13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,801 holding rows worth $159,204,080,000.
- Accession
- 0000950123-16-019736
- Filer
- CIK 1610520
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 14,247 entries on the cover page, a total value of $159,204,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,204,042,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 121,036 | $2,744,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 38,558 | $2,742,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 52,492 | $2,739,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 35,414 | $2,732,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 56,955 | $2,727,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 57,315 | $2,721,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 170,700 | $2,720,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 30,000 | $2,719,000 | thousands by filing date | call |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 103,011 | $2,719,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 34,340 | $2,718,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 265,866 | $2,715,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 54,067 | $2,709,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 193,516 | $2,707,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 126,196 | $2,702,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 225,461 | $2,701,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 96,226 | $2,700,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 182,135 | $2,683,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 21,000 | $2,681,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 96,183 | $2,679,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 123,644 | $2,678,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 269,004 | $2,674,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 32,568 | $2,673,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 122,411 | $2,670,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 109,801 | $2,667,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 146,852 | $2,664,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 30,678 | $2,662,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 42,132 | $2,658,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 204,966 | $2,656,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 74,000 | $2,654,000 | thousands by filing date | call |
| MARKIT LTD | G58249106 | SHS | 81,358 | $2,653,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 31,443 | $2,648,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 175,729 | $2,646,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 255,646 | $2,646,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 35,179 | $2,642,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 480,770 | $2,635,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 71,349 | $2,634,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 83,456 | $2,633,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 105,770 | $2,631,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 38,010 | $2,630,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 172,324 | $2,626,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 53,500 | $2,624,000 | thousands by filing date | put |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 100,000 | $2,623,000 | thousands by filing date | put |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 190,036 | $2,621,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 102,386 | $2,619,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 178,987 | $2,617,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 240,000 | $2,616,000 | thousands by filing date | put |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 189,159 | $2,614,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 67,634 | $2,611,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 74,261 | $2,609,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 29,600 | $2,607,000 | thousands by filing date | call |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 73,879 | $2,607,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 188,737 | $2,607,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 117,178 | $2,595,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 163,236 | $2,594,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 34,200 | $2,593,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 110,333 | $2,592,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 13,213 | $2,589,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 201,050 | $2,589,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 178,325 | $2,586,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 26,524 | $2,585,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 45,067 | $2,581,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 67,200 | $2,580,000 | thousands by filing date | call |
| CELLECTIS ADS | 15117K103 | COM | 97,000 | $2,580,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 28,400 | $2,575,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 503,012 | $2,575,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 114,027 | $2,573,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 101,331 | $2,572,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 166,935 | $2,572,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 35,163 | $2,568,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,218,983 | $2,560,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 95,968 | $2,559,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 17,672 | $2,551,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 102,471 | $2,548,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 144,493 | $2,546,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 88,322 | $2,543,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 50,353 | $2,542,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 97,711 | $2,539,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 174,448 | $2,538,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 40,500 | $2,537,000 | thousands by filing date | put |
| Powershares ETF KBW Insurance | 73936q777 | COM | 50,676 | $2,534,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 38,191 | $2,531,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 247,306 | $2,525,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 90,494 | $2,525,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 37,100 | $2,519,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 197,546 | $2,512,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 167,731 | $2,511,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 40,000 | $2,506,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 94,437 | $2,502,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 157,000 | $2,501,000 | thousands by filing date | put |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 91,648 | $2,475,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 17,572 | $2,472,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 95,170 | $2,471,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 75,989 | $2,467,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 65,559 | $2,464,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,075,288 | $2,462,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 434,065 | $2,461,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 219,192 | $2,461,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 124,090 | $2,461,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 57,034 | $2,458,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 82,672 | $2,445,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 107,008 | $2,436,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 127,300 | $2,436,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 92,900 | $2,432,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 120,321 | $2,425,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 28,173 | $2,421,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 30,188 | $2,415,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 17,369 | $2,414,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 43,222 | $2,413,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,324,026 | $2,409,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 101,603 | $2,409,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 70,457 | $2,408,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 100,000 | $2,405,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 104,000 | $2,402,000 | thousands by filing date | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 53,474 | $2,400,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 103,120 | $2,399,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 82,961 | $2,397,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 90,300 | $2,396,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 29,040 | $2,394,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 24,560 | $2,391,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 175,600 | $2,390,000 | thousands by filing date | put |
