13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,828 holding rows worth $181,087,019,000.
- Accession
- 0000950123-17-002293
- Filer
- CIK 1610520
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 13,500 entries on the cover page, a total value of $181,087,019,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $181,087,055,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 205,193 | $1,808,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 86,786 | $1,806,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 76,283 | $1,805,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 49,290 | $1,805,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 83,400 | $1,804,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 95,504 | $1,804,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 259,758 | $1,803,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 244,054 | $1,803,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 62,000 | $1,801,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 82,404 | $1,799,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 23,308 | $1,798,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 30,932 | $1,790,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 133,339 | $1,789,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 341,079 | $1,788,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 44,244 | $1,783,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 21,215 | $1,780,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 72,858 | $1,780,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 80,686 | $1,780,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 107,780 | $1,779,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 280,578 | $1,776,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 126,054 | $1,775,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 47,351 | $1,773,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 14,751 | $1,771,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 126,447 | $1,770,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 49,189 | $1,770,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 142,041 | $1,764,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 202,839 | $1,761,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 23,100 | $1,760,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 81,614 | $1,760,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 189,560 | $1,753,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 149,631 | $1,751,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 76,322 | $1,750,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 105,832 | $1,750,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 45,588 | $1,749,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 131,558 | $1,749,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 62,415 | $1,749,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 48,944 | $1,748,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 126,552 | $1,748,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 18,807 | $1,745,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 16,725 | $1,745,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 77,533 | $1,745,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 22,500 | $1,742,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 105,600 | $1,739,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 18,053 | $1,736,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 30,484 | $1,734,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 65,656 | $1,733,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 175,184 | $1,731,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 44,674 | $1,729,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 33,036 | $1,726,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 44,281 | $1,726,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 30,000 | $1,725,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 292,088 | $1,723,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 14,403 | $1,723,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,700 | $1,720,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 191,972 | $1,720,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 32,705 | $1,719,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 24,785 | $1,718,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 50,459 | $1,715,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 148,195 | $1,712,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 26,724 | $1,711,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 13,600 | $1,711,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 125,850 | $1,710,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 51,142 | $1,708,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 147,215 | $1,708,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 129,019 | $1,706,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 74,471 | $1,706,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 32,340 | $1,705,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 163,740 | $1,703,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 108,634 | $1,700,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 95,865 | $1,699,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 31,200 | $1,696,000 | thousands by filing date | call |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 14,188 | $1,689,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 54,105 | $1,684,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 41,521 | $1,684,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 36,976 | $1,682,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 14,473 | $1,681,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 21,742 | $1,680,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 26,166 | $1,674,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 88,069 | $1,672,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 25,335 | $1,670,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 17,715 | $1,669,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 22,831 | $1,668,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 153,300 | $1,659,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 32,456 | $1,657,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 115,824 | $1,657,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 51,600 | $1,656,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 119,687 | $1,655,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 55,000 | $1,654,000 | thousands by filing date | call |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 39,296 | $1,653,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 39,090 | $1,652,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 146,336 | $1,651,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 25,633 | $1,650,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 61,000 | $1,649,000 | thousands by filing date | call |
| GREAT ELM CAP CORP | 390320109 | COM | 140,409 | $1,639,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 250,000 | $1,638,000 | thousands by filing date | call |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 76,281 | $1,633,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,100 | $1,632,000 | thousands by filing date | call |
| ETF | 26923A106 | EXCHANGE TRADED | 24,969 | $1,628,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 65,416 | $1,626,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 38,735 | $1,625,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 64,822 | $1,624,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 129,640 | $1,623,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 7,900 | $1,620,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 84,103 | $1,618,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 53,362 | $1,608,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 28,000 | $1,607,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 33,100 | $1,605,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 13,490 | $1,604,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 67,359 | $1,600,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 100,164 | $1,599,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 23,529 | $1,598,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 156,534 | $1,598,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 43,719 | $1,594,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 35,423 | $1,594,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 47,142 | $1,593,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 232,347 | $1,592,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 43,903 | $1,591,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 82,730 | $1,591,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 278,897 | $1,590,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 63,746 | $1,590,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 68,548 | $1,588,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 27,563 | $1,588,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 30,269 | $1,584,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 73,625 | $1,583,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 62,900 | $1,582,000 | thousands by filing date | put |
