13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,747 holding rows worth $167,743,054,000.
- Accession
- 0000950123-16-022420
- Filer
- CIK 1610520
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 12,798 entries on the cover page, a total value of $167,743,054,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,743,111,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,800 | $438,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 33,874 | $438,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 31,463 | $438,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 29,963 | $436,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 925,261 | $435,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 20,829 | $435,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 19,926 | $434,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 15,500 | $434,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 4,295 | $433,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 8,000 | $433,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,755 | $433,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 8,182 | $433,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 40,443 | $433,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 14,345 | $433,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 13,427 | $432,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 89,607 | $432,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 16,038 | $431,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 17,077 | $431,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 15,600 | $431,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 8,700 | $430,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 126,855 | $429,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 15,832 | $428,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 353,749 | $428,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 11,806 | $427,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 27,882 | $427,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 31,550 | $427,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 252,172 | $426,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 34,465 | $425,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 8,730 | $424,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 11,008 | $423,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,447 | $422,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 8,784 | $422,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 8,802 | $418,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 11,058 | $418,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 12,102 | $417,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 54,370 | $417,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 24,748 | $416,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 27,702 | $416,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 35,225 | $416,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 18,987 | $415,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 5,817 | $415,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 22,549 | $415,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 10,173 | $414,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8,674 | $414,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 16,831 | $412,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 32,852 | $412,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 30,468 | $411,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 18,295 | $411,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 122,032 | $410,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11,128 | $410,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 6,689 | $409,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 23,636 | $407,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 30,796 | $407,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 12,357 | $406,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 9,101 | $404,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 7,975 | $404,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 22,724 | $404,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 44,237 | $403,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 41,290 | $402,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 29,895 | $402,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 20,239 | $401,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 30,697 | $401,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 27,435 | $400,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 26,807 | $400,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,000 | $400,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 4,000 | $400,000 | thousands by filing date | call |
| WORKIVA INC COM CL A | 98139A105 | Stock | 21,993 | $399,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 5,233 | $398,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 28,873 | $397,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 34,000 | $396,000 | thousands by filing date | call |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 23,440 | $396,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 9,764 | $396,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 47,284 | $395,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 16,804 | $395,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 27,296 | $394,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 36,877 | $394,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 59,090 | $393,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 5,265 | $393,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 45,800 | $392,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 43,230 | $391,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 5,835 | $390,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 88,256 | $389,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 7,635 | $388,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 11,682 | $388,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,322 | $387,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 24,481 | $387,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 12,246 | $387,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 6,369 | $386,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 47,917 | $386,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 92,655 | $386,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 16,813 | $385,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 61,503 | $385,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 15,550 | $385,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 40,015 | $384,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 14,715 | $384,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 388,466 | $383,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 22,810 | $383,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 7,910 | $382,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 72,133 | $381,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 11,602 | $380,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 18,000 | $379,000 | thousands by filing date | call |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 11,025 | $378,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 6,306 | $377,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 15,382 | $377,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 19,814 | $377,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 39,136 | $375,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 14,309 | $375,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 37,393 | $375,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 15,800 | $374,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 9,385 | $374,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 11,875 | $374,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 17,903 | $373,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,553 | $373,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 50,000 | $373,000 | thousands by filing date | put |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 21,750 | $372,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 17,480 | $370,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 37,434 | $370,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 379,000 | $370,000 | thousands by filing date | principal |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 7,277 | $369,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 23,352 | $369,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 10,036 | $369,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 39,992 | $369,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 7,669 | $368,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 12,459 | $368,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 10,149 | $368,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 15,482 | $368,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 42,330 | $368,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 29,867 | $368,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 14,200 | $365,000 | thousands by filing date | put |
| CARE COM INC | 141633107 | COM | 36,572 | $365,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 25,926 | $364,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 11,133 | $363,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,700 | $363,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 18,877 | $363,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 9,889 | $363,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 12,477 | $362,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 21,538 | $362,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 15,497 | $362,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,156 | $361,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 78,043 | $361,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 9,721 | $360,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 14,539 | $359,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 13,020 | $359,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 5,816 | $358,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 38,148 | $357,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 18,463 | $357,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 15,048 | $357,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,276 | $356,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 18,677 | $356,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 11,078 | $354,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 10,926 | $354,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 22,600 | $353,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 15,475 | $353,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 60,714 | $353,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 19,075 | $353,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 20,097 | $352,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 42,382 | $352,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 36,122 | $351,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 10,980 | $351,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 8,568 | $349,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 4,580 | $347,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 22,960 | $347,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,000 | $346,000 | thousands by filing