13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,801 holding rows worth $159,204,080,000.
- Accession
- 0000950123-16-019736
- Filer
- CIK 1610520
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 14,247 entries on the cover page, a total value of $159,204,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,204,042,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 40,000 | $4,670,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 245,112 | $4,664,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 771,914 | $4,662,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 349,339 | $4,660,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 473,505 | $4,655,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 746,008 | $4,655,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 260,714 | $4,654,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 60,794 | $4,654,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 50,860 | $4,653,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 60,000 | $4,646,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 6,159,000 | $4,639,000 | thousands by filing date | principal |
| PACKAGING CORP AMER COM | 695156109 | Stock | 69,300 | $4,638,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 43,510 | $4,632,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 21,174 | $4,630,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L102 | SUSTANBLE GLBL | 190,000 | $4,626,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 85,629 | $4,624,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 290,180 | $4,617,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 33,414 | $4,616,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 53,329 | $4,611,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 352,568 | $4,608,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 599,345 | $4,603,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 153,637 | $4,597,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 281,835 | $4,591,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 126,172 | $4,580,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 174,817 | $4,578,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 112,982 | $4,566,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 286,281 | $4,560,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 292,325 | $4,557,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 190,000 | $4,554,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 70,954 | $4,542,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 410,200 | $4,541,000 | thousands by filing date | call |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 301,024 | $4,540,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 106,978 | $4,538,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 299,211 | $4,533,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 124,965 | $4,532,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 361,010 | $4,527,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 309,843 | $4,527,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 182,110 | $4,509,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 190,000 | $4,509,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 98,780 | $4,496,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 27,106 | $4,488,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 301,923 | $4,487,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 629,180 | $4,486,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 86,713 | $4,483,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 444,713 | $4,478,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 250,000 | $4,462,000 | thousands by filing date | put |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 590,663 | $4,460,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 72,000 | $4,447,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 60,795 | $4,442,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 48,400 | $4,432,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 185,690 | $4,428,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 60,000 | $4,413,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 438,881 | $4,410,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 135,924 | $4,409,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 5,000,000 | $4,409,000 | thousands by filing date | principal |
| MACERICH CO | 554382101 | COM | 51,546 | $4,402,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 42,503 | $4,400,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 119,673 | $4,399,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 180,912 | $4,396,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 20,886 | $4,391,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 376,348 | $4,373,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 141,300 | $4,365,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 228,500 | $4,358,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 1,010,200 | $4,344,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 185,700 | $4,340,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 134,110 | $4,339,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 177,099 | $4,338,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,300 | $4,335,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 266,945 | $4,332,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 112,700 | $4,328,000 | thousands by filing date | put |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 359,063 | $4,327,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 148,747 | $4,323,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 92,734 | $4,297,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 126,300 | $4,295,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 97,835 | $4,287,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 347,347 | $4,282,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 945,000 | $4,281,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 298,932 | $4,278,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 112,658 | $4,277,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 124,819 | $4,276,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 156,854 | $4,272,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 86,419 | $4,268,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 107,278 | $4,267,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 382,880 | $4,265,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 120,695 | $4,244,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 71,948 | $4,242,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 167,965 | $4,238,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 116,400 | $4,232,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 141,970 | $4,229,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 145,821 | $4,228,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 57,700 | $4,224,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 62,174 | $4,219,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 168,737 | $4,215,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 90,560 | $4,214,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 114,442 | $4,205,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 47,393 | $4,203,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 192,728 | $4,203,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 44,447 | $4,202,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 170,600 | $4,198,000 | thousands by filing date | call |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 155,618 | $4,197,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 180,000 | $4,192,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 168,681 | $4,188,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 52,986 | $4,185,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 394,968 | $4,183,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 181,418 | $4,172,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 153,488 | $4,172,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 310,023 | $4,170,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 138,789 | $4,158,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 296,734 | $4,151,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 153,370 | $4,150,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 29,499 | $4,149,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 229,240 | $4,142,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 158,259 | $4,140,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 77,121 | $4,137,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 199,190 | $4,124,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 399,156 | $4,123,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 59,886 | $4,120,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 79,611 | $4,117,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 107,581 | $4,111,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 131,200 | $4,105,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 45,098 | $4,101,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 80,876 | $4,101,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 142,900 | $4,098,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 363,995 | $4,096,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 94,859 | $4,092,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 134,856 | $4,091,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 110,537 | $4,089,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 114,564 | $4,088,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 76,580 | $4,082,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 150,200 | $4,081,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 34,481 | $4,077,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 200,000 | $4,062,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,835,005 | $4,055,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 110,200 | $4,054,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 174,812 | $4,051,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 309,202 | $4,045,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 89,109 | $4,043,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 25,000 | $4,036,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 171,500 | $4,035,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 138,433 | $4,033,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 176,410 | $4,031,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 601,083 | $4,027,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 372,468 | $4,026,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 87,127 | $4,025,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 548,233 | $4,024,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 172,407 | $4,017,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 96,033 | $4,011,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 77,792 | $4,006,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 262,500 | $3,993,000 | thousands by filing date | put |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 131,323 | $3,992,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 163,781 | $3,990,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 225,632 | $3,985,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 570,854 | $3,984,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 133,640 | $3,981,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 150,108 | $3,975,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 77,385 | $3,965,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 166,767 | $3,964,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 89,242 | $3,961,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 919,900 | $3,956,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 63,725 | $3,955,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 257,499 | $3,955,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 168,205 | $3,953,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 848,424 | $3,953,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 26,201 | $3,952,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 621,184 | $3,951,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 175,000 | $3,943,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 244,573 | $3,942,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 288,616 | $3,928,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 49,600 | $3,927,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 273,189 | $3,915,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 157,785 | $3,911,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 67,086 | $3,901,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 240,000 | $3,898,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 146,852 | $3,896,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 32,660 | $3,895,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 106,284 | $3,886,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 104,947 | $3,878,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 74,419 | $3,867,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 96,409 | $3,864,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 101,195 | $3,861,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 175,093 | $3,859,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 98,480 | $3,858,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 702,598 | $3,857,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 123,963 | $3,852,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 343,771 | $3,847,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 50,554 | $3,845,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 536,604 | $3,842,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 200,000 | $3,840,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 111,610 | $3,835,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 268,784 | $3,834,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 67,000 | $3,834,000 | thousands by filing date | call |
| LOEWS CORP COM | 540424108 | Stock | 93,242 | $3,832,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 40,263 | $3,832,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 138,401 | $3,826,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 176,846 | $3,822,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 108,125 | $3,821,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 265,512 | $3,821,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 201,661 | $3,821,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,281,543 | $3,819,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 93,252 | $3,814,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 25,100 | $3,810,000 | thousands by filing date | call |
| QUESTAR CORP | 748356102 | COM | 149,998 | $3,805,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 307,554 | $3,801,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 52,785 | $3,800,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 167,239 | $3,797,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 577,908 | $3,797,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 386,540 | $3,796,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 140,863 | $3,793,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 126,867 | $3,792,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 30,391 | $3,789,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 122,640 | $3,788,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 40,271 | $3,786,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 150,000 | $3,784,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 80,255 | $3,783,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 125,685 | $3,783,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 61,252 | $3,782,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 276,167 | $3,775,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 168,051 | $3,774,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 112,300 | $3,772,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 48,300 | $3,770,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 3,823,000 | $3,770,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 128,332 | $3,768,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 258,272 | $3,766,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 37,517 | $3,757,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 77,994 | $3,752,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 264,798 | $3,752,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 38,341 | $3,748,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 123,244 | $3,744,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 324,442 | $3,741,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 5,280,000 | $3,732,000 | thousands by filing date | principal |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 152,980 | $3,724,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 201,062 | $3,720,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 205,972 | $3,718,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 299,031 | $3,714,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 30,426 | $3,707,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 398,812 | $3,704,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 47,850 | $3,702,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 294,498 | $3,702,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 137,933 | $3,702,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 75,870 | $3,692,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 43,284 | $3,685,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 85,057 | $3,675,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 273,529 | $3,674,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 76,143 | $3,665,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 333,796 | $3,662,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 50,524 | $3,660,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 423,025 | $3,659,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 90,880 | $3,656,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 