13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,828 holding rows worth $181,087,019,000.
- Accession
- 0000950123-17-002293
- Filer
- CIK 1610520
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 13,500 entries on the cover page, a total value of $181,087,019,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $181,087,055,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 66,187 | $580,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 59,697 | $579,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 51,351 | $579,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 10,976 | $579,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 38,521 | $579,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 733,000 | $579,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 23,915 | $579,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 755 | $576,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 43,096 | $575,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 7,473 | $574,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 20,177 | $573,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 43,041 | $572,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 39,733 | $572,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 61,224 | $572,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 7,084 | $572,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 116,000 | $570,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 37,597 | $569,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 8,322 | $568,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 12,261 | $565,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 25,221 | $564,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 6,447 | $564,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 5,500 | $562,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 4,207 | $561,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 67,792 | $560,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 26,862 | $560,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 270,000 | $559,000 | thousands by filing date | put |
| UNION BANKSHARES CORP | 90539J109 | COM | 15,602 | $557,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 36,892 | $555,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 16,000 | $554,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 9,500 | $554,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 20,529 | $551,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 10,089 | $551,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 1,173,100 | $551,000 | thousands by filing date | principal |
| AEGION CORP | 00770F104 | COMMON STOCK | 23,173 | $549,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 11,595 | $548,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 30,409 | $548,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 17,125 | $548,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,855 | $548,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 23,892 | $548,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 11,015 | $547,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 51,653 | $546,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,681 | $545,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 34,215 | $545,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 25,113 | $543,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 22,206 | $542,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 17,322 | $542,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 42,442 | $542,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,000 | $541,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 20,083 | $540,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 75,414 | $540,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 12,200 | $540,000 | thousands by filing date | call |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 20,532 | $539,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 18,061 | $538,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 37,978 | $538,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 11,697 | $536,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 52,901 | $536,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 26,178 | $535,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 18,981 | $534,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 11,509 | $533,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 8,550 | $533,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 19,827 | $533,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 40,521 | $533,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,671 | $531,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 70,900 | $531,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 18,400 | $531,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 35,272 | $531,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 4,542 | $530,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 11,616 | $530,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 46,789 | $529,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 33,755 | $529,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 31,610 | $528,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 96,550 | $527,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,100 | $526,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 4,569 | $526,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 26,898 | $526,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 220,942 | $523,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 39,818 | $523,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 9,386 | $522,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 41,153 | $522,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 16,100 | $522,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 19,842 | $521,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 37,175 | $520,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 11,928 | $520,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 9,604 | $520,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 373,679 | $520,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 7,694 | $519,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 33,070 | $519,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 12,047 | $519,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 8,119 | $518,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 55,238 | $518,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 24,508 | $518,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 23,668 | $517,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 12,919 | $517,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 92,365 | $516,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 17,383 | $515,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 153,276 | $515,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 19,993 | $514,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 38,833 | $514,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 10,208 | $514,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 30,835 | $514,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,000 | $513,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 29,512 | $512,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 7,400 | $512,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 149,982 | $512,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 61,670 | $511,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 16,413 | $510,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 288,069 | $510,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 112,700 | $509,000 | thousands by filing date | put |
| MINDBODY INC | 60255W105 | COM CL A | 23,776 | $507,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 45,909 | $507,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 20,011 | $505,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 13,470 | $504,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 9,477 | $504,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 15,230 | $503,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 5,000 | $503,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 34,955 | $499,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 15,800 | $498,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 12,202 | $498,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 94,915 | $498,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,368 | $497,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 83,905 | $497,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 9,076 | $496,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 95,541 | $496,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 32,218 | $495,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 11,212 | $494,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 345,222 | $494,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 5,313 | $493,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 8,834 | $493,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 18,275 | $493,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 8,202 | $493,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 23,229 | $493,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 43,316 | $492,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 11,035 | $492,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,679 | $492,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 15,500 | $492,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 46,169 | $491,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 18,735 | $491,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 24,036 | $491,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 41,386 | $490,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 6,273 | $490,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,875 | $488,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 13,166 | $485,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 115,340 | $485,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 25,406 | $484,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 15,641 | $483,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 17,704 | $483,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 73,673 | $483,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 39,216 | $482,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 14,763 | $482,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 24,031 | $481,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 35,102 | $481,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 18,611 | $481,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 13,264 | $480,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 6,985 | $480,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 101,982 | $480,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 25,900 | $479,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 21,216 | $478,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 36,981 | $478,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 74,122 | $475,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 51,039 | $475,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 22,298 | $474,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 6,165 | $474,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 70,114 | $473,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 156,700 | $472,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 51,172 | $471,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 16,257 | $471,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 212,372 | $469,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 8,595 | $469,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 17,486 | $469,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 163,492 | $469,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 13,010 | $468,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 28,181 | $467,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 71,284 | $467,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 12,170 | $467,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 21,596 | $467,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 32,797 | $466,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 12,544 | $466,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 47,356 | $465,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 12,100 | $465,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 19,714 | $464,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 7,400 | $461,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 20,908 | $461,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 30,646 | $461,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 13,564 | $461,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 18,600 | $461,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 7,330 | $460,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,336 | $460,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 17,846 | $458,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 30,661 | $458,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 62,727 | $456,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 9,592 | $455,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 402,608 | $455,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 6,305 | $455,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 4,693 | $454,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 9,538 | $454,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 882,073 | $454,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 12,051 | $454,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 54,000 | $454,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 5,609 | $454,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 9,394 | $454,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 32,960 | $453,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 23,936 | $453,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 91,475 | $453,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 22,601 | $453,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 13,259 | $452,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 22,015 | $452,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 49,673 | $452,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 13,260 | $452,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 5,564 | $449,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 9,161 | $449,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 32,612 | $448,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 13,046 | $447,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 45,376 | $446,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 9,471 | $446,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 17,799 | $445,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 14,669 | $443,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 7,000 | $443,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 14,921 | $443,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 28,129 | $443,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 137,200 | $442,000 | thousands by filing date | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 7,783 | $441,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 24,241 | $441,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 107,023 | $441,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 88,400 | $441,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 10,292 | $439,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 856 | $438,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 38,120 | $438,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 15,711 | $438,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 388,643 | $436,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 9,073 | $435,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 20,347 | $435,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 8,756 | $435,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 29,548 | $435,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 14,345 | $434,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 23,717 | $432,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 54,593 | $432,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 18,550 | $432,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,800 | $431,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 8,953 | $431,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 38,833 | $429,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 50,269 | $428,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 43,901 | $428,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 30,821 | $428,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 48,800 | $427,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 10,681 | $426,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 23,393 | $426,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 9,169 | $426,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 15,823 | $426,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,807 | $424,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 23,517 | $424,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 13,080 | $422,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 92,921 | $421,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 9,988 | $421,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 10,265 | $420,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 36,499 | $419,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,271 | $418,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,899 | $418,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 15,124 | $418,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 12,241 | $415,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 48,709 | $414,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,330 | $414,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 11,696 | $413,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 17,531 | $411,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 29,356 | $411,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 26,405 | $409,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 24,185 | $409,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 6,196 | $407,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 4,481 | $407,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 11,600 | $407,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 5,309 | $406,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 10,866 | $406,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 31,011 | $405,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 14,897 | $405,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 35,965 | $405,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 112,666 | $404,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 35,800 | $404,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 31,559 | $404,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,650 | $403,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 11,767 | $403,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 50,374 | $403,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 20,177 | $403,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 10,276 | $402,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 20,136 | $402,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 9,186 | $400,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 12,677 | $398,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 156,281 | $398,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 10,400 | $397,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 20,113 | $397,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 39,140 | $397,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 6,024 | $394,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 54,701 | $394,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 12,509 | $392,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 50,526 | $392,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 37,804 | $391,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 9,017 | $391,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 11,358 | $390,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 5,886 | $390,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 17,825 | $390,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 31,748 | $390,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 18,868 | $389,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 75,426 | $389,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 63,297 | $389,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 3,767 | $388,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 11,200 | $388,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 20,472 | $388,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 46,667 | $388,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 6,965 | $388,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 15,150 | $387,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 12,185 | $384,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 10,570 | $384,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 23,192 | $384,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 51,830 | $384,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 11,475 | $383,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 8,261 | $383,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 28,827 | $383,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 11,519 | $383,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 29,639 | $381,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 8,740 | $380,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 11,837 | $377,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 5,572 | $376,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,593 | $375,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 18,514 | $375,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 43,337 | $375,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 50,118 | $375,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 359,594 | $374,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 53,837 | $373,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 15,813 | $372,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 8,667 | $371,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 22,115 | $371,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 12,112 | $371,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 9,800 | $369,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,000 | $369,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 89,285 | $369,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,463 | $369,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 32,242 | $369,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 7,486 | $368,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 24,372 | $368,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 81,846 | $367,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 5,505 | $366,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 4,959 | $366,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 14,834 | $366,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 8,384 | $366,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 29,505 | $366,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 18,669 | $366,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 11,419 | $365,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 33,623 | $365,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 9,520 | $365,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 45,314 | $364,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 8,711 | $364,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K299 | LTN AM BL 3X NEW | 4,666 | $364,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 5,645 | $363,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 45,134 | $362,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 18,579 | $362,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 7,394 | $361,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 25,313 | $361,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 10,352 | $361,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 10,891 | $360,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 12,829 | $360,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 39,307 | $360,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 8,106 | $359,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 44,497 | $358,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,018 | $357,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 8,806 | $356,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 25,965 | $356,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9,831 | $354,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 33,496 | $354,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 26,217 | $354,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 19,386 | $353,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 7,449 | $352,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 10,129 | $352,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 32,628 | $352,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 36,306 | $352,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 64,539 | $352,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,510 | $351,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 14,323 | $351,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 29,098 | $350,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 15,017 | $349,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 7,090 | $349,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 3,618 | $349,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 9,541 | $348,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 39,890 | $348,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 10,907 | $348,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 11,799 | $347,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 13,255 | $347,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 6,303 | $346,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 20,126 | $346,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,810 | $345,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 19,533 | $345,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 38,929 | $344,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,887 | $344,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 25,114 | $343,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,154 | $343,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 47,720 | $343,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 34,439 | $343,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 30,611 | $342,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 13,200 | $342,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 19,673 | $342,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,000 | $341,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 17,654 | $341,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 27,664 | $340,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 62,881 | $339,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 14,628 | $339,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 12,652 | $339,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 3,900 | $338,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 40,000 | $338,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 8,404 | $337,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 35,085 | $337,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 13,792 | $336,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 10,160 | $336,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 31,404 | $335,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 11,047 | $335,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 39,100 | $334,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 21,804 | $332,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 20,642 | $332,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 16,459 | $331,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 23,370 | $331,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 10,066 | $330,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 24,695 | $330,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 10,323 | $330,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 6,209 | $330,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,168 | $329,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 38,154 | $329,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,935 | $329,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,305 | $328,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 21,152 | $328,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 8,663 | $326,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 33,686 | $326,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 13,132 | $325,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 8,840 | $325,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,373 | $324,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,403 | $324,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 4,251 | $323,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 15,057 | $323,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 7,953 | $322,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 12,887 | $322,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 9,241 | $322,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,002 | $321,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 13,941 | $321,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 11,220 | $321,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 12,489 | $320,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 21,220 | $319,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 5,831 | $315,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 51,098 | $315,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,863 | $315,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 22,687 | $315,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 4,981 | $315,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 11,180 | $315,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 6,584 | $315,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 25,370 | $314,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 7,609 | $314,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 44,569 | $314,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 12,160 | $313,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 12,000 | $313,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 365,777 | $312,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 3,433 | $312,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 7,975 | $311,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 30,800 | $310,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 6,135 | $309,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 36,010 | $309,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 61,297 | $309,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 21,003 | $309,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 12,554 | $309,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 11,417 | $308,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4,852 | $307,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 26,586 | $307,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,835 | $306,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 8,286 | $306,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 19,871 | $306,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 35,100 | $306,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,889 | $306,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 7,399 | $306,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 44,584 | $305,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 8,352 | $305,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,000 | $305,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 22,077 | $304,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 25,551 | $303,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 23,131 | $303,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 10,750 | $302,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 23,291 | $301,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 19,670 | $301,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 64,086 | $301,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,500 | $300,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 8,695 | $300,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 19,034 | $300,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 10,995 | $300,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 12,447 | $300,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 75,931 | $300,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 7,427 | $299,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 2,076 | $299,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 12,325 | $298,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 21,000 | $298,000 | thousands by filing date | put |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 16,556 | $297,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 11,980 | $297,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 21,480 | $296,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 8,831 | $296,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,424 | $295,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 12,816 | $295,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 15,171 | $295,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 34,380 | $295,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 13,066 | $294,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-002293 | this filing | 2017-02-14 | acceptance time not in the bulk data set |