13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,801 holding rows worth $159,204,080,000.
- Accession
- 0000950123-16-019736
- Filer
- CIK 1610520
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 14,247 entries on the cover page, a total value of $159,204,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,204,042,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRITEO S A SPONS ADS | 226718104 | ADR | 33,381 | $1,533,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 82,934 | $1,532,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 143,981 | $1,530,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 73,704 | $1,518,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 35,162 | $1,516,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 33,264 | $1,515,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 82,331 | $1,515,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 60,623 | $1,514,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 13,418 | $1,514,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 350,976 | $1,513,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 193,371 | $1,508,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 70,647 | $1,505,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 59,052 | $1,504,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 65,354 | $1,502,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 43,280 | $1,497,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 34,725 | $1,496,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 62,530 | $1,496,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 34,109 | $1,495,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 305,113 | $1,495,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 30,268 | $1,491,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 94,877 | $1,491,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 93,945 | $1,491,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 52,999 | $1,488,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 21,343 | $1,486,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 123,021 | $1,483,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 72,300 | $1,481,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 46,997 | $1,479,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 200,959 | $1,477,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 89,257 | $1,476,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 194,100 | $1,475,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 18,900 | $1,473,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 43,115 | $1,473,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 47,987 | $1,469,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 49,530 | $1,469,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 43,261 | $1,467,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50,397 | $1,466,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 50,258 | $1,463,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 94,226 | $1,462,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 34,000 | $1,460,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 32,172 | $1,458,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 250,000 | $1,455,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 59,870 | $1,454,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 672,094 | $1,452,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 68,776 | $1,451,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 70,793 | $1,449,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 48,598 | $1,447,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 218,011 | $1,445,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 96,200 | $1,444,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 13,440 | $1,444,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 59,375 | $1,443,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 22,304 | $1,441,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 135,000 | $1,439,000 | thousands by filing date | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 125,335 | $1,439,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 894,000 | $1,439,000 | thousands by filing date | principal |
| PowerShares CEF Income Composite | 73936Q843 | Com | 64,917 | $1,439,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 101,984 | $1,437,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 64,323 | $1,436,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 92,340 | $1,432,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 53,011 | $1,431,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 112,073 | $1,430,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 63,528 | $1,429,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 69,412 | $1,428,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 41,975 | $1,427,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 62,028 | $1,427,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 30,341 | $1,426,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 34,800 | $1,424,000 | thousands by filing date | call |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 85,274 | $1,424,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 28,520 | $1,423,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 250,000 | $1,422,000 | thousands by filing date | call |
| ORBOTECH LTD | M75253100 | ORD | 55,634 | $1,422,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 78,929 | $1,421,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 23,243 | $1,419,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 60,096 | $1,417,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 47,461 | $1,416,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 127,801 | $1,416,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 17,822 | $1,414,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 12,536 | $1,414,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 126,951 | $1,414,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 74,533 | $1,412,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 18,000 | $1,410,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 49,300 | $1,408,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 42,360 | $1,408,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 82,987 | $1,408,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 56,099 | $1,405,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 16,191 | $1,403,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 129,595 | $1,402,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 44,755 | $1,400,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 15,240 | $1,399,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 75,025 | $1,396,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 75,304 | $1,391,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 11,752 | $1,389,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 15,708 | $1,388,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 17,840 | $1,388,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 20,166 | $1,387,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 65,337 | $1,387,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 42,326 | $1,386,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 16,751 | $1,384,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 79,576 | $1,382,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 59,859 | $1,381,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 136,462 | $1,380,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 23,209 | $1,379,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 84,861 | $1,379,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 64,662 | $1,375,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 125,665 | $1,370,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 290,746 | $1,367,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 55,493 | $1,366,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 47,992 | $1,366,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 261,306 | $1,364,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 48,989 | $1,362,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 53,127 | $1,362,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 88,688 | $1,362,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 17,771 | $1,362,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 147,677 | $1,362,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 150,463 | $1,359,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 64,000 | $1,358,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 130,465 | $1,358,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 79,996 | $1,356,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 34,000 | $1,355,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 178,857 | $1,352,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 146,973 | $1,351,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 65,900 | $1,349,000 | thousands by filing date | put |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 45,000 | $1,348,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 7,809 | $1,347,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 27,276 | $1,346,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 14,978 | $1,345,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 75,319 | $1,345,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 93,620 | $1,344,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 68,409 | $1,343,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 29,727 | $1,342,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 55,600 | $1,340,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 13,561 | $1,340,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 22,397 | $1,338,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 50,964 | $1,337,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 448,130 | $1,335,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 12,752 | $1,333,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 56,543 | $1,333,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 34,300 | $1,330,000 | thousands by filing date | put |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 20,776 | $1,328,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 86,352 | $1,328,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 50,800 | $1,323,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 26,914 | $1,316,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 23,000 | $1,316,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 12,058 | $1,311,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 11,575 | $1,309,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 29,598 | $1,308,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 13,038 | $1,305,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 29,500 | $1,304,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 31,533 | $1,303,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 21,478 | $1,302,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 84,553 | $1,297,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 79,555 | $1,295,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 35,600 | $1,291,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 27,789 | $1,287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 18,550 | $1,286,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 34,427 | $1,284,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 46,642 | $1,282,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 141,278 | $1,282,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 37,526 | $1,281,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 74,484 | $1,281,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 49,249 | $1,280,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 44,859 | $1,278,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 85,148 | $1,276,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 113,870 | $1,276,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 14,800 | $1,272,000 | thousands by filing date | call |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 59,375 | $1,271,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 54,124 | $1,271,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 96,665 | $1,271,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 59,567 | $1,270,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 38,686 | $1,269,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 26,446 | $1,264,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 91,091 | $1,264,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 101,181 | $1,263,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 57,750 | $1,262,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 46,278 | $1,261,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 88,820 | $1,261,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 16,100 | $1,256,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 57,731 | $1,254,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 17,931 | $1,253,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 250,100 | $1,253,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 99,200 | $1,248,000 | thousands by filing date | call |
| OM ASSET MGMT PLC | G67506108 | SHS | 93,415 | $1,247,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 70,310 | $1,245,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 10,479 | $1,243,000 | thousands by filing date | put |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 35,566 | $1,243,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 434,925 | $1,239,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 208,115 | $1,239,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 97,033 | $1,236,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 38,027 | $1,235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 41,103 | $1,234,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 35,609 | $1,233,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 349,123 | $1,233,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 128,706 | $1,230,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 41,811 | $1,230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 24,022 | $1,230,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 42,560 | $1,230,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 17,830 | $1,229,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 14,565 | $1,229,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 21,009 | $1,227,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 39,100 | $1,224,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 27,932 | $1,224,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 13,893 | $1,222,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 130,914 | $1,222,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 28,663 | $1,221,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 43,927 | $1,219,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 24,349 | $1,219,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 35,000 | $1,219,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 8,025 | $1,216,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 77,901 | $1,215,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 35,800 | $1,213,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 36,100 | $1,211,000 | thousands by filing date | call |
| ROLLINS INC COM | 775711104 | Stock | 41,371 | $1,211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 39,700 | $1,210,000 | thousands by filing date | call |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 47,551 | $1,209,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 23,200 | $1,208,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 97,471 | $1,207,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 135,958 | $1,207,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 22,962 | $1,204,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 38,438 | $1,203,000 | thousands by filing date | call |
| CVB FINL CORP COM | 126600105 | Stock | 73,304 | $1,201,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 15,000 | $1,201,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 109,182 | $1,196,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 41,400 | $1,196,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 48,385 | $1,195,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 58,810 | $1,194,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 40,000 | $1,193,000 | thousands by filing date | put |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 79,204 | $1,193,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 129,562 | $1,192,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 50,000 | $1,188,000 | thousands by filing date | put |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 109,490 | $1,186,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 85,100 | $1,185,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 52,491 | $1,183,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 20,000 | $1,182,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 20,000 | $1,181,000 | thousands by filing date | put |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 11,328 | $1,178,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 36,800 | $1,178,000 | thousands by filing date | call |
