13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,747 holding rows worth $167,743,054,000.
- Accession
- 0000950123-16-022420
- Filer
- CIK 1610520
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 12,798 entries on the cover page, a total value of $167,743,054,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,743,111,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONVERGYS CORP | 212485106 | COM | 95,743 | $2,912,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 96,231 | $2,911,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 70,850 | $2,909,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 272,087 | $2,909,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 42,700 | $2,901,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 42,700 | $2,901,000 | thousands by filing date | call |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 100,000 | $2,900,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 40,615 | $2,898,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 43,160 | $2,894,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 100,310 | $2,893,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 219,571 | $2,892,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 132,887 | $2,890,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 120,052 | $2,889,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 119,237 | $2,887,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 72,251 | $2,880,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 216,355 | $2,869,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 217,671 | $2,869,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 76,175 | $2,867,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 43,024 | $2,866,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 206,182 | $2,864,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 176,755 | $2,863,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 13,209 | $2,860,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 72,202 | $2,856,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 128,329 | $2,854,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 174,170 | $2,854,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 74,248 | $2,854,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 245,556 | $2,850,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 184,850 | $2,849,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 112,697 | $2,843,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 132,238 | $2,839,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 27,475 | $2,838,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 56,374 | $2,827,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 190,373 | $2,827,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 109,297 | $2,821,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 862,292 | $2,811,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 187,000 | $2,811,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 27,500 | $2,805,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 257,315 | $2,802,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 60,921 | $2,799,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 101,400 | $2,794,000 | thousands by filing date | call |
| LITTELFUSE INC COM | 537008104 | Stock | 21,629 | $2,786,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 35,946 | $2,783,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 73,164 | $2,781,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 23,051 | $2,770,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 86,332 | $2,770,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 227,657 | $2,768,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 179,071 | $2,767,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 42,100 | $2,766,000 | thousands by filing date | call |
| PHARMERICA CORP | 71714F104 | COM | 98,438 | $2,763,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 54,281 | $2,760,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 33,816 | $2,760,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 54,254 | $2,759,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 65,581 | $2,759,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 189,525 | $2,758,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 207,661 | $2,757,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 31,100 | $2,754,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 30,201 | $2,752,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 121,386 | $2,751,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 60,325 | $2,748,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 102,051 | $2,747,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 462,078 | $2,745,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 90,101 | $2,743,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 131,725 | $2,740,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 158,445 | $2,737,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 207,248 | $2,736,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 35,296 | $2,735,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 187,928 | $2,734,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 24,644 | $2,728,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 104,904 | $2,714,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 82,542 | $2,712,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 35,000 | $2,711,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 513,391 | $2,711,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 75,192 | $2,706,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 19,176 | $2,705,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 7,500 | $2,702,000 | thousands by filing date | call |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 86,028 | $2,702,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 76,627 | $2,690,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 50,362 | $2,671,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 24,150 | $2,670,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 139,001 | $2,667,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 19,820 | $2,664,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 207,063 | $2,661,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 95,066 | $2,658,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 430,000 | $2,657,000 | thousands by filing date | put |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 40,582 | $2,656,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 464,790 | $2,649,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 24,400 | $2,648,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 117,609 | $2,647,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 130,359 | $2,641,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 90,026 | $2,639,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 28,027 | $2,634,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 100,000 | $2,627,000 | thousands by filing date | put |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 94,446 | $2,624,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 90,000 | $2,624,000 | thousands by filing date | call |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 64,026 | $2,623,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 105,129 | $2,621,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 222,540 | $2,620,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 51,969 | $2,618,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 106,865 | $2,618,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 100,994 | $2,618,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 46,800 | $2,614,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 387,114 | $2,613,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 40,500 | $2,610,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 32,276 | $2,610,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 30,200 | $2,609,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 87,933 | $2,605,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 74,505 | $2,605,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 6,066 | $2,604,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 598,541 | $2,604,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 149,018 | $2,601,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 23,974 | $2,591,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 40,000 | $2,591,000 | thousands by filing date | put |
