13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,801 holding rows worth $159,204,080,000.
- Accession
- 0000950123-16-019736
- Filer
- CIK 1610520
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 14,247 entries on the cover page, a total value of $159,204,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,204,042,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 138,902 | $868,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 16,100 | $868,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 80,000 | $865,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 16,949 | $865,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 52,564 | $863,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 24,379 | $862,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 17,474 | $861,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F577 | GEN DRUGS ETF | 36,050 | $860,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,800 | $859,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 7,947 | $859,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 157,328 | $859,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 14,300 | $859,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 93,547 | $857,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 32,931 | $856,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 43,387 | $856,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 85,899 | $855,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 52,003 | $853,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 19,625 | $850,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 18,987 | $848,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 35,510 | $847,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 30,390 | $846,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 21,848 | $844,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 35,819 | $843,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 36,485 | $842,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 17,737 | $842,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 29,580 | $841,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 20,109 | $841,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 24,175 | $840,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 34,083 | $838,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 29,773 | $837,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 34,211 | $837,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 42,878 | $837,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 45,930 | $836,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 119,101 | $836,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 13,154 | $834,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 32,847 | $834,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 35,232 | $832,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 100,000 | $830,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 100,000 | $830,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,850 | $829,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 14,631 | $828,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 35,794 | $825,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 75,965 | $824,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 38,147 | $821,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 51,470 | $818,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 7,300 | $815,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 49,440 | $815,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 25,000 | $815,000 | thousands by filing date | put |
| AXIALL CORP | 05463D100 | COM | 25,000 | $815,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 66,708 | $814,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 26,072 | $813,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 14,539 | $812,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 8,778 | $812,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 71,926 | $811,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 23,181 | $809,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 15,300 | $808,000 | thousands by filing date | call |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 29,500 | $807,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 82,554 | $804,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 55,604 | $803,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 75,000 | $802,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 55,946 | $802,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 56,731 | $801,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 42,147 | $800,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 58,380 | $800,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 113,398 | $798,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 21,300 | $798,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 16,403 | $797,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 17,027 | $796,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,800 | $794,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 45,542 | $793,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 37,923 | $792,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 30,901 | $792,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 88,966 | $790,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 160,900 | $787,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 101,616 | $787,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 33,284 | $786,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 29,797 | $786,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 13,797 | $786,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 17,970 | $784,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 57,364 | $781,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 35,523 | $779,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 33,766 | $776,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 48,117 | $776,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 103,500 | $775,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 50,000 | $775,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 103,467 | $774,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 12,526 | $774,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 40,680 | $771,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 125,912 | $768,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 20,000 | $767,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 23,449 | $767,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 138,285 | $767,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 63,354 | $766,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 32,060 | $765,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 44,364 | $764,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 125,654 | $764,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 65,038 | $761,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 36,802 | $760,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,000 | $756,000 | thousands by filing date | put |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 22,476 | $755,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 21,156 | $754,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 42,700 | $754,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 58,118 | $753,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 59,188 | $753,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 51,925 | $752,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 20,316 | $750,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 9,385 | $749,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 25,362 | $748,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 11,884 | $746,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,878 | $745,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,000 | $744,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 185,653 | $744,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 41,521 | $741,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 18,604 | $741,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 14,065 | $739,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 19,000 | $738,000 | thousands by filing date | call |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 44,123 | $732,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 69,300 | $731,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 23,877 | $730,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 21,797 | $730,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 19,225 | $729,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 23,669 | $729,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 40,548 | $726,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 123,484 | $725,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 51,070 | $725,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 44,412 | $724,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 54,870 | $722,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 17,557 | $722,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 153,062 | $722,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 47,713 | $721,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 40,517 | $721,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 140,000 | $720,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 64,070 | $720,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 73,766 | $717,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 41,200 | $716,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 92,432 | $716,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 66,766 | $714,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 8,131 | $714,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 46,124 | $713,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 99,584 | $712,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 20,490 | $712,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 17,355 | $712,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 34,046 | $710,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 14,857 | $709,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 22,466 | $709,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 110,765 | $709,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 47,870 | $708,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 52,139 | $707,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 30,000 | $706,000 | thousands by filing date | put |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 7,123 | $705,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 28,291 | $703,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 16,452 | $702,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 17,256 | $702,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 13,909 | $698,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 15,000 | $698,000 | thousands by filing date | call |
