13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,747 holding rows worth $167,743,054,000.
- Accession
- 0000950123-16-022420
- Filer
- CIK 1610520
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 12,798 entries on the cover page, a total value of $167,743,054,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,743,111,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 99,187 | $898,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 24,700 | $897,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 355,979 | $897,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 76,719 | $896,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 42,124 | $896,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 14,920 | $894,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 39,644 | $894,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 37,437 | $894,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 19,341 | $893,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5,262 | $891,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 50,281 | $887,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 8,893 | $881,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 26,400 | $873,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 85,104 | $872,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 56,665 | $871,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 90,278 | $871,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 19,504 | $870,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 11,105 | $869,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 54,504 | $867,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 17,024 | $867,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 17,816 | $867,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 22,349 | $867,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 67,622 | $865,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 11,793 | $865,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 30,770 | $865,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 25,086 | $862,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 14,829 | $861,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 12,906 | $860,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 49,458 | $860,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 539,469 | $858,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 161,873 | $858,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 11,641 | $856,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 135,000 | $856,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 60,064 | $855,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 33,253 | $855,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 17,879 | $855,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 17,150 | $853,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 51,805 | $851,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 18,758 | $850,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 42,135 | $850,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 35,686 | $848,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F577 | GEN DRUGS ETF | 35,000 | $848,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,612 | $847,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 104,269 | $847,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 44,948 | $845,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 30,301 | $844,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 10,254 | $839,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 44,465 | $839,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 45,009 | $836,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 50,100 | $836,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 8,152 | $832,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 25,267 | $829,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 59,818 | $829,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 32,850 | $827,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 37,822 | $825,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 53,348 | $825,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 325,383 | $823,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 33,694 | $820,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 92,267 | $820,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 11,173 | $819,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 37,796 | $819,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 8,404 | $817,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 77,800 | $816,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 10,060 | $816,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 32,771 | $816,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 31,190 | $814,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 48,800 | $813,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 38,966 | $808,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 42,628 | $807,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 52,984 | $807,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 30,341 | $806,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 19,300 | $805,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 38,261 | $805,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 14,326 | $803,000 | thousands by filing date | |
| PROSHARES TR | 74347B599 | HDG FTSE JAPAN | 26,797 | $803,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 18,600 | $802,000 | thousands by filing date | call |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 11,448 | $800,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 77,478 | $800,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,800 | $799,000 | thousands by filing date | call |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 15,300 | $797,000 | thousands by filing date | call |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 34,701 | $797,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 46,485 | $797,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 29,499 | $793,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 15,800 | $791,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 46,718 | $791,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 35,000 | $791,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 5,200 | $790,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 36,962 | $790,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 29,369 | $789,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 16,332 | $788,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 14,322 | $787,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 37,212 | $786,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 20,872 | $785,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 8,916 | $784,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 64,353 | $784,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 72,500 | $783,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 14,888 | $782,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 12,600 | $781,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 16,211 | $780,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 8,357 | $779,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 46,527 | $776,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 28,165 | $775,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 27,600 | $774,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 63,600 | $773,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 53,867 | $773,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 325,600 | $772,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 16,566 | $771,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 8,000 | $768,000 | thousands by filing date | put |
| MSG NETWORK INC | 553573106 | CL A | 41,272 | $768,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 23,700 | $767,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 26,353 | $765,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 32,480 | $763,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 50,056 | $762,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 51,000 | $757,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 23,912 | $754,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 21,343 | $753,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 62,559 | $752,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 159,730 | $749,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 166,444 | $747,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 37,061 | $746,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,000 | $745,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 43,200 | $745,000 | thousands by filing date | put |
| CABLE ONE INC | 12685J105 | COM | 1,275 | $744,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 6,955 | $743,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 23,476 | $743,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 35,811 | $742,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 25,845 | $741,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 3,800 | $740,000 | thousands by filing date | put |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 31,103 | $738,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 9,155 | $737,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 30,000 | $737,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 131,188 | $737,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 18,293 | $736,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 15,137 | $734,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 12,733 | $732,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 12,301 | $732,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 54,262 | $732,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 37,214 | $731,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 10,539 | $731,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 20,517 | $731,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 31,323 | $730,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 206,364 | $729,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 16,434 | $727,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 9,662 | $725,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 63,031 | $725,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 80,768 | $724,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 47,032 | $724,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 25,346 | $723,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 100,000 | $721,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 52,213 | $721,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 186,872 | $721,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 53,400 | $720,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 44,952 | $720,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 46,958 | $720,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 6,660 | $719,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 70,144 | $719,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 8,278 | $715,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 31,040 | $715,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 240,244 | $713,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 68,599 | $712,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 6,324 | $711,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 100,000 | $709,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 