13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,801 holding rows worth $159,204,080,000.
- Accession
- 0000950123-16-019736
- Filer
- CIK 1610520
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 14,247 entries on the cover page, a total value of $159,204,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,204,042,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 402,954 | $18,032,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 169,609 | $18,030,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 520,000 | $18,028,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 221,062 | $18,014,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 504,093 | $17,952,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 490,395 | $17,948,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 278,146 | $17,908,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,414,350 | $17,906,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 432,900 | $17,835,000 | thousands by filing date | put |
| Vanguard Utilities ETF | 92204A876 | SHS | 155,409 | $17,794,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,119,749 | $17,703,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 684,781 | $17,697,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 336,765 | $17,646,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,060,622 | $17,638,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,059,347 | $17,596,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 186,479 | $17,572,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,141,990 | $17,563,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 433,973 | $17,541,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 179,815 | $17,502,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 862,347 | $17,480,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 192,675 | $17,471,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 524,356 | $17,467,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,231,487 | $17,462,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 456,100 | $17,446,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 615,500 | $17,425,000 | thousands by filing date | put |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 340,678 | $17,371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 228,808 | $17,334,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,502,300 | $17,276,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,250,992 | $17,265,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 868,656 | $17,225,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,143,429 | $17,163,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,117,773 | $17,158,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 894,057 | $17,157,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 834,434 | $17,140,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,784,295 | $17,123,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 102,657 | $17,107,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 360,000 | $17,086,000 | thousands by filing date | call |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 735,685 | $17,083,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 416,038 | $17,074,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 132,180 | $17,024,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 80,158 | $17,016,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 290,761 | $16,949,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 93,455 | $16,858,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 948,160 | $16,811,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 400,461 | $16,767,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 220,000 | $16,757,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 187,089 | $16,739,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 71,145 | $16,731,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 512,889 | $16,726,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 1,214,897 | $16,680,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,012,141 | $16,670,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 42,958 | $16,656,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 171,779 | $16,635,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 475,500 | $16,552,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 574,900 | $16,494,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 393,100 | $16,463,000 | thousands by filing date | call |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 165,176 | $16,447,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 237,180 | $16,442,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 306,602 | $16,427,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 234,380 | $16,409,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,415,707 | $16,408,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 2,055,105 | $16,400,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 212,589 | $16,395,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,099,049 | $16,342,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 246,050 | $16,338,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 669,546 | $16,323,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,185,997 | $16,307,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 123,957 | $16,286,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 119,998 | $16,266,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 133,255 | $16,264,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 412,100 | $16,200,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 600,000 | $16,200,000 | thousands by filing date | put |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 175,000 | $16,186,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 159,708 | $16,151,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 159,600 | $16,120,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 247,200 | $16,115,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 290,633 | $16,011,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 186,094 | $16,007,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,507,325 | $15,985,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 200,800 | $15,946,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 112,500 | $15,885,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 109,200 | $15,811,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 1,832,954 | $15,800,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 165,700 | $15,782,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 310,846 | $15,779,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,425,000 | $15,775,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,577,458 | $15,723,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 262,356 | $15,668,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 641,400 | $15,624,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 151,219 | $15,559,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 786,161 | $15,503,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 582,555 | $15,478,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 1,354,172 | $15,478,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 108,900 | $15,468,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 363,618 | $15,414,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 346,356 | $15,412,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 259,385 | $15,410,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 355,000 | $15,396,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 193,100 | $15,334,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 25,601,600 | $15,330,000 | thousands by filing date | principal |
| ISHARES TR | 464287846 | DOW JONES US ETF | 146,376 | $15,315,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 481,657 | $15,312,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 115,853 | $15,281,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 117,180 | $15,251,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 153,744 | $15,240,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 369,100 | $15,207,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 250,600 | $15,196,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 99,300 | $15,109,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 192,494 | $15,080,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,443,968 | $15,075,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 388,657 | $15,057,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 233,490 | $15,014,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 113,961 | $14,960,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 536,178 | $14,949,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 398,609 | $14,948,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,720,080 | $14,934,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 656,569 | $14,911,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,500,000 | $14,910,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,389,563 | $14,840,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 287,210 | $14,789,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 112,300 | $14,788,000 | thousands by