13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,801 holding rows worth $159,204,080,000.
- Accession
- 0000950123-16-019736
- Filer
- CIK 1610520
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 14,247 entries on the cover page, a total value of $159,204,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,204,042,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 220,745 | $8,576,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,095,877 | $8,569,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 144,600 | $8,544,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 275,000 | $8,533,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 119,445 | $8,526,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 447,087 | $8,526,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 370,290 | $8,524,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 149,100 | $8,500,000 | thousands by filing date | call |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 206,663 | $8,492,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 173,172 | $8,487,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 80,000 | $8,475,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 44,047 | $8,457,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 395,483 | $8,452,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 252,825 | $8,421,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 173,300 | $8,417,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 716,516 | $8,412,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 39,666 | $8,407,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 48,000 | $8,401,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 146,302 | $8,387,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 388,966 | $8,371,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 81,663 | $8,357,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 94,121 | $8,323,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 171,600 | $8,319,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 158,879 | $8,304,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 259,300 | $8,303,000 | thousands by filing date | put |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 327,883 | $8,302,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 221,723 | $8,301,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 131,261 | $8,300,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 679,562 | $8,291,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 549,724 | $8,287,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 191,740 | $8,281,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 283,781 | $8,275,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 352,832 | $8,269,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 170,400 | $8,261,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 394,525 | $8,253,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 429,722 | $8,242,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 181,853 | $8,239,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 471,900 | $8,220,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 318,948 | $8,210,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 164,895 | $8,187,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 397,808 | $8,171,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 423,134 | $8,162,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 271,562 | $8,141,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 264,753 | $8,140,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 35,743 | $8,123,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 355,601 | $8,122,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,600,671 | $8,099,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 62,938 | $8,081,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 103,500 | $8,079,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 365,761 | $8,072,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 84,100 | $8,052,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 164,768 | $8,049,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 356,406 | $8,026,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 255,743 | $8,025,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 574,431 | $8,019,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 331,462 | $8,012,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 392,000 | $8,009,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 497,738 | $7,998,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 71,000 | $7,983,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 669,200 | $7,957,000 | thousands by filing date | put |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 515,403 | $7,953,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 123,924 | $7,947,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 6,310 | $7,877,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 73,967 | $7,870,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 182,000 | $7,869,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 524,472 | $7,867,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,672,403 | $7,860,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 107,918 | $7,856,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,599,606 | $7,822,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 821,361 | $7,787,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 727,327 | $7,782,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 96,292 | $7,762,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 143,266 | $7,745,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 586,667 | $7,726,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,014,829 | $7,713,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 75,800 | $7,710,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 310,000 | $7,700,000 | thousands by filing date | put |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 127,788 | $7,682,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 241,274 | $7,665,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 236,774 | $7,653,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 250,000 | $7,650,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 413,360 | $7,639,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 411,287 | $7,638,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 221,151 | $7,627,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 65,803 | $7,625,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 81,319 | $7,620,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 202,764 | $7,614,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 309,285 | $7,612,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 93,792 | $7,605,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 287,360 | $7,598,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 808,664 | $7,593,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 75,567 | $7,580,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 196,200 | $7,573,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 226,483 | $7,560,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 216,200 | $7,548,000 | thousands by filing date | call |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 669,021 | $7,547,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 81,264 | $7,520,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 966,284 | $7,518,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 76,311 | $7,509,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 112,812 | $7,504,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 469,430 | $7,502,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 117,700 | $7,495,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 117,700 | $7,495,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 100,000 | $7,492,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 69,300 | $7,465,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 152,478 | $7,459,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 293,006 | $7,457,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 491,509 | $7,451,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 85,323 | $7,446,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 268,200 | $7,437,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 297,926 | $7,427,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 150,523 | $7,418,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 133,509 | $7,414,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 132,158 | $7,402,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 190,408 | $7,392,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 59,110 | $7,385,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 155,312 | $7,375,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 512,400 | $7,363,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 146,100 | $7,359,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 324,146 | $7,336,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 481,027 | $7,316,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 100,100 | $7,312,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 80,100 | $7,306,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 200,645 | $7,273,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 81,140 | $7,272,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 239,368 | $7,262,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 96,779 | $7,260,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,184,843 | $7,251,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 112,682 | $7,249,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,481,970 | $7,247,000 | thousands by filing date | call |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 179,062 | $7,234,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 100,000 | $7,229,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 171,995 | $7,226,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 460,112 | $7,219,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 869,279 | $7,198,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 453,501 | $7,179,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 235,682 | $7,177,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 229,100 | $7,173,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 6,500,000 | $7,166,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 713,790 | $7,152,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 278,031 | $7,129,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 447,234 | $7,124,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 453,898 | $7,122,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 84,042 | $7,111,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 519,054 | $7,106,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 122,851 | $7,103,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 39,748 | $7,091,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 503,462 | $7,089,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 83,600 | $7,078,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 353,804 | $7,077,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 107,164 | $7,071,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 91,889 | $7,056,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 542,653 | $7,049,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 266,307 | $7,047,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 493,837 | $7,042,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 143,479 | $7,025,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 471,853 | $7,016,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 97,583 | $6,996,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 105,378 | $6,994,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 54,218 | $6,994,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 296,575 | $6,984,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 266,200 | $6,982,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 302,171 | $6,981,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 207,500 | $6,974,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 68,700 | $6,968,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 544,694 | $6,955,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 284,097 | $6,949,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 283,469 | $6,945,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 104,582 | $6,933,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 221,754 | $6,923,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 478,769 | $6,918,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 234,093 | $6,911,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 95,670 | $6,890,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 344,816 | $6,889,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 100,000 | $6,888,000 | thousands by filing date | put |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 7,000,000 | $6,860,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 619,392 | $6,857,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 73,278 | $6,857,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 147,963 | $6,852,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 486,800 | $6,840,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 162,300 | $6,839,000 | thousands by filing date | put |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 167,711 | $6,836,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 94,508 | $6,833,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 160,758 | $6,829,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 88,300 | $6,827,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 494,156 | $6,824,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 73,681 | $6,814,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 127,714 | $6,801,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 906,800 | $6,792,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 670,774 | $6,782,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 66,016 | $6,777,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 272,574 | $6,770,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 117,104 | $6,765,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 465,285 | $6,761,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 73,787 | $6,757,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 55,000 | $6,745,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,387,444 | $6,729,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 448,710 | $6,727,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 101,222 | $6,711,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 755,229 | $6,707,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 392,995 | $6,697,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 227,418 | $6,697,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 88,328 | $6,683,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 222,031 | $6,659,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 68,300 | $6,652,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 73,841 | $6,652,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 45,321 | $6,648,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 199,894 | $6,640,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 120,000 | $6,626,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 643,559 | $6,622,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 145,614 | $6,618,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 649,293 | $6,616,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 870,200 | $6,614,000 | thousands by filing date | put |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 1,439,462 | $6,607,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 165,888 | $6,585,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 84,723 | $6,570,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 196,767 | $6,567,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 589,716 | $6,564,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 150,462 | $6,560,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 49,760 | $6,544,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 593,513 | $6,540,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 65,077 | $6,537,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 171,788 | $6,530,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 153,100 | $6,522,000 | thousands by filing date | call |
| INFRAREIT INC | 45685L100 | COM | 371,765 | $6,521,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 96,215 | $6,495,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 135,477 | $6,490,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 417,538 | $6,476,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 653,367 | $6,469,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 312,789 | $6,468,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 129,171 | $6,458,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 151,120 | $6,455,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 38,717 | $6,454,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 60,999 | $6,446,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 432,614 | $6,446,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 319,900 | $6,443,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 205,700 | $6,440,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 46,565 | $6,437,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 224,481 | $6,431,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 134,058 | $6,424,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 170,100 | $6,421,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 578,810 | $6,419,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 226,660 | $6,414,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 76,636 | $6,393,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 190,000 | $6,390,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 235,260 | $6,378,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 160,743 | $6,373,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 245,650 | $6,353,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 189,000 | $6,352,000 | thousands by filing date | put |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 298,674 | $6,344,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 600,500 | $6,335,000 | thousands by filing date | put |
