13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,828 holding rows worth $181,087,019,000.
- Accession
- 0000950123-17-002293
- Filer
- CIK 1610520
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 13,500 entries on the cover page, a total value of $181,087,019,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $181,087,055,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 11,135 | $294,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 9,217 | $294,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,482 | $294,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 21,881 | $294,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 124,739 | $293,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 5,122 | $293,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 6,773 | $292,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 14,598 | $292,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 19,586 | $292,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,309 | $292,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 9,417 | $292,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 5,000 | $291,000 | thousands by filing date | put |
| HC2 HLDGS INC | 404139107 | COM | 49,074 | $291,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 36,450 | $290,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 64,833 | $290,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 677 | $289,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 8,407 | $289,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 15,541 | $288,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 8,060 | $287,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100,000 | $286,000 | thousands by filing date | put |
| VIDEOCON D2H LTD | 92657J101 | ADR | 34,729 | $286,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 6,670 | $285,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 11,295 | $284,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 4,519 | $284,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 16,752 | $284,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,712 | $283,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,000 | $283,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 9,277 | $283,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 7,034 | $283,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,107 | $282,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 8,921 | $282,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 11,340 | $281,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 20,507 | $281,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,287 | $280,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 22,849 | $280,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,569 | $280,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 13,728 | $280,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 21,048 | $280,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 50,048 | $280,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 35,451 | $279,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 20,918 | $279,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 96,018 | $279,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 5,580 | $278,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,900 | $277,000 | thousands by filing date | put |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 11,531 | $277,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,106 | $277,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 10,415 | $277,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 9,094 | $277,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 8,146 | $276,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 29,450 | $276,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 12,958 | $276,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 30,000 | $276,000 | thousands by filing date | put |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 19,130 | $276,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,100 | $275,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 11,705 | $275,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 37,208 | $275,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 17,380 | $274,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 85,000 | $274,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 13,063 | $273,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,508 | $273,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 4,374 | $272,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 6,318 | $272,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 25,862 | $272,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 10,610 | $272,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 22,893 | $272,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 15,054 | $271,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 14,364 | $271,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 7,083 | $271,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 8,514 | $271,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 13,874 | $271,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,833 | $270,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,479 | $269,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,200 | $269,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 15,763 | $269,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 20,451 | $269,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 10,200 | $269,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 82,904 | $269,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 5,208 | $268,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,000 | $268,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 5,146 | $268,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 11,964 | $268,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 12,212 | $268,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 35,736 | $267,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,100 | $267,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 13,005 | $266,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 14,025 | $266,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 41,937 | $266,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,395 | $266,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 17,381 | $265,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 17,500 | $265,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 24,447 | $265,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 24,116 | $265,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 12,569 | $265,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,277 | $264,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 32,248 | $264,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 24,900 | $263,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 22,009 | $263,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,775 | $263,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 7,711 | $262,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,460 | $262,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 10,065 | $262,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 101,500 | $261,000 | thousands by filing date | put |
| INC RESH HLDGS INC | 45329R109 | CL A | 4,951 | $261,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 14,428 | $259,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 17,992 | $259,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 18,763 | $258,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 8,974 | $258,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,546 | $257,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 100,000 | $257,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 15,525 | $257,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 10,010 | $257,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 482,282 | $256,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 19,481 | $256,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 2,926 | $256,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 10,267 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 5,775 | $255,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 14,171 | $255,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 9,688 | $255,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 25,000 | $255,000 | thousands by filing date | put |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 4,586 | $255,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 123,013 | $254,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,400 | $254,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 3,585 | $254,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 9,482 | $254,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,381 | $254,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 3,546 | $254,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 6,153 | $254,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 10,676 | $254,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 6,856 | $253,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 4,778 | $252,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 16,061 | $252,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,033 | $251,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 28,020 | $251,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 19,111 | $251,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 29,841 | $251,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 16,957 | $250,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 6,299 | $250,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 8,045 | $249,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 8,159 | $249,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,500 | $248,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,800 | $248,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 7,280 | $248,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,036 | $248,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 18,256 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 3,230 | $247,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 237,998 | $247,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 7,896 | $247,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 18,193 | $247,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 4,200 | $246,000 | thousands by filing date | call |