filing date | put |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 141,576 | $14,788,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,006,728 | $14,758,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 369,079 | $14,752,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 659,049 | $14,730,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 221,338 | $14,710,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 302,536 | $14,701,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 313,703 | $14,622,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 364,937 | $14,608,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 60,400 | $14,606,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 75,571 | $14,602,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 307,648 | $14,601,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 590,169 | $14,595,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 242,807 | $14,593,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,630,580 | $14,578,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 895,524 | $14,534,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 134,146 | $14,495,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 522,864 | $14,468,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 249,151 | $14,426,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 200,570 | $14,404,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 158,766 | $14,391,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 312,784 | $14,378,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 382,702 | $14,374,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,017,937 | $14,343,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 480,690 | $14,335,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 401,694 | $14,325,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 189,500 | $14,319,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,045,550 | $14,313,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 425,181 | $14,290,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,034,308 | $14,281,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 54,083 | $14,261,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 237,552 | $14,253,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 461,008 | $14,213,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 361,348 | $14,165,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 943,643 | $14,146,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,040,034 | $14,137,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,590,500 | $14,124,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 574,300 | $14,093,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 447,526 | $14,088,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 785,700 | $14,037,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 332,500 | $14,012,000 | thousands by filing date | call |
| SYNERGY RES CORP | 87164P103 | COM | 2,100,000 | $13,986,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 486,600 | $13,960,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 208,534 | $13,927,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 381,000 | $13,910,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 400,954 | $13,901,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 60,824 | $13,874,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 206,619 | $13,870,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 126,524 | $13,821,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 312,672 | $13,817,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,192,618 | $13,798,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 80,799 | $13,781,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 583,159 | $13,757,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 151,086 | $13,711,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 222,384 | $13,710,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,883,346 | $13,673,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 274,900 | $13,665,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 308,700 | $13,645,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 93,837 | $13,644,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 77,083 | $13,628,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 257,616 | $13,613,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 802,107 | $13,596,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 165,000 | $13,594,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 888,839 | $13,582,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 783,761 | $13,567,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 250,000 | $13,535,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 272,000 | $13,521,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 268,254 | $13,512,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,708,548 | $13,497,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 370,000 | $13,479,000 | thousands by filing date | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 103,326 | $13,461,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 172,331 | $13,407,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 165,349 | $13,403,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 198,935 | $13,355,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 71,323 | $13,312,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 688,822 | $13,308,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 131,747 | $13,295,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 158,803 | $13,251,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 102,735 | $13,248,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 149,500 | $13,228,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 78,483 | $13,187,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 174,055 | $13,186,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 3,146,580 | $13,185,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 53,107 | $13,168,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 295,676 | $13,124,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 641,991 | $13,116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 648,600 | $13,095,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 300,000 | $13,086,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 589,211 | $12,987,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 158,354 | $12,947,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 120,700 | $12,946,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 535,915 | $12,916,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 224,526 | $12,848,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 337,300 | $12,841,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 411,362 | $12,765,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 587,456 | $12,719,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 80,540 | $12,711,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 925,421 | $12,687,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 192,264 | $12,683,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 764,160 | $12,654,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 687,564 | $12,651,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,096,100 | $12,605,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 796,938 | $12,584,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 202,500 | $12,583,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 605,528 | $12,547,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 353,200 | $12,542,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 368,976 | $12,541,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 262,478 | $12,528,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 233,666 | $12,501,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 500,000 | $12,420,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,188,503 | $12,373,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 420,996 | $12,356,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 451,201 | $12,304,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 504,000 | $12,303,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,715,300 | $12,282,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 686,904 | $12,268,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 33,593 | $12,260,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 731,035 | $12,259,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 150,000 | $12,248,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 885,231 | $12,224,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 772,743 | $12,201,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 238,378 | $12,183,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 665,725 | $12,180,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 294,159 | $12,173,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 602,400 | $12,162,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,109,950 | $12,133,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 65,000 | $12,132,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 270,545 | $12,110,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 618,395 | $12,109,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 821,195 | $12,105,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 12,658 | $12,061,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,241,867 | $12,046,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 701,819 | $12,043,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 300,826 | $12,039,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 265,700 | $12,034,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 295,300 | $12,031,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 559,786 | $11,996,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,482,993 | $11,983,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 867,400 | $11,935,000 | thousands by filing date | put |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 551,851 | $11,903,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 153,446 | $11,865,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 187,118 | $11,852,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 2,510,098 | $11,848,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 239,000 | $11,826,000 | thousands by filing date | put |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 191,940 | $11,793,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 278,152 | $11,782,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 168,306 | $11,763,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 490,900 | $11,747,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 302,100 | $11,715,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,253,639 | $11,696,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,977,840 | $11,673,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 155,574 | $11,656,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 686,976 | $11,651,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 67,670 | $11,603,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 14,116,000 | $11,602,000 | thousands by filing date | principal |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 401,823 | $11,573,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 912,241 | $11,540,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 228,344 | $11,536,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,254,121 | $11,500,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 85,723 | $11,499,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 697,174 | $11,482,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 112,927 | $11,404,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 303,500 | $11,396,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 153,600 | $11,393,000 | thousands by filing date | call |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 656,258 | $11,379,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 3,248,490 | $11,337,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 147,896 | $11,335,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 250,000 | $11,325,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 275,257 | $11,307,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,288,325 | $11,305,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 146,434 | $11,294,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 334,714 | $11,212,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 92,162 | $11,203,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 591,604 | $11,182,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 417,489 | $11,181,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 123,300 | $11,176,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 31,909 | $11,143,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 428,678 | $11,120,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 196,079 | $11,098,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 244,984 | $11,085,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 532,133 | $11,084,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 101,640 | $11,078,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 657,021 | $11,064,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 553,361 | $11,056,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 669,459 | $11,053,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 304,614 | $11,051,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 620,000 | $11,042,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 185,319 | $11,026,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 100,177 | $11,017,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 308,374 | $11,006,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 425,422 | $10,997,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 273,500 | $10,976,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 210,000 | $10,975,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 842,546 | $10,970,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 426,010 | $10,965,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,530,859 | $10,961,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 547,445 | $10,943,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 134,539 | $10,941,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 188,055 | $10,928,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 109,526 | $10,926,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 93,467 | $10,913,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 541,588 | $10,908,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 246,790 | $10,899,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 471,769 | $10,898,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 250,000 | $10,872,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,253,600 | $10,831,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 92,458 | $10,825,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 150,000 | $10,824,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 150,000 | $10,824,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 81,638 | $10,812,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 497,470 | $10,800,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 217,948 | $10,784,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 189,800 | $10,765,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 149,398 | $10,765,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,041,579 | $10,760,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 733,684 | $10,755,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 716,203 | $10,750,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,818,292 | $10,747,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 131,879 | $10,736,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 6,247,500 | $10,683,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 291,097 | $10,666,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 210,000 | $10,660,000 | thousands by filing date | call |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,020,782 | $10,647,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 57,500 | $10,585,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 156,987 | $10,548,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,276,111 | $10,540,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,026,342 | $10,530,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 162,701 | $10,522,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 499,528 | $10,515,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 234,455 | $10,498,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 358,900 | $10,498,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 2,016,919 | $10,487,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 175,238 | $10,480,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 140,116 | $10,473,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 241,541 | $10,466,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 203,838 | $10,458,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 200,000 | $10,432,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 154,971 | $10,406,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 170,846 | $10,384,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 242,986 | $10,351,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 230,482 | $10,291,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 8,075,000 | $10,291,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551100 | COM | 797,348 | $10,286,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 127,532 | $10,272,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 414,325 | $10,259,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 170,000 | $10,251,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 2,017,900 | $10,211,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 744,100 | $10,202,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 55,805 | $10,194,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 341,028 | $10,156,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 219,669 | $10,134,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 180,186 | $10,132,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 175,481 | $10,128,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 540,383 | $10,127,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 953,080 | $10,122,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 103,108 | $10,118,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 100,000 | $10,113,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 222,844 | $10,042,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,073,479 | $10,026,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 97,700 | $10,019,000 | thousands by filing date | call |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 199,890 | $10,018,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 150,000 | $10,018,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 482,691 | $10,002,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 15,100 | $9,987,000 | thousands by filing date | put |
