13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,747 holding rows worth $167,743,054,000.
- Accession
- 0000950123-16-022420
- Filer
- CIK 1610520
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 12,798 entries on the cover page, a total value of $167,743,054,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,743,111,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 188,411 | $5,120,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 192,425 | $5,117,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 121,925 | $5,115,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 32,100 | $5,114,000 | thousands by filing date | call |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 310,151 | $5,111,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 4,520,000 | $5,110,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 181,515 | $5,108,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 199,572 | $5,097,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 53,508 | $5,095,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 793,527 | $5,087,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 121,700 | $5,085,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 200,000 | $5,082,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 571,407 | $5,080,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 90,854 | $5,066,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 253,040 | $5,063,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,763,804 | $5,062,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 114,276 | $5,041,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 72,648 | $5,038,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 113,015 | $5,027,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 158,010 | $5,026,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 318,430 | $5,008,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 100,000 | $5,007,000 | thousands by filing date | put |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 300,627 | $5,005,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 176,943 | $5,002,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 278,117 | $4,992,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 69,589 | $4,987,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 95,329 | $4,978,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 481,817 | $4,977,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 601,400 | $4,974,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 256,482 | $4,973,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 93,471 | $4,968,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 56,309 | $4,963,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 105,882 | $4,961,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 201,829 | $4,955,000 | thousands by filing date | call |
| CAPITALA FIN CORP | 14054R106 | COM | 377,887 | $4,954,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 45,527 | $4,952,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L102 | SUSTANBLE GLBL | 189,800 | $4,946,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 183,303 | $4,941,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 142,900 | $4,941,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 35,057 | $4,934,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 86,714 | $4,912,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 197,334 | $4,912,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 79,201 | $4,899,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 91,800 | $4,891,000 | thousands by filing date | call |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 147,266 | $4,889,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 306,155 | $4,874,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 157,995 | $4,860,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 162,101 | $4,858,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 113,100 | $4,851,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,025,496 | $4,851,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 287,236 | $4,848,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 298,854 | $4,845,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 145,000 | $4,829,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,853,820 | $4,801,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,172 | $4,797,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 255,716 | $4,797,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 528,655 | $4,794,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 122,751 | $4,794,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 180,282 | $4,794,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 451,905 | $4,790,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 208,792 | $4,785,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 30,000 | $4,780,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 50,000 | $4,780,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 176,500 | $4,771,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 112,700 | $4,764,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 64,425 | $4,757,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 176,852 | $4,745,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 327,393 | $4,738,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 81,238 | $4,734,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 157,572 | $4,729,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 134,945 | $4,728,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 59,152 | $4,724,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 373,539 | $4,722,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 219,218 | $4,720,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 481,487 | $4,714,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 420,453 | $4,713,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 179,700 | $4,701,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 72,520 | $4,699,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 187,874 | $4,695,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 60,179 | $4,695,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 31,200 | $4,691,000 | thousands by filing date | call |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 164,999 | $4,674,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 328,044 | $4,669,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 134,121 | $4,660,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 179,800 | $4,648,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 185,400 | $4,648,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 147,367 | $4,642,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 25,000 | $4,641,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 80,407 | $4,633,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 97,775 | $4,623,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 88,031 | $4,622,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 168,131 | $4,620,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 4,000,000 | $4,615,000 | thousands by filing date | principal |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 452,818 | $4,614,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 41,963 | $4,608,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 73,605 | $4,598,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 278,300 | $4,597,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 601,170 | $4,593,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 121,101 | $4,593,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 45,775 | $4,580,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 95,000 | $4,570,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 138,715 | $4,560,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 202,048 | $4,554,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 530,713 | $4,543,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 44,600 | $4,539,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 47,024 | $4,539,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 174,465 | $4,533,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 60,746 | $4,527,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 266,357 | $4,517,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 689,840 | $4,512,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 297,032 | $4,503,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 57,726 | $4,501,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 101,484 | $4,498,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 444,387 | $4,493,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 318,298 | $4,488,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 142,648 | $4,482,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 285,097 | $4,482,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 573,521 | $4,479,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 30,000 | $4,474,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 124,935 | $4,465,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 126,159 | $4,462,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 78,809 | $4,454,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 92,070 | $4,451,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 50,000 | $4,450,000 | thousands by filing date | call |