| TREX CO INC | 89531P105 | COM | 15,496 | $696,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 8,505 | $692,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 17,822 | $692,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 28,718 | $692,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 17,292 | $690,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 39,620 | $688,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 46,643 | $688,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 11,224 | $687,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 31,767 | $683,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 45,985 | $682,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 10,042 | $682,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 19,560 | $682,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 57,617 | $681,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 52,295 | $680,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 33,050 | $679,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 62,689 | $679,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 41,218 | $678,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 27,998 | $677,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 43,244 | $676,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 34,562 | $676,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 13,995 | $675,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 89,549 | $674,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 177,361 | $674,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 12,092 | $673,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 24,100 | $673,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 7,168 | $672,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 15,486 | $672,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 59,486 | $671,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 55,024 | $670,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 8,066 | $667,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 17,400 | $667,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 117,124 | $667,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 20,881 | $667,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,700 | $666,000 | thousands by filing date | put |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 31,480 | $666,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 55,535 | $665,000 | thousands by filing date | |
| PROSHARES TR | 74347B599 | HDG FTSE JAPAN | 23,994 | $664,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,600 | $662,000 | thousands by filing date | put |
| SIMPSON MFG INC | 829073105 | COM | 16,546 | $662,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 24,206 | $662,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 12,952 | $660,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 60,627 | $660,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 9,697 | $660,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 15,540 | $659,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 85,000 | $659,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 15,745 | $657,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 14,911 | $656,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 30,647 | $656,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 14,070 | $655,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 17,273 | $655,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 82,273 | $654,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 21,871 | $653,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 12,744 | $653,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 105,696 | $652,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 7,697 | $652,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 99,317 | $652,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 42,411 | $650,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 24,210 | $648,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 15,725 | $647,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 12,360 | $643,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 38,385 | $642,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 40,045 | $641,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 6,471 | $641,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 40,452 | $639,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 63,600 | $639,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 84,931 | $639,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 9,622 | $638,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 19,299 | $638,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 10,000 | $637,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 60,559 | $637,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 115,594 | $636,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 62,152 | $635,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 40,172 | $634,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 8,456 | $634,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 26,641 | $633,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 38,376 | $633,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 34,746 | $632,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 139,328 | $631,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 23,660 | $629,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 13,293 | $628,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 29,600 | $627,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 50,616 | $626,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 28,198 | $625,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 67,415 | $624,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,132,926 | $623,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 63,103 | $623,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 43,192 | $623,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 29,779 | $623,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 17,513 | $623,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 10,208 | $621,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 113,731 | $619,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 13,761 | $619,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 101,005 | $619,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 102,443 | $619,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 40,119 | $618,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 12,398 | $616,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,100 | $612,000 | thousands by filing date | put |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 35,631 | $612,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 40,567 | $611,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 47,095 | $610,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 38,027 | $608,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 113,018 | $607,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 50,000 | $604,000 | thousands by filing date | call |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 58,994 | $602,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 131,767 | $602,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 42,992 | $600,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 46,526 | $599,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 11,387 | $598,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 32,150 | $597,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 15,757 | $597,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 40,845 | $595,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 10,626 | $595,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 23,061 | $595,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 20,560 | $592,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 47,151 | $591,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 17,395 | $591,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 16,968 | $590,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 8,655 | $589,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 100,000 | $588,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25,530 | $587,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 146,515 | $587,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 128,552 | $585,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 71,221 | $583,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 63,573 | $581,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 8,170 | $581,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 221,772 | $581,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 12,154 | $579,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 40,530 | $578,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 28,598 | $575,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 20,000 | $575,000 | thousands by filing date | call |
| CABLE ONE INC | 12685J105 | COM | 1,124 | $574,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 16,276 | $574,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 20,600 | $574,000 | thousands by filing date | call |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 11,136 | $571,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 30,671 | $570,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 53,924 | $570,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 14,795 | $570,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 5,000 | $569,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 19,978 | $569,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 21,638 | $569,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 41,924 | $566,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 37,931 | $565,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 2,956 | $562,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 22,580 | $561,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 31,384 | $561,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 29,950 | $561,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 10,253 | $560,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 165,229 | $558,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 55,127 | $557,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 10,660 | $556,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 73,434 | $556,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 15,595 | $554,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 36,124 | $553,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 10,300 | $551,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 17,512 | $551,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 85,918 | $551,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 20,874 | $550,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 31,596 | $550,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 101,889 | $547,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 43,057 | $546,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 40,025 | $546,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 91,350 | $545,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 33,515 | $545,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 61,759 | $543,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 19,500 | $543,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 38,266 | $542,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 38,010 | $541,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 6,504 | $540,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 9,740 | $540,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 12,633 | $539,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 353,749 | $538,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 15,500 | $537,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 50,761 | $537,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 45,101 | $537,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 62,347 | $536,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 55,973 | $536,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 29,170 | $536,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 