13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,747 holding rows worth $167,743,054,000.
- Accession
- 0000950123-16-022420
- Filer
- CIK 1610520
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 12,798 entries on the cover page, a total value of $167,743,054,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,743,111,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL MTRS CO COM | 37045V100 | Stock | 610,700 | $19,402,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 315,249 | $19,394,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 572,504 | $19,385,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 226,552 | $19,347,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 437,030 | $19,312,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 214,497 | $19,305,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 659,174 | $19,287,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 239,271 | $19,264,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 290,200 | $19,252,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,396,352 | $19,242,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 179,495 | $19,239,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 577,023 | $19,215,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 574,895 | $19,202,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 775,000 | $19,150,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 1,828,476 | $19,144,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 149,303 | $19,138,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 692,877 | $19,137,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,265,579 | $19,122,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 797,414 | $19,114,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 758,964 | $18,845,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,502,300 | $18,839,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 270,000 | $18,757,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 235,600 | $18,756,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 281,221 | $18,746,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 409,145 | $18,722,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 170,000 | $18,666,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 170,000 | $18,666,000 | thousands by filing date | call |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 184,527 | $18,656,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 186,942 | $18,601,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 260,212 | $18,599,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,106,600 | $18,580,000 | thousands by filing date | call |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,231,635 | $18,561,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 126,128 | $18,517,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 254,100 | $18,455,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 347,400 | $18,412,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 375,800 | $18,410,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,207,671 | $18,381,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 501,100 | $18,265,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 281,475 | $18,254,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 164,661 | $18,230,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 375,800 | $18,219,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 296,600 | $18,214,000 | thousands by filing date | call |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 394,035 | $17,992,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 365,450 | $17,973,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 1,017,234 | $17,966,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 348,737 | $17,963,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,206,846 | $17,922,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 631,196 | $17,895,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 989,634 | $17,843,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 146,292 | $17,837,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 87,395 | $17,832,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 182,658 | $17,794,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 864,080 | $17,783,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 21,100 | $17,667,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 74,008 | $17,613,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 286,939 | $17,564,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,877,800 | $17,520,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 928,600 | $17,513,000 | thousands by filing date | put |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 330,366 | $17,466,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 558,244 | $17,412,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 393,310 | $17,397,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 455,400 | $17,351,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,148,450 | $17,238,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 238,600 | $17,229,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 233,094 | $17,165,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,174,698 | $17,163,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 653,180 | $17,159,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 59,348 | $17,158,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 201,674 | $17,158,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 215,468 | $17,144,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 309,810 | $16,993,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,820,371 | $16,979,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 216,018 | $16,973,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 219,638 | $16,910,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,084,215 | $16,892,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 151,428 | $16,890,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,545,000 | $16,873,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 176,375 | $16,861,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,241,923 | $16,836,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 270,382 | $16,801,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 495,300 | $16,776,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 712,811 | $16,730,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 247,815 | $16,685,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3,003,043 | $16,667,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 326,100 | $16,657,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 683,030 | $16,653,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 423,700 | $16,647,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 387,145 | $16,628,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 2,178,448 | $16,622,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 399,354 | $16,608,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,048,447 | $16,586,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,500,000 | $16,560,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 145,231 | $16,517,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 690,445 | $16,509,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 275,530 | $16,499,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,268,927 | $16,472,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 108,900 | $16,372,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 2,970,200 | $16,336,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 45,253 | $16,302,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,017,008 | $16,262,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,255,002 | $16,240,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 220,608 | $16,181,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 208,861 | $16,174,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 251,381 | $16,171,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 175,000 | $16,107,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 158,300 | $16,083,000 | thousands by filing date | put |
