13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,801 holding rows worth $159,204,080,000.
- Accession
- 0000950123-16-019736
- Filer
- CIK 1610520
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 14,247 entries on the cover page, a total value of $159,204,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,204,042,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,677,346 | $50,614,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,003,063 | $50,384,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 460,365 | $49,811,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2,018,119 | $49,807,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,854,806 | $49,764,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 926,700 | $49,643,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 5,352,500 | $49,618,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,289,615 | $49,521,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 883,772 | $49,492,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 772,186 | $49,042,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 380,988 | $48,923,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 971,596 | $48,745,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 871,819 | $48,708,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 645,769 | $48,477,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 633,019 | $48,363,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,656,881 | $48,066,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 442,900 | $47,855,000 | thousands by filing date | put |
| Vanguard Energy ETF | 92204A306 | SHS | 502,220 | $47,771,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,358,999 | $47,557,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 831,300 | $47,507,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 424,291 | $47,190,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,031,612 | $46,971,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,074,782 | $46,881,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 498,900 | $46,767,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,170,923 | $46,708,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 380,000 | $46,639,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 968,663 | $46,592,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,278,000 | $46,558,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 516,622 | $46,403,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,334,126 | $46,228,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 880,200 | $46,184,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,989,819 | $46,164,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,165,100 | $46,048,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 200,000 | $45,728,000 | thousands by filing date | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 200,000 | $45,728,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 472,783 | $45,685,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,077,107 | $45,346,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 536,134 | $45,309,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,349,172 | $45,251,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 953,100 | $45,044,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 295,096 | $44,899,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,043,058 | $44,757,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 63,587 | $44,735,000 | thousands by filing date | call |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,780,961 | $44,506,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,296,600 | $44,370,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 301,708 | $44,230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 880,669 | $43,910,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,043,364 | $43,666,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,177,700 | $43,561,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,140,000 | $43,274,000 | thousands by filing date | put |
| TRANSCANADA CORP | 89353D107 | COM | 956,116 | $43,236,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 381,312 | $43,222,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 858,649 | $43,190,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,376,129 | $43,087,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 1,543,419 | $43,015,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 411,791 | $42,888,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 346,972 | $42,553,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,485,761 | $42,537,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 350,400 | $42,503,000 | thousands by filing date | put |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,090,754 | $42,496,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 165,000 | $42,461,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,304,173 | $42,412,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 230,000 | $42,338,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 554,565 | $42,240,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 2,768,098 | $42,186,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,331,966 | $42,063,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 888,400 | $42,048,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 1,201,573 | $41,947,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 942,553 | $41,830,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,506,396 | $41,773,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 638,500 | $41,624,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 2,187,613 | $41,608,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 654,421 | $41,483,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 161,157 | $41,190,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 904,900 | $41,019,000 | thousands by filing date | call |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 750,000 | $41,010,000 | thousands by filing date | put |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 750,000 | $41,010,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 1,320,200 | $40,847,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,585,353 | $40,664,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 910,643 | $40,505,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 440,137 | $40,418,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,087,963 | $40,339,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 852,287 | $40,322,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 600,000 | $40,278,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 884,000 | $40,231,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 357,650 | $40,214,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 802,318 | $40,125,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 557,200 | $39,954,000 | thousands by filing date | put |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,859,957 | $39,840,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1,601,661 | $39,785,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 690,500 | $39,779,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,022,700 | $39,660,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 829,097 | $39,565,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,866,437 | $39,442,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 362,438 | $39,408,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 474,841 | $39,374,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 866,200 | $39,265,000 | thousands by filing date | put |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 21,555,000 | $39,244,000 | thousands by filing date | principal |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,307,336 | $39,194,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 234,800 | $39,127,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 749,515 | $38,878,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 58,667 | $38,803,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 174,127 | $38,704,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 215,000 | $38,674,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 518,954 | $38,621,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,086,900 | $38,596,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 255,039 | $38,565,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 784,155 | $38,534,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 471,734 | $38,517,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 1,567,016 | $38,470,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,581,106 | $38,458,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 1,502,539 | $38,299,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 373,457 | $38,231,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 751,030 | $37,942,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,500,434 | $37,931,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 611,700 | $37,870,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,452,499 | $37,822,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 563,131 | $37,785,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 737,264 | $37,623,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,217,787 | $37,483,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,824,664 | $37,369,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 347,675 | $37,330,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 751,266 | $37,120,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 728,604 | $36,969,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,068,379 | $36,951,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 779,734 | $36,601,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,199,375 | $36,473,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 487,208 | $36,463,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 823,871 | $36,415,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,238,055 | $36,391,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 857,170 | $36,387,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 647,944 | $36,344,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,128,800 | $36,200,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 334,900 | $36,186,000 | thousands by filing date | call |
