13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,747 holding rows worth $167,743,054,000.
- Accession
- 0000950123-16-022420
- Filer
- CIK 1610520
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 12,798 entries on the cover page, a total value of $167,743,054,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,743,111,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PTC INC COM | 69370C100 | Stock | 37,933 | $1,681,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 24,044 | $1,674,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 28,083 | $1,674,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 120,362 | $1,674,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 69,345 | $1,672,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 168,501 | $1,672,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 38,704 | $1,671,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 13,213 | $1,670,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 66,569 | $1,670,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 24,630 | $1,669,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 57,304 | $1,666,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,900 | $1,665,000 | thousands by filing date | put |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 120,003 | $1,664,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 98,594 | $1,660,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 94,964 | $1,656,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,900 | $1,651,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 14,101 | $1,651,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 27,476 | $1,647,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 41,335 | $1,645,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 211,335 | $1,644,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 97,657 | $1,644,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 108,262 | $1,638,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 66,097 | $1,638,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 78,094 | $1,636,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 114,824 | $1,635,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 32,020 | $1,635,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 70,609 | $1,635,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 38,000 | $1,631,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 107,360 | $1,631,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 61,420 | $1,630,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 99,679 | $1,627,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 114,985 | $1,624,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 45,662 | $1,624,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 249,984 | $1,620,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 103,571 | $1,618,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 94,523 | $1,614,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 92,629 | $1,613,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 91,500 | $1,612,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 88,500 | $1,612,000 | thousands by filing date | call |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 44,600 | $1,610,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 46,590 | $1,605,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 81,519 | $1,601,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 152,531 | $1,601,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 25,000 | $1,597,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 15,796 | $1,596,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 39,915 | $1,595,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 17,143 | $1,592,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 41,010 | $1,589,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 25,619 | $1,588,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 198,905 | $1,587,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 71,363 | $1,583,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 75,341 | $1,582,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 63,456 | $1,578,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 57,899 | $1,578,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 91,460 | $1,572,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 28,638 | $1,571,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 14,336 | $1,570,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 64,215 | $1,568,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 51,099 | $1,568,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 94,095 | $1,566,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 34,038 | $1,565,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 63,639 | $1,565,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 64,173 | $1,564,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 23,299 | $1,564,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 265,775 | $1,563,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 83,293 | $1,563,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 73,563 | $1,560,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 11,522 | $1,558,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 21,311 | $1,553,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 44,886 | $1,552,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 16,811 | $1,551,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 97,582 | $1,550,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 22,331 | $1,549,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 201,170 | $1,549,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 291,757 | $1,549,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 56,416 | $1,549,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 36,891 | $1,542,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 68,687 | $1,539,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 938 | $1,538,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 50,000 | $1,537,000 | thousands by filing date | put |
| DRIL-QUIP INC | 262037104 | COM | 27,577 | $1,537,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 104,438 | $1,536,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 71,865 | $1,533,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 28,660 | $1,533,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 26,283 | $1,532,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 95,531 | $1,527,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 40,200 | $1,526,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 370,876 | $1,524,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 33,097 | $1,523,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 62,981 | $1,522,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 24,985 | $1,521,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 339,219 | $1,510,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 28,020 | $1,506,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 246,229 | $1,499,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 38,456 | $1,498,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 100,413 | $1,493,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 200,000 | $1,490,000 | thousands by filing date | call |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 40,000 | $1,488,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 14,116 | $1,486,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 37,783 | $1,484,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 115,954 | $1,481,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 115,374 | $1,480,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 25,300 | $1,479,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 48,686 | $1,477,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 27,591 | $1,476,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 21,800 | $1,475,000 | thousands by filing date | call |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 37,756 | $1,474,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 32,342 | $1,474,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 108,542 | $1,471,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 48,536 | $1,469,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 24,241 | $1,467,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 104,302 | $1,466,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 28,768 | $1,464,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 16,901 | $1,463,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 164,751 | $1,460,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 13,349 | $1,460,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 48,953 | $1,459,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 54,807 | $1,458,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 27,260 | $1,458,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 32,674 | $1,457,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 9,563 | $1,456,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 63,573 | $1,455,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 16,807 | $1,454,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 64,121 | $1,453,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 63,400 | $1,452,000 | thousands by filing date | put |