347,484 | $3,655,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 76,770 | $3,649,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 162,208 | $3,648,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 345,722 | $3,647,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 393,225 | $3,642,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 187,547 | $3,641,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 166,363 | $3,640,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 67,631 | $3,636,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 31,500 | $3,630,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 257,427 | $3,630,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 51,322 | $3,622,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 55,009 | $3,620,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 107,673 | $3,616,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 64,179 | $3,613,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 36,838 | $3,609,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 70,700 | $3,606,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 243,026 | $3,604,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 49,300 | $3,600,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 95,945 | $3,600,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 55,531 | $3,600,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 772,100 | $3,598,000 | thousands by filing date | call |
| ALLEGHANY CORP DEL | 017175100 | COM | 6,532 | $3,590,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 66,773 | $3,586,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 77,487 | $3,575,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 100,000 | $3,569,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 133,120 | $3,566,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 51,700 | $3,565,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 202,081 | $3,563,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 76,357 | $3,559,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 173,035 | $3,559,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 67,378 | $3,558,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 57,050 | $3,552,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 44,668 | $3,543,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 324,844 | $3,538,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 223,437 | $3,528,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 114,780 | $3,527,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 842,884 | $3,523,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 148,006 | $3,516,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 120,301 | $3,508,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 268,130 | $3,507,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 147,441 | $3,506,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 75,497 | $3,503,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 54,066 | $3,500,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 52,277 | $3,499,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 216,813 | $3,493,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 580,889 | $3,491,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 106,278 | $3,489,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 90,721 | $3,488,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 45,324 | $3,486,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 29,570 | $3,483,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 53,316 | $3,482,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 52,106 | $3,481,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 205,694 | $3,478,000 | thousands by filing date | call |
| UNIFIRST CORP MASS | 904708104 | COM | 30,037 | $3,476,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 56,183 | $3,474,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 224,130 | $3,472,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 65,988 | $3,462,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 30,151 | $3,461,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 75,000 | $3,458,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 56,468 | $3,453,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 135,400 | $3,451,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 400,000 | $3,448,000 | thousands by filing date | put |
| DST SYS INC DEL | 233326107 | COM | 29,608 | $3,447,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 43,700 | $3,441,000 | thousands by filing date | call |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 282,015 | $3,441,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 93,898 | $3,441,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 58,135 | $3,434,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 144,061 | $3,430,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 105,020 | $3,429,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 90,000 | $3,425,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 262,878 | $3,416,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 230,243 | $3,414,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 143,500 | $3,412,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 93,617 | $3,410,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 108,537 | $3,404,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 30,200 | $3,401,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 346,643 | $3,394,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 24,289 | $3,382,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 82,581 | $3,381,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 150,000 | $3,380,000 | thousands by filing date | call |
| LANDSTAR SYS INC COM | 515098101 | Stock | 49,216 | $3,379,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 75,449 | $3,379,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 31,478 | $3,378,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 65,000 | $3,378,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 133,010 | $3,374,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 237,137 | $3,370,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 104,740 | $3,370,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 62,513 | $3,364,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 52,600 | $3,362,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 36,184 | $3,354,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 216,060 | $3,353,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 82,842 | $3,352,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 175,200 | $3,352,000 | thousands by filing date | put |
| MARKETO INC | 57063L107 | COM | 96,200 | $3,350,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 49,970 | $3,348,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 96,646 | $3,339,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 73,429 | $3,326,000 | thousands by filing date | call |
| FEI CO | 30241L109 | COM | 31,110 | $3,325,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 48,200 | $3,324,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 425,500 | $3,323,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 201,812 | $3,320,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 76,826 | $3,320,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 124,903 | $3,304,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 359,400 | $3,303,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 137,500 | $3,296,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 100,542 | $3,293,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 112,703 | $3,289,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 74,000 | $3,284,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 51,700 | $3,283,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 171,628 | $3,283,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 571,356 | $3,280,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 20,239 | $3,278,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 60,500 | $3,272,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 35,835 | $3,269,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 74,271 | $3,268,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 28,256 | $3,267,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 25,831 | $3,258,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 56,960 | $3,254,000 | thousands by filing date | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 59,263 | $3,254,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 62,694 | $3,254,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 128,301 | $3,254,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 662,864 | $3,248,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 122,360 | $3,235,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 257,064 | $3,231,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 31,000 | $3,229,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 40,000 | $3,222,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 50,369 | $3,210,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 180,000 | $3,206,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 73,704 | $3,197,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 66,781 | $3,195,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 70,429 | $3,188,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 211,017 | $3,184,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 71,055 | $3,183,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 66,855 | $3,179,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 100,000 | $3,175,000 | thousands by filing date | put |
