13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,747 holding rows worth $167,743,054,000.
- Accession
- 0000950123-16-022420
- Filer
- CIK 1610520
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 12,798 entries on the cover page, a total value of $167,743,054,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,743,111,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 150,000 | $9,078,000 | thousands by filing date | put |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 150,000 | $9,078,000 | thousands by filing date | call |
| SIGNATURE BANK | 82669G104 | COM | 76,547 | $9,067,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 213,674 | $9,065,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 47,400 | $9,059,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 74,600 | $9,043,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 526,936 | $9,042,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 300,000 | $9,033,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 207,600 | $9,024,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,873 | $8,999,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 221,083 | $8,978,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,824,024 | $8,974,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 157,806 | $8,952,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 231,400 | $8,951,000 | thousands by filing date | call |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 5,650,000 | $8,941,000 | thousands by filing date | principal |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 369,000 | $8,937,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 137,460 | $8,923,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 504,537 | $8,889,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 8,200,000 | $8,887,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 220,429 | $8,848,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 390,141 | $8,848,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 148,464 | $8,823,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 956,500 | $8,819,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 445,000 | $8,802,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 150,000 | $8,802,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 188,805 | $8,793,000 | thousands by filing date | put |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 247,845 | $8,786,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 238,741 | $8,774,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 419,647 | $8,737,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 316,266 | $8,729,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 265,217 | $8,726,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 7,266,000 | $8,687,000 | thousands by filing date | principal |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 713,948 | $8,681,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 190,350 | $8,676,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 125,365 | $8,675,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 166,900 | $8,672,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 238,320 | $8,665,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 326,784 | $8,647,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 76,651 | $8,641,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 153,704 | $8,634,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 342,657 | $8,607,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 360,956 | $8,594,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 11,174 | $8,586,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,002,610 | $8,583,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 323,553 | $8,564,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 115,183 | $8,563,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 137,000 | $8,551,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 348,800 | $8,532,000 | thousands by filing date | put |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 104,965 | $8,532,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 327,545 | $8,532,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 191,245 | $8,526,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 206,500 | $8,524,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 248,457 | $8,524,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 204,967 | $8,498,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 81,202 | $8,490,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 137,695 | $8,488,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 140,243 | $8,487,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 85,894 | $8,486,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 263,332 | $8,485,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 444,557 | $8,464,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 113,200 | $8,453,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 126,175 | $8,431,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 120,000 | $8,422,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,015,160 | $8,406,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 222,700 | $8,405,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 126,319 | $8,345,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 184,235 | $8,336,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 51,083 | $8,326,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 217,316 | $8,325,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 124,507 | $8,315,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 157,793 | $8,314,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 218,574 | $8,311,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 121,000 | $8,291,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 295,647 | $8,290,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 130,900 | $8,277,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 219,000 | $8,265,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 349,108 | $8,256,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 43,179 | $8,253,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 60,539 | $8,251,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 297,612 | $8,238,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 92,000 | $8,235,000 | thousands by filing date | put |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 684,132 | $8,223,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 122,037 | $8,216,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 30,500 | $8,215,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 30,500 | $8,215,000 | thousands by filing date | call |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 88,900 | $8,182,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 977,700 | $8,174,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 951,282 | $8,172,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 212,749 | $8,170,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 71,852 | $8,158,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 316,466 | $8,149,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 159,747 | $8,148,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 322,658 | $8,147,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 590,874 | $8,137,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,346,605 | $8,133,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 317,925 | $8,117,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 562,525 | $8,111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 177,184 | $8,071,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 175,000 | $8,059,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 179,474 | $8,055,000 | thousands by filing date | call |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 303,297 | $8,019,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 262,615 | $7,999,000 | thousands by filing date | call |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 334,200 | $7,991,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 73,727 | $7,984,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 735,000 | $7,982,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 148,767 | $7,976,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 95,008 | $7,956,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 100,000 | $7,956,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 143,882 | $7,952,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 230,098 | $7,929,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 63,319 | $7,898,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 496,994 | $7,897,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 326,557 | $7,896,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,033,649 | $7,887,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 219,078 | $7,865,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 74,600 | $7,855,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 441,050 | $7,847,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 137,210 | $7,834,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 79,411 | $7,830,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 177,726 | $7,829,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 152,170 | $7,810,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 107,800 | $7,784,000 | thousands by filing date | put |
