13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,801 holding rows worth $159,204,080,000.
- Accession
- 0000950123-16-019736
- Filer
- CIK 1610520
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 14,247 entries on the cover page, a total value of $159,204,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,204,042,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERFACE INC | 458665304 | COM | 28,289 | $432,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 23,449 | $432,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 36,000 | $430,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 91,444 | $429,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 66,900 | $429,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 40,018 | $427,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 8,297 | $427,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 138,606 | $427,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 12,769 | $427,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 20,943 | $426,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 8,851 | $426,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 23,300 | $426,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 7,409 | $426,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8,546 | $425,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,626 | $425,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 17,512 | $424,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 8,000 | $423,000 | thousands by filing date | call |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 22,164 | $423,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 83,964 | $422,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 17,291 | $422,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 11,589 | $419,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 300,962 | $419,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 3,875 | $419,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 16,831 | $418,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 21,824 | $418,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 34,989 | $418,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 28,184 | $417,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 21,319 | $416,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 16,686 | $416,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 23,069 | $416,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 6,074 | $413,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 26,272 | $412,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 58,964 | $412,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 22,782 | $412,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 36,125 | $410,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 30,958 | $410,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 33,987 | $410,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 42,547 | $410,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 30,565 | $410,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 25,620 | $409,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 3,842 | $409,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 33,738 | $408,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 10,371 | $407,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 7,300 | $406,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 14,701 | $406,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 11,980 | $406,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 45,136 | $406,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 25,394 | $405,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 15,463 | $405,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 14,379 | $404,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 45,569 | $403,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 25,865 | $403,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 20,615 | $403,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 23,627 | $403,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 3,365 | $402,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 24,372 | $401,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 46,671 | $401,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 38,354 | $401,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 18,340 | $401,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 24,136 | $400,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 7,753 | $399,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 49,201 | $399,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 28,517 | $398,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 7,853 | $398,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 13,635 | $396,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 35,349 | $396,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 17,839 | $396,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 39,078 | $396,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 7,772 | $396,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 14,579 | $395,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 113,822 | $395,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 9,416 | $395,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 28,815 | $394,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 15,692 | $394,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 33,167 | $394,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 14,754 | $394,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 146,294 | $393,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 20,982 | $393,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 18,191 | $393,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 17,047 | $393,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 99,240 | $393,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 10,041 | $392,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 47,842 | $392,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 9,182 | $391,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,156 | $388,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 31,623 | $388,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 13,243 | $388,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,446 | $387,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 23,932 | $386,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 70,795 | $386,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 33,111 | $386,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 16,450 | $385,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 13,626 | $384,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 53,920 | $384,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 12,772 | $384,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 25,510 | $384,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 14,699 | $383,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,028 | $382,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 50,395 | $382,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 33,800 | $381,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 22,600 | $380,000 | thousands by filing date | call |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 44,440 | $380,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 28,668 | $380,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 10,080 | $380,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 7,424 | $380,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 80,824 | $379,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 6,554 | $379,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,000 | $378,000 | thousands by filing date | put |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 75,272 | $378,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 13,548 | $377,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 23,347 | $376,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 16,023 | $376,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 9,944 | $376,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 19,267 | $375,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 3,294 | $375,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 30,558 | $374,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 14,700 | $373,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 51,829 | $373,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 11,488 | $372,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,609 | $372,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 77,740 | $371,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 10,341 | $371,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 382,597 | $371,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 14,903 | $371,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 25,082 | $370,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 26,193 | $370,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 175,467 | $370,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 11,530 | $368,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 19,719 | $368,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,580 | $367,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 35,361 | $367,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 20,154 | $366,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 17,503 | $366,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 85,150 | $366,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 25,265 | $365,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 11,861 | $364,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 50,032 | $363,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 5,088 | $363,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 28,659 | $363,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 60,551 | $363,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 12,305 | $362,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 3,786 | $361,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 14,313 | $360,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 8,500 | $360,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 11,536 | $359,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 38,737 | $359,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 13,798 | $358,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 32,028 | $357,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,500 | $357,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 35,636 | $356,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 6,182 | $356,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 208,292 | $356,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 401,971 | $353,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 14,492 | $353,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 16,396 | $353,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 185,639 | $353,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 16,792 | $353,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 9,610 | $352,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 25,679 | $351,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 6,764 | $351,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 8,951 | $351,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 11,463 | $351,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 15,446 | $351,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 34,922 | $350,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 