13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 7,683 holding rows worth $149,331,661,000.
- Accession
- 0000950123-16-016908
- Filer
- CIK 1610520
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 13,855 entries on the cover page, a total value of $149,331,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,331,721,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 20,800 | $372,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 15,670 | $372,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 120,047 | $372,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 3,515 | $372,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 30,200 | $371,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 60,291 | $371,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 123,714 | $371,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 52,541 | $371,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 9,688 | $370,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 14,251 | $369,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 10,227 | $369,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 12,280 | $369,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 23,443 | $369,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 9,096 | $368,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 11,850 | $368,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 3,486 | $368,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 16,650 | $368,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 39,701 | $367,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 33,752 | $366,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 143,524 | $366,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 18,112 | $366,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 3,375 | $365,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,226 | $364,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,000 | $363,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 4,000 | $363,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 73,066 | $363,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 26,466 | $363,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,358 | $362,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 16,545 | $362,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 44,822 | $362,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 39,758 | $362,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 35,672 | $361,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 17,759 | $361,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 9,455 | $361,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 8,521 | $361,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 35,746 | $361,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 32,675 | $360,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,600 | $359,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 30,000 | $359,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253100 | ORD | 15,081 | $359,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 82,698 | $359,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 8,382 | $356,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 9,487 | $356,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 10,848 | $356,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 11,458 | $356,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 11,300 | $355,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 23,299 | $355,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 7,024 | $355,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 6,000 | $354,000 | thousands by filing date | call |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 2,936 | $354,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 10,101 | $353,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 27,711 | $353,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 29,468 | $353,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 32,241 | $353,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 24,982 | $353,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6,704 | $352,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 14,112 | $352,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,788 | $351,000 | thousands by filing date | call |
| FLEETMATICS GROUP PLC | G35569105 | COM | 8,617 | $351,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 43,745 | $350,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 13,876 | $350,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 9,575 | $349,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 46,800 | $349,000 | thousands by filing date | call |
| AUTOBYTEL INC | 05275N205 | COM | 20,131 | $349,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 19,308 | $348,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 69,889 | $347,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 15,439 | $347,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 55,585 | $347,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 13,260 | $347,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 38,523 | $346,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 10,830 | $345,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 153,285 | $345,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 28,678 | $344,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 20,622 | $343,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 25,805 | $343,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 97,287 | $343,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 31,391 | $342,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 19,021 | $341,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 18,700 | $341,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 31,258 | $341,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 18,423 | $341,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 58,109 | $340,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 18,453 | $340,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 723,072 | $340,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,400 | $339,000 | thousands by filing date | put |
| ALMOST FAMILY INC | 020409108 | COM | 9,065 | $338,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 11,181 | $338,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 10,797 | $338,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 68,696 | $337,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 29,667 | $337,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 27,510 | $337,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,000 | $336,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 9,160 | $336,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 8,325 | $336,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 26,339 | $336,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 18,683 | $336,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,414 | $336,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 33,109 | $336,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,300 | $335,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 5,340 | $335,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 78,785 | $335,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 27,875 | $334,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 18,443 | $333,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 82,995 | $332,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 13,208 | $332,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 5,565 | $332,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 19,108 | $331,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 8,500 | $331,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,093 | $330,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 14,990 | $330,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 13,997 | $330,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 45,195 | $329,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 255 | $329,000 | thousands by filing date | call |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 16,870 | $329,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 12,019 | $329,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 16,186 | $328,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 11,354 | $328,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 8,199 | $327,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 7,716 | $327,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 6,706 | $325,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 8,977 | $325,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 24,765 | $325,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 29,670 | $325,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 50,787 | $325,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 24,440 | $324,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 80,335 | $323,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 55,935 | $322,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 32,700 | $322,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 16,423 | $321,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 9,388 | $321,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 13,851 | $321,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 116,367 | $321,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 11,266 | $320,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 11,226 | $320,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 11,560 | $320,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 18,690 | $318,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 8,940 | $318,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 12,857 | $318,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 6,292 | $318,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 16,412 | $318,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 18,373 | $318,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 17,655 | $318,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 8,055 | $317,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,917 | $317,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 23,218 | $317,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 4,994 | $316,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 107,739 | $316,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 24,302 | $316,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 40,316 | $316,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 53,000 | $315,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 11,801 | $315,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 26,418 | $315,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 121,697 | $315,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 30,986 | $314,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 20,115 | $313,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 17,465 | $313,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 60,608 | $313,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 10,360 | $313,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 18,711 | $312,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,200 | $312,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 33,765 | $311,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 5,356 | $311,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 10,896 | $310,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 20,383 | $310,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 14,275 | $310,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 5,131 | $309,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 7,063 | $309,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,788 | $307,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 860 | $307,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 15,830 | $306,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,137 | $306,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 11,000 | $306,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 13,207 | $306,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 31,464 | $305,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 34,500 | $305,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,959 | $305,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 11,041 | $305,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 14,076 | $304,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 5,969 | $304,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 21,146 | $303,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 65,700 | $302,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 11,407 | $302,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,806 | $300,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 133,410 | $300,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 15,753 | $299,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 13,763 | $298,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 28,600 | $297,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 74,986 | $297,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 6,825 | $296,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 46,005 | $296,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 8,454 | $296,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,402 | $295,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 6,776 | $295,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 20,065 | $295,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 13,623 | $295,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,199 | $294,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 11,075 | $294,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 42,055 | $294,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 6,889 | $293,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100,000 | $293,000 | thousands by filing date | put |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,965 | $293,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 19,532 | $293,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 93,750 | $292,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 26,255 | $292,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 313,419 | $292,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 16,207 | $292,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 17,397 | $291,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 87,200 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,915 | $290,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 47,152 | $290,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 6,297 | $289,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 9,727 | $289,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 210 | $289,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 60,000 | $289,000 | thousands by filing date | put |