| ISHARES INC | 464286301 | CMN | 356,109 | $6,307,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 243,343 | $6,242,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,117,016 | $6,233,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 83,326 | $6,222,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 447,102 | $6,215,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 163,875 | $6,214,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 434,048 | $6,207,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 355,200 | $6,188,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 59,397 | $6,184,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 62,509 | $6,183,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 381,200 | $6,179,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 121,676 | $6,165,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 63,017 | $6,139,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 239,070 | $6,135,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 467,134 | $6,119,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 544,904 | $6,114,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 86,025 | $6,113,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 230,458 | $6,112,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 69,277 | $6,110,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 330,968 | $6,106,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 82,285 | $6,105,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 705,900 | $6,099,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 187,587 | $6,089,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 473,140 | $6,080,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 308,447 | $6,074,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 106,757 | $6,072,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 44,791 | $6,070,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 92,207 | $6,066,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 470,736 | $6,053,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 379,600 | $6,047,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 284,049 | $6,047,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 280,149 | $6,034,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 108,326 | $6,030,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 765,105 | $6,028,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 129,857 | $6,023,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 50,000 | $6,018,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 447,092 | $6,013,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 160,000 | $6,008,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 55,500 | $6,003,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 372,935 | $6,001,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 130,000 | $5,998,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 232,414 | $5,996,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 157,338 | $5,949,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 199,866 | $5,940,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 137,057 | $5,937,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 220,112 | $5,923,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 107,482 | $5,921,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 128,224 | $5,908,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 63,564 | $5,903,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 130,804 | $5,902,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 41,323 | $5,896,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 49,300 | $5,882,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 72,900 | $5,881,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 250,097 | $5,879,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 213,800 | $5,877,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 140,327 | $5,876,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 190,163 | $5,853,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 61,000 | $5,843,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 41,100 | $5,838,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 311,250 | $5,837,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 740,281 | $5,833,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,024,712 | $5,831,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 75,197 | $5,823,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 237,653 | $5,823,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 405,141 | $5,818,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 215,000 | $5,816,000 | thousands by filing date | put |
| FQF TR | 351680855 | OSHARS FTSE US | 209,279 | $5,799,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 7,300 | $5,795,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 280,914 | $5,795,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 465,853 | $5,777,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 207,700 | $5,760,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 239,702 | $5,752,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 64,680 | $5,736,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 38,538 | $5,726,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635107 | COM | 632,279 | $5,722,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 70,600 | $5,714,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 68,227 | $5,705,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 58,148 | $5,701,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 156,633 | $5,683,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 221,092 | $5,682,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 325,459 | $5,669,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 252,513 | $5,662,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 46,095 | $5,659,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 110,638 | $5,658,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 313,025 | $5,654,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 365,296 | $5,651,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 32,924 | $5,649,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 88,410 | $5,645,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 417,500 | $5,641,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 243,720 | $5,634,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 67,000 | $5,632,000 | thousands by filing date | call |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 127,419 | $5,624,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 50,000 | $5,622,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 130,632 | $5,617,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 101,350 | $5,615,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 34,662 | $5,595,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 123,580 | $5,593,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 61,540 | $5,585,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 338,357 | $5,583,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 280,219 | $5,582,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 5,135,000 | $5,581,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 150,241 | $5,569,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 46,678 | $5,567,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 287,246 | $5,567,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 170,825 | $5,557,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 115,900 | $5,541,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 204,800 | $5,540,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 69,500 | $5,538,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 190,424 | $5,534,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 48,558 | $5,529,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 332,394 | $5,528,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 123,274 | $5,522,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 81,577 | $5,515,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 230,829 | $5,514,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 156,432 | $5,500,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 397,870 | $5,491,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 136,921 | $5,485,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 464,016 | $5,475,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 208,800 | $5,466,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 112,500 | $5,464,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 22,000 | $5,460,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,032,147 | $5,460,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 245,072 | $5,458,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 209,758 | $5,445,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 8,241,000 | $5,434,000 | thousands