| PROSHARES TR | 74348A335 | COM | 81,731 | $1,450,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 20,657 | $1,449,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 28,864 | $1,447,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 405,300 | $1,447,000 | thousands by filing date | put |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 33,051 | $1,444,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 46,659 | $1,443,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,346 | $1,437,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 225,599 | $1,437,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 26,472 | $1,432,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 18,053 | $1,430,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 88,690 | $1,429,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 42,511 | $1,427,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 166,936 | $1,427,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 79,202 | $1,426,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 108,932 | $1,424,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 131,175 | $1,423,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 112,454 | $1,421,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 55,930 | $1,420,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 47,973 | $1,420,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 119,543 | $1,418,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 181,658 | $1,416,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 123,396 | $1,415,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 121,149 | $1,414,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 20,674 | $1,413,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 273,934 | $1,411,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 79,740 | $1,410,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 33,446 | $1,407,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 92,574 | $1,404,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 11,253 | $1,403,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 12,458 | $1,400,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 75,991 | $1,399,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 9,089 | $1,399,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 61,236 | $1,399,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 134,539 | $1,399,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 49,844 | $1,398,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 20,000 | $1,397,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 47,589 | $1,395,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 32,740 | $1,392,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 55,666 | $1,390,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 15,500 | $1,387,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 145,098 | $1,383,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 339,991 | $1,377,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 168,826 | $1,377,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 43,421 | $1,376,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 52,315 | $1,366,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 99,415 | $1,365,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 46,848 | $1,365,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 60,345 | $1,365,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 104,365 | $1,365,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 12,141 | $1,364,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 86,400 | $1,363,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 23,952 | $1,362,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 229,590 | $1,361,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 8,292 | $1,359,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 56,964 | $1,359,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 87,171 | $1,355,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 91,264 | $1,354,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 108,866 | $1,353,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 96,799 | $1,352,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 151,500 | $1,351,000 | thousands by filing date | put |
| KAMAN CORP-CLASS A | 483548103 | COM | 30,766 | $1,351,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 26,689 | $1,345,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 82,842 | $1,345,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 96,713 | $1,345,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 47,279 | $1,343,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 22,918 | $1,342,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 21,242 | $1,339,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 167,999 | $1,339,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 71,012 | $1,339,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 71,761 | $1,339,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 17,487 | $1,338,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 45,891 | $1,336,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 73,301 | $1,336,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 31,471 | $1,333,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 52,681 | $1,332,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 33,942 | $1,331,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 25,575 | $1,330,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 22,141 | $1,327,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 91,318 | $1,326,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 25,959 | $1,326,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 90,863 | $1,326,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 25,618 | $1,325,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 36,511 | $1,321,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 28,220 | $1,319,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 27,618 | $1,319,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 34,560 | $1,316,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 39,403 | $1,315,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 144,558 | $1,315,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 18,075 | $1,313,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 140,660 | $1,312,000 | thousands by filing date | call |
| Delek Logistics Partners LP | 24664T103 | Com | 45,829 | $1,310,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 13,867 | $1,309,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 12,183 | $1,307,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 53,886 | $1,307,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 18,527 | $1,307,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,600 | $1,305,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 32,481 | $1,305,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 17,708 | $1,303,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 24,262 | $1,302,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 29,163 | $1,300,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 57,233 | $1,297,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 95,599 | $1,295,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 40,500 | $1,294,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 143,665 | $1,293,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 22,173 | $1,293,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 106,831 | $1,291,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 68,415 | $1,289,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 93,455 | $1,286,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 45,000 | $1,286,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 18,063 | $1,285,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 38,438 | $1,284,000 | thousands by filing date | call |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 17,351 | $1,282,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 69,050 | $1,281,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 19,287 | $1,280,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 10,841 | $1,279,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 33,915 | $1,278,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 81,706 | $1,278,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 10,479 | $1,276,000 | thousands by filing date | put |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 17,196 | $1,275,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 145,412 | $1,275,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 20,000 | $1,274,000 | thousands by filing date | call |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 103,245 | $1,269,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 