| NEWMARKET CORP COM | 651587107 | Stock | 3,725 | $1,579,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 300,700 | $1,579,000 | thousands by filing date | call |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 34,657 | $1,577,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 58,400 | $1,575,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 56,214 | $1,574,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 75,200 | $1,574,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 25,644 | $1,570,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 101,319 | $1,569,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 21,290 | $1,566,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 25,319 | $1,564,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 19,684 | $1,562,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 40,570 | $1,562,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 50,000 | $1,560,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 20,000 | $1,554,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 10,800 | $1,553,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 31,206 | $1,552,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 67,657 | $1,549,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 57,500 | $1,548,000 | thousands by filing date | call |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 43,907 | $1,547,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 21,100 | $1,546,000 | thousands by filing date | call |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 192,348 | $1,546,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,846 | $1,543,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 72,783 | $1,542,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 74,287 | $1,541,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 127,700 | $1,541,000 | thousands by filing date | put |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 200,168 | $1,541,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 15,005 | $1,541,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 21,227 | $1,539,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,900 | $1,538,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 82,859 | $1,538,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 20,014 | $1,537,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 19,295 | $1,536,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 80,539 | $1,535,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 26,620 | $1,535,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 133,444 | $1,530,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 14,957 | $1,530,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 19,216 | $1,529,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 95,336 | $1,528,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 259,988 | $1,528,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 8,376 | $1,526,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 17,108 | $1,526,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 64,756 | $1,526,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 24,887 | $1,523,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 118,541 | $1,521,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 40,000 | $1,521,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 62,208 | $1,519,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 25,610 | $1,519,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 39,144 | $1,509,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 44,350 | $1,508,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 441,900 | $1,507,000 | thousands by filing date | put |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 110,876 | $1,507,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 104,511 | $1,506,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 14,600 | $1,503,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 64,019 | $1,503,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 53,665 | $1,502,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 24,720 | $1,499,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 30,762 | $1,498,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 12,544 | $1,495,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 39,598 | $1,495,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 493,830 | $1,492,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 61,300 | $1,488,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 55,000 | $1,487,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 210,217 | $1,486,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 42,500 | $1,485,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 303,266 | $1,480,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 15,200 | $1,479,000 | thousands by filing date | call |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 90,324 | $1,479,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 62,800 | $1,479,000 | thousands by filing date | call |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 208,475 | $1,478,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 296,930 | $1,475,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 30,505 | $1,472,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 52,149 | $1,472,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 167,519 | $1,472,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 48,010 | $1,472,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 62,012 | $1,471,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 22,787 | $1,468,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 26,279 | $1,466,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 125,480 | $1,464,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 34,642 | $1,462,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 98,481 | $1,461,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 57,090 | $1,457,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 52,064 | $1,457,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 27,000 | $1,457,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 60,732 | $1,457,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 98,625 | $1,456,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 34,177 | $1,456,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 91,442 | $1,456,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 56,249 | $1,453,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 107,674 | $1,453,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 31,320 | $1,449,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 52,608 | $1,449,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 24,391 | $1,444,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 78,476 | $1,444,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 37,500 | $1,442,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 16,315 | $1,441,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 92,602 | $1,440,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 97,966 | $1,440,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 93,942 | $1,439,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 192,964 | $1,438,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 260,954 | $1,435,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 31,486 | $1,434,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 44,740 | $1,431,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 41,099 | $1,431,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 111,748 | $1,431,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 79,109 | $1,428,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 176,221 | $1,428,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 44,825 | $1,424,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 41,249 | $1,423,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 81,293 | $1,422,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 77,554 | $1,421,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 11,846 | $1,419,000 | thousands by filing date | put |