| ISHARES TR | 46434V886 | CMN | 427,217 | $9,984,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,970,200 | $9,969,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 100,243 | $9,967,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 139,816 | $9,960,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 41,156 | $9,952,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 159,889 | $9,919,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,783,548 | $9,898,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 318,563 | $9,834,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 393,640 | $9,817,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 303,577 | $9,809,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 798,678 | $9,807,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 184,559 | $9,802,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 286,728 | $9,735,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 466,628 | $9,710,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 344,921 | $9,703,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 390,482 | $9,700,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 60,000 | $9,698,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 72,274 | $9,692,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 112,635 | $9,680,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 300,000 | $9,669,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 149,100 | $9,661,000 | thousands by filing date | put |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 99,363 | $9,638,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 766,600 | $9,636,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 275,062 | $9,629,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 123,781 | $9,614,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 217,100 | $9,591,000 | thousands by filing date | call |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 188,501 | $9,570,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 200,868 | $9,562,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 326,800 | $9,562,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 150,781 | $9,534,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 220,000 | $9,513,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 357,395 | $9,499,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 178,497 | $9,494,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 142,288 | $9,493,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 75,958 | $9,489,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 162,374 | $9,486,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 109,286 | $9,483,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 236,783 | $9,411,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 168,890 | $9,400,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 76,600 | $9,394,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 114,152 | $9,387,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 120,455 | $9,386,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 384,604 | $9,369,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 188,305 | $9,368,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 350,782 | $9,352,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 100,700 | $9,314,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 600,530 | $9,308,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 80,000 | $9,306,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 110,741 | $9,301,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 117,479 | $9,279,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 72,803 | $9,273,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 404,384 | $9,240,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 298,389 | $9,232,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 6,650,000 | $9,231,000 | thousands by filing date | principal |
| VALARIS ORD | 920355104 | COM | 85,402 | $9,226,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 96,300 | $9,225,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 976,295 | $9,216,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 363,713 | $9,214,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 431,085 | $9,204,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 75,815 | $9,196,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,874,078 | $9,183,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 124,097 | $9,175,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 79,467 | $9,161,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 124,500 | $9,157,000 | thousands by filing date | put |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 7,086,000 | $9,154,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 7,029 | $9,132,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 110,293 | $9,121,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 70,100 | $9,104,000 | thousands by filing date | call |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 200,000 | $9,102,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 90,000 | $9,090,000 | thousands by filing date | put |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 295,047 | $9,079,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 870,013 | $9,039,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 180,744 | $9,028,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 207,000 | $9,025,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,016,081 | $9,023,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 118,900 | $9,014,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 2,723,400 | $9,014,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 90,130 | $9,011,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 81,624 | $8,972,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 47,400 | $8,970,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 194,049 | $8,961,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 159,900 | $8,929,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 173,359 | $8,927,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 129,797 | $8,923,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 256,100 | $8,915,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 751,461 | $8,905,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 648,303 | $8,895,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 121,500 | $8,894,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 154,370 | $8,893,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 100,830 | $8,885,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 199,996 | $8,871,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 94,305 | $8,848,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 152,635 | $8,845,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 265,358 | $8,836,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 598,728 | $8,831,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 107,093 | $8,829,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 118,823 | $8,823,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 84,055 | $8,820,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 360,900 | $8,810,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 250,000 | $8,768,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 87,422 | $8,753,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 646,575 | $8,742,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 155,511 | $8,726,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 580,857 | $8,713,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,569,996 | $8,697,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,271,978 | $8,688,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 422,700 | $8,682,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 106,286 | $8,681,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 367,110 | $8,678,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 180,594 | $8,671,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 532,000 | $8,661,000 | thousands by filing date | call |
| VANGUARD MALVERN FDS | 922020805 | SHS | 174,817 | $8,650,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 168,206 | $8,649,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 552,774 | $8,639,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 240,774 | $8,593,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 617,536 | $8,578,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019736 | this filing | 2016-08-12 | acceptance time not in the bulk data set |