date | put |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 24,604 | $346,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 4,627 | $345,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 27,150 | $345,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 8,753 | $344,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 14,100 | $343,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,900 | $343,000 | thousands by filing date | call |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 30,160 | $343,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 9,448 | $342,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 14,220 | $342,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 10,176 | $342,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 18,728 | $342,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 10,076 | $341,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 12,047 | $340,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,610 | $340,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 11,540 | $340,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 54,349 | $340,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 38,573 | $339,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,502 | $339,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 13,783 | $338,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,299 | $338,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 235 | $338,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 30,777 | $336,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 20,000 | $336,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 12,061 | $335,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 15,358 | $334,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 20,997 | $334,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 85,000 | $334,000 | thousands by filing date | put |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 7,175 | $334,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 11,200 | $333,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 40,410 | $332,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 13,319 | $332,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,778 | $331,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,103 | $331,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 143,505 | $331,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 14,869 | $331,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 10,945 | $330,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 60,100 | $330,000 | thousands by filing date | put |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 24,346 | $329,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 21,121 | $329,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,587 | $327,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 3,358 | $326,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 11,200 | $326,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 13,128 | $326,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 69,488 | $325,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,825 | $324,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 41,599 | $324,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 37,937 | $324,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 347,964 | $323,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 5,708 | $322,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6,302 | $321,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,382 | $321,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,443 | $320,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 51,500 | $320,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 6,372 | $320,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 19,730 | $320,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 19,112 | $319,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 12,092 | $319,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 26,388 | $318,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 13,342 | $318,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,238 | $317,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 7,392 | $316,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 3,826 | $316,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 26,841 | $316,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 25,800 | $316,000 | thousands by filing date | call |
| BSB BANCORP INC MD | 05573H108 | COM | 13,500 | $316,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 115,800 | $315,000 | thousands by filing date | call |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 30,300 | $315,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 38,663 | $314,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 8,650 | $314,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 6,516 | $313,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 61,640 | $312,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13,996 | $311,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 9,756 | $311,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 84,690 | $311,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 6,373 | $310,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 6,417 | $310,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 20,088 | $310,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 38,955 | $310,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 16,332 | $310,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 33,564 | $310,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 41,194 | $309,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 13,324 | $309,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 24,124 | $308,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 20,486 | $308,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 8,245 | $308,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 17,224 | $307,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 11,393 | $307,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,217 | $306,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 58,892 | $306,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 10,854 | $306,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 6,879 | $306,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 16,170 | $306,000 | thousands by filing date | |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 3,262 | $306,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 17,791 | $305,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 4,410 | $305,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 15,147 | $304,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 206 | $303,000 | thousands by filing date | call |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 44,574 | $303,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 10,732 | $302,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 4,519 | $301,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 7,484 | $301,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 12,994 | $300,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 11,813 | $300,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 33,226 | $300,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 7,370 | $298,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 12,507 | $298,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 5,492 | $297,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 39,976 | $297,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 14,200 | $297,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 34,093 | $297,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 13,234 | $296,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,137 | $296,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 20,915 | $296,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 4,215 | $295,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 6,035 | $295,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 10,900 | $295,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 23,508 | $294,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 21,061 | $294,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 6,683 | $292,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 4,780 | $292,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,573 | $292,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 17,032 | $292,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 22,848 | $291,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 12,554 | $291,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,484 | $290,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 25,905 | $290,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 4,841 | $290,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 5,779 | $289,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 3,166 | $287,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 20,710 | $287,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 10,826 | $285,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 7,409 | $285,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 9,897 | $284,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 9,808 | $283,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 21,154 | $283,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 8,569 | $282,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 5,342 | $282,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 12,026 | $282,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 24,025 | $282,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 371,314 | $282,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 9,754 | $281,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 17,572 | $280,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,149 | $280,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9,462 | $279,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 33,413 | $279,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 157,128 | $279,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 46,500 | $279,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 14,587 | $278,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,712 | $278,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 58,684 | $278,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 6,001 | $277,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 23,216 | $277,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 16,377 | $277,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 9,200 | $276,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 24,942 | $276,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 23,034 | $276,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 7,199 | $275,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 30,876 | $275,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 5,262 | $274,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 4,654 | $274,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 5,695 | $274,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 8,352 | $274,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 5,497 | $274,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,472 | $273,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 33,626 | $273,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 5,980 | $273,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,439 | $272,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 5,018 | $272,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 7,419 | $270,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 4,476 | $270,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 52,779 | $270,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 17,685 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,192 | $269,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 15,894 | $269,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 199,312 | $269,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 3,254 | $268,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 9,603 | $268,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,200 | $268,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 49,723 | $268,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 22,813 | $268,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 6,948 | $267,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 23,814 | $267,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,938 | $265,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,811 | $265,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,000 | $264,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 4,420 | $263,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 6,871 | $263,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,758 | $263,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 5,286 | $262,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,040 | $262,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 4,045 | $262,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 11,968 | $262,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 9,944 | $262,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 10,200 | $262,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 15,049 | $262,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 12,676 | $261,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 14,514 | $261,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 3,815 | $261,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 28,335 | $260,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,381 | $260,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 13,700 | $260,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,000 | $259,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 96,821 | $259,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,635 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,131 | $258,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,089 | $257,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 22,767 | $257,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 20,000 | $257,000 | thousands by filing date | put |
| CPI CARD GROUP INC | 12634H101 | COM | 42,579 | $257,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 15,762 | $257,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 3,618 | $256,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 12,520 | $256,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 16,203 | $256,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 7,014 | $255,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 38,334 | $255,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 13,711 | $255,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 6,366 | $254,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 17,288 | $254,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 7,657 | $253,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,251 | $253,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 8,665 | $253,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 8,109 | $252,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 5,952 | $252,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 20,000 | $252,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 13,021 | $251,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 22,577 | $251,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 15,195 | $250,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 13,747 | $250,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 23,300 | $250,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 41,473 | $249,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,487 | $249,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 584 | $249,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 2,782 | $249,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 18,207 | $248,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 29,236 | $248,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 6,771 | $247,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,446 | $247,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,585 | $247,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 9,418 | $247,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 5,122 | $247,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 10,010 | $246,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 512 | $246,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 20,009 | $246,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 21,991 | $246,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 6,765 | $246,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 48,401 | $246,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 2,248 | $245,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 9,400 | $245,000 | thousands by filing date | put |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 13,985 | $244,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 32,587 | $243,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 50,000 | $243,000 | thousands by filing date | put |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 20,338 | $243,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 141,378 | $243,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 10,071 | $243,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 8,706 | $242,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 18,612 | $242,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 77,296 | $242,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 8,384 | $242,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,000 | $241,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 33,560 | $241,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 14,100 | $241,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 10,889 | $241,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 23,307 | $241,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 10,289 | $241,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 9,593 | $241,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 5,385 | $241,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 27,500 | $240,000 | thousands by filing date | put |
| NBT BANCORP INC COM | 628778102 | Stock | 7,274 | $239,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,387 | $239,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 13,636 | $239,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 6,520 | $238,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 8,319 | $238,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 10,550 | $237,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 23,377 | $236,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 4,101 | $236,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 13,327 | $236,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 12,905 | $235,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 19,819 | $234,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 17,223 | $233,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 16,565 | $233,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 31,523 | $233,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 27,506 | $233,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 20,647 | $233,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 5,680 | $232,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,500 | $231,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 185,914 | $231,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,988 | $230,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,600 | $230,000 | thousands by filing date | put |
| TCF FINL CORP | 872275102 | COM | 15,877 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 15,150 | $229,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 18,787 | $229,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 15,981 | $229,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 3,312 | $229,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 3,002 | $229,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 9,907 | $229,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 4,284 | $228,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 12,170 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 5,123 | $228,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 15,764 | $227,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 16,127 | $227,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 33,106 | $226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 8,620 | $226,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 8,453 | $226,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 13,683 | $226,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 14,747 | $225,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 8,610 | $225,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 14,688 | $225,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 15,585 | $224,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 17,624 | $224,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 5,377 | $224,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 26846L304 | Cmn | 9,498 | $224,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 19,017 | $223,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,156 | $223,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 5,370 | $222,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,369 | $222,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,103 | $222,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 7,034 | $222,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 9,597 | $221,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,099 | $221,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 9,298 | $221,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 26,690 | $221,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,833 | $220,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7,790 | $220,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 12,019 | $220,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 14,563 | $220,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,127 | $219,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 8,043 | $219,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 21,027 | $218,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 27,904 | $218,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 4,789 | $218,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 14,047 | $217,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 24,641 | $217,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 6,992 | $216,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 95,139 | $215,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,197 | $215,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 7,670 | $215,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 3,521 | $215,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022420 | this filing | 2016-11-14 | acceptance time not in the bulk data set |