| InterContinental Hotels | 45857p608 | CS | 62,231 | $2,591,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 223,300 | $2,584,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 33,438 | $2,581,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 198,514 | $2,579,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 53,928 | $2,577,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 106,274 | $2,577,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 18,251 | $2,571,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 97,227 | $2,571,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 272,059 | $2,565,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 47,979 | $2,562,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 45,930 | $2,561,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 276,082 | $2,556,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 60,000 | $2,554,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 165,810 | $2,552,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 150,820 | $2,541,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 106,196 | $2,536,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 103,143 | $2,528,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 117,347 | $2,528,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 48,879 | $2,523,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 26,897 | $2,517,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 32,500 | $2,517,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 227,347 | $2,514,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 100,000 | $2,501,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 27,525 | $2,499,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 20,400 | $2,492,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 33,477 | $2,491,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 268,325 | $2,490,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 266,047 | $2,488,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 103,284 | $2,484,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 59,532 | $2,482,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 188,061 | $2,481,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 177,364 | $2,479,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 147,496 | $2,475,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 123,500 | $2,475,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 65,355 | $2,474,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 231,903 | $2,472,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 97,522 | $2,471,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 190,492 | $2,471,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 72,900 | $2,468,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 173,352 | $2,465,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 88,912 | $2,463,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 64,731 | $2,461,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 95,316 | $2,460,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 178,851 | $2,456,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 38,436 | $2,456,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 38,594 | $2,453,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 49,814 | $2,452,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 354,551 | $2,450,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 67,364 | $2,445,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 69,191 | $2,442,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 30,861 | $2,441,000 | thousands by filing date | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 23,987 | $2,440,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 40,000 | $2,439,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 390,340 | $2,436,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 43,852 | $2,434,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 56,418 | $2,432,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 123,751 | $2,429,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 410,549 | $2,422,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 46,459 | $2,421,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 106,048 | $2,419,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 32,415 | $2,416,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 293,008 | $2,412,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 31,964 | $2,411,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100,000 | $2,406,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 183,736 | $2,403,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 99,237 | $2,402,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 246,218 | $2,396,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 32,588 | $2,396,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 119,865 | $2,395,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 177,220 | $2,389,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 51,900 | $2,388,000 | thousands by filing date | call |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 16,498 | $2,388,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 98,949 | $2,388,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 45,942 | $2,383,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 212,803 | $2,381,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 85,006 | $2,379,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 406,707 | $2,379,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 570,000 | $2,371,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 71,558 | $2,368,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,500,000 | $2,367,000 | thousands by filing date | principal |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 39,475 | $2,366,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 31,768 | $2,365,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 64,456 | $2,350,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 141,416 | $2,350,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 124,600 | $2,347,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 32,000 | $2,347,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 68,300 | $2,343,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 69,908 | $2,343,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 63,821 | $2,340,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 66,398 | $2,340,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 50,000 | $2,340,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 54,000 | $2,335,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 20,000 | $2,334,000 | thousands by filing date | put |
| CELLECTIS ADS | 15117K103 | COM | 96,904 | $2,333,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 91,844 | $2,333,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 41,662 | $2,327,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 27,793 | $2,314,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 18,400 | $2,310,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 243,890 | $2,310,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 161,128 | $2,307,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 10,733 | $2,302,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 126,597 | $2,299,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 41,308 | $2,297,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 42,800 | $2,295,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 100,000 | $2,293,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 32,700 | $2,289,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 145,395 | $2,288,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 287,693 | $2,287,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 76,728 | $2,282,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 76,504 | $2,280,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 30,807 | $2,279,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 52,484 | $2,270,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 132,982 | $2,269,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 89,207 | $2,267,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 15,129 | $2,261,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 173,123 | $2,256,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 92,846 | $2,255,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 62,393 | $2,249,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 27,535 | $2,248,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 65,000 | $2,248,000 | thousands by filing date | put |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 16,232 | $2,246,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 31,156 | $2,244,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 36,634 | $2,243,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 85,288 | $2,243,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 73,160 | $2,236,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 71,355 | $2,235,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 63,601 | $2,235,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 147,988 | $2,233,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 117,450 | $2,233,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 161,206 | $2,231,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 88,583 | $2,229,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 155,380 | $2,228,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 63,917 | $2,220,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 21,544 | $2,218,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 190,358 | $2,216,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,213,689 | $2,211,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 112,316 | $2,205,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 106,969 | $2,202,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 101,069 | $2,202,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 83,489 | $2,199,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 63,373 | $2,196,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 688,422 | $2,196,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 34,893 | $2,188,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 17,113 | $2,183,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 87,732 | $2,175,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 151,025 | $2,170,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 110,900 | $2,169,000 | thousands by filing date | put |