| OLD REP INTL CORP COM | 680223104 | Stock | 441,622 | $7,782,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 47,967 | $7,776,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 82,299 | $7,768,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 450,501 | $7,767,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 185,750 | $7,761,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 80,100 | $7,733,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 908,500 | $7,722,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 34,335 | $7,720,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 399,500 | $7,710,000 | thousands by filing date | call |
| XEROX CORP | 984121103 | COM | 759,853 | $7,697,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 207,500 | $7,688,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 206,747 | $7,677,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 458,508 | $7,648,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 486,800 | $7,643,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 101,732 | $7,626,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 86,163 | $7,621,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 113,378 | $7,602,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,185,495 | $7,588,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 577,346 | $7,586,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 431,503 | $7,577,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 128,098 | $7,573,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 186,651 | $7,556,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 160,616 | $7,553,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 479,376 | $7,551,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 593,917 | $7,531,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,339,727 | $7,530,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,294,344 | $7,520,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 93,200 | $7,514,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 80,457 | $7,508,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 90,000 | $7,492,000 | thousands by filing date | call |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 293,354 | $7,492,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 138,800 | $7,484,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 636,308 | $7,483,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 130,602 | $7,482,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 373,244 | $7,480,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 171,689 | $7,472,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 85,240 | $7,467,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 229,890 | $7,466,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 151,363 | $7,456,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 31,100 | $7,455,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 180,404 | $7,447,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 80,388 | $7,445,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 219,300 | $7,443,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 195,000 | $7,433,000 | thousands by filing date | put |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 98,538 | $7,390,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 238,823 | $7,382,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 224,171 | $7,375,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 232,100 | $7,374,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 288,224 | $7,372,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 452,982 | $7,370,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 130,978 | $7,370,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 75,800 | $7,369,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 185,946 | $7,343,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 450,908 | $7,341,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 519,106 | $7,330,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 126,655 | $7,327,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 55,354 | $7,319,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 199,300 | $7,318,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 841,887 | $7,316,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 76,250 | $7,283,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 134,840 | $7,283,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 363,082 | $7,258,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 92,975 | $7,250,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 7,051,000 | $7,223,000 | thousands by filing date | principal |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 321,588 | $7,220,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 276,999 | $7,210,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 147,859 | $7,186,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 155,827 | $7,151,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 83,700 | $7,144,000 | thousands by filing date | call |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 66,223 | $7,140,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 68,305 | $7,139,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 77,832 | $7,136,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 39,840 | $7,136,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 556,166 | $7,124,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 250,000 | $7,103,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 328,051 | $7,102,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 177,304 | $7,075,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 242,500 | $7,069,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 99,779 | $7,068,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 650,700 | $7,067,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 108,001 | $7,060,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 100,148 | $7,057,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 103,000 | $7,056,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 1,282,500 | $7,054,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 237,253 | $7,053,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 109,500 | $7,050,000 | thousands by filing date | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 60,948 | $7,046,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 243,547 | $7,044,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 165,475 | $7,044,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 569,319 | $7,013,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 114,140 | $7,010,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 189,000 | $7,002,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 160,146 | $6,983,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 254,306 | $6,971,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 638,032 | $6,967,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 190,938 | $6,965,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 150,379 | $6,957,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 549,008 | $6,939,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 142,558 | $6,930,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 218,556 | $6,924,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 37,200 | $6,906,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 506,632 | $6,900,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 7,000,000 | $6,899,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 682,716 | $6,840,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 85,200 | $6,838,000 | thousands by filing date | put |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 69,099 | $6,827,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 4,500,000 | $6,826,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 130,000 | $6,821,000 | thousands by filing date | put |
| INFRAREIT INC | 45685L100 | COM | 375,595 | $6,813,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 450,081 | $6,810,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 54,853 | $6,803,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 365,096 | $6,802,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 491,834 | $6,802,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 191,659 | $6,798,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 482,253 | $6,795,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 242,731 | $6,794,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 146,024 | $6,790,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 379,600 | $6,780,000 | thousands by filing date | call |