| ARROW ELECTRS INC | 042735100 | COM | 69,562 | $4,450,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 8,475 | $4,450,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 176,645 | $4,448,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 59,540 | $4,447,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 24,804 | $4,447,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 325,175 | $4,442,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 120,810 | $4,439,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 85,341 | $4,430,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 185,700 | $4,420,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 63,916 | $4,407,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 25,200 | $4,402,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 49,400 | $4,396,000 | thousands by filing date | put |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 119,409 | $4,395,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 182,840 | $4,388,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 141,386 | $4,386,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 64,000 | $4,385,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 313,462 | $4,385,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 96,127 | $4,384,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 356,322 | $4,379,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 59,000 | $4,374,000 | thousands by filing date | put |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 451,059 | $4,371,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 55,000 | $4,368,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 191,390 | $4,363,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,187,500 | $4,358,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 58,010 | $4,353,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 228,458 | $4,350,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 113,100 | $4,348,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 144,306 | $4,348,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 26,668 | $4,343,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 225,457 | $4,331,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,294,000 | $4,316,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 83,545 | $4,313,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 316,703 | $4,313,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 63,600 | $4,310,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 31,567 | $4,308,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 515,000 | $4,305,000 | thousands by filing date | call |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 424,711 | $4,303,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 113,235 | $4,287,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 32,492 | $4,284,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 80,283 | $4,281,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 269,900 | $4,267,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 150,200 | $4,258,000 | thousands by filing date | put |
| OGE ENERGY CORP | 670837103 | COM | 134,637 | $4,257,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 56,800 | $4,248,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 226,000 | $4,240,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 485,103 | $4,240,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 58,315 | $4,234,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 872,945 | $4,233,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 262,500 | $4,232,000 | thousands by filing date | put |
| CORESITE RLTY CORP | 21870Q105 | COM | 57,096 | $4,227,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 54,300 | $4,219,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 286,961 | $4,218,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 164,565 | $4,213,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 26,841 | $4,211,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 372,136 | $4,198,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 525,320 | $4,192,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,004,959 | $4,190,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 258,543 | $4,168,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 59,623 | $4,165,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 356,455 | $4,160,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,707,000 | $4,159,000 | thousands by filing date | principal |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 174,052 | $4,155,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 301,306 | $4,152,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 164,382 | $4,152,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 270,390 | $4,145,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 82,494 | $4,130,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 309,931 | $4,122,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 181,015 | $4,122,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 105,390 | $4,109,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 975,361 | $4,107,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 114,987 | $4,103,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 3,090,000 | $4,102,000 | thousands by filing date | principal |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 80,590 | $4,099,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 114,148 | $4,094,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 52,117 | $4,091,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 87,100 | $4,069,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 186,172 | $4,069,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 454,093 | $4,069,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 113,098 | $4,066,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 61,475 | $4,063,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 69,832 | $4,061,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 359,400 | $4,050,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 31,995 | $4,047,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 88,115 | $4,047,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 272,685 | $4,046,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 75,292 | $4,045,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 50,200 | $4,044,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 150,000 | $4,038,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 283,459 | $4,036,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 90,600 | $4,035,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 30,385 | $4,033,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 198,238 | $4,032,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 5,000,000 | $4,028,000 | thousands by filing date | principal |
| OMEROS CORP | 682143102 | COM | 360,490 | $4,023,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 60,934 | $4,018,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 175,000 | $4,013,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 127,676 | $4,013,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 117,201 | $4,010,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 35,000 | $4,009,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 79,845 | $4,003,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 57,860 | $4,003,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 99,919 | $4,001,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 283,166 | $4,001,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 126,719 | $4,000,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 108,407 | $3,997,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 61,583 | $3,994,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 115,700 | $3,994,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 271,952 | $3,992,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 73,768 | $3,990,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 120,755 | $3,989,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 220,745 | $3,988,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 619,167 | $3,988,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 155,489 | $3,984,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 164,714 | $3,982,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 91,270 | $3,971,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 129,467 | $3,970,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 137,168 | $3,968,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 23,100 | $3,956,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 32,500 | $3,948,000 | thousands by filing date | call |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 285,911 | $3,945,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 28,855 | $3,942,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 292,211 | $3,939,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 39,284 | $3,938,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 76,914 | $3,928,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 240,700 | $3,928,000 | thousands by filing date | put |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 177,514 | $3,924,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 98,675 | $3,922,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 101,474 | $3,913,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 207,226 | $3,912,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 288,229 | $3,908,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 65,074 | $3,907,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 38,210 | $3,896,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 264,400 | $3,895,000 | thousands by filing date | call |
