13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,801 holding rows worth $159,204,080,000.
- Accession
- 0000950123-16-019736
- Filer
- CIK 1610520
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 14,247 entries on the cover page, a total value of $159,204,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,204,042,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMNICELL COM COM | 68213N109 | Stock | 3,044 | $104,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 4,830 | $104,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 3,603 | $104,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 2,076 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 884 | $104,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 1,300 | $104,000 | thousands by filing date | call |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 6,279 | $104,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 1,052 | $104,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 16,253 | $103,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 17,594 | $103,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 1,956 | $103,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 8,746 | $103,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 28,700 | $103,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 9,972 | $103,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 3,082 | $102,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 1,334 | $102,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 27,612 | $102,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 19,645 | $102,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 24,124 | $101,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 58,968 | $101,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 2,847 | $101,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 110,000 | $101,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 8,183 | $101,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 50,087 | $100,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 6,190 | $100,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,394 | $100,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,111 | $100,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 54,000 | $100,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 7,847 | $100,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 1,423 | $100,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 5,678 | $100,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 2,863 | $100,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 7,641 | $100,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 28,281 | $100,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 14,811 | $100,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 2,636 | $99,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,570 | $99,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 5,007 | $99,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 3,871 | $99,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,170 | $98,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,935 | $98,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,976 | $98,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 9,309 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 722 | $98,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 5,019 | $98,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 3,465 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 3,622 | $98,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 5,267 | $97,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 3,161 | $97,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 19,678 | $97,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 5,437 | $97,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 2,200 | $97,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 6,809 | $96,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 4,076 | $96,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 27,000 | $96,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X306 | COM | 6,272 | $96,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 5,538 | $95,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 3,607 | $95,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 9,525 | $95,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 14,000 | $95,000 | thousands by filing date | call |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 14,924 | $95,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 15,288 | $94,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,109 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,168 | $94,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 13,302 | $94,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 18,131 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 3,000 | $94,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 4,830 | $94,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 1,376 | $94,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 3,997 | $94,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 9,878 | $94,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 144,742 | $94,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 7,703 | $93,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 6,196 | $93,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 4,248 | $93,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 10,752 | $93,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 7,153 | $93,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,961 | $93,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 4,985 | $93,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 5,622 | $93,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 8,464 | $93,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 2,143 | $93,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 4,193 | $93,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 3,355 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,198 | $92,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 4,514 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 2,133 | $92,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,866 | $92,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 5,403 | $92,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 32,296 | $92,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 7,563 | $92,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,905 | $91,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,605 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 5,080 | $91,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,430 | $91,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 17,952 | $91,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 6,945 | $91,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 7,011 | $91,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 14,025 | $91,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 41,000 | $91,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 25,000 | $90,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,507 | $90,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 15,445 | $90,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 2,836 | $90,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 3,675 | $90,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 41,016 | $90,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 28,620 | $90,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,000 | $90,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,425 | $89,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,015 | $89,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 14,476 | $89,000 | thousands by filing date | call |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 4,262 | $89,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 2,099 | $89,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 1,311 | $89,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,041 | $88,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,000 | $88,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,037 | $88,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,500 | $88,000 | thousands by filing date | call |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 995 | $88,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 2,156 | $88,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 5,621 | $88,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,514 | $88,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 2,684 | $88,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 9,543 | $88,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 14,174 | $87,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 5,300 | $87,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 12,100 | $87,000 | thousands by filing date | call |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 7,554 | $87,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 2,657 | $87,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,780 | $87,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 2,300 | $87,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 10,483 | $87,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 700 | $86,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 4,964 | $86,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 3,346 | $86,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,843 | $86,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 19,395 | $86,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 814 | $86,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 1,573 | $86,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 4,621 | $86,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 3,204 | $85,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,458 | $85,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 1,219 | $85,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 5,425 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,326 | $85,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 5,035 | $85,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 5,475 | $85,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 13,853 | $85,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 4,470 | $85,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,072 | $85,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 4,871 | $84,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 67,000 | $84,000 | thousands by filing date | principal |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 7,997 | $84,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 249 | $84,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 3,423 | $84,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 503 | $84,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 3,139 | $84,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 3,036 | $83,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,000 | $83,000 | thousands by filing date | put |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 6,027 | $83,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 5,317 | $83,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 7,013 | $83,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 63,973 | $83,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 10,082 | $83,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,780 | $83,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 8,500 | $83,000 | thousands by filing date | put |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,559 | $83,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 22,000 | $83,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 988 | $83,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 6,945 | $83,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 4,890 | $83,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 791 | $83,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,400 | $82,000 | thousands by filing date | put |