| ISHARES TR | 464287523 | COM | 60,000 | $6,779,000 | thousands by filing date | put |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 629,474 | $6,767,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 273,013 | $6,765,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 500,243 | $6,754,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 832,823 | $6,746,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 292,318 | $6,741,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 240,521 | $6,739,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 262,504 | $6,733,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 492,092 | $6,727,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 819,854 | $6,715,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 52,082 | $6,697,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 373,625 | $6,695,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 209,733 | $6,684,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 441,886 | $6,681,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 63,900 | $6,679,000 | thousands by filing date | put |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 118,202 | $6,668,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 366,000 | $6,661,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 450,776 | $6,658,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 165,700 | $6,655,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 111,711 | $6,653,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 58,812 | $6,640,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 419,977 | $6,639,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 105,185 | $6,634,000 | thousands by filing date | call |
| SYNTEL INC | 87162H103 | COM | 158,288 | $6,634,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 175,906 | $6,632,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 273,422 | $6,622,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 496,539 | $6,619,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 64,490 | $6,615,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 173,219 | $6,613,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 328,133 | $6,612,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 236,934 | $6,610,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 115,075 | $6,601,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 99,024 | $6,600,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 171,029 | $6,594,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 500,000 | $6,580,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 320,164 | $6,570,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 460,559 | $6,563,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 80,975 | $6,560,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 76,632 | $6,556,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 292,189 | $6,551,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 620,084 | $6,548,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 43,400 | $6,542,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 185,832 | $6,536,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 115,841 | $6,533,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 139,472 | $6,532,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 59,089 | $6,532,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 139,484 | $6,527,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 449,060 | $6,516,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 492,454 | $6,515,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 167,786 | $6,500,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 156,221 | $6,493,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 70,508 | $6,490,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 52,937 | $6,487,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 222,400 | $6,476,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 80,900 | $6,475,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 252,000 | $6,456,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 135,000 | $6,450,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 212,100 | $6,448,000 | thousands by filing date | put |
| NORDSON CORP | 655663102 | COM | 64,504 | $6,426,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 223,191 | $6,426,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 135,895 | $6,426,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 81,335 | $6,424,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 231,200 | $6,423,000 | thousands by filing date | call |
| ISHARES TR | 46434V571 | ISHARES TR | 248,725 | $6,420,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 750,000 | $6,413,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 66,200 | $6,402,000 | thousands by filing date | put |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 333,411 | $6,402,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 130,300 | $6,399,000 | thousands by filing date | put |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 122,398 | $6,389,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 233,580 | $6,379,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 127,211 | $6,373,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 239,246 | $6,366,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 117,659 | $6,361,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 120,126 | $6,342,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 125,339 | $6,336,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 158,400 | $6,328,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 426,036 | $6,326,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 51,105 | $6,318,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 46,970 | $6,316,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 398,317 | $6,298,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 388,781 | $6,287,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 28,210 | $6,282,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 345,100 | $6,281,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,266,135 | $6,280,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 39,584 | $6,274,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 101,918 | $6,268,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 294,906 | $6,246,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 98,700 | $6,241,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 4,873,000 | $6,238,000 | thousands by filing date | principal |
| GRACO INC COM | 384109104 | Stock | 84,226 | $6,233,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 408,563 | $6,231,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 617,892 | $6,216,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 330,279 | $6,203,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 235,422 | $6,194,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 182,339 | $6,193,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 152,520 | $6,190,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 385,376 | $6,185,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 136,002 | $6,185,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 196,479 | $6,164,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 220,280 | $6,162,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 50,351 | $6,162,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 112,577 | $6,158,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,041,702 | $6,157,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 758,760 | $6,154,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 260,996 | $6,133,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 114,000 | $6,104,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 773,321 | $6,102,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 267,311 | $6,079,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 569,200 | $6,068,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 5,563,000 | $6,064,000 | thousands by filing date | principal |
| COMERICAINC | 200340107 | COM | 128,081 | $6,061,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 175,500 | $6,060,000 | thousands by filing date | call |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 348,894 | $6,057,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 381,172 | $6,053,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 461,238 | $6,052,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 51,385 | $6,049,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 95,344 | $6,041,000 | thousands by filing date | call |
| HEALTHWAYS INC | 422245100 | COM | 227,903 | $6,030,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 380,960 | $6,012,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 82,753 | $5,989,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 51,468 | $5,976,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 341,555 | $5,970,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 190,000 | $5,968,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 70,410 | $5,964,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 625,699 | $5,963,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 283,763 | $5,959,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 80,639 | $5,954,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 111,500 | $5,953,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 166,941 | $5,940,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 447,672 | $5,940,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 193,038 | $5,936,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 227,731 | $5,907,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 260,000 | $5,905,000 | thousands by filing date | call |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 77,999 | $5,883,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 213,180 | $5,882,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 45,841 | $5,879,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 505,895 | $5,873,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 123,378 | $5,869,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 260,353 | $5,868,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 97,609 | $5,855,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 4,535,000 | $5,847,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 352,582 | $5,835,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 89,178 | $5,824,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 135,100 | $5,823,000 | thousands by filing date | call |