20,205 | $348,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 44,852 | $348,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 34,959 | $348,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 121 | $347,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100,000 | $347,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 14,200 | $347,000 | thousands by filing date | put |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 11,352 | $346,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 10,651 | $345,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,212 | $345,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 25,573 | $345,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,000 | $344,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 43,584 | $344,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 9,188 | $344,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 11,805 | $343,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 5,246 | $341,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 18,307 | $340,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 9,111 | $339,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 21,613 | $339,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,376 | $339,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 41,493 | $337,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 23,399 | $337,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 22,721 | $336,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 30,424 | $335,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 25,023 | $335,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 23,945 | $334,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 27,874 | $334,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 25,780 | $332,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 25,387 | $331,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 11,717 | $331,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 4,965 | $331,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 7,644 | $330,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 7,054 | $330,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,761 | $330,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 10,448 | $330,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 15,300 | $329,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,011 | $329,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 30,389 | $329,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 15,310 | $329,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 14,881 | $328,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 7,314 | $328,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 8,447 | $328,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,000 | $327,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 15,860 | $327,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 13,000 | $327,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 9,385 | $327,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 8,773 | $326,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 4,666 | $325,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 9,308 | $325,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 52,000 | $324,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 194,430 | $324,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 17,738 | $323,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 55,946 | $323,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 7,019 | $322,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 13,257 | $322,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 12,092 | $322,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 12,655 | $322,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 6,724 | $322,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 239,212 | $321,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 14,043 | $321,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 8,672 | $320,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 132,373 | $319,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6,679 | $318,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 11,762 | $318,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 9,656 | $317,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 6,770 | $317,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,319 | $316,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 11,381 | $315,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 34,778 | $314,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 41,795 | $313,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 11,456 | $312,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 105,964 | $312,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 35,050 | $311,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 42,789 | $311,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 9,601 | $310,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 27,052 | $310,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 9,680 | $310,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 11,468 | $309,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,965 | $307,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 6,695 | $306,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 30,440 | $306,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 7,327 | $306,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 27,231 | $306,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 20,362 | $306,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 10,473 | $306,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 11,170 | $305,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 7,045 | $305,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 6,570 | $305,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 23,741 | $305,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 4,659 | $305,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 78,011 | $304,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 44,912 | $304,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 13,226 | $303,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,664 | $301,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 4,932 | $301,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 12,384 | $301,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 7,003 | $301,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,216 | $300,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 22,619 | $300,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 15,371 | $299,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 8,960 | $299,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 20,000 | $299,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 23,789 | $298,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 17,265 | $298,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 85,646 | $298,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 16,466 | $297,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 18,704 | $297,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 15,784 | $297,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,142 | $296,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 12,722 | $296,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 95,713 | $296,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 11,464 | $295,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 188,129 | $295,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 10,000 | $294,000 | thousands by filing date | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 9,735 | $294,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 11,288 | $293,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 17,233 | $293,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 6,578 | $292,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 12,141 | $292,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 97,258 | $292,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,500 | $291,000 | thousands by filing date | put |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 27,083 | $290,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,842 | $290,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 19,549 | $290,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 81,075 | $289,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 12,554 | $289,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,711 | $288,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 28,091 | $288,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 44,488 | $288,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 9,785 | $288,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 10,418 | $287,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 19,799 | $287,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,117 | $287,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 6,711 | $285,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 11,826 | $285,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 27,535 | $285,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 16,028 | $284,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 7,552 | $284,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 16,983 | $283,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 18,453 | $282,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 9,029 | $282,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 8,830 | $281,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 5,491 | $280,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,415 | $280,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,563 | $280,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 16,722 | $280,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,265 | $279,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 59,762 | $279,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 23,528 | $279,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 25,158 | $279,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 24,411 | $278,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 5,850 | $278,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 15,349 | $278,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 5,902 | $277,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 27,000 | $276,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 6,876 | $276,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 30,288 | $276,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 10,975 | $276,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 8,268 | $275,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 15,401 | $275,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 46,010 | $275,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 13,433 | $274,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7,541 | $273,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 4,920 | $273,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 27,451 | $273,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 4,884 | $273,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,300 | $272,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 4,366 | $272,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 17,297 | $272,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 27,512 | $272,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 16,237 | $272,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 35,689 | $271,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 15,000 | $271,000 | thousands by filing date | put |