| CHAMPION HOMES INC | 830830105 | COM | 8,700 | $82,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,076 | $82,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 5,750 | $82,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 3,064 | $82,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,000 | $81,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 9,067 | $81,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 6,062 | $81,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 16,628 | $81,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 10,301 | $81,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 3,368 | $81,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 42,482 | $81,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,000 | $80,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 9,490 | $80,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,748 | $80,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,372 | $80,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 9,869 | $80,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,813 | $79,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,560 | $79,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 2,925 | $79,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 14,029 | $79,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 3,034 | $79,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 3,220 | $78,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,314 | $78,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 413 | $78,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 500 | $78,000 | thousands by filing date | put |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 209,185 | $78,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 2,442 | $78,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 8,186 | $78,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 5,596 | $78,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 5,111 | $78,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 1,287 | $78,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P200 | GUGG EM RL EST | 3,563 | $78,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,350 | $77,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 14,460 | $77,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 3,118 | $77,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,319 | $77,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 4,189 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,991 | $77,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 7,862 | $77,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,777 | $77,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 14,200 | $77,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 5,333 | $77,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,212 | $77,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 1,051 | $77,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 8,198 | $77,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,680 | $76,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 6,688 | $76,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,644 | $76,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 6,011 | $76,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 1,287 | $76,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 900 | $75,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 4,342 | $75,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 8,560 | $75,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 2,860 | $75,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 7,881 | $75,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,935 | $75,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 800 | $75,000 | thousands by filing date | put |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 6,287 | $75,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 1,802 | $75,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 5,773 | $75,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 2,271 | $74,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 10,800 | $74,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 3,647 | $74,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 3,780 | $74,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,655 | $74,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,769 | $74,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,839 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,760 | $74,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 26,366 | $74,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 645 | $74,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,874 | $73,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,872 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 3,639 | $73,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 2,301 | $73,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 3,396 | $73,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 8,895 | $73,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y819 | TOTAL MKT BEAR | 4,025 | $73,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 26,749 | $73,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 4,510 | $72,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 10,776 | $72,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 6,710 | $72,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 3,900 | $72,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,000 | $72,000 | thousands by filing date | put |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 3,147 | $72,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 2,291 | $72,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 10,330 | $72,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 1,437 | $72,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 3,550 | $72,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 43,180 | $72,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 2,994 | $72,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,997 | $71,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 10,329 | $71,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 9,400 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,228 | $71,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 18,034 | $71,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 4,895 | $71,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,411 | $71,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 31,713 | $71,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,500 | $70,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 6,290 | $70,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 2,198 | $70,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 9,101 | $70,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 1,309 | $70,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 5,237 | $70,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 1,740 | $70,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,000 | $69,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,766 | $69,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 2,174 | $69,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 2,464 | $69,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 5,000 | $69,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 3,444 | $69,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 129,333 | $69,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 2,083 | $69,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 22,900 | $69,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,583 | $68,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,344 | $68,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 5,780 | $68,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 1,346 | $68,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 55,873 | $68,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 3,768 | $68,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 4,704 | $68,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 1,513 | $68,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 2,183 | $68,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 3,000 | $68,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 1,641 | $68,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 4,108 | $68,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 3,976 | $68,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,396 | $67,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 3,960 | $67,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 36,081 | $67,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 3,577 | $67,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 8,725 | $67,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 82,609 | $67,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 6,070 | $67,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 12,162 | $67,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,000 | $66,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 900 | $66,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,400 | $66,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 2,539 | $66,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 15,932 | $66,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 787 | $66,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 13,875 | $66,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 474 | $66,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 65,000 | $66,000 | thousands by filing date | principal |
| DENNYS CORP | 24869P104 | COM | 6,199 | $66,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 5,019 | $66,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 3,346 | $66,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 5,695 | $66,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 9,912 | $66,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,500 | $65,000 | thousands by filing date | put |