| CANTEL MEDICAL CORP | 138098108 | COM | 46,056 | $3,165,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 137,555 | $3,165,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 313,582 | $3,164,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 171,804 | $3,163,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 76,802 | $3,159,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 124,410 | $3,156,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 109,748 | $3,148,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 75,337 | $3,144,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 30,474 | $3,138,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 65,141 | $3,129,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 100,800 | $3,114,000 | thousands by filing date | call |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 50,681 | $3,114,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 76,283 | $3,114,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 98,067 | $3,109,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 45,824 | $3,107,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 179,264 | $3,106,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 25,615 | $3,103,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 195,098 | $3,096,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 582,789 | $3,095,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 68,869 | $3,090,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 65,300 | $3,086,000 | thousands by filing date | call |
| AMETEK INC COM | 031100100 | Stock | 66,737 | $3,086,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 122,388 | $3,085,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 417,773 | $3,083,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 80,000 | $3,075,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 47,120 | $3,072,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 94,339 | $3,067,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 71,224 | $3,056,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,500,000 | $3,055,000 | thousands by filing date | principal |
| WGL HLDGS INC | 92924F106 | COM | 43,072 | $3,049,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 76,733 | $3,048,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 54,400 | $3,047,000 | thousands by filing date | call |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 45,305 | $3,043,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 121,928 | $3,033,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 200,000 | $3,030,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 201,600 | $3,026,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 326,100 | $3,023,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 37,000 | $3,021,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 364,499 | $3,021,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 60,807 | $3,019,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 43,432 | $3,017,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 202,179 | $3,017,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 94,671 | $3,016,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 53,394 | $3,005,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 85,825 | $2,997,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 64,706 | $2,992,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 29,433 | $2,989,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 99,000 | $2,988,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 52,159 | $2,986,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 100,000 | $2,979,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 100,000 | $2,977,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 40,037 | $2,971,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 35,389 | $2,963,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 51,803 | $2,963,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 38,615 | $2,963,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 34,222 | $2,959,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 169,308 | $2,954,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 232,658 | $2,954,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 407,819 | $2,953,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 374,843 | $2,950,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 96,254 | $2,946,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 150,642 | $2,945,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 115,100 | $2,945,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 85,000 | $2,944,000 | thousands by filing date | call |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 62,515 | $2,937,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 158,169 | $2,933,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 155,460 | $2,924,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 55,504 | $2,923,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 901,400 | $2,921,000 | thousands by filing date | call |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 289,989 | $2,920,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 189,000 | $2,914,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 99,335 | $2,913,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 160,130 | $2,911,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 879,496 | $2,911,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 45,214 | $2,903,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 213,806 | $2,901,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 39,107 | $2,900,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 15,000 | $2,898,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 52,335 | $2,892,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 266,842 | $2,888,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 47,558 | $2,874,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 28,800 | $2,872,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 80,126 | $2,866,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 729,599 | $2,860,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 35,646 | $2,858,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 224,095 | $2,857,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 276,057 | $2,855,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 226,965 | $2,855,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 78,258 | $2,854,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 157,184 | $2,852,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 71,575 | $2,851,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 306,528 | $2,851,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 167,709 | $2,851,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 110,960 | $2,837,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 275,008 | $2,822,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 63,863 | $2,818,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 570,000 | $2,816,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 110,200 | $2,815,000 | thousands by filing date | call |
| CARTERS INC | 146229109 | COM | 26,413 | $2,812,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 46,149 | $2,811,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 89,242 | $2,807,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 188,305 | $2,806,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 348,955 | $2,806,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 37,000 | $2,805,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 170,069 | $2,798,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 138,826 | $2,796,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,336 | $2,792,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 44,263 | $2,791,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 285,007 | $2,785,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 99,887 | $2,780,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 53,409 | $2,772,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 108,615 | $2,768,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 90,549 | $2,758,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,700 | $2,754,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 72,739 | $2,751,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 53,871 | $2,745,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 233,758 | $2,744,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019736 | this filing | 2016-08-12 | acceptance time not in the bulk data set |