| CMS ENERGY CORP COM | 125896100 | Stock | 381,587 | $16,030,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 378,004 | $15,982,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 624,800 | $15,951,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 306,200 | $15,947,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 581,200 | $15,942,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 377,514 | $15,920,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,903,657 | $15,915,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 449,283 | $15,864,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 873,303 | $15,833,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 964,294 | $15,795,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,458,558 | $15,782,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 290,117 | $15,765,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 833,810 | $15,734,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 560,839 | $15,720,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 414,316 | $15,716,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 206,579 | $15,697,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 87,756 | $15,607,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 208,452 | $15,565,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 714,315 | $15,508,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 417,094 | $15,453,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 142,378 | $15,452,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 10,125,000 | $15,434,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 205,884 | $15,431,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 437,111 | $15,377,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,024,331 | $15,365,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 286,239 | $15,347,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 150,700 | $15,337,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 258,753 | $15,331,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 500,000 | $15,295,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,201,434 | $15,282,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 94,206 | $15,277,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,546,512 | $15,248,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 92,593 | $15,240,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 37,827 | $15,208,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 621,489 | $15,202,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,607,120 | $15,155,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 143,580 | $15,109,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 149,172 | $15,098,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 308,700 | $15,071,000 | thousands by filing date | put |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 462,880 | $15,062,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 321,000 | $15,020,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 944,655 | $14,944,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 279,021 | $14,939,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 351,700 | $14,884,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 939,500 | $14,854,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 1,698,397 | $14,810,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 431,936 | $14,764,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 399,396 | $14,743,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 249,000 | $14,738,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 600,000 | $14,718,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 18,900 | $14,691,000 | thousands by filing date | put |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,057,310 | $14,654,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 267,406 | $14,649,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 354,430 | $14,585,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 284,894 | $14,553,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 115,000 | $14,436,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 264,000 | $14,391,000 | thousands by filing date | call |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 119,227 | $14,390,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 758,724 | $14,347,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 234,313 | $14,333,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 852,400 | $14,312,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 583,600 | $14,275,000 | thousands by filing date | call |
| THOMSON REUTERS CORP | 884903105 | COM | 344,577 | $14,259,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 155,270 | $14,223,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 340,254 | $14,192,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 112,891 | $14,171,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 277,958 | $14,151,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 300,200 | $14,142,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,314,347 | $14,094,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 198,789 | $14,069,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 282,226 | $14,061,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 105,522 | $14,041,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 237,419 | $14,031,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 648,600 | $14,023,000 | thousands by filing date | put |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 771,965 | $14,011,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 96,429 | $14,006,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 228,507 | $13,935,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,153,613 | $13,907,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 548,113 | $13,874,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 182,205 | $13,846,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 136,764 | $13,777,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 593,396 | $13,761,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,305,608 | $13,752,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 170,000 | $13,748,000 | thousands by filing date | call |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 75,321 | $13,745,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,096,100 | $13,745,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 194,793 | $13,739,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 426,192 | $13,656,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 147,695 | $13,637,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 619,333 | $13,632,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 542,317 | $13,629,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 309,706 | $13,566,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 858,120 | $13,541,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 406,689 | $13,506,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 821,947 | $13,505,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 752,405 | $13,505,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 521,766 | $13,498,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 168,901 | $13,497,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,754,800 | $13,494,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 451,452 | $13,481,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 138,300 | $13,473,000 | thousands by filing date | put |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 257,496 | $13,472,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 285,855 | $13,460,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 258,341 | $13,458,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,021,000 | $13,436,000 | thousands by filing date | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 250,000 | $13,435,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,387,935 | $13,421,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 593,054 | $13,403,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 59,617 | $13,371,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 271,301 | $13,343,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 452,489 | $13,326,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 278,716 | $13,324,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,518,600 | $13,273,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,238,598 | $13,266,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 107,731 | $13,205,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 557,359 | $13,198,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 204,716 | $13,175,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 254,100 | $13,170,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 252,734 | $13,145,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 310,700 | $13,140,000 | thousands by filing date | put |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 603,428 | $13,136,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 116,472 | $13,115,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 134,400 | $13,108,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,134,740 | $13,095,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 168,618 | $13,086,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 180,704 | $13,059,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 105,625 | $13,056,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 115,887 | $13,036,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 602,400 | $13,024,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 297,481 | $13,016,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 378,860 | $13,006,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 818,100 | $13,000,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,192,216 | $13,000,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 687,045 | $12,999,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 192,023 | $12,969,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 192,574 | $12,960,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 138,170 | $12,943,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 48,799 | $12,912,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 995,118 | $12,907,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 190,945 | $12,860,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 321,959 | $12,856,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,500,061 | $12,826,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 636,431 | $12,824,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 815,288 | $12,800,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 160,798 | $12,787,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 207,811 | $12,782,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 243,187 | $12,755,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 201,511 | $12,731,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 800,000 | $12,712,000 | thousands by filing date | put |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 132,515 | $12,697,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 198,200 | $12,693,000 | thousands by filing date | call |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 30,185 | $12,673,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 773,598 | $12,664,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 263,829 | $12,643,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 251,757 | $12,630,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 599,338 | $12,610,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,019,203 | $12,577,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 373,709 | $12,568,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 214,300 | $12,511,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 584,333 | $12,505,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 288,726 | $12,496,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 389,847 | $12,467,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 535,379 | $12,437,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 335,600 | $12,417,000 | thousands by filing date | put |
| MSCI INC COM | 55354G100 | Stock | 147,593 | $12,390,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 228,172 | $12,390,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 146,610 | $12,381,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 360,334 | $12,277,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 89,294 | $12,276,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 253,187 | $12,275,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,430,500 | $12,245,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 199,523 | $12,239,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 180,000 | $12,190,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 402,486 | $12,155,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 261,828 | $12,143,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 88,400 | $12,142,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 110,800 | $12,117,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 277,100 | $12,082,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 706,404 | $12,065,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 149,600 | $12,060,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,221,766 | $12,059,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 11,882,000 | $12,045,000 | thousands by filing date | principal |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,100,548 | $12,040,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 119,903 | $12,040,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 403,678 | $11,997,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 208,400 | $11,991,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 138,597 | $11,975,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 57,800 | $11,965,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,281,952 | $11,960,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 154,396 | $11,946,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,118,400 | $11,905,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 71,323 | $11,893,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 232,305 | $11,866,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 734,993 | $11,863,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 461,931 | $11,862,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 548,263 | $11,831,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 344,765 | $11,791,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 277,256 | $11,756,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 323,694 | $11,750,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 191,024 | $11,723,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 383,400 | $11,686,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 874,696 | $11,677,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 519,000 | $11,657,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 66,700 | $11,651,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 193,613 | $11,487,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 301,925 | $11,428,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 353,608 | $11,421,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 714,263 | $11,407,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 248,399 | $11,404,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 378,457 | $11,395,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 115,174 | $11,379,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 826,562 | $11,373,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 587,862 | $11,369,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 114,000 | $11,347,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 218,000 | $11,310,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 287,900 | $11,309,000 | thousands by filing date | call |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 106,924 | $11,282,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 161,650 | $11,280,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,023,829 | $11,272,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 223,226 | $11,262,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 72,955 | $11,192,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,315,734 | $11,157,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 181,736 | $11,144,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 125,200 | $11,114,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 84,200 | $11,093,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 35,400 | $11,081,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 349,900 | $11,046,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 190,056 | $11,042,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 254,000 | $11,041,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 430,463 | $11,041,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 95,000 | $11,024,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 452,300 | $11,014,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 484,731 | $11,008,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 776,543 | $10,996,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 202,500 | $10,963,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 235,400 | $10,960,000 | thousands by filing date | call |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 8,924,000 | $10,954,000 | thousands by filing date | principal |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 543,110 | $10,933,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 413,223 | $10,917,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 219,623 | $10,904,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 234,000 | $10,897,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 88,410 | $10,894,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 659,481 | $10,894,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 422,126 | $10,891,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 661,510 | $10,849,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 65,000 | $10,839,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 134,100 | $10,833,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 670,800 | $10,827,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 182,416 | $10,816,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 136,787 | $10,797,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 253,874 | $10,787,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 150,000 | $10,781,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 166,258 | $10,772,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 161,914 | $10,764,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 853,278 | $10,760,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 733,304 | $10,758,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 181,142 | $10,751,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 110,011 | $10,685,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 307,599 | $10,658,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 79,300 | $10,656,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 12,415,000 | $10,615,000 | thousands by filing date | principal |
| COACH INC | 189754104 | COM | 290,300 | $10,613,000 | thousands by filing date | call |
