | 477839104 | COM | 29,699 | $2,553,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 67,966 | $2,552,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 92,973 | $2,551,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 13,700 | $2,551,000 | thousands by filing date | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 73,349 | $2,550,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 51,530 | $2,550,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 16,298 | $2,546,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 87,297 | $2,545,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 38,932 | $2,542,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 94,982 | $2,542,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 42,422 | $2,537,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 69,799 | $2,531,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 67,175 | $2,529,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 417,355 | $2,529,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 35,206 | $2,526,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 94,183 | $2,525,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 190,269 | $2,525,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 24,000 | $2,524,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 16,100 | $2,519,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 168,875 | $2,518,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 88,949 | $2,517,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 29,285 | $2,513,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 47,961 | $2,511,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 22,436 | $2,504,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 98,658 | $2,502,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 57,922 | $2,500,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 61,013 | $2,492,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 59,678 | $2,491,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 61,705 | $2,487,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 45,567 | $2,485,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 177,223 | $2,484,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 39,965 | $2,478,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 24,993 | $2,478,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 129,313 | $2,478,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 163,507 | $2,476,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 49,872 | $2,472,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 184,662 | $2,471,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 55,005 | $2,469,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 77,979 | $2,468,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 85,438 | $2,465,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,100 | $2,461,000 | thousands by filing date | call |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 48,983 | $2,457,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 34,177 | $2,453,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 250,000 | $2,453,000 | thousands by filing date | call |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 148,079 | $2,451,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 82,070 | $2,450,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 87,054 | $2,444,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 88,000 | $2,443,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 471,000 | $2,440,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 97,005 | $2,440,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 44,929 | $2,438,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 85,498 | $2,433,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 33,000 | $2,432,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 56,600 | $2,430,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 66,244 | $2,427,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 175,002 | $2,426,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 14,144 | $2,425,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 173,860 | $2,425,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 779,348 | $2,424,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 62,200 | $2,424,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 31,000 | $2,419,000 | thousands by filing date | call |
| OFS CAPITAL CORP | 67103B100 | COM | 175,802 | $2,419,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 13,600 | $2,416,000 | thousands by filing date | call |
| ALLETE INC | 018522300 | COM NEW | 37,634 | $2,416,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 287,161 | $2,412,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 90,759 | $2,409,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 61,820 | $2,408,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 202,232 | $2,407,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 31,500 | $2,406,000 | thousands by filing date | put |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 255,862 | $2,403,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 27,966 | $2,399,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 103,879 | $2,395,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 116,250 | $2,389,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 173,068 | $2,387,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 42,515 | $2,380,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 23,466 | $2,378,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 17,247 | $2,370,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 48,131 | $2,367,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 71,495 | $2,365,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 48,465 | $2,364,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 50,889 | $2,354,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 48,413 | $2,352,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 123,445 | $2,341,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 269,346 | $2,340,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 81,235 | $2,337,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 275,214 | $2,334,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 151,747 | $2,332,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 12,365 | $2,330,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 86,907 | $2,329,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 67,470 | $2,329,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 100,632 | $2,322,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 129,764 | $2,322,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 41,213 | $2,320,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 113,569 | $2,320,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 21,184 | $2,318,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 28,765 | $2,317,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 193,676 | $2,316,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 50,246 | $2,314,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 428,506 | $2,314,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 76,830 | $2,309,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 14,736 | $2,302,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 47,282 | $2,302,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 211,018 | $2,302,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,500,000 | $2,300,000 | thousands by filing date | principal |
| STAG INDUSTRIAL INC | 85254J102 | COM | 96,209 | $2,297,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 257,608 | $2,297,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 157,794 | $2,294,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 57,732 | $2,293,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 62,532 | $2,287,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 49,991 | $2,285,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 184,212 | $2,284,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 124,085 | $2,284,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 91,073 | $2,279,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 38,128 | $2,278,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 2,000,000 | $2,274,000 | thousands by filing date | principal |
| RANGE RES CORP COM | 75281A109 | Stock | 66,096 | $2,271,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 24,854 | $2,270,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 23,508 | $2,269,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 30,402 | $2,268,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 20,000 | $2,266,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 39,491 | $2,262,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 40,229 | $2,261,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 490,237 | $2,260,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 37,633 | $2,260,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 82,400 | $2,259,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 14,100 | $2,258,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 80,948 | $2,257,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 101,372 | $2,257,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 75,820 | $2,256,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 640,325 | $2,254,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 18,243 | $2,244,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 27,024 | $2,243,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 73,726 | $2,239,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 88,916 | $2,237,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 49,057 | $2,235,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 32,399 | $2,234,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 73,600 | $2,233,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 79,484 | $2,229,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 58,977 | $2,229,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 52,900 | $2,222,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 36,379 | $2,218,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 72,206 | $2,217,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 162,295 | $2,212,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 20,360 | $2,212,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 715,544 | $2,211,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 36,575 | $2,206,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 76,287 | $2,203,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 46,086 | $2,202,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 15,418 | $2,201,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 21,932 | $2,201,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 20,876 | $2,197,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 121,898 | $2,197,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 38,832 | $2,196,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 36,944 | $2,194,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 43,978 | $2,194,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 63,831 | $2,193,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 