| RBC BEARINGS INC COM | 75524B104 | Stock | 16,226 | $1,176,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 98,900 | $1,176,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 332,691 | $1,168,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 65,828 | $1,168,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 10,900 | $1,167,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 69,080 | $1,167,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100,205 | $1,166,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 313,484 | $1,166,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 39,067 | $1,165,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 99,441 | $1,164,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,697 | $1,163,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 9,097 | $1,161,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 44,691 | $1,161,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 13,695 | $1,161,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 14,700 | $1,158,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 26,334 | $1,158,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 37,436 | $1,158,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 230,000 | $1,157,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 208,400 | $1,157,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 35,276 | $1,157,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 17,689 | $1,156,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 80,611 | $1,154,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 22,304 | $1,154,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 59,070 | $1,153,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 78,113 | $1,151,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 91,300 | $1,149,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 45,000 | $1,148,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 40,000 | $1,147,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 10,100 | $1,146,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 32,794 | $1,146,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 47,900 | $1,146,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 50,000 | $1,144,000 | thousands by filing date | put |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 60,074 | $1,143,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 20,292 | $1,142,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 87,198 | $1,141,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 12,461 | $1,141,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 12,372 | $1,136,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 57,113 | $1,136,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 56,419 | $1,135,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 40,445 | $1,134,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 34,414 | $1,132,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 50,626 | $1,130,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 38,734 | $1,128,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 96,433 | $1,128,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 133,677 | $1,128,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 22,335 | $1,127,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 22,380 | $1,122,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 123,063 | $1,122,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 37,909 | $1,121,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,056 | $1,121,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 476,976 | $1,121,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 68,768 | $1,118,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 33,461 | $1,116,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 13,186 | $1,113,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 130,347 | $1,113,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 27,455 | $1,112,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 101,958 | $1,112,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 135,000 | $1,112,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 86,466 | $1,111,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 23,741 | $1,111,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 23,149 | $1,109,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 73,994 | $1,108,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 12,825 | $1,107,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 17,341 | $1,107,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 29,494 | $1,106,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 12,226 | $1,105,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 12,300 | $1,105,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 29,660 | $1,105,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 27,402 | $1,104,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 34,456 | $1,102,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 22,363 | $1,102,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 34,354 | $1,101,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 40,032 | $1,101,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 21,000 | $1,100,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 24,849 | $1,099,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 10,004 | $1,095,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 40,000 | $1,094,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 27,443 | $1,092,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 9,133 | $1,090,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 59,099 | $1,088,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 39,239 | $1,087,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 20,000 | $1,084,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 23,900 | $1,082,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 81,404 | $1,080,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 17,865 | $1,077,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 15,100 | $1,077,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 103,802 | $1,073,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 20,711 | $1,071,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 39,044 | $1,071,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 15,000 | $1,070,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 65,827 | $1,070,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 6,919 | $1,068,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 270,038 | $1,067,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 19,109 | $1,064,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,826 | $1,058,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 144,318 | $1,058,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 49,800 | $1,057,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 88,040 | $1,057,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 42,154 | $1,056,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 325,600 | $1,055,000 | thousands by filing date | put |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 7,229 | $1,053,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 26,700 | $1,050,000 | thousands by filing date | call |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 15,621 | $1,050,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 87,966 | $1,050,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 43,130 | $1,049,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 42,644 | $1,046,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 13,793 | $1,046,000 | thousands by filing date | put |
| SUN HYDRAULICS CORP | 866942105 | COM | 35,233 | $1,046,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 193,610 | $1,044,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 129,563 | $1,042,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 14,032 | $1,042,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 31,889 | $1,042,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 61,954 | $1,041,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 4,900 | $1,039,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 49,546 | $1,038,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 46,620 | $1,037,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 57,595 | $1,037,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 209,607 | $1,035,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 16,613 | $1,031,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 233,834 | $1,027,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 22,488 | $1,025,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 36,655 | $1,024,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 103,986 | $1,023,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 31,605 | $1,022,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 35,454 | $1,022,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 42,700 | $1,022,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 36,184 | $1,021,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 24,600 | $1,021,000 | thousands by filing date | call |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 46,705 | $1,019,000 | thousands by filing date | call |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 34,342 | $1,018,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 54,253 | $1,017,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 10,704 | $1,015,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 17,717 | $1,013,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 70,026 | $1,012,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 100,100 | $1,012,000 | thousands by filing date | put |