| POPEYES LA KITCHEN INC | 732872106 | COM | 4,067 | $246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 14,064 | $246,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 7,338 | $246,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 56,488 | $245,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 11,135 | $245,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 15,139 | $245,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 58,142 | $243,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 373,942 | $243,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 23,131 | $242,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 39,080 | $242,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 6,176 | $242,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 4,622 | $242,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 7,357 | $241,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 15,839 | $241,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 17,238 | $241,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,929 | $241,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 9,551 | $241,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,609 | $240,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 9,997 | $239,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 4,405 | $239,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 7,356 | $238,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,704 | $238,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 23,530 | $238,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 3,339 | $238,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 7,183 | $238,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 49,245 | $238,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 15,244 | $237,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 4,239 | $237,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,554 | $236,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 4,646 | $236,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 16,560 | $236,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 45,335 | $236,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,942 | $236,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 14,211 | $236,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,000 | $234,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 4,582 | $233,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 8,726 | $233,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 13,730 | $233,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,700 | $233,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 35,850 | $233,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 23,542 | $232,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 5,706 | $232,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 36,767 | $232,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 30,350 | $231,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 28,154 | $231,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 113,044 | $231,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 20,641 | $230,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 2,942 | $230,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 9,716 | $229,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 10,342 | $229,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 24,499 | $229,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,000 | $228,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 4,861 | $228,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,900 | $228,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 3,600 | $228,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 20,685 | $228,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,000 | $227,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 6,007 | $227,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 6,400 | $226,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 4,300 | $226,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 4,752 | $226,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 7,771 | $226,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 7,832 | $225,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,511 | $225,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 21,813 | $225,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 4,287 | $224,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 7,292 | $224,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 14,486 | $224,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 7,469 | $224,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 17,494 | $224,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 7,815 | $223,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 37,210 | $223,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 3,297 | $222,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 8,481 | $222,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 342,088 | $222,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,900 | $221,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 15,133 | $220,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 10,414 | $219,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 9,667 | $219,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 7,236 | $219,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 10,343 | $219,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 11,352 | $218,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 8,724 | $218,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 38,113 | $218,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 5,246 | $217,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 11,069 | $217,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 18,827 | $217,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,800 | $216,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 14,808 | $216,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 11,085 | $216,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 8,104 | $215,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 11,752 | $215,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 9,508 | $215,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 8,009 | $214,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,922 | $214,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 6,774 | $214,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 6,608 | $214,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 6,990 | $214,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 3,500 | $213,000 | thousands by filing date | call |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 9,315 | $213,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 3,968 | $213,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 57,512 | $212,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 8,500 | $212,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,989 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 10,563 | $211,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 8,167 | $210,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 413 | $210,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 7,904 | $209,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 6,967 | $209,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,955 | $209,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 25,434 | $209,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 63,000 | $209,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 98,909 | $208,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 5,834 | $207,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,596 | $207,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,700 | $206,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 13,191 | $206,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 8,344 | $206,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,345 | $206,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 12,409 | $205,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 9,422 | $205,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 15,808 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347B615 | HDG FTSE EURO | 5,383 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5,009 | $203,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 70,946 | $203,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 28,092 | $203,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 10,500 | $203,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 5,358 | $203,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 4,586 | $202,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,000 | $202,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 3,327 | $202,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,420 | $202,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,000 | $201,000 | thousands by filing date | put |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 9,325 | $201,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 9,400 | $201,000 | thousands by filing date | put |
| PATHEON N V | N6865W105 | SHS | 7,010 | $201,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 7,613 | $200,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 8,578 | $200,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 5,921 | $200,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 24,966 | $200,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 19,556 | $200,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 5,921 | $199,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,500 | $199,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 7,650 | $199,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 39,520 | $198,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 8,864 | $198,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,099 | $197,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 7,827 | $197,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 7,631 | $197,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 8,561 | $197,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 12,209 | $197,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 7,747 | $196,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,507 | $196,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 24,451 | $196,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 21,009 | $195,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 10,071 | $195,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 11,171 | $195,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 16,098 | $194,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 7,002 | $194,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 19,500 | $193,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,872 | $193,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 39,077 | $193,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 9,641 | $193,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 7,480 | $192,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 3,741 | $192,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 12,019 | $192,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 19,000 | $192,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,401 | $191,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 6,487 | $191,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 7,111 | $191,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,525 | $191,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 7,852 | $191,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 11,435 | $191,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 27,797 | $190,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,312 | $190,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,950 | $190,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 2,807 | $190,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 10,188 | $190,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 38,499 | $190,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 7,506 | $189,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 3,600 | $189,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 7,841 | $189,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 9,600 | $189,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 4,544 | $189,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 9,673 | $189,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 12,400 | $188,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 13,037 | $188,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 20,000 | $188,000 | thousands by filing date | call |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 2,443 | $188,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,982 | $188,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 15,962 | $188,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 14,122 | $188,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 1,770 | $188,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 9,311 | $187,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 4,068 | $187,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 9,978 | $187,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 12,471 | $186,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,149 | $186,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,941 | $185,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 9,218 | $185,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 12,203 | $185,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 5,223 | $185,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 5,664 | $184,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 16,414 | $184,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 53,093 | $184,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 8,561 | $184,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 6,609 | $184,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 1,415 | $184,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 5,866 | $183,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 11,124 | $183,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 5,826 | $183,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,573 | $183,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 11,429 | $183,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 11,878 | $182,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 11,833 | $182,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 53,466 | $182,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 4,639 | $182,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 4,981 | $182,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 9,853 | $181,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,489 | $181,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 18,610 | $181,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 2,181 | $181,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 3,214 | $180,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,314 | $180,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,812 | $180,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 9,601 | $180,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 7,983 | $180,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 4,295 | $180,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 3,441 | $180,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 11,973 | $179,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 27,498 | $179,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 3,242 | $179,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 23,545 | $179,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 9,231 | $179,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 9,029 | $178,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 845 | $178,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,235 | $178,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 26,492 | $177,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 5,611 | $177,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 10,873 | $177,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 13,333 | $177,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 31,795 | $177,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 38,143 | $177,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,900 | $176,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 4,006 | $176,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 39,699 | $176,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 24,673 | $176,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 4,890 | $175,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,600 | $175,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 15,319 | $175,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 8,521 | $175,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 53,887 | $174,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 9,474 | $174,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 10,349 | $174,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 102,892 | $174,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 23,345 | $173,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 56,689 | $173,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,375 | $172,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 15,840 | $172,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 20,892 | $171,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,659 | $171,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 11,370 | $171,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 10,078 | $171,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 17,066 | $171,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 18,448 | $170,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 4,222 | $170,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 4,607 | $170,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 8,903 | $170,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 31,447 | $169,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 14,233 | $169,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,100 | $169,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 63,411 | $169,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 2,094 | $169,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,024 | $168,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 7,035 | $168,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 11,440 | $168,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 8,921 | $168,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 2,986 | $168,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 22,473 | $168,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 12,588 | $168,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 8,033 | $168,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 1,664 | $168,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 11,383 | $168,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 8,654 | $167,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 56,000 | $167,000 | thousands by filing date | principal |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 95,497 | $167,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,714 | $166,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 4,626 | $166,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 19,888 | $166,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 17,342 | $165,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 5,331 | $164,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 20,269 | $164,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 11,004 | $164,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 16,230 | $164,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 9,955 | $164,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 9,197 | $163,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,729 | $163,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,031 | $163,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 15,491 | $162,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 39,025 | $162,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 6,492 | $161,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 5,827 | $161,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 7,292 | $161,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 5,719 | $160,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,575 | $160,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 11,104 | $160,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 5,525 | $160,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 14,885 | $160,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 141,628 | $159,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 37,958 | $159,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,300 | $158,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 2,442 | $158,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 1,692 | $157,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 7,847 | $157,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 7,275 | $157,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,859 | $157,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 14,023 | $157,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 2,091 | $156,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 12,616 | $156,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,868 | $156,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 11,761 | $156,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 8,768 | $156,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 7,426 | $155,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 4,109 | $155,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 8,277 | $155,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 63,742 | $155,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 7,973 | $155,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 15,780 | $154,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,000 | $153,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 5,312 | $153,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 6,361 | $152,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 9,756 | $152,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 21,702 | $152,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 10,355 | $151,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 6,607 | $151,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,611 | $151,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 9,227 | $150,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 11,455 | $150,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 8,593 | $150,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 4,671 | $150,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 5,156 | $150,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 5,921 | $150,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 29,700 | $150,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 6,164 | $150,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 892 | $149,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 4,900 | $149,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 4,676 | $149,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,131 | $149,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 11,424 | $149,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 45,805 | $149,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 12,221 | $148,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-002293 | this filing | 2017-02-14 | acceptance time not in the bulk data set |