| TRUEBLUE INC | 89785X101 | COM | 57,506 | $1,418,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 49,703 | $1,415,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 95,139 | $1,413,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 25,134 | $1,409,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 56,277 | $1,408,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 179,500 | $1,405,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 50,000 | $1,405,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 85,100 | $1,404,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 22,500 | $1,402,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 123,612 | $1,402,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 147,903 | $1,402,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 102,750 | $1,400,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 83,815 | $1,399,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 40,155 | $1,397,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 18,555 | $1,396,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 18,951 | $1,394,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 36,900 | $1,394,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 149,260 | $1,394,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 122,809 | $1,393,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 149,816 | $1,393,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 50,270 | $1,392,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 56,138 | $1,391,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 52,217 | $1,389,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 25,000 | $1,389,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 153,208 | $1,388,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 84,592 | $1,387,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 54,764 | $1,386,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 154,957 | $1,386,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 830 | $1,385,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 236,172 | $1,384,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 23,200 | $1,381,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 241,913 | $1,381,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 37,162 | $1,380,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 108,723 | $1,379,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 17,700 | $1,376,000 | thousands by filing date | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 40,077 | $1,375,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 59,259 | $1,374,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 21,900 | $1,373,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 50,000 | $1,372,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 91,000 | $1,371,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 153,196 | $1,371,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 57,656 | $1,369,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 34,170 | $1,362,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 120,362 | $1,360,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 79,246 | $1,358,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 132,819 | $1,358,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 25,037 | $1,356,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 86,917 | $1,355,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 27,130 | $1,355,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 47,351 | $1,354,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 53,074 | $1,354,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 96,028 | $1,354,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 10,882 | $1,352,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 417,755 | $1,350,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 13,656 | $1,348,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 20,557 | $1,348,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 29,200 | $1,346,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 43,278 | $1,344,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 32,239 | $1,343,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 94,496 | $1,341,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 62,647 | $1,340,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 8,400 | $1,338,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 30,517 | $1,337,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 47,837 | $1,336,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 193,480 | $1,333,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 17,113 | $1,332,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 82,267 | $1,331,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 48,500 | $1,330,000 | thousands by filing date | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 20,208 | $1,330,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 24,762 | $1,327,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 14,300 | $1,326,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 46,227 | $1,325,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 15,651 | $1,325,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 143,560 | $1,324,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 17,300 | $1,323,000 | thousands by filing date | call |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 39,280 | $1,323,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 64,204 | $1,323,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 139,315 | $1,322,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 30,681 | $1,322,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 57,452 | $1,317,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 83,586 | $1,314,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 20,200 | $1,313,000 | thousands by filing date | call |
| ISHARES TR | 464287168 | COM | 14,800 | $1,311,000 | thousands by filing date | call |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 121,767 | $1,311,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 43,234 | $1,311,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 61,154 | $1,311,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 35,504 | $1,310,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 102,115 | $1,307,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 262,258 | $1,304,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 260,648 | $1,301,000 | thousands by filing date | call |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 56,909 | $1,297,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 66,584 | $1,295,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 19,429 | $1,292,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 19,556 | $1,291,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 245,700 | $1,287,000 | thousands by filing date | put |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 92,506 | $1,287,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 47,106 | $1,287,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 58,611 | $1,285,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 40,186 | $1,284,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 19,869 | $1,283,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 9,031 | $1,283,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 22,976 | $1,283,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 85,987 | $1,282,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 73,617 | $1,282,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 22,907 | $1,281,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 27,000 | $1,281,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 44,728 | $1,281,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 21,115 | $1,280,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 44,564 | $1,279,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 277,886 | $1,279,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 36,000 | $1,279,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,195,950 | $1,279,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 106,917 | $1,276,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 38,979 | $1,274,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 50,563 | $1,274,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 15,836 | $1,271,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 23,559 | $1,271,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 43,899 | $1,270,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 28,232 | $1,269,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 25,664 | $1,266,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 73,897 | $1,265,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 68,413 | $1,265,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 30,745 | $1,263,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 43,792 | $1,263,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 76,830 | $1,262,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 101,500 | $1,262,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 9,855 | $1,261,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 11,224 | $1,259,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 25,835 | $1,257,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 24,493 | $1,256,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,588 | $1,254,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 29,000 | $1,245,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 66,055 | $1,244,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 93,953 | $1,243,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 253,586 | $1,243,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 92,640 | $1,242,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 19,676 | $1,239,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 72,125 | $1,236,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 