| Schwab US REIT ETF | 808524847 | SHS | 23,194 | $1,008,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 114,265 | $1,008,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 54,322 | $1,006,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 57,379 | $1,004,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 71,851 | $1,004,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 94,911 | $1,003,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 199,452 | $1,003,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 24,091 | $1,002,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 27,959 | $1,002,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 80,444 | $999,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 75,362 | $998,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 12,662 | $997,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 102,406 | $995,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 35,188 | $994,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 41,608 | $993,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 47,218 | $992,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 61,862 | $989,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 38,681 | $985,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 36,921 | $985,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 22,794 | $985,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 17,500 | $984,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 46,107 | $984,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 22,097 | $984,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 64,437 | $983,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 27,329 | $983,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 17,583 | $982,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 22,465 | $979,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 19,000 | $979,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 19,500 | $977,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 38,011 | $977,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 45,591 | $975,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 13,296 | $974,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 124,461 | $972,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 32,000 | $972,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 10,600 | $971,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 18,532 | $971,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 21,600 | $967,000 | thousands by filing date | call |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 31,512 | $966,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 29,943 | $965,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 176,580 | $965,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 24,930 | $965,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 53,610 | $964,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 25,468 | $963,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 69,131 | $962,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 41,582 | $961,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 12,020 | $960,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 95,000 | $960,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 224,221 | $960,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,166 | $959,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 16,566 | $958,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 55,861 | $957,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 13,487 | $956,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 27,600 | $956,000 | thousands by filing date | put |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 112,699 | $955,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 47,341 | $955,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 16,271 | $954,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 62,858 | $952,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 263,189 | $950,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9,542 | $948,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 18,755 | $948,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 13,024 | $947,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 162,589 | $945,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 54,567 | $945,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 47,462 | $940,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 56,789 | $940,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 180,104 | $935,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 63,622 | $935,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 37,419 | $935,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 60,093 | $935,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 56,570 | $935,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 507,663 | $934,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 106,977 | $933,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 23,401 | $933,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 11,390 | $932,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 43,307 | $932,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 133,395 | $932,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 15,508 | $930,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 42,913 | $930,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 61,941 | $929,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 143,185 | $928,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 38,433 | $927,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 65,213 | $925,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 284,077 | $924,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 20,726 | $924,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 33,423 | $923,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 48,624 | $923,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 15,463 | $922,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 37,700 | $921,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 32,928 | $919,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 51,820 | $916,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 30,066 | $912,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 26,948 | $912,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 19,876 | $912,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 59,678 | $910,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 33,195 | $909,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 71,427 | $907,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 58,071 | $905,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 57,856 | $904,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 35,590 | $903,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 48,550 | $901,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 16,503 | $898,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 12,521 | $897,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 163,210 | $896,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 8,000 | $896,000 | thousands by filing date | put |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 44,058 | $895,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 106,627 | $894,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 30,882 | $894,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 26,019 | $893,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 60,901 | $893,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 9,998 | $892,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 134,470 | $891,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 35,669 | $891,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 13,632 | $891,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 28,000 | $890,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 19,380 | $889,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 11,453 | $884,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 10,092 | $884,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 35,206 | $882,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 233,125 | $881,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 22,464 | $881,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 19,538 | $881,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 65,792 | $880,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 30,846 | $879,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 29,885 | $876,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 24,638 | $875,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 8,081 | $874,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 71,014 | $872,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 20,884 | $870,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 33,101 | $870,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 22,800 | $868,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019736 | this filing | 2016-08-12 | acceptance time not in the bulk data set |