| ATLASSIAN CORP | G06242104 | CL A | 92,100 | $2,385,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 77,722 | $2,382,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 29,641 | $2,380,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 79,693 | $2,380,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 152,114 | $2,379,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 47,136 | $2,379,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 415,990 | $2,379,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 183,304 | $2,379,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 59,592 | $2,379,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 430,948 | $2,379,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 205,467 | $2,373,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 79,412 | $2,369,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 129,122 | $2,367,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 61,271 | $2,363,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 21,201 | $2,362,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 149,580 | $2,357,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 380,301 | $2,347,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 61,802 | $2,346,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 237,759 | $2,344,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 17,312 | $2,343,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 272,100 | $2,340,000 | thousands by filing date | put |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 47,600 | $2,335,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 95,441 | $2,333,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 347,600 | $2,332,000 | thousands by filing date | call |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 160,020 | $2,330,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 536,374 | $2,323,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 68,336 | $2,323,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 168,045 | $2,322,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 27,000 | $2,320,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 50,000 | $2,317,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 188,850 | $2,314,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 141,073 | $2,311,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 77,327 | $2,309,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 189,747 | $2,306,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 50,000 | $2,305,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 153,480 | $2,305,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 348,144 | $2,305,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 49,000 | $2,303,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 57,156 | $2,297,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 94,660 | $2,296,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 146,833 | $2,295,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 17,017 | $2,294,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 90,000 | $2,291,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 128,666 | $2,290,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 32,378 | $2,290,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 76,363 | $2,283,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 437,508 | $2,283,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 161,403 | $2,282,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 154,074 | $2,277,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 27,707 | $2,275,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 45,527 | $2,268,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 31,365 | $2,267,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 59,588 | $2,259,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 27,400 | $2,258,000 | thousands by filing date | call |
| Lion Biotechnologies | 53619R102 | COM | 278,706 | $2,257,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 155,720 | $2,256,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 107,209 | $2,252,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 836,173 | $2,249,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 21,516 | $2,248,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 219,510 | $2,248,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 45,697 | $2,240,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 171,089 | $2,240,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 161,976 | $2,239,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 37,609 | $2,237,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 407,230 | $2,232,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 78,353 | $2,231,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 82,031 | $2,227,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 68,195 | $2,221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 53,573 | $2,217,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K257 | DLY FIN BEAR1X | 91,775 | $2,217,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 116,582 | $2,214,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 182,989 | $2,212,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 69,982 | $2,208,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 45,780 | $2,207,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 42,798 | $2,205,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,200 | $2,201,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 20,736 | $2,196,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 105,042 | $2,191,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 368,038 | $2,190,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 576,336 | $2,190,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 255,560 | $2,188,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 99,355 | $2,187,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 230,100 | $2,184,000 | thousands by filing date | call |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 17,732 | $2,182,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 121,292 | $2,181,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 43,046 | $2,180,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 234,068 | $2,180,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 52,962 | $2,177,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 102,476 | $2,174,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 135,100 | $2,174,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 263,689 | $2,173,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 128,348 | $2,170,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 55,130 | $2,170,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 15,917 | $2,170,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 139,700 | $2,166,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 128,728 | $2,163,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 61,188 | $2,160,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 232,592 | $2,157,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 167,362 | $2,151,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 44,306 | $2,151,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 420,985 | $2,147,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 295,347 | $2,147,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 146,300 | $2,145,000 | thousands by filing date | call |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 91,105 | $2,145,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 75,749 | $2,144,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 57,121 | $2,143,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 119,655 | $2,139,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 128,813 | $2,137,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 92,286 | $2,136,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 90,022 | $2,133,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 50,408 | $2,132,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 43,565 | $2,128,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 251,407 | $2,127,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 86,062 | $2,122,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 99,367 | $2,113,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 148,839 | $2,111,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 237,700 | $2,111,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 90,500 | $2,108,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 110,783 | $2,103,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 63,933 | $2,096,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 45,728 | $2,088,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 23,096 | $2,088,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 38,959 | $2,087,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 160,609 | $2,083,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 112,837 | $2,076,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 124,412 | $2,073,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 49,400 | $2,073,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 61,983 | $2,072,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 42,315 | $2,070,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 18,272 | $2,067,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 44,200 | $2,060,000 | thousands by filing date | call |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 25,702 | $2,058,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 30,000 | $2,054,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 107,000 | $2,054,000 | thousands by filing date | call |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 28,404 | $2,052,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 38,711 | $2,048,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 124,690 | $2,047,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 4,931 | $2,044,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 82,325 | $2,044,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 214,641 | $2,039,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 50,000 | $2,037,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 112,551 | $2,037,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 195,405 | $2,036,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 29,518 | $2,034,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 14,454 | $2,033,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 64,111 | $2,032,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 75,274 | $2,031,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 76,600 | $2,028,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 74,200 | $2,021,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 95,363 | $2,020,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 73,456 | $2,019,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 50,000 | $2,016,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 63,400 | $2,009,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 49,141 | $2,008,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 94,120 | $2,007,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 75,256 | $2,007,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 119,560 | $2,006,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 50,920 | $2,005,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 36,217 | $2,003,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 21,403 | $2,001,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 129,088 | $1,999,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 84,279 | $1,997,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 16,710 | $1,994,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 78,031 | $1,988,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 64,784 | $1,986,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 67,000 | $1,982,000 | thousands by filing date | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 84,674 | $1,981,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 75,901 | $1,978,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 44,166 | $1,974,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 293,145 | $1,967,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 33,527 | $1,959,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 24,000 | $1,956,000 | thousands by filing date | call |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 175,995 | $1,955,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 19,455 | $1,953,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 131,625 | $1,953,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 35,001 | $1,945,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 23,150 | $1,945,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 185,212 | $1,939,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 65,392 | $1,938,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 94,508 | $1,936,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 49,021 | $1,933,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 28,299 | $1,922,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 465,140 | $1,921,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 51,651 | $1,917,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 57,226 | $1,916,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 84,176 | $1,914,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 36,376 | $1,912,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 221,524 | $1,911,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 37,108 | $1,911,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 40,043 | $1,911,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 48,109 | $1,906,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 1,500,000 | $1,904,000 | thousands by filing date | principal |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 404,580 | $1,901,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 44,719 | $1,901,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 70,255 | $1,896,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 16,700 | $1,895,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 20,900 | $1,895,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 185,608 | $1,895,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 32,907 | $1,894,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 211,217 | $1,892,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 167,645 | $1,886,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 28,621 | $1,882,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 157,326 | $1,880,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 180,000 | $1,877,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 55,385 | $1,871,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 74,612 | $1,869,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 72,277 | $1,868,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 55,600 | $1,865,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 201,511 | $1,863,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 32,915 | $1,861,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 103,584 | $1,861,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 31,207 | $1,858,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 56,798 | $1,858,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 41,029 | $1,854,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 124,680 | $1,854,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 198,193 | $1,854,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 180,629 | $1,853,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 96,419 | $1,852,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 19,900 | $1,849,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 143,909 | $1,849,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 136,840 | $1,847,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 471,000 | $1,846,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 40,000 | $1,846,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 128,289 | $1,846,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 22,002 | $1,846,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 144,127 | $1,845,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 40,088 | $1,843,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 54,000 | $1,842,000 | thousands by filing date | call |
| EXPONENT INC | 30214U102 | COM | 31,528 | $1,841,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 128,044 | $1,838,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,183 | $1,838,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 39,902 | $1,838,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 617,937 | $1,835,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 45,403 | $1,835,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 69,776 | $1,833,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 175,855 | $1,833,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 196,926 | $1,833,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 53,691 | $1,832,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 98,024 | $1,832,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 200,354 | $1,828,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 166,831 | $1,825,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 32,458 | $1,824,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 49,906 | $1,818,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 67,365 | $1,816,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 27,353 | $1,808,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 104,902 | $1,804,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 25,097 | $1,803,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 46,862 | $1,803,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 365,285 | $1,797,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 58,763 | $1,797,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 80,408 | $1,794,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 77,853 | $1,792,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 14,439 | $1,789,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 100,767 | $1,784,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 113,846 | $1,784,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 100,000 | $1,781,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 81,650 | $1,780,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 66,256 | $1,779,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 60,115 | $1,778,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 77,522 | $1,775,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 153,531 | $1,773,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 28,698 | $1,769,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 1,500,000 | $1,767,000 | thousands by filing date | principal |