22,955 | $2,193,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 53,690 | $2,183,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 35,467 | $2,181,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 91,740 | $2,181,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 234,673 | $2,180,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 104,005 | $2,174,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 189,133 | $2,171,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 144,280 | $2,170,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 35,100 | $2,168,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 74,704 | $2,168,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 29,982 | $2,165,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 33,214 | $2,159,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 30,200 | $2,151,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 50,000 | $2,149,000 | thousands by filing date | call |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 42,251 | $2,148,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 56,701 | $2,148,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 14,564 | $2,147,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 58,122 | $2,143,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 97,575 | $2,139,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 481,223 | $2,136,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 25,120 | $2,131,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 25,800 | $2,129,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 42,929 | $2,126,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 44,800 | $2,123,000 | thousands by filing date | call |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 105,630 | $2,115,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 36,486 | $2,108,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 97,048 | $2,102,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 46,800 | $2,099,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 681,318 | $2,098,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 33,545 | $2,095,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 31,800 | $2,094,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 35,095 | $2,093,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 41,346 | $2,090,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 89,615 | $2,082,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 64,764 | $2,079,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 19,327 | $2,079,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 65,085 | $2,073,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 14,238 | $2,069,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 26,990 | $2,068,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 25,229 | $2,067,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 39,206 | $2,067,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 219,457 | $2,067,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 49,398 | $2,052,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 75,028 | $2,051,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 84,853 | $2,051,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 131,033 | $2,044,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 61,254 | $2,043,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 27,483 | $2,039,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 134,251 | $2,039,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 23,775 | $2,039,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 31,573 | $2,038,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 31,300 | $2,035,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 64,521 | $2,030,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 28,144 | $2,029,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 79,225 | $2,028,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 192,684 | $2,025,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 75,363 | $2,022,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 56,417 | $2,012,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 70,335 | $2,008,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B400 | EM STRATEGIC ETF | 118,913 | $2,006,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 75,614 | $2,005,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 241,962 | $2,001,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 11,100 | $1,999,000 | thousands by filing date | call |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 51,088 | $1,999,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 55,800 | $1,998,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 108,359 | $1,995,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 51,578 | $1,993,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 137,780 | $1,990,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 87,361 | $1,989,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 146,800 | $1,985,000 | thousands by filing date | put |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 32,711 | $1,984,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 658,872 | $1,983,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 38,505 | $1,983,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 80,525 | $1,979,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 78,131 | $1,975,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 192,100 | $1,975,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 57,030 | $1,974,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 69,633 | $1,974,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 182,582 | $1,972,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 27,122 | $1,967,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 27,069 | $1,965,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 20,875 | $1,961,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 79,253 | $1,960,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 85,346 | $1,957,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 210,600 | $1,956,000 | thousands by filing date | put |
| CLARCOR INC | 179895107 | COM | 23,705 | $1,955,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 8,537 | $1,950,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 14,340 | $1,949,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 76,038 | $1,948,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 386,656 | $1,948,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 34,113 | $1,946,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 158,087 | $1,944,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 21,302 | $1,938,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 35,304 | $1,936,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 143,979 | $1,934,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 163,622 | $1,933,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 570,000 | $1,927,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 48,600 | $1,922,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 58,908 | $1,922,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 34,359 | $1,921,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 127,697 | $1,920,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 71,168 | $1,918,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 50,032 | $1,918,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 55,600 | $1,917,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 25,889 | $1,914,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 40,000 | $1,911,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 75,472 | $1,908,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 66,612 | $1,908,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 196,382 | $1,907,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 50,000 | $1,902,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 47,867 | $1,896,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 147,896 | $1,895,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 22,631 | $1,889,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 84,516 | $1,889,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 167,071 | $1,885,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 36,297 | $1,882,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 34,592 | $1,881,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 83,820 | $1,881,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 908,228 | $1,880,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 65,533 | $1,878,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 49,347 | $1,877,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 42,052 | $1,876,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 35,003 | $1,874,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 423,835 | $1,873,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 53,039 | $1,871,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 109,996 | $1,870,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 77,279 | $1,867,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 35,576 | $1,866,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 32,866 | $1,863,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 114,837 | $1,855,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 25,501 | $1,847,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 38,455 | $1,846,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 25,387 | $1,842,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50,800 | $1,842,000 | thousands by filing date | call |
| JAMES RIV GROUP LTD | G5005R107 | COM | 44,344 | $1,842,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 62,749 | $1,841,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 23,378 | $1,832,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 135,578 | $1,832,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 29,078 | $1,829,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 61,163 | $1,829,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 36,975 | $1,827,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 41,703 | $1,825,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 146,986 | $1,823,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 26,862 | $1,822,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 43,000 | $1,821,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 16,300 | $1,820,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 50,500 | $1,819,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 88,276 | $1,817,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 113,341 | $1,816,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 101,717 | $1,816,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 176,451 | $1,816,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 90,147 | $1,815,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 41,808 | $1,815,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 53,329 | $1,814,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 17,720 | $1,813,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-002293 | this filing | 2017-02-14 | acceptance time not in the bulk data set |