| Spectra Energy Partners | 84756N109 | COM | 766,377 | $36,158,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,426,771 | $35,855,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 500,300 | $35,852,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 438,157 | $35,451,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 238,294 | $35,341,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 452,629 | $35,310,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 1,120,798 | $35,294,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 3,153,598 | $35,288,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 476,416 | $35,279,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 756,600 | $35,061,000 | thousands by filing date | put |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 458,851 | $35,042,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 384,180 | $34,967,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,131,374 | $34,883,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,063,200 | $34,873,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 740,893 | $34,830,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 772,765 | $34,813,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 1,527,169 | $34,773,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 289,024 | $34,634,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,520,845 | $34,611,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 1,367,118 | $34,602,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 703,734 | $34,490,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,234,933 | $34,479,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,157,915 | $34,471,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 422,005 | $34,330,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 903,105 | $33,920,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 584,066 | $33,917,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,681,911 | $33,857,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 147,810 | $33,795,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,150,158 | $33,642,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 892,000 | $33,504,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 313,686 | $33,461,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 833,500 | $33,448,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 800,000 | $33,344,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 1,708,818 | $33,305,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 4,026,958 | $33,142,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 418,500 | $33,095,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 4,408,526 | $33,020,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,436,700 | $32,836,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 408,078 | $32,683,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,115,200 | $32,620,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,520,119 | $32,561,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 747,943 | $32,364,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 2,103,666 | $32,249,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 480,000 | $32,222,000 | thousands by filing date | call |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 3,307,691 | $32,217,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 529,200 | $32,155,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 850,659 | $32,113,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 549,209 | $32,013,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,333,248 | $31,971,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 350,180 | $31,971,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 108,583 | $31,888,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 866,120 | $31,865,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 326,680 | $31,783,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 196,224 | $31,716,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 443,933 | $31,670,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,117,148 | $31,626,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,522,457 | $31,621,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,684,700 | $31,538,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 295,773 | $31,432,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 762,484 | $31,414,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,175,657 | $31,375,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,287,600 | $31,366,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 931,600 | $31,292,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 3,261,528 | $31,278,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 2,031,369 | $31,222,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 371,800 | $31,016,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 780,321 | $30,924,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 3,326,319 | $30,835,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,038,904 | $30,804,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 190,200 | $30,742,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 284,367 | $30,695,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 250,500 | $30,593,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 585,394 | $30,516,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 552,648 | $30,319,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 795,492 | $30,197,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 476,699 | $30,166,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,562,727 | $29,895,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,761,787 | $29,883,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 995,487 | $29,815,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 521,736 | $29,796,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 199,800 | $29,686,000 | thousands by filing date | put |
| Vanguard Materials ETF | 92204A801 | SHS | 288,631 | $29,564,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 559,408 | $29,554,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,774,685 | $29,453,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 2,101,159 | $29,079,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 749,714 | $29,066,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 191,600 | $28,972,000 | thousands by filing date | call |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 3,071,198 | $28,961,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,546,700 | $28,955,000 | thousands by filing date | call |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 874,362 | $28,914,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,614,137 | $28,887,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 812,896 | $28,793,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,044,288 | $28,723,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 675,770 | $28,646,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 485,895 | $28,639,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 187,896 | $28,638,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 824,846 | $28,564,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,793,705 | $28,484,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 358,938 | $28,471,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 774,626 | $28,436,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 6,426,295 | $28,404,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 70,464 | $28,380,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 349,500 | $28,323,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 199,957 | $28,256,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 188,982 | $28,214,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 467,641 | $28,199,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 248,434 | $28,160,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 146,500 | $28,128,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 3,285,054 | $28,120,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 384,100 | $28,047,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 251,158 | $28,031,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 438,159 | $28,007,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 619,080 | $27,995,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,162,116 | $27,855,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 634,667 | $27,824,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 787,800 | $27,738,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 366,800 | $27,715,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,760,329 | $27,637,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 665,000 | $27,578,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,353,273 | $27,539,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,059,292 | $27,520,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,018,553 | $27,491,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 322,005 | $27,415,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,484,784 | $27,335,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 564,948 | $27,264,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 191,094 | $27,249,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 850,179 | $27,223,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,778,482 | $27,130,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 385,776 | $27,001,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 714,470 | $27,000,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 444,200 | $26,936,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 384,325 | $26,884,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 333,913 | $26,859,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 758,462 | $26,835,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 562,535 | $26,816,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 5,331,241 | $26,709,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 270,785 | $26,707,000 | thousands by filing date | call |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,272,927 | $26,680,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,636,362 | $26,640,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 438,078 | $26,565,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 405,487 | $26,539,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 327,200 | $26,516,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 356,553 | $26,503,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 139,836 | $26,464,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 447,378 | $26,422,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 447,649 | $26,411,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,016,497 | $26,358,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,910,292 | $26,286,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 329,400 | $26,135,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 257,618 | $26,083,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,368,244 | $26,065,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,066,912 | $26,044,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 305,916 | $26,042,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 515,757 | $25,974,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,568,345 | $25,956,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,212,374 | $25,908,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 482,978 | $25,883,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 735,186 | $25,878,000 | thousands by filing date | |
| MGC | 921910873 | COM | 360,715 | $25,795,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,587,757 | $25,769,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 276,656 | $25,754,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 1,656,404 | $25,658,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 694,597 | $25,616,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 935,927 | $25,588,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 566,973 | $25,587,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,861,716 | $25,561,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 367,724 | $25,505,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 211,906 | $25,504,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 834,618 | $25,439,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 179,526 | $25,351,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 270,058 | $25,289,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,949,821 | $25,270,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 190,700 | $25,111,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 151,980 | $25,100,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 10,067,255 | $25,068,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,831,134 | $25,031,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 365,360 | $24,932,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,531,740 | $24,875,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 550,225 | $24,870,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 322,506 | $24,837,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,830,433 | $24,784,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,408,477 | $24,780,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 395,182 | $24,758,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 190,000 | $24,728,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 631,100 | $24,689,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 869,000 | $24,601,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 534,085 | $24,584,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 673,550 | $24,517,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 215,985 | $24,512,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 906,432 | $24,509,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 165,940 | $24,499,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 332,328 | $24,486,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 237,300 | $24,336,000 | thousands by filing date | put |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,685,323 | $24,252,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 413,784 | $24,248,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 331,298 | $24,125,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 988,419 | $24,019,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,694,369 | $24,013,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 624,864 | $23,970,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 209,357 | $23,871,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,060,732 | $23,843,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 1,453,070 | $23,831,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 620,001 | $23,789,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 604,934 | $23,719,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 653,100 | $23,675,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 270,600 | $23,610,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 437,397 | $23,584,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 250,042 | $23,564,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 34,000 | $23,531,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 896,500 | $23,515,000 | thousands by filing date | put |
| SCHD | 808524797 | COM | 565,224 | $23,423,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 712,044 | $23,391,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,168,832 | $23,354,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 505,054 | $23,283,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 100,300 | $23,178,000 | thousands by filing date | put |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 928,729 | $23,144,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 564,300 | $23,097,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 519,921 | $23,042,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 735,261 | $23,006,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 151,544 | $23,001,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 174,963 | $22,979,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 190,130 | $22,888,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 805,500 | $22,796,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 120,107 | $22,792,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,069,450 | $22,704,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 333,948 | $22,676,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 555,028 | $22,612,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 500,000 | $22,610,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 406,104 | $22,607,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 570,000 | $22,589,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 584,800 | $22,573,000 | thousands by filing date | call |