| ONE GAS INC COM | 68235P108 | Stock | 26,522 | $1,766,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 229,406 | $1,766,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 52,642 | $1,760,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 25,351 | $1,760,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 131,370 | $1,758,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 36,764 | $1,752,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 154,880 | $1,744,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 104,923 | $1,741,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 76,117 | $1,741,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 199,783 | $1,740,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 90,407 | $1,736,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 100,000 | $1,735,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 26,100 | $1,735,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 85,900 | $1,734,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 36,868 | $1,724,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 42,060 | $1,721,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 35,889 | $1,721,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 74,155 | $1,721,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 55,575 | $1,720,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 38,236 | $1,720,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 370,238 | $1,718,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 48,853 | $1,714,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 44,984 | $1,712,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 12,155 | $1,711,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 71,239 | $1,709,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 30,785 | $1,705,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 46,912 | $1,698,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 176,282 | $1,696,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 40,670 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 98,465 | $1,692,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 45,287 | $1,692,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 72,632 | $1,691,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 220,061 | $1,688,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 68,934 | $1,688,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 63,788 | $1,687,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 30,412 | $1,687,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 27,460 | $1,685,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 16,973 | $1,684,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 39,700 | $1,684,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 22,275 | $1,684,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 290,440 | $1,681,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 60,622 | $1,675,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 30,936 | $1,662,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,100 | $1,661,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 203,032 | $1,659,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 49,064 | $1,658,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 170,407 | $1,655,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 11,559 | $1,653,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 39,450 | $1,652,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 35,000 | $1,645,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 32,350 | $1,644,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 60,283 | $1,643,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 33,450 | $1,641,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 309,599 | $1,641,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 45,467 | $1,640,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 124,575 | $1,634,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 80,187 | $1,633,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 28,309 | $1,630,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 33,509 | $1,628,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 47,945 | $1,628,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 49,046 | $1,624,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 60,284 | $1,624,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 65,413 | $1,624,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 66,975 | $1,623,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 53,398 | $1,622,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 47,050 | $1,622,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 104,902 | $1,620,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 97,623 | $1,617,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 43,369 | $1,615,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 131,247 | $1,614,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 64,787 | $1,613,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 26,889 | $1,611,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 43,019 | $1,609,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 45,998 | $1,609,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 97,515 | $1,608,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 27,875 | $1,607,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 81,766 | $1,605,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 180,128 | $1,605,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 27,764 | $1,603,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 128,300 | $1,601,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 355,633 | $1,600,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 70,651 | $1,600,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 36,000 | $1,598,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 22,176 | $1,597,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 142,709 | $1,594,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 19,064 | $1,593,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 65,497 | $1,589,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 46,314 | $1,585,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 67,225 | $1,585,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 113,775 | $1,584,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 100,773 | $1,582,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 45,159 | $1,582,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 26,722 | $1,581,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 612,753 | $1,581,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 91,366 | $1,579,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 64,912 | $1,579,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 46,138 | $1,577,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 57,500 | $1,576,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 50,700 | $1,575,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 51,528 | $1,575,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 40,567 | $1,565,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 26,012 | $1,556,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 118,050 | $1,554,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 302,125 | $1,553,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 94,031 | $1,552,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 40,177 | $1,550,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 956,294 | $1,550,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 36,102 | $1,550,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 32,746 | $1,547,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 201,419 | $1,543,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 112,511 | $1,543,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 67,956 | $1,543,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 40,500 | $1,541,000 | thousands by filing date | put |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 42,217 | $1,540,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 28,967 | $1,540,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 208,176 | $1,539,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 16,746 | $1,535,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019736 | this filing | 2016-08-12 | acceptance time not in the bulk data set |