83,214 | $1,262,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 38,210 | $1,261,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 16,800 | $1,259,000 | thousands by filing date | call |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 77,619 | $1,257,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 72,713 | $1,256,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,513 | $1,256,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 79,591 | $1,256,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 39,043 | $1,256,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 114,589 | $1,255,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 114,000 | $1,253,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 34,639 | $1,253,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 288,436 | $1,252,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 30,843 | $1,251,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 44,261 | $1,250,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 11,547 | $1,249,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 42,567 | $1,247,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 23,000 | $1,246,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 152,349 | $1,241,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 152,670 | $1,237,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 43,893 | $1,236,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 17,995 | $1,235,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 75,471 | $1,235,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 20,200 | $1,232,000 | thousands by filing date | call |
| LINE CORP | 53567X101 | SPONSORED ADR | 25,424 | $1,231,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 50,000 | $1,229,000 | thousands by filing date | put |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 336,680 | $1,229,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 32,300 | $1,226,000 | thousands by filing date | put |
| INNOVATOR IBD 50 | 004006508 | COM | 51,985 | $1,225,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,588 | $1,220,000 | thousands by filing date | put |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 36,458 | $1,217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 23,362 | $1,212,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 117,867 | $1,211,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 30,000 | $1,209,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 42,580 | $1,209,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 26,600 | $1,208,000 | thousands by filing date | put |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 112,082 | $1,208,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 10,586 | $1,207,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 63,278 | $1,207,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 81,742 | $1,204,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 55,187 | $1,203,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 307,903 | $1,201,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 12,058 | $1,199,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 17,620 | $1,199,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 20,221 | $1,198,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 99,380 | $1,194,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 46,748 | $1,190,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 29,776 | $1,187,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 46,177 | $1,185,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 8,609 | $1,185,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 93,721 | $1,182,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 140,211 | $1,176,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 27,032 | $1,175,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 81,912 | $1,169,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 60,000 | $1,168,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 133,429 | $1,168,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 82,170 | $1,165,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 24,516 | $1,165,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 22,678 | $1,159,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 17,200 | $1,158,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 32,590 | $1,158,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 67,280 | $1,156,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 142,265 | $1,155,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 41,532 | $1,155,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 47,843 | $1,152,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 11,986 | $1,151,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 80,000 | $1,146,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 23,006 | $1,145,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 8,659 | $1,144,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 40,093 | $1,142,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 48,935 | $1,141,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 203,997 | $1,140,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 45,460 | $1,139,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 19,789 | $1,137,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 103,042 | $1,135,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 64,368 | $1,134,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 37,467 | $1,132,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 16,000 | $1,132,000 | thousands by filing date | call |
| ARTESIAN RES CORP | 043113208 | CL A | 39,644 | $1,131,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 111,596 | $1,127,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 73,420 | $1,125,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 25,179 | $1,122,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 22,800 | $1,120,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 11,071 | $1,120,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 61,034 | $1,118,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 25,283 | $1,116,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 39,283 | $1,115,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 18,569 | $1,114,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 126,999 | $1,112,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 34,469 | $1,112,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 59,272 | $1,110,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 32,606 | $1,110,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 13,977 | $1,108,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 49,800 | $1,108,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 46,030 | $1,106,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 28,196 | $1,105,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 220,414 | $1,104,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 22,646 | $1,104,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 66,877 | $1,103,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 55,000 | $1,102,000 | thousands by filing date | call |
| GLOBUS MED INC CL A | 379577208 | Stock | 48,699 | $1,099,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 14,501 | $1,097,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 64,575 | $1,095,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 26,058 | $1,094,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 94,510 | $1,091,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 8,000 | $1,090,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 8,900 | $1,089,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 22,085 | $1,089,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 19,452 | $1,088,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 24,803 | $1,086,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 19,345 | $1,085,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 40,125 | $1,083,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 44,448 | $1,082,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 18,746 | $1,082,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 32,900 | $1,082,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 32,900 | $1,082,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 18,400 | $1,082,000 | thousands by filing date | put |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 78,294 | $1,082,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 22,794 | $1,081,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 104,835 | $1,080,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 45,191 | $1,080,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 124,007 | $1,071,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 34,416 | $1,071,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 24,754 | $1,071,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 28,446 | $1,068,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 43,263 | $1,068,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 26,700 | $1,067,000 | thousands by filing date | call |