| Western Midstream Partners | 95825r103 | COM | 589,751 | $22,558,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 140,276 | $22,544,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 651,090 | $22,527,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 255,700 | $22,517,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 326,658 | $22,500,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,240,145 | $22,487,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 1,970,812 | $22,467,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 786,107 | $22,451,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 901,010 | $22,382,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,327,100 | $22,375,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 899,378 | $22,332,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 159,047 | $22,328,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,233,019 | $22,281,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,602,562 | $22,278,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 104,600 | $22,204,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 804,789 | $22,188,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 117,200 | $22,180,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,154,072 | $22,158,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,033,492 | $22,105,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,072,000 | $22,057,000 | thousands by filing date | put |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 1,106,737 | $22,057,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 720,000 | $22,032,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 408,848 | $21,988,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 386,246 | $21,896,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 152,254 | $21,838,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 294,100 | $21,813,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 272,707 | $21,729,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,009,500 | $21,553,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 271,600 | $21,503,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,649,161 | $21,489,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 253,400 | $21,463,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,376,992 | $21,412,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,263,700 | $21,369,000 | thousands by filing date | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 121,904 | $21,336,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 442,462 | $21,327,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 983,249 | $21,238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 236,590 | $21,161,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 333,696 | $21,143,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 859,128 | $21,057,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 200,912 | $21,035,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 575,857 | $20,938,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 205,315 | $20,893,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 592,247 | $20,770,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 196,000 | $20,764,000 | thousands by filing date | put |
| ROYCE VALUE TRUST | 780910105 | COM | 1,763,198 | $20,753,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 118,500 | $20,752,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 1,650,000 | $20,740,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 365,531 | $20,704,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,321,251 | $20,690,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 316,809 | $20,688,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,478,652 | $20,657,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 280,800 | $20,650,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 214,304 | $20,590,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,632,644 | $20,508,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 782,233 | $20,479,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 389,700 | $20,448,000 | thousands by filing date | call |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 312,369 | $20,435,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 400,472 | $20,425,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 258,190 | $20,397,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 390,800 | $20,349,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 711,300 | $20,315,000 | thousands by filing date | put |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 384,888 | $20,299,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 517,875 | $20,259,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,199,869 | $20,230,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 859,704 | $20,229,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,404,008 | $20,204,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 252,583 | $20,202,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,692,459 | $20,123,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 238,805 | $20,074,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 942,808 | $20,063,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 650,630 | $20,039,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 311,381 | $20,025,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 427,596 | $19,986,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,307,759 | $19,943,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 299,653 | $19,882,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 283,300 | $19,780,000 | thousands by filing date | put |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 584,900 | $19,764,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 170,644 | $19,684,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 498,363 | $19,680,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 152,019 | $19,673,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,346,137 | $19,638,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 598,000 | $19,614,000 | thousands by filing date | call |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 498,765 | $19,527,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 185,188 | $19,476,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 621,275 | $19,445,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 191,497 | $19,441,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 880,507 | $19,406,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 355,662 | $19,362,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 414,233 | $19,345,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 213,702 | $19,323,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 585,345 | $19,311,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,206,855 | $19,213,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,538,312 | $19,106,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 304,923 | $19,087,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 209,318 | $19,086,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 444,169 | $19,073,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 415,723 | $19,065,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 193,000 | $19,036,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,141,156 | $19,024,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 790,360 | $19,008,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 400,033 | $18,982,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,700,000 | $18,938,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 497,300 | $18,878,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 256,700 | $18,878,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,311,700 | $18,849,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 77,080 | $18,780,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 148,565 | $18,729,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 435,976 | $18,699,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 568,273 | $18,657,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 281,160 | $18,557,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,086,305 | $18,543,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 172,762 | $18,531,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 925,000 | $18,482,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 362,100 | $18,467,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 178,700 | $18,447,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 444,254 | $18,415,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 495,642 | $18,353,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 275,023 | $18,323,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 630,700 | $18,296,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 127,818 | $18,294,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 524,977 | $18,279,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 369,911 | $18,259,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 436,817 | $18,257,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 778,368 | $18,190,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 370,869 | $18,187,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,447,902 | $18,172,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 384,372 | $18,165,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 792,912 | $18,158,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 245,838 | $18,157,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 670,340 | $18,132,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 298,200 | $18,119,000 | thousands by filing date | call |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 233,947 | $18,096,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 415,000 | $18,094,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 990,238 | $18,092,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 540,059 | $18,038,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019736 | this filing | 2016-08-12 | acceptance time not in the bulk data set |