| PHI INC-NON VOTING | 69336T205 | COM | 119,375 | $2,169,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 95,793 | $2,167,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 79,008 | $2,167,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 101,424 | $2,165,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 32,000 | $2,161,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 100,312 | $2,159,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 182,400 | $2,158,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 195,949 | $2,155,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 226,356 | $2,151,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 57,276 | $2,150,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 250,000 | $2,148,000 | thousands by filing date | call |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 139,747 | $2,147,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 35,376 | $2,143,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 74,900 | $2,142,000 | thousands by filing date | put |
| BT GROUP-ADR | 05577E101 | ADR | 84,252 | $2,142,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 11,567 | $2,140,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 78,661 | $2,139,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 14,800 | $2,138,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 901,400 | $2,136,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 78,826 | $2,135,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 38,048 | $2,134,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 30,034 | $2,130,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 78,037 | $2,130,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 143,631 | $2,127,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 36,769 | $2,124,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 69,901 | $2,124,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 540,135 | $2,123,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 49,737 | $2,121,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 91,144 | $2,119,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 44,444 | $2,118,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 69,900 | $2,117,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 48,406 | $2,114,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 466,315 | $2,112,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 184,081 | $2,108,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 54,300 | $2,104,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 150,170 | $2,104,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 44,091 | $2,103,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 130,842 | $2,101,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 25,634 | $2,098,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 83,573 | $2,094,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 193,783 | $2,093,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 251,609 | $2,091,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 84,053 | $2,091,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 30,316 | $2,090,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 60,193 | $2,082,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 51,544 | $2,079,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 471,000 | $2,077,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 108,462 | $2,073,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 77,271 | $2,073,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 72,927 | $2,073,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 40,761 | $2,071,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 39,462 | $2,071,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 225,810 | $2,064,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 124,440 | $2,061,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 155,109 | $2,060,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 34,249 | $2,058,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 809,795 | $2,057,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 63,524 | $2,054,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 135,350 | $2,046,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 59,243 | $2,045,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 39,414 | $2,044,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 25,904 | $2,040,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 99,815 | $2,040,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 38,732 | $2,040,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 152,867 | $2,039,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 51,600 | $2,038,000 | thousands by filing date | put |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 460,912 | $2,037,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 120,553 | $2,036,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 34,924 | $2,034,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 162,604 | $2,034,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 65,000 | $2,033,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 154,885 | $2,028,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 91,217 | $2,028,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 62,972 | $2,025,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 56,470 | $2,023,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 19,900 | $2,022,000 | thousands by filing date | call |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 183,237 | $2,022,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 41,600 | $2,017,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 175,166 | $2,016,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 139,143 | $2,015,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 314,476 | $2,013,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 66,151 | $2,012,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 102,700 | $2,009,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 60,997 | $2,005,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 63,400 | $2,003,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 69,219 | $1,999,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 48,363 | $1,999,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 84,864 | $1,996,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 19,300 | $1,995,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 57,602 | $1,993,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 59,914 | $1,993,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 39,145 | $1,993,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 143,580 | $1,992,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 192,305 | $1,987,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 80,614 | $1,984,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 162,302 | $1,977,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 25,100 | $1,974,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 15,000 | $1,971,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 124,868 | $1,968,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 35,725 | $1,968,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 16,144 | $1,968,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 106,526 | $1,963,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 76,892 | $1,957,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 34,632 | $1,957,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 50,954 | $1,955,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 110,762 | $1,955,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 58,270 | $1,953,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 40,000 | $1,951,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 520,141 | $1,945,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 34,399 | $1,945,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 98,036 | $1,943,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 169,569 | $1,943,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 75,151 | $1,943,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 25,500 | $1,942,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 99,531 | $1,939,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 