| GLAUKOS CORP COM | 377322102 | Stock | 2,227 | $65,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 2,114 | $65,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 41,875 | $65,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 59,630 | $65,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 2,190 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 2,661 | $65,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 20,055 | $65,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 4,931 | $64,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,070 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,563 | $64,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 9,180 | $64,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 507 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 2,827 | $64,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 1,200 | $64,000 | thousands by filing date | |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 2,724 | $64,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 21,100 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 1,789 | $64,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 13,258 | $64,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,800 | $63,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 3,391 | $63,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,962 | $63,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 2,581 | $63,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,615 | $63,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 9,742 | $63,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 4,496 | $63,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 4,151 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 946 | $63,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 7,998 | $63,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 31,925 | $63,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 9,612 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 3,805 | $63,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 10,237 | $63,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 6,739 | $63,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 21,180 | $62,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,000 | $62,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 1,183 | $62,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 3,278 | $62,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 3,886 | $62,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,623 | $62,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 15,469 | $62,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 16,400 | $62,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 3,237 | $62,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 4,800 | $62,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 17,420 | $62,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 2,561 | $62,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 3,233 | $62,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 414 | $61,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,031 | $61,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 6,715 | $61,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 6,892 | $61,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3,258 | $61,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 7,880 | $61,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 4,831 | $61,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 22,690 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347R123 | SHT INV GRD CP | 2,368 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 789 | $61,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 4,206 | $60,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 8,518 | $60,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,714 | $60,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 9,184 | $60,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 6,945 | $60,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 733 | $60,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 444 | $60,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 1,647 | $60,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 415 | $60,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 4,348 | $60,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 5,258 | $59,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,419 | $59,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 1,533 | $59,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,540 | $59,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,036 | $59,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 2,700 | $59,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 5,564 | $59,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 8,013 | $59,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 9,311 | $59,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 4,333 | $59,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 21,304 | $59,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 29,527 | $59,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 37,750 | $59,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 1,757 | $59,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 1,231 | $59,000 | thousands by filing date | |
| IPATH PURE BETA GRAINS | 06740P270 | CMN | 1,569 | $59,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 2,354 | $59,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 2,900 | $58,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,375 | $58,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 5,000 | $58,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 29,014 | $58,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 17,420 | $58,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,511 | $58,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,844 | $58,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 835 | $58,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 2,566 | $58,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 2,380 | $58,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 5,325 | $58,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,304 | $58,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 1,699 | $58,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 5,952 | $58,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,100 | $57,000 | thousands by filing date | call |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 3,426 | $57,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 602 | $57,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 1,569 | $57,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 710 | $57,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 3,199 | $57,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 3,563 | $57,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 3,716 | $57,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 26,527 | $57,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,315 | $57,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 2,367 | $57,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 835 | $57,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 991 | $57,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 145,098 | $57,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,100 | $56,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 23,992 | $56,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 12,715 | $56,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 9,738 | $56,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 885 | $56,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 49,982 | $56,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,544 | $56,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 2,938 | $56,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 2,230 | $56,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 11,308 | $56,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 9,025 | $56,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 2,400 | $56,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 3,655 | $56,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K372 | DAILY HEALTHCARE | 1,620 | $56,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,364 | $55,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 1,076 | $55,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,214 | $55,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 2,528 | $55,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,946 | $55,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 3,840 | $55,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 8,455 | $55,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 7,711 | $55,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 2,150 | $55,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 26,601 | $55,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 8,968 | $55,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 823 | $55,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 2,302 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 2,254 | $55,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 735 | $54,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 1,700 | $54,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,000 | $54,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 9,205 | $54,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,640 | $54,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,174 | $54,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 3,900 | $54,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 107,665 | $54,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 7,954 | $54,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 1,688 | $54,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L792 | ETRACS 2XLEV | 1,681 | $54,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,294 | $53,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 3,861 | $53,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 3,037 | $53,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 4,862 | $53,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,760 | $53,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 3,185 | $53,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 12,568 | $53,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 11,567 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 1,355 | $53,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 422 | $53,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 4,284 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 4,093 | $53,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 2,919 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,026 | $52,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 924 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 903 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 1,046 | $52,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 2,300 | $52,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 3,927 | $52,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 2,136 | $52,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,351 | $52,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 4,978 | $52,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 90,000 | $52,000 | thousands by filing date | call |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 6,773 | $52,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 3,800 | $52,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 1,969 | $52,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 10,170 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019736 | this filing | 2016-08-12 | acceptance time not in the bulk data set |