by filing date | principal |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 295,427 | $5,433,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 335,078 | $5,432,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 348,312 | $5,430,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 320,681 | $5,426,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 109,390 | $5,413,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 116,515 | $5,409,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 349,999 | $5,407,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 139,086 | $5,406,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 85,484 | $5,402,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 91,333 | $5,402,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 197,194 | $5,395,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 441,416 | $5,395,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 386,114 | $5,395,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 128,394 | $5,393,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 3,029 | $5,392,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 165,165 | $5,378,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 40,002 | $5,371,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 109,370 | $5,364,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 210,370 | $5,362,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 476,585 | $5,361,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 301,024 | $5,360,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 158,932 | $5,348,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 30,500 | $5,341,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 47,641 | $5,338,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 130,000 | $5,335,000 | thousands by filing date | put |
| BANCROFT FUND LIMITED | 059695106 | COM | 284,693 | $5,327,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 125,000 | $5,325,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 95,840 | $5,318,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 75,706 | $5,316,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 171,730 | $5,303,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 37,500 | $5,299,000 | thousands by filing date | put |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 69,756 | $5,293,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 52,000 | $5,292,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 8,000 | $5,291,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 83,592 | $5,281,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 311,989 | $5,273,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 206,927 | $5,250,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 148,650 | $5,247,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 237,388 | $5,244,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 203,400 | $5,236,000 | thousands by filing date | call |
| SYNOPSYS INC COM | 871607107 | Stock | 96,746 | $5,232,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 200,000 | $5,216,000 | thousands by filing date | call |
| XEROX CORP | 984121103 | COM | 549,589 | $5,216,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 115,030 | $5,206,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 153,553 | $5,191,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 227,241 | $5,183,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 49,166 | $5,173,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 162,536 | $5,170,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 44,200 | $5,161,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 92,994 | $5,160,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 332,253 | $5,157,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 244,147 | $5,152,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 95,076 | $5,151,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 420,012 | $5,149,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 251,676 | $5,149,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 49,258 | $5,148,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 83,047 | $5,141,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 195,387 | $5,136,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 47,001 | $5,136,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 222,253 | $5,134,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 330,088 | $5,133,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 200,672 | $5,123,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 313,261 | $5,116,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 334,705 | $5,111,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 5,062,000 | $5,084,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100,900 | $5,082,000 | thousands by filing date | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 71,678 | $5,069,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 109,869 | $5,069,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 44,500 | $5,066,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 207,758 | $5,061,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 192,234 | $5,038,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 91,540 | $5,035,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 91,836 | $5,022,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 158,027 | $5,017,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 329,711 | $5,015,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 247,394 | $5,005,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 94,312 | $4,986,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,261,571 | $4,984,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 31,935 | $4,981,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 70,310 | $4,978,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 93,408 | $4,923,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 296,421 | $4,920,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 104,413 | $4,916,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 462,658 | $4,909,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 314,400 | $4,902,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 56,469 | $4,896,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42,454 | $4,893,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 243,189 | $4,891,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 61,600 | $4,886,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 64,335 | $4,886,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 203,325 | $4,868,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 4,152,000 | $4,868,000 | thousands by filing date | principal |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 60,078 | $4,862,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 145,300 | $4,853,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 69,621 | $4,842,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 798,862 | $4,833,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 195,000 | $4,824,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 83,140 | $4,820,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 99,337 | $4,816,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 134,128 | $4,811,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 172,556 | $4,806,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 294,988 | $4,802,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 71,758 | $4,786,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 341,354 | $4,779,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 501,076 | $4,776,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 160,278 | $4,774,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 250,000 | $4,768,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 95,139 | $4,768,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 99,559 | $4,767,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 901,688 | $4,752,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 187,153 | $4,749,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,083,430 | $4,746,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 109,786 | $4,744,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 149,022 | $4,742,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 193,152 | $4,742,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 184,234 | $4,740,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,500,000 | $4,736,000 | thousands by filing date | principal |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 141,578 | $4,724,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 113,236 | $4,719,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 589,289 | $4,691,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 189,842 | $4,685,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 344,261 | $4,682,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 549,693 | $4,678,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 500,000 | $4,670,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019736 | this filing | 2016-08-12 | acceptance time not in the bulk data set |