111,467 | $1,938,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 61,490 | $1,932,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 26,009 | $1,930,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 24,651 | $1,929,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 73,046 | $1,929,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 130,963 | $1,927,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 56,922 | $1,925,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 235,734 | $1,921,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 24,693 | $1,914,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 17,277 | $1,909,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 65,233 | $1,908,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 78,131 | $1,908,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 33,504 | $1,901,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 374,934 | $1,901,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 30,379 | $1,898,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 22,646 | $1,897,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 38,121 | $1,896,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 101,633 | $1,893,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 21,752 | $1,893,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 79,378 | $1,889,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 583,396 | $1,885,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 63,963 | $1,884,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 21,680 | $1,880,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 201,205 | $1,875,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 74,818 | $1,873,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 62,623 | $1,869,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 185,886 | $1,868,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 72,245 | $1,867,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 67,205 | $1,863,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 19,704 | $1,863,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 67,090 | $1,861,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 82,185 | $1,861,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 35,223 | $1,861,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 32,768 | $1,859,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 13,793 | $1,856,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 37,449 | $1,856,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 78,304 | $1,856,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 52,865 | $1,854,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 101,974 | $1,851,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 134,860 | $1,850,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 199,892 | $1,843,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 66,318 | $1,841,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 36,772 | $1,841,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 30,265 | $1,840,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 115,000 | $1,831,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 20,878 | $1,830,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 83,577 | $1,830,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 43,967 | $1,829,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 316,979 | $1,826,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 180,575 | $1,825,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 150,000 | $1,824,000 | thousands by filing date | call |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 70,000 | $1,824,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 144,073 | $1,823,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 79,603 | $1,823,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 70,623 | $1,814,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 362,714 | $1,810,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 29,248 | $1,809,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 36,443 | $1,807,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 27,150 | $1,801,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 404,892 | $1,801,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 67,486 | $1,800,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 27,675 | $1,799,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 124,322 | $1,798,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 35,559 | $1,797,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 34,694 | $1,797,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 34,221 | $1,793,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 78,466 | $1,790,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 33,366 | $1,785,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 61,721 | $1,785,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 11,000 | $1,783,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 33,428 | $1,783,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 41,576 | $1,783,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 22,704 | $1,781,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 18,069 | $1,780,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 73,676 | $1,780,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 55,188 | $1,776,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 29,597 | $1,775,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 46,381 | $1,775,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 30,424 | $1,774,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 113,432 | $1,767,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 59,214 | $1,763,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 47,958 | $1,761,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 133,194 | $1,761,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 73,855 | $1,758,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 114,504 | $1,755,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 22,371 | $1,751,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 129,053 | $1,750,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 64,165 | $1,746,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 82,208 | $1,742,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 409,657 | $1,741,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 47,882 | $1,741,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 45,504 | $1,738,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 58,003 | $1,737,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 117,033 | $1,735,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 354,858 | $1,735,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 38,762 | $1,732,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 273,945 | $1,732,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 125,398 | $1,732,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K257 | DLY FIN BEAR1X | 75,505 | $1,731,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 410,092 | $1,730,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 122,499 | $1,726,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 34,508 | $1,724,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 46,774 | $1,723,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 68,059 | $1,723,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 81,098 | $1,722,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 128,786 | $1,721,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 20,800 | $1,720,000 | thousands by filing date | call |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 209,779 | $1,718,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 32,247 | $1,713,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 67,976 | $1,713,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 77,168 | $1,711,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 91,697 | $1,710,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 248,659 | $1,709,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 153,276 | $1,706,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 33,211 | $1,705,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 108,497 | $1,704,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 108,429 | $1,703,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 71,000 | $1,700,000 | thousands by filing date | call |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 76,263 | $1,699,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 24,100 | $1,698,000 | thousands by filing date | call |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 110,475 | $1,697,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 125,442 | $1,696,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 145,179 | $1,693,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 42,603 | $1,691,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 30,775 | $1,687,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 19,326 | $1,685,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022420 | this filing | 2016-11-14 | acceptance time not in the bulk data set |