29,211 | $706,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 46,445 | $706,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 13,091 | $705,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 39,355 | $705,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 46,900 | $703,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 27,834 | $703,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 90,964 | $701,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 49,321 | $700,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 77,575 | $699,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 23,479 | $698,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 15,018 | $697,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 22,475 | $694,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 42,191 | $694,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 17,064 | $693,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 51,325 | $693,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 93,431 | $693,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,500 | $692,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 198,079 | $692,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 63,192 | $692,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 42,900 | $691,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 15,703 | $690,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 26,797 | $687,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 19,105 | $687,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 25,500 | $686,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 49,373 | $684,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 25,715 | $684,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 25,021 | $684,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 27,689 | $684,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 36,840 | $684,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 120,998 | $682,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 58,510 | $682,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 9,754 | $681,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 24,771 | $681,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 81,004 | $676,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 104,000 | $675,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 9,000 | $675,000 | thousands by filing date | put |
| LTC PPTYS INC COM | 502175102 | REIT | 12,974 | $675,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 14,639 | $674,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 53,488 | $674,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 34,202 | $672,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 57,060 | $672,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 33,780 | $671,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 41,395 | $670,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 51,520 | $670,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 19,989 | $669,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 21,641 | $667,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 43,994 | $667,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 11,067 | $666,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 44,862 | $665,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 44,208 | $665,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 43,158 | $664,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 25,000 | $663,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 17,245 | $663,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 13,583 | $663,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 19,653 | $662,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 13,081 | $662,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 82,145 | $661,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 209,840 | $661,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 30,349 | $660,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 47,065 | $660,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 5,208 | $659,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 18,669 | $658,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 16,899 | $657,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 10,094 | $655,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 35,209 | $655,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 14,300 | $655,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 13,249 | $654,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 65,036 | $654,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 21,896 | $651,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 37,015 | $650,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 20,864 | $649,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 10,781 | $648,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 10,200 | $648,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 73,324 | $648,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,098 | $647,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 42,700 | $647,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 11,400 | $645,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 32,975 | $645,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 41,755 | $644,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 85,877 | $644,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 12,400 | $643,000 | thousands by filing date | put |
| CEB INC | 125134106 | COM | 11,801 | $643,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 270,875 | $642,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 13,195 | $641,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 45,254 | $640,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 55,671 | $639,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 100,648 | $638,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 23,381 | $637,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 48,373 | $636,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 14,400 | $635,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 11,521 | $632,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 102,228 | $632,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 16,696 | $630,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 34,261 | $630,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 28,528 | $630,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 19,365 | $630,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 35,196 | $630,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 34,795 | $629,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 50,000 | $625,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,020 | $624,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 5,000 | $623,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 34,895 | $623,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 20,207 | $622,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,700 | $617,000 | thousands by filing date | call |
| TCW CONV SECS FD INC | 872340104 | COM | 116,450 | $617,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 115,010 | $617,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 105,462 | $617,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 50,000 | $616,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 42,405 | $616,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 102,000 | $616,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 96,979 | $615,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 12,424 | $614,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 25,071 | $614,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 16,345 | $613,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 231,979 | $610,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 34,417 | $610,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 10,978 | $609,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 14,647 | $608,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 12,970 | $607,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 148,686 | $607,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 150,237 | $607,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 5,529 | $604,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 100,000 | $604,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 9,593 | $604,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 35,893 | $603,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 7,305 | $603,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 109,357 | $603,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 5,500 | $601,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 38,666 | $599,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 37,312 | $597,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 102,700 | $597,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 35,507 | $597,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 61,792 | $596,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 9,324 | $594,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 21,852 | $594,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 50,758 | $592,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 83,440 | $592,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 29,581 | $592,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 61,248 | $591,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 19,972 | $591,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 33,590 | $590,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 45,422 | $590,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 34,404 | $588,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 126,293 | $588,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 28,428 | $587,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,065 | $586,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 46,041 | $585,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,000 | $584,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 25,254 | $583,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 10,000 | $582,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 361,891 | $582,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 8,300 | $581,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 13,153 | $581,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 13,334 | $581,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 30,535 | $580,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 50,600 | $580,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 9,661 | $580,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 12,844 | $579,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 42,236 | $579,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 14,000 | $578,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 26,961 | $578,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 36,703 | $577,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 18,760 | $577,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 36,817 | $573,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 68,530 | $573,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,329 | $572,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 17,546 | $572,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 15,530 | $572,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 16,762 | $572,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,513 | $571,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 12,682 | $571,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 137,589 | $571,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 12,368 | $571,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 695 | $571,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 11,827 | $570,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 15,357 | $570,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 51,940 | $569,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 5,000 | $568,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 76,533 | $567,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 22,000 | $565,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 111,272 | $564,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,279 | $563,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 62,350 | $563,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 14,104 | $563,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 13,907 | $562,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 50,063 | $561,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 14,310 | $559,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 53,243 | $559,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,454 | $559,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 308,628 | $559,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 37,786 | $559,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 10,807 | $558,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 5,725 | $557,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 11,080 | $556,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 8,483 | $556,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 36,318 | $555,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 10,816 | $554,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 10,000 | $553,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 23,295 | $549,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 12,300 | $548,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 10,200 | $547,000 | thousands by filing date | call |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 23,102 | $547,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 8,409 | $545,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 17,196 | $545,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,125 | $544,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 46,783 | $544,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 40,698 | $543,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 36,280 | $543,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 33,592 | $542,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 19,025 | $539,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 53,245 | $539,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 137,200 | $539,000 | thousands by filing date | call |
| TIME INC NEW | 887228104 | COM | 37,270 | $539,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 19,708 | $537,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 23,183 | $536,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 7,080 | $536,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 31,243 | $535,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 79,862 | $535,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 9,000 | $533,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 9,800 | $533,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 256,093 | $533,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 31,151 | $531,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,000 | $530,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 24,147 | $530,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 18,448 | $529,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 53,734 | $529,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 20,165 | $529,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 8,868 | $528,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,800 | $527,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 61,418 | $527,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 10,335 | $527,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 10,000 | $526,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 19,736 | $525,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 30,108 | $524,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 13,309 | $524,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 70,638 | $523,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 20,846 | $522,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,800 | $521,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 36,000 | $521,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 50,894 | $520,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 32,187 | $519,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 18,784 | $518,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 12,900 | $517,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 188,169 | $517,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 30,512 | $516,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 5,259 | $515,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 16,809 | $514,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 8,260 | $513,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 8,421 | $512,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 126,447 | $512,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 18,469 | $512,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,740 | $511,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 10,788 | $511,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 12,380 | $511,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 45,874 | $511,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 6,637 | $509,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 18,458 | $508,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 12,326 | $508,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 12,047 | $507,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 72,795 | $506,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 18,225 | $505,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 7,762 | $502,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 8,856 | $501,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 21,721 | $501,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 19,365 | $496,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 69,230 | $496,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 40,000 | $496,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 6,274 | $495,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 13,315 | $495,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 13,667 | $495,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 5,529 | $494,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 10,700 | $493,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 16,000 | $491,000 | thousands by filing date | call |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 18,498 | $490,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 20,396 | $489,000 | thousands by filing date | |
| PROSHARES TR | 74347B615 | HDG FTSE EURO | 13,570 | $489,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 23,232 | $485,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 58,518 | $485,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 16,812 | $484,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 7,500 | $482,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 28,834 | $482,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 26,750 | $481,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 30,239 | $481,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 18,801 | $479,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 9,959 | $478,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 10,589 | $477,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 17,515 | $477,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 13,506 | $476,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 12,271 | $476,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 20,343 | $475,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 26,245 | $474,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 19,452 | $473,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 31,006 | $472,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 12,075 | $471,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,919 | $468,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 21,217 | $468,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 7,084 | $468,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 32,916 | $467,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 71,318 | $464,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 9,973 | $464,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 11,826 | $464,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 18,868 | $464,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 53,863 | $463,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 42,707 | $463,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 18,000 | $462,000 | thousands by filing date | call |
| HUB GROUP INC | 443320106 | CL A | 11,313 | $461,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 18,465 | $461,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 11,437 | $460,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 45,000 | $459,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 40,005 | $458,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 7,747 | $455,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 6,259 | $455,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 29,076 | $455,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 14,617 | $455,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 12,705 | $454,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 7,329 | $454,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 6,712 | $454,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 7,612 | $453,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 14,425 | $451,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 5,125 | $451,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 18,456 | $449,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 68,159 | $448,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100,000 | $447,000 | thousands by filing date | put |
| BANCORPSOUTH INC | 059692103 | COM | 19,272 | $447,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 15,395 | $446,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 11,595 | $445,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 25,455 | $444,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 17,865 | $444,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,800 | $443,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 12,000 | $443,000 | thousands by filing date | put |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 41,864 | $442,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 12,836 | $441,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 53,940 | $441,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,668 | $441,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 34,045 | $441,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 65,840 | $441,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 151,914 | $439,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 11,944 | $438,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022420 | this filing | 2016-11-14 | acceptance time not in the bulk data set |