| Flushing Financial Corp | 343873105 | Common Stock | 13,600 | $270,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 17,880 | $270,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 5,141 | $269,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 7,701 | $269,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,343 | $269,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 5,433 | $269,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,000 | $268,000 | thousands by filing date | call |
| TRANSUNION COM | 89400J107 | Stock | 7,984 | $267,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 12,221 | $267,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 10,599 | $267,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 12,280 | $267,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 30,281 | $266,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 7,568 | $266,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 22,799 | $266,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 3,409 | $265,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 11,992 | $264,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 14,170 | $264,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,500 | $263,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 38,786 | $263,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 16,947 | $263,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 11,200 | $263,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 19,658 | $263,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 6,616 | $262,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 50,893 | $262,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 7,800 | $261,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 15,049 | $261,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 8,417 | $261,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 7,641 | $260,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 29,296 | $260,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 13,452 | $260,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,100 | $259,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 21,208 | $259,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 182 | $259,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 101,462 | $259,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 7,282 | $258,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,700 | $258,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 19,105 | $258,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 14,059 | $258,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 27,000 | $257,000 | thousands by filing date | call |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 14,336 | $257,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 12,655 | $257,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 18,916 | $257,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 13,058 | $256,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 41,800 | $256,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 18,571 | $256,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 15,704 | $256,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 13,467 | $255,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 27,500 | $255,000 | thousands by filing date | put |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 141,555 | $255,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 28,161 | $254,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 24,391 | $254,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 5,760 | $254,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 7,685 | $253,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 22,358 | $253,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 38,218 | $253,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 17,372 | $252,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 8,668 | $252,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 29,736 | $252,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 15,964 | $252,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 54,042 | $251,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 16,181 | $251,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,723 | $250,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 14,766 | $250,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 17,942 | $250,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 12,000 | $250,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 24,178 | $250,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 16,648 | $250,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 40,217 | $250,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,258 | $249,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 4,774 | $249,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 56,102 | $248,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 4,091 | $248,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 20,192 | $248,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,500 | $248,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 6,548 | $248,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,400 | $247,000 | thousands by filing date | call |
| NATIONAL COMM CORP | 63546L102 | COM | 10,600 | $247,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 20,830 | $246,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 12,414 | $246,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 5,852 | $246,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 68,620 | $246,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 9,017 | $246,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 50,000 | $245,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,586 | $245,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 7,209 | $244,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 15,486 | $244,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 20,800 | $244,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,100 | $243,000 | thousands by filing date | call |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 8,364 | $243,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 12,916 | $242,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 408,127 | $242,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 29,301 | $241,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 13,929 | $241,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 6,130 | $240,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 3,986 | $240,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 14,002 | $240,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 10,819 | $240,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 30,312 | $240,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 6,446 | $239,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 84,170 | $239,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 17,343 | $239,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 9,820 | $239,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 7,355 | $238,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 16,096 | $238,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 11,555 | $238,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 6,978 | $237,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,700 | $236,000 | thousands by filing date | call |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 5,545 | $236,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 13,679 | $236,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 17,993 | $236,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 6,825 | $236,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 15,906 | $236,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 4,515 | $235,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 25,592 | $235,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 25,389 | $234,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 13,088 | $234,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,055 | $233,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 5,989 | $233,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,400 | $233,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 8,720 | $233,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 12,166 | $232,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 21,000 | $232,000 | thousands by filing date | put |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 6,285 | $232,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 13,226 | $232,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 5,697 | $230,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,763 | $229,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 39,391 | $229,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 11,540 | $229,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 7,376 | $229,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 13,428 | $229,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 14,186 | $229,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 250,000 | $229,000 | thousands by filing date | principal |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 14,522 | $228,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 17,357 | $227,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 60,000 | $227,000 | thousands by filing date | put |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 22,196 | $227,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,410 | $225,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 9,506 | $225,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 11,746 | $224,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 30,318 | $224,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 13,434 | $224,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 8,957 | $222,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,536 | $222,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 12,496 | $222,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 8,383 | $222,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 15,406 | $222,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,562 | $222,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 14,000 | $221,000 | thousands by filing date | call |
| NUVEEN GA DIVID | 67072B107 | COM | 15,139 | $221,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,333 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 15,392 | $220,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 6,574 | $220,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 16,000 | $219,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 7,648 | $219,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 25,014 | $219,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 19,041 | $219,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,980 | $217,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 5,680 | $217,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 5,957 | $217,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 5,650 | $216,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 4,692 | $216,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 16,659 | $216,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 7,464 | $215,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 13,340 | $215,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019736 | this filing | 2016-08-12 | acceptance time not in the bulk data set |