13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,801 holding rows worth $159,204,080,000.
- Accession
- 0000950123-16-019736
- Filer
- CIK 1610520
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 14,247 entries on the cover page, a total value of $159,204,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,204,042,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,158 | $215,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 24,019 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,565 | $214,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,013 | $214,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 9,597 | $214,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 10,084 | $213,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 18,041 | $213,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 22,600 | $213,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 5,588 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 9,304 | $210,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 8,158 | $210,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 8,800 | $210,000 | thousands by filing date | call |
| NATIONAL SEC GROUP INC | 637546102 | COM | 11,596 | $210,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 11,082 | $209,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 14,978 | $209,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 9,693 | $208,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 22,024 | $208,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 6,350 | $207,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 14,005 | $207,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K232 | Cmn | 26,472 | $207,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 2,936 | $206,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 9,303 | $206,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 4,510 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,107 | $204,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 11,565 | $204,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 10,647 | $204,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 35,150 | $204,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 8,495 | $203,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 13,094 | $203,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 27,276 | $203,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 7,500 | $202,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 7,072 | $201,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 10,997 | $200,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,600 | $200,000 | thousands by filing date | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 17,073 | $200,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 4,165 | $199,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,000 | $199,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 18,219 | $198,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 34,224 | $198,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 8,743 | $198,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 12,807 | $198,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,275 | $198,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 28,907 | $197,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 59,556 | $197,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 34,998 | $197,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 102,421 | $197,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 7,538 | $197,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 31,845 | $197,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4,113 | $196,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 10,956 | $196,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 2,621 | $196,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 8,059 | $195,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 6,671 | $195,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 31,423 | $195,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,503 | $194,000 | thousands by filing date | |
| ISHARES INC | 46434G608 | MSCI EMRGN ETF | 10,055 | $194,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,763 | $193,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,600 | $193,000 | thousands by filing date | call |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 22,815 | $193,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 17,906 | $192,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 12,870 | $192,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 84,753 | $192,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 6,258 | $192,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,774 | $191,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 8,316 | $191,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,500 | $190,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 15,199 | $190,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 21,829 | $190,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 13,013 | $189,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 6,568 | $189,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 1,640 | $189,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 12,494 | $189,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 22,827 | $188,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 13,724 | $188,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 4,619 | $188,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 11,800 | $188,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,860 | $188,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 7,047 | $188,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 7,593 | $188,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 9,287 | $188,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 3,804 | $188,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 12,063 | $188,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 13,048 | $187,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,625 | $186,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 21,407 | $186,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 17,797 | $186,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 8,714 | $186,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 9,875 | $185,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,600 | $185,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 12,059 | $185,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 17,810 | $185,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,000 | $184,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 14,600 | $184,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 4,500 | $184,000 | thousands by filing date | call |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,304 | $184,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 13,018 | $184,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 6,541 | $184,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,847 | $183,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 19,010 | $183,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,174 | $183,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,927 | $183,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 8,217 | $183,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 11,669 | $183,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 7,606 | $183,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 3,196 | $182,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 25,494 | $182,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 15,117 | $182,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 35,538 | $182,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,372 | $181,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,715 | $181,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 6,669 | $180,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 28,474 | $180,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 202,000 | $180,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 2,983 | $179,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 8,110 | $179,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 27,115 | $179,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,412 | $179,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 9,727 | $179,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 9,106 | $178,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 42,146 | $178,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 4,425 | $178,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 13,401 | $177,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,417 | $177,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,499 | $176,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 10,861 | $176,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 13,400 | $175,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 25,675 | $174,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,793 | $174,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 22,772 | $174,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 12,780 | $173,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 23,180 | $173,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 22,304 | $173,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 6,735 | $173,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 29,288 | $172,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 5,465 | $172,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,133 | $172,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 43,879 | $172,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 44,919 | $172,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 14,114 | $171,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 3,632 | $171,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 11,965 | $171,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,811 | $171,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,344 | $171,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,739 | $171,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,510 | $171,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 12,925 | $170,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 11,585 | $170,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 4,521 | $170,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 10,222 | $170,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 5,432 | $170,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,811 | $169,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 5,541 | $169,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 29,800 | $169,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 7,516 | $169,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,912 | $168,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 17,429 | $168,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 11,253 | $168,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 14,500 | $167,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 3,856 | $167,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 53,028 | $167,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 4,813 | $167,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 11,539 | $167,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 4,731 | $166,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,994 | $166,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 21,863 | $166,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 5,454 | $166,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,207 | $165,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 2,559 | $165,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 17,371 | $165,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 16,500 | $165,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 40,142 | $164,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 9,694 | $164,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,994 | $164,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 85,500 | $164,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 2,739 | $164,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 10,700 | $164,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 8,681 | $163,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,105 | $163,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 17,500 | $163,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 30,450 | $163,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 3,389 | $162,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 22,979 | $162,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 40,191 | $162,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 3,757 | $162,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 3,571 | $162,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 14,507 | $162,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 151,619 | $161,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 25,161 | $161,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,171 | $161,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 7,103 | $161,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 6,417 | $161,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 6,338 | $161,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 12,734 | $161,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 31,965 | $160,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 3,753 | $160,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,396 | $159,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 3,831 | $159,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,043 | $159,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 121,872 | $159,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 122,556 | $159,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 17,242 | $159,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,390 | $158,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 11,626 | $158,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 1,303 | $158,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 3,678 | $157,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,128 | $157,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 13,944 | $157,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,022 | $157,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 9,445 | $157,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 2,984 | $157,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X545 | GLB EX US HDG | 7,279 | $157,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,162 | $156,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 785 | $156,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 20,732 | $155,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 5,379 | $155,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 16,322 | $155,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 6,808 | $155,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 9,126 | $154,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 5,177 | $154,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 9,546 | $154,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 3,627 | $154,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 2,290 | $154,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 8,841 | $154,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 14,896 | $154,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 9,832 | $153,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 22,244 | $153,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,043 | $152,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 2,735 | $152,000 | thousands by filing date | call |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 14,632 | $152,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 9,161 | $152,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 5,153 | $152,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 11,450 | $152,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 48,899 | $152,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 11,000 | $152,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 3,840 | $152,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,963 | $151,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,607 | $151,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 82,008 | $151,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 227,254 | $151,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 4,857 | $150,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,728 | $150,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,000 | $150,000 | thousands by filing date | call |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 15,384 | $150,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 4,070 | $150,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 9,673 | $150,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 600 | $149,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 10,031 | $149,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 6,818 | $149,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 8,642 | $149,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 10,826 | $149,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 35,797 | $148,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 3,168 | $148,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 20,000 | $148,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 4,940 | $147,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 67,030 | $147,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,700 | $146,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 5,128 | $146,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,450 | $146,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,155 | $146,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 10,378 | $146,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 9,845 | $146,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,203 | $146,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 6,944 | $146,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 3,117 | $146,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 30,793 | $146,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 6,923 | $145,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 37,437 | $145,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2,379 | $145,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 13,086 | $145,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 3,800 | $145,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 16,145 | $145,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 3,927 | $145,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 1,153 | $145,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 6,687 | $144,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 353 | $144,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,177 | $144,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 12,679 | $144,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 10,202 | $144,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 5,146 | $143,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 6,325 | $143,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 3,967 | $143,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 48,356 | $143,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 1,214 | $143,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 1,962 | $143,000 | thousands by filing date | |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 1,365 | $143,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 59,185 | $143,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 6,729 | $142,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 4,980 | $142,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 7,418 | $142,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 13,093 | $142,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 8,549 | $141,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 3,894 | $141,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 48,000 | $141,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 14,081 | $140,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 3,045 | $140,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 44,829 | $140,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 3,537 | $140,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 7,480 | $140,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 4,550 | $140,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 896 | $139,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 14,830 | $139,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 2,548 | $139,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 15,751 | $139,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,709 | $139,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 2,703 | $139,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 4,588 | $139,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 8,245 | $139,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 5,103 | $138,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 10,594 | $138,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 7,859 | $138,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 40,651 | $138,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 16,259 | $138,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 35,274 | $138,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 6,327 | $137,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 54,549 | $137,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,501 | $137,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 11,047 | $137,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 62,826 | $137,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 19,039 | $137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 5,556 | $136,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,000 | $136,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 2,305 | $136,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,036 | $135,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,651 | $135,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 3,187 | $135,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 7,424 | $135,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,299 | $135,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 4,360 | $134,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 8,397 | $134,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 17,514 | $134,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 1,683 | $134,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 7,551 | $134,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 6,382 | $134,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 7,345 | $134,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 8,280 | $133,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 11,821 | $133,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 9,132 | $133,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 11,635 | $133,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 5,804 | $133,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C609 | NAVELR A100 ETF | 2,755 | $133,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 4,731 | $132,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 2,984 | $132,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 17,153 | $132,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 18,360 | $132,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 3,521 | $132,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 2,679 | $132,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 2,684 | $132,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 323 | $131,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 4,919 | $131,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 7,318 | $131,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 9,863 | $131,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 17,017 | $131,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 5,997 | $130,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 7,437 | $130,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 3,689 | $130,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,895 | $130,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 8,384 | $129,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 5,287 | $129,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 500 | $128,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 5,306 | $128,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,097 | $128,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,558 | $128,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,756 | $128,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 8,197 | $128,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 6,611 | $128,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 15,713 | $128,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,000 | $127,000 | thousands by filing date | call |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 22,430 | $127,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,000 | $127,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 4,617 | $126,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,679 | $126,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 27,995 | $126,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 35,070 | $126,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 1,739 | $126,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 8,648 | $126,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,087 | $126,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 4,652 | $126,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,862 | $126,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 3,903 | $126,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 3,276 | $125,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 7,999 | $125,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 3,884 | $125,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 10,035 | $124,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 7,755 | $124,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 52,882 | $123,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 43,348 | $123,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 6,712 | $123,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 14,285 | $123,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 8,862 | $122,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 4,403 | $122,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 5,237 | $122,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,406 | $122,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 2,594 | $122,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 8,910 | $122,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 286 | $122,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 10,000 | $122,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 51,379 | $121,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 4,629 | $121,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 1,985 | $120,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 5,774 | $120,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 507 | $120,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 21,997 | $120,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 2,200 | $120,000 | thousands by filing date | put |
| CAPELLA EDUCATION CO | 139594105 | COM | 2,272 | $120,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 14,421 | $120,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 4,608 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,400 | $119,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 31,292 | $119,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 44,207 | $119,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 10,526 | $119,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 14,461 | $119,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 2,579 | $119,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 4,870 | $118,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 6,673 | $118,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,885 | $118,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 102,181 | $118,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 10,889 | $118,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,661 | $118,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,513 | $118,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 3,874 | $118,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,170 | $118,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P601 | S&P 500 3X LNG | 662 | $118,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,390 | $117,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,400 | $117,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 7,550 | $117,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 17,835 | $117,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 4,700 | $117,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 14,622 | $116,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,961 | $116,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 6,139 | $116,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 25,000 | $116,000 | thousands by filing date | put |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 5,300 | $116,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 151,094 | $116,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 7,500 | $116,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 3,376 | $115,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 3,419 | $115,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 7,676 | $115,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 6,523 | $115,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,030 | $114,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 6,635 | $114,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 9,925 | $114,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 10,951 | $113,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 12,123 | $113,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 4,333 | $113,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,481 | $113,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 7,905 | $113,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 3,170 | $112,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,082 | $112,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 13,900 | $112,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 789 | $112,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 17,898 | $112,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 10,899 | $112,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 4,505 | $111,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 6,900 | $111,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 6,797 | $111,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 3,319 | $111,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 16,422 | $111,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 807 | $111,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 8,029 | $111,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 1,895 | $111,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,000 | $110,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 2,062 | $110,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 11,261 | $110,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 3,201 | $110,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 12,675 | $110,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 2,387 | $110,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 13,558 | $110,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 1,230 | $110,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,049 | $109,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 4,311 | $109,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 15,969 | $109,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 5,008 | $109,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 112,463 | $109,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 7,602 | $109,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,912 | $108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,689 | $108,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,000 | $107,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 19,600 | $107,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 10,986 | $107,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 3,327 | $107,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 19,744 | $107,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,433 | $107,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 16,600 | $107,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 4,862 | $107,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 1,485 | $107,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 144,800 | $107,000 | thousands by filing date | principal |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,903 | $106,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 2,169 | $106,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 4,192 | $106,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 3,517 | $106,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 13,050 | $105,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 9,001 | $105,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7,862 | $105,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,371 | $105,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,544 | $105,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 23,600 | $105,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 8,699 | $105,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 12,786 | $105,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 13,150 | $105,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 1,578 | $105,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019736 | this filing | 2016-08-12 | acceptance time not in the bulk data set |