11,162 | $534,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 12,437 | $534,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 71,364 | $534,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 37,006 | $534,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 106,179 | $533,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 639 | $533,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 28,332 | $532,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 35,082 | $532,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 10,508 | $530,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,985 | $529,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 93,545 | $529,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 32,330 | $529,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 50,000 | $528,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 13,204 | $526,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 50,831 | $526,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 11,487 | $525,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 93,517 | $524,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 18,831 | $523,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 14,400 | $522,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 15,518 | $522,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 26,800 | $521,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 26,800 | $521,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 35,471 | $521,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 5,180 | $520,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 8,917 | $519,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 28,947 | $519,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 10,071 | $518,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 17,174 | $518,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 57,724 | $518,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 18,887 | $517,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 8,543 | $516,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 26,206 | $516,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 11,972 | $515,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 34,657 | $514,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 15,064 | $513,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 48,941 | $513,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 27,262 | $511,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 62,767 | $511,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 304,221 | $511,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 37,578 | $509,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,037 | $508,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,772 | $506,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,765 | $506,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 156,219 | $506,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 55,052 | $506,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 72,970 | $506,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 10,351 | $506,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 35,776 | $505,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 18,586 | $505,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 7,542 | $504,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 39,238 | $504,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 9,359 | $504,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 14,994 | $503,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 10,163 | $501,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 14,425 | $500,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 23,063 | $500,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 24,695 | $500,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 33,926 | $499,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 17,948 | $498,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 16,090 | $498,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 24,205 | $497,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 10,473 | $497,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 7,804 | $496,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 18,352 | $493,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 7,805 | $493,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 12,300 | $493,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 30,100 | $493,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 35,632 | $492,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 9,083 | $490,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,800 | $490,000 | thousands by filing date | put |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 23,564 | $489,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 45,565 | $488,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 31,243 | $486,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 10,364 | $484,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 33,395 | $483,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 10,300 | $483,000 | thousands by filing date | put |
| COLONY STARWOOD | 19625X102 | Common Stock | 15,866 | $483,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 15,650 | $482,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 17,809 | $481,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 50,008 | $481,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 44,906 | $481,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 7,574 | $480,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 8,000 | $479,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 14,860 | $479,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 22,274 | $478,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 28,508 | $478,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 32,144 | $478,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 16,897 | $477,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 32,469 | $477,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 12,951 | $476,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 6,705 | $476,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 117,326 | $475,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 102,000 | $475,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 43,075 | $473,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 20,658 | $473,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 15,618 | $473,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 20,654 | $472,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 65,325 | $472,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 16,492 | $472,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 22,310 | $472,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 19,923 | $472,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 4,686 | $471,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 43,224 | $471,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 9,440 | $471,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 23,760 | $470,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 10,700 | $469,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 13,818 | $468,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 20,621 | $468,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 20,811 | $466,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 13,101 | $466,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 19,258 | $466,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 11,700 | $466,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 100,000 | $466,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,800 | $464,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 37,108 | $464,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 42,916 | $464,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 13,050 | $463,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 8,450 | $463,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,900 | $461,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 50,450 | $461,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 13,339 | $460,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 7,434 | $459,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 18,559 | $459,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 13,530 | $459,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 31,163 | $459,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 146,611 | $459,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 91,543 | $459,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 19,660 | $459,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,172 | $458,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 26,868 | $456,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 12,191 | $456,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 23,466 | $454,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 8,220 | $453,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,184 | $453,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 11,300 | $453,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 14,778 | $452,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 16,700 | $452,000 | thousands by filing date | call |
| NIC INC | 62914B100 | COM | 20,545 | $451,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 318,677 | $450,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 4,666 | $449,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 56,269 | $449,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 139,030 | $449,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 28,345 | $449,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 7,177 | $448,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,000 | $448,000 | thousands by filing date | call |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 34,460 | $448,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 41,449 | $448,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,872 | $447,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 25,300 | $447,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 8,657 | $446,000 | thousands by filing date | |
| PROSHARES TR | 74347B615 | HDG FTSE EURO | 12,775 | $445,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,800 | $442,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 17,341 | $442,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 29,396 | $442,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 90,000 | $441,000 | thousands by filing date | put |
| AVEXIS INC | 05366U100 | COM | 11,595 | $441,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 31,550 | $439,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 810,102 | $438,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 113,752 | $438,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 10,342 | $437,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 32,430 | $437,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 47,048 | $436,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 8,834 | $436,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,500 | $435,000 | thousands by filing date | call |
| GLOBANT S A | L44385109 | COM | 11,049 | $435,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 40,403 | $435,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 17,500 | $435,000 | thousands by filing date | call |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 22,824 | $433,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019736 | this filing | 2016-08-12 | acceptance time not in the bulk data set |