| HUDSON PAC PPTYS INC | 444097109 | COM | 118,420 | $3,893,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 74,849 | $3,889,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 295,156 | $3,887,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 191,117 | $3,876,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 754,332 | $3,870,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 173,755 | $3,870,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 667,873 | $3,867,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 124,711 | $3,866,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 329,485 | $3,865,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 67,726 | $3,862,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 242,771 | $3,855,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 132,890 | $3,854,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 78,486 | $3,852,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 530,092 | $3,849,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 30,000 | $3,844,000 | thousands by filing date | put |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 126,698 | $3,824,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 65,850 | $3,822,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 907,500 | $3,821,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 882,133 | $3,820,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 170,557 | $3,812,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 242,826 | $3,812,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 90,000 | $3,811,000 | thousands by filing date | put |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 275,978 | $3,808,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 298,900 | $3,802,000 | thousands by filing date | call |
| Accelerate Diagnostics | 00430H102 | COM | 139,278 | $3,797,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 22,000 | $3,795,000 | thousands by filing date | call |
| ISHARES TR | 464288372 | COM | 91,125 | $3,787,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 105,464 | $3,783,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 104,100 | $3,771,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 112,687 | $3,769,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 140,160 | $3,759,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 91,152 | $3,754,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 57,462 | $3,751,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 615,664 | $3,749,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 89,473 | $3,739,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 272,242 | $3,727,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 166,698 | $3,726,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 146,476 | $3,726,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 44,086 | $3,723,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 360,045 | $3,704,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 128,188 | $3,701,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 765,100 | $3,695,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 89,448 | $3,693,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 122,029 | $3,682,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 91,030 | $3,680,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 51,062 | $3,673,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 83,476 | $3,671,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,500,000 | $3,670,000 | thousands by filing date | principal |
| SYNAPTICS INC COM | 87157D109 | Stock | 62,637 | $3,669,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 46,397 | $3,668,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 153,077 | $3,668,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 41,300 | $3,666,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 125,000 | $3,660,000 | thousands by filing date | call |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 138,900 | $3,659,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 257,234 | $3,653,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 550,341 | $3,649,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 3,250,000 | $3,648,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 65,709 | $3,646,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 200,065 | $3,645,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 4,000,000 | $3,645,000 | thousands by filing date | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 200,000 | $3,644,000 | thousands by filing date | put |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 264,023 | $3,641,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 40,932 | $3,640,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 150,906 | $3,639,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 114,976 | $3,634,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 134,709 | $3,622,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 85,000 | $3,618,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 299,521 | $3,612,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 200,500 | $3,601,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 60,000 | $3,595,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 20,000 | $3,582,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 93,669 | $3,582,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 353,279 | $3,579,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 216,560 | $3,578,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 188,618 | $3,577,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,489,612 | $3,575,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 221,805 | $3,574,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 117,114 | $3,568,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 492,150 | $3,564,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 448,790 | $3,563,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 31,259 | $3,558,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 43,760 | $3,556,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 437,271 | $3,555,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 35,678 | $3,543,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 190,676 | $3,541,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 108,831 | $3,540,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 21,800 | $3,535,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 69,750 | $3,533,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 225,687 | $3,532,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 931,862 | $3,532,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 239,433 | $3,526,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 220,369 | $3,522,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 211,000 | $3,519,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 145,368 | $3,519,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 209,714 | $3,514,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 142,822 | $3,513,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 340,448 | $3,510,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 174,200 | $3,510,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 172,835 | $3,504,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 55,553 | $3,501,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 20,838 | $3,501,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 385,667 | $3,498,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 47,274 | $3,497,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 101,101 | $3,496,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 26,059 | $3,494,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 43,051 | $3,494,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 67,054 | $3,493,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 590,423 | $3,489,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,282,524 | $3,488,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 169,959 | $3,486,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 29,684 | $3,480,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 138,782 | $3,480,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 43,000 | $3,476,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 109,616 | $3,474,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 28,800 | $3,472,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 117,445 | $3,462,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 25,166 | $3,456,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 613,853 | $3,456,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,825 | $3,449,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 268,875 | $3,449,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 53,872 | $3,442,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 90,718 | $3,435,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 231,860 | $3,425,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 426,957 | $3,416,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 118,432 | $3,413,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 47,000 | $3,413,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 30,000 | $3,412,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 51,168 | $3,408,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 64,435 | $3,405,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 91,317 | $3,403,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 174,052 | $3,399,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 70,524 | $3,398,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 65,655 | $3,382,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 59,371 | $3,381,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 43,254 | $3,379,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 110,152 | $3,378,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 89,880 | $3,375,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 52,997 | $3,364,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 66,191 | $3,352,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 158,060 | $3,351,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 34,722 | $3,345,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 51,089 | $3,343,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 54,400 | $3,341,000 | thousands by filing date | put |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 214,915 | $3,331,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 147,962 | $3,323,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 45,674 | $3,317,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 205,454 | $3,310,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 76,639 | $3,308,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 172,393 | $3,302,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 553,962 | $3,301,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 84,000 | $3,300,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 69,598 | $3,294,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 72,014 | $3,293,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 226,513 | $3,289,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 386,515 | $3,286,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 76,575 | $3,285,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 127,756 | $3,285,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 25,141 | $3,281,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 157,980 | $3,278,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 453,727 | $3,272,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 34,057 | $3,267,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 75,000 | $3,266,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 75,000 | $3,266,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 295,362 | $3,258,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 249,698 | $3,256,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 117,262 | $3,254,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 81,016 | $3,254,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 75,828 | $3,247,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 50,096 | $3,245,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 222,258 | $3,234,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 43,714 | $3,226,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 25,872 | $3,224,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 77,937 | $3,221,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 29,343 | $3,216,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 19,488 | $3,205,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 462,000 | $3,202,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 68,612 | $3,185,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 198,505 | $3,180,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 80,022 | $3,180,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 181,620 | $3,171,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 93,288 | $3,169,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 75,734 | $3,164,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 681,045 | $3,153,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 197,419 | $3,145,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 88,381 | $3,126,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 60,000 | $3,118,000 | thousands by filing date | put |
| COLUMBIA BKG SYS INC | 197236102 | COM | 94,993 | $3,108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 79,752 | $3,106,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 71,728 | $3,102,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 205,337 | $3,100,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 372,710 | $3,090,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 125,595 | $3,087,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 43,600 | $3,086,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 58,395 | $3,085,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 74,922 | $3,083,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 122,700 | $3,080,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 253,415 | $3,077,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 278,364 | $3,073,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 107,013 | $3,062,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 280,781 | $3,047,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 224,348 | $3,047,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 300,200 | $3,044,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 200,577 | $3,041,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 131,103 | $3,039,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 66,195 | $3,032,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 55,728 | $3,028,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 37,285 | $3,023,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 233,737 | $3,022,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 105,772 | $3,018,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 35,279 | $3,016,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 33,797 | $3,013,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 40,178 | $3,007,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 51,568 | $3,002,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 15,700 | $3,001,000 | thousands by filing date | call |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 120,964 | $2,999,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 69,376 | $2,993,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 45,348 | $2,993,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 66,370 | $2,992,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 146,055 | $2,988,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 137,991 | $2,986,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 27,558 | $2,986,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 139,440 | $2,981,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 60,415 | $2,980,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 50,900 | $2,976,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 89,100 | $2,976,000 | thousands by filing date | put |
| LANDSTAR SYS INC COM | 515098101 | Stock | 43,645 | $2,971,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 191,496 | $2,966,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 36,917 | $2,959,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 270,714 | $2,958,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 114,984 | $2,958,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 364,667 | $2,957,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 24,974 | $2,945,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 70,300 | $2,943,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 44,390 | $2,941,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 57,398 | $2,938,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 138,200 | $2,937,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 72,743 | $2,931,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 251,558 | $2,928,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 71,400 | $2,925,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 157,786 | $2,921,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 116,659 | $2,920,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 28,562 | $2,915,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 204,251 | $2,913,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022420 | this filing | 2016-11-14 | acceptance time not in the bulk data set |