45,454 | $1,235,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 22,264 | $1,234,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 40,739 | $1,233,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 33,507 | $1,230,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 77,107 | $1,230,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 102,685 | $1,227,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 165,069 | $1,222,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 47,212 | $1,220,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 59,636 | $1,219,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 37,597 | $1,218,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 202,597 | $1,218,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 56,218 | $1,214,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 88,445 | $1,208,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 22,268 | $1,206,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 30,900 | $1,206,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 62,817 | $1,203,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 21,229 | $1,203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 38,286 | $1,202,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 105,366 | $1,202,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 7,897 | $1,199,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 30,000 | $1,199,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 66,978 | $1,199,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 27,471 | $1,198,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 19,913 | $1,195,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 32,444 | $1,195,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 63,503 | $1,194,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 102,623 | $1,192,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 70,097 | $1,191,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 195,293 | $1,189,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 14,017 | $1,188,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 122,653 | $1,187,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 81,074 | $1,186,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 36,058 | $1,185,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 98,168 | $1,185,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 24,934 | $1,184,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 96,302 | $1,182,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 161,375 | $1,181,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 81,300 | $1,178,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 16,922 | $1,177,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 29,145 | $1,177,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 54,000 | $1,176,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 50,000 | $1,173,000 | thousands by filing date | put |
| GOLD STD VENTURES CORP | 380738104 | COM | 550,260 | $1,172,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 47,390 | $1,171,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 23,852 | $1,164,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 11,273 | $1,163,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 78,389 | $1,163,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 88,135 | $1,160,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 76,032 | $1,159,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 96,529 | $1,158,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 17,200 | $1,158,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 12,650 | $1,158,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 16,317 | $1,151,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 22,021 | $1,147,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 50,000 | $1,147,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 22,500 | $1,147,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 49,697 | $1,147,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 75,081 | $1,146,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 103,133 | $1,146,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 54,800 | $1,145,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 60,000 | $1,141,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 60,000 | $1,141,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 89,295 | $1,141,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 9,652 | $1,139,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 23,159 | $1,139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 40,599 | $1,136,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 38,024 | $1,133,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 8,415 | $1,131,000 | thousands by filing date | put |
| Lion Biotechnologies | 53619R102 | COM | 162,770 | $1,131,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 56,048 | $1,130,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 46,440 | $1,129,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 34,734 | $1,128,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 30,589 | $1,127,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 44,100 | $1,127,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 14,400 | $1,121,000 | thousands by filing date | call |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 17,630 | $1,121,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 57,827 | $1,117,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 119,664 | $1,117,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 13,083 | $1,116,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 55,090 | $1,116,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 27,062 | $1,116,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 149,651 | $1,114,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 43,058 | $1,113,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 23,671 | $1,112,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 25,927 | $1,111,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 344,920 | $1,111,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 43,854 | $1,110,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 23,951 | $1,108,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 37,300 | $1,107,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 22,058 | $1,105,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 21,111 | $1,104,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 159,887 | $1,102,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 15,864 | $1,100,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 63,066 | $1,097,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 128,584 | $1,096,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 17,338 | $1,095,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 81,996 | $1,095,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 33,594 | $1,093,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 43,539 | $1,093,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 31,531 | $1,093,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 50,000 | $1,092,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 18,279 | $1,091,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 25,300 | $1,089,000 | thousands by filing date | call |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 118,511 | $1,086,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 19,910 | $1,086,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 19,591 | $1,085,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 8,961 | $1,084,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 16,943 | $1,082,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 11,878 | $1,082,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 30,000 | $1,081,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 8,813 | $1,078,000 | thousands by filing date | call |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 17,417 | $1,075,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 100,318 | $1,075,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 54,435 | $1,074,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 9,971 | $1,074,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 26,779 | $1,072,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 27,424 | $1,070,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 29,928 | $1,070,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 172,391 | $1,067,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 31,017 | $1,065,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 48,805 | $1,063,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 31,236 | $1,062,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,900 | $1,058,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 29,563 | $1,058,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 40,959 | $1,055,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 43,145 | $1,052,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-002293 | this filing | 2017-02-14 | acceptance time not in the bulk data set |