| ISHARES TR | 46432F834 | COM | 202,818 | $10,591,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 509,345 | $10,564,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 83,125 | $10,520,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 218,530 | $10,513,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 215,300 | $10,511,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 107,774 | $10,494,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 202,977 | $10,486,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 134,718 | $10,480,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 623,422 | $10,474,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 85,300 | $10,434,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 982,356 | $10,403,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 71,831 | $10,394,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,650,914 | $10,351,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 750,916 | $10,333,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,395,513 | $10,324,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 217,457 | $10,316,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 263,602 | $10,312,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 250,504 | $10,305,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 699,174 | $10,299,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 117,300 | $10,294,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 450,291 | $10,285,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 580,100 | $10,279,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 206,622 | $10,269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 124,993 | $10,245,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 611,156 | $10,237,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 94,673 | $10,219,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 299,020 | $10,217,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 190,665 | $10,213,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 970,233 | $10,197,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 989,998 | $10,158,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 215,313 | $10,152,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 159,179 | $10,100,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,835,468 | $10,095,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 25,100 | $10,091,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 1,738,433 | $10,083,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 123,400 | $10,076,000 | thousands by filing date | put |
| EQUIFAX INC COM | 294429105 | Stock | 74,790 | $10,066,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 995,989 | $10,040,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 847,566 | $10,018,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 508,398 | $10,016,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 186,417 | $10,014,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 15,586,500 | $9,985,000 | thousands by filing date | principal |
| Progressive Corporation | 743315103 | COM | 316,970 | $9,984,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 94,059 | $9,977,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 148,800 | $9,965,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 125,344 | $9,943,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 188,501 | $9,921,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 91,100 | $9,909,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 97,940 | $9,905,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 499,642 | $9,903,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 145,549 | $9,896,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 423,976 | $9,896,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 596,022 | $9,894,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 86,746 | $9,890,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 408,200 | $9,887,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 153,500 | $9,875,000 | thousands by filing date | call |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 627,906 | $9,871,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 254,316 | $9,860,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 183,713 | $9,840,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 124,468 | $9,835,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 399,694 | $9,835,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 667,115 | $9,827,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 299,411 | $9,821,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 51,696 | $9,820,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 750,000 | $9,810,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 127,312 | $9,772,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 193,396 | $9,745,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 103,855 | $9,736,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 327,903 | $9,703,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 187,200 | $9,703,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 114,519 | $9,691,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 203,060 | $9,672,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 288,501 | $9,639,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 445,859 | $9,631,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 369,917 | $9,629,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 162,350 | $9,616,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 447,335 | $9,604,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 132,790 | $9,594,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 8,558,000 | $9,569,000 | thousands by filing date | principal |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 188,053 | $9,567,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 326,454 | $9,565,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 422,812 | $9,555,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 250,000 | $9,545,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 720,660 | $9,541,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 245,700 | $9,528,000 | thousands by filing date | call |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 108,510 | $9,514,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 267,385 | $9,511,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 73,667 | $9,507,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 372,608 | $9,505,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 198,943 | $9,504,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 190,216 | $9,503,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 182,750 | $9,499,000 | thousands by filing date | call |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 222,885 | $9,484,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 129,343 | $9,455,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 190,100 | $9,448,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 178,900 | $9,421,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 114,862 | $9,413,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 768,378 | $9,412,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 243,932 | $9,401,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 173,417 | $9,396,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 227,704 | $9,395,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 794,732 | $9,394,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 60,362 | $9,393,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 297,700 | $9,351,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 61,561 | $9,347,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 80,100 | $9,339,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 771,615 | $9,313,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 101,853 | $9,310,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 100,481 | $9,297,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 80,058 | $9,292,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 697,070 | $9,292,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 86,784 | $9,282,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 639,652 | $9,276,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 889,996 | $9,274,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 80,191 | $9,239,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 173,638 | $9,217,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 563,767 | $9,206,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,224,002 | $9,204,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 191,500 | $9,188,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 316,987 | $9,177,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 120,299 | $9,177,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 290,156 | $9,169,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 953,037 | $9,168,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 278,765 | $9,163,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,200,923 | $9,163,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 513,013 | $9,162,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 115,900 | $9,157,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 84,100 | $9,128,000 | thousands by filing date | call |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 375,610 | $9,112,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 353,771 | $9,103,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 359,530 | $9,100,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 74,100 | $9,080,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022420 | this filing | 2016-11-14 | acceptance time not in the bulk data set |