| CARE CAP PPTYS INC | 141624106 | COM | 203,908 | $5,812,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 126,300 | $5,811,000 | thousands by filing date | put |
| MARKELGROUPINC | 570535104 | STOK | 6,246 | $5,801,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 82,877 | $5,800,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 506,843 | $5,799,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 99,513 | $5,791,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 29,671 | $5,777,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 150,000 | $5,774,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 47,500 | $5,770,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 207,700 | $5,770,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 200,000 | $5,764,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 157,281 | $5,763,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 130,000 | $5,758,000 | thousands by filing date | put |
| Vaneck Long Muni ETF | 92189F536 | ETF | 276,074 | $5,745,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 210,127 | $5,742,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 116,569 | $5,741,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 133,400 | $5,735,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 74,252 | $5,730,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 190,000 | $5,729,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 70,600 | $5,728,000 | thousands by filing date | call |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 4,525,000 | $5,727,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 534,500 | $5,698,000 | thousands by filing date | call |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 224,852 | $5,698,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 76,800 | $5,694,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 355,042 | $5,694,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 37,424 | $5,687,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 160,923 | $5,685,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 359,992 | $5,670,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 50,000 | $5,667,000 | thousands by filing date | put |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 86,381 | $5,660,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 84,529 | $5,658,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 27,677 | $5,657,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 107,559 | $5,656,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 463,474 | $5,636,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 47,677 | $5,630,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 76,343 | $5,627,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 5,000,000 | $5,622,000 | thousands by filing date | principal |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 58,712 | $5,619,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 338,026 | $5,594,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 112,812 | $5,590,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 127,472 | $5,590,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 108,367 | $5,582,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 278,992 | $5,560,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 44,500 | $5,546,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 69,849 | $5,546,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 120,081 | $5,536,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 241,110 | $5,531,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 24,800 | $5,523,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 192,536 | $5,499,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 58,000 | $5,493,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 118,328 | $5,486,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 163,990 | $5,481,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 291,900 | $5,476,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 158,062 | $5,475,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 247,955 | $5,470,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 235,809 | $5,459,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 180,737 | $5,459,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 291,322 | $5,454,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 114,200 | $5,453,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 223,647 | $5,446,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 361,606 | $5,442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 143,780 | $5,435,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 70,094 | $5,427,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 99,770 | $5,417,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 30,700 | $5,410,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 113,124 | $5,402,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 1,190,475 | $5,393,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 345,612 | $5,388,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 80,000 | $5,386,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 103,665 | $5,386,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 202,105 | $5,374,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 46,500 | $5,368,000 | thousands by filing date | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 39,000 | $5,362,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 138,928 | $5,349,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 327,507 | $5,345,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 918,513 | $5,345,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 143,097 | $5,342,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 29,400 | $5,341,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 400,860 | $5,335,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 273,487 | $5,324,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 90,000 | $5,319,000 | thousands by filing date | put |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 90,000 | $5,319,000 | thousands by filing date | call |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 3,500,000 | $5,307,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 90,292 | $5,299,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 500,000 | $5,295,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 160,000 | $5,293,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 480,555 | $5,291,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 139,732 | $5,273,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 245,501 | $5,271,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 110,200 | $5,258,000 | thousands by filing date | put |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 57,721 | $5,250,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 83,817 | $5,249,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 203,400 | $5,248,000 | thousands by filing date | call |
| EVOGENE LTD | M4119S104 | SHS | 822,331 | $5,246,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 146,720 | $5,240,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 137,500 | $5,239,000 | thousands by filing date | put |
| LA QUINTA HLDGS INC | 50420D108 | COM | 465,629 | $5,206,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 103,014 | $5,194,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 181,590 | $5,193,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 65,489 | $5,190,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 70,673 | $5,188,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 76,433 | $5,181,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 69,399 | $5,168,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 112,100 | $5,164,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 676,632 | $5,162,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 24,900 | $5,155,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 120,000 | $5,154,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 129,090 | $5,147,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,100 | $5,146,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 69,217 | $5,129,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 121,600 | $5,128,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 337,801 | $5,128,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 61,527 | $5,128,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 144,528 | $5,124,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 256,290 | $5,123,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 258,930 | $5,121,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022420 | this filing | 2016-11-14 | acceptance time not in the bulk data set |