| PROSHARES TR | 74347X294 | HD REPLICATION | 24,972 | $1,067,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 61,851 | $1,066,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 46,104 | $1,066,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 90,000 | $1,065,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 143,713 | $1,063,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 65,774 | $1,062,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 44,252 | $1,060,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 50,000 | $1,060,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 252,409 | $1,058,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 19,863 | $1,058,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 18,308 | $1,057,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 13,653 | $1,056,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 62,309 | $1,056,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 30,395 | $1,053,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 16,541 | $1,052,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 29,340 | $1,051,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 65,657 | $1,051,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 16,663 | $1,050,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 29,378 | $1,048,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 65,288 | $1,042,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 35,700 | $1,041,000 | thousands by filing date | call |
| Vale Sa | 91912E204 | COM | 220,506 | $1,039,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 23,227 | $1,038,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 42,539 | $1,037,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 15,853 | $1,035,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 13,600 | $1,035,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,500 | $1,034,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 90,274 | $1,033,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 27,166 | $1,033,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 230,000 | $1,033,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 115,688 | $1,032,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 27,158 | $1,032,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 43,713 | $1,030,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 21,405 | $1,028,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 74,658 | $1,028,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 30,000 | $1,026,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 34,113 | $1,025,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 30,953 | $1,025,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 62,528 | $1,025,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 39,053 | $1,023,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 42,067 | $1,021,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 46,329 | $1,020,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 59,015 | $1,018,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 36,516 | $1,013,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 96,455 | $1,010,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 18,800 | $1,010,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 36,331 | $1,009,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 15,079 | $1,008,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 47,856 | $1,007,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 23,530 | $1,007,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 76,466 | $1,007,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 23,422 | $1,005,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 222,745 | $1,005,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 38,200 | $1,004,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 55,025 | $1,003,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 19,900 | $1,002,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 37,260 | $1,002,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 177,004 | $1,002,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 42,553 | $1,000,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 68,826 | $1,000,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 32,210 | $999,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 23,209 | $995,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,100 | $995,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 12,080 | $995,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 19,846 | $994,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 9,389 | $994,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 26,000 | $991,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 38,959 | $990,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 31,871 | $990,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 168,900 | $988,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 127,332 | $986,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 35,600 | $982,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 24,755 | $982,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 16,965 | $977,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 20,943 | $973,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 15,200 | $971,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 28,099 | $970,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 55,133 | $970,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 25,697 | $969,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 84,116 | $969,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 7,700 | $968,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 32,606 | $968,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 140,000 | $967,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 81,443 | $967,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 138,365 | $964,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 25,555 | $964,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 75,137 | $963,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 17,515 | $962,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 33,673 | $962,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 15,601 | $959,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 19,877 | $959,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 19,100 | $958,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 46,908 | $958,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 14,300 | $957,000 | thousands by filing date | put |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 49,464 | $957,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 43,137 | $957,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 17,018 | $955,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 95,794 | $954,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 64,567 | $954,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 46,884 | $952,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 107,159 | $951,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 14,846 | $946,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 60,586 | $945,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 56,627 | $944,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 19,600 | $943,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 85,354 | $942,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 45,067 | $941,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 49,989 | $938,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 12,705 | $937,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 15,806 | $936,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 125,876 | $933,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 126,053 | $931,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 24,116 | $931,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 50,000 | $929,000 | thousands by filing date | call |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 30,401 | $929,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 19,350 | $929,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 150,200 | $928,000 | thousands by filing date | call |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 74,429 | $926,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 17,441 | $923,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 12,521 | $922,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 27,230 | $917,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 10,769 | $912,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 23,399 | $903,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 20,000 | $902,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 28,925 | $900,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 45,000 | $900,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 55,075 | $899,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022420 | this filing | 2016-11-14 | acceptance time not in the bulk data set |