| 1ST FINL BANCORP | 320209109 | COM | 15,802 | $288,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 3,976 | $287,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 20,779 | $287,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 10,022 | $287,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 12,501 | $286,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,902 | $286,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 39,795 | $286,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 38,623 | $286,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 8,209 | $285,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 36,176 | $285,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 8,860 | $285,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 6,413 | $284,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 19,607 | $284,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 85,216 | $284,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,700 | $283,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 2,617 | $282,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,511 | $282,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 7,637 | $282,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 10,378 | $281,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 4,205 | $281,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 33,065 | $281,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 30,631 | $280,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 10,148 | $280,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 16,894 | $279,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 6,981 | $279,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,808 | $279,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 8,349 | $279,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 17,000 | $279,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,000 | $279,000 | thousands by filing date | put |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 77,000 | $279,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 5,746 | $278,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 6,970 | $278,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 10,117 | $278,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 13,697 | $278,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 5,350 | $277,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 16,200 | $277,000 | thousands by filing date | put |
| SIMPSON MFG INC | 829073105 | COM | 7,254 | $277,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,524 | $277,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 10,343 | $277,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 21,532 | $277,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 8,549 | $277,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 5,460 | $276,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 70,000 | $276,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 13,722 | $276,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 8,779 | $276,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 15,354 | $275,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,697 | $275,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 4,936 | $275,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 125,679 | $275,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 9,505 | $274,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,844 | $274,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 11,200 | $274,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 145,603 | $274,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 364,843 | $273,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 39,514 | $273,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,788 | $272,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 20,089 | $272,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 95,774 | $272,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 53,717 | $272,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 11,129 | $272,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 10,674 | $272,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 19,324 | $271,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 77,721 | $271,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 34,000 | $270,000 | thousands by filing date | call |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,903 | $269,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 14,602 | $269,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 17,998 | $269,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 32,193 | $269,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 15,381 | $269,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 11,672 | $269,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 3,541 | $268,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 6,214 | $267,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 14,510 | $267,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 66,520 | $266,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 6,714 | $265,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 25,145 | $265,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 24,300 | $265,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 8,506 | $265,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 10,846 | $265,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 11,798 | $265,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 21,362 | $264,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 85,500 | $264,000 | thousands by filing date | put |
| JINPAN INTL LTD | G5138L100 | ORD | 45,108 | $264,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 5,433 | $264,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 90,313 | $263,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,493 | $263,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 5,015 | $263,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 34,082 | $263,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 16,745 | $262,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 22,885 | $261,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,817 | $261,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 12,464 | $261,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 8,971 | $261,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 38,386 | $260,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 6,340 | $260,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 40,904 | $260,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,100 | $259,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 13,808 | $258,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 13,974 | $258,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,502 | $258,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 6,677 | $258,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 10,000 | $258,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 5,568 | $257,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 8,806 | $257,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 8,524 | $257,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 68,021 | $257,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 14,198 | $257,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,400 | $256,000 | thousands by filing date | call |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,470 | $256,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 10,363 | $256,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 17,041 | $256,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 63,917 | $256,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 16,910 | $256,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 19,463 | $255,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 67,756 | $254,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 8,568 | $254,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 15,582 | $254,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 35,967 | $252,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 9,992 | $251,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 23,528 | $251,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 18,832 | $250,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 11,987 | $249,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 34,422 | $249,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 17,738 | $249,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 13,652 | $249,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 17,244 | $248,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 7,446 | $248,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,100 | $247,000 | thousands by filing date | put |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 4,774 | $247,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 8,171 | $247,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 2,939 | $247,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 21,690 | $247,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 8,280 | $246,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 8,982 | $246,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 8,461 | $246,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,900 | $245,000 | thousands by filing date | call |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 15,808 | $245,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,065 | $244,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,878 | $244,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,144 | $243,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 9,296 | $243,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 12,204 | $243,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 13,500 | $243,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 137,500 | $243,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 7,811 | $241,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 13,656 | $241,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 152,690 | $241,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,601 | $240,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 15,187 | $240,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 4,427 | $240,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 5,574 | $240,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 47,488 | $239,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 7,315 | $239,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 15,941 | $239,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 15,994 | $238,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 23,596 | $238,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 13,402 | $238,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 12,283 | $238,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 14,892 | $238,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 13,126 | $237,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 37,191 | $237,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 10,166 | $236,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,814 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 900 | $235,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 5,684 | $235,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 4,283 | $234,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 19,500 | $234,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 9,354 | $233,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 28,455 | $233,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 23,372 | $233,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 6,841 | $233,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 18,507 | $233,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 4,599 | $232,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 4,266 | $232,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 14,337 | $231,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 14,958 | $231,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,300 | $230,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9,086 | $230,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 25,986 | $230,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 22,930 | $230,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 24,519 | $229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 12,939 | $229,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 8,012 | $229,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 12,135 | $228,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 12,222 | $228,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 9,968 | $228,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 42,018 | $228,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 9,944 | $227,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 33,067 | $227,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 20,035 | $226,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,458 | $226,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 13,142 | $225,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 26,665 | $225,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 14,343 | $225,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 4,620 | $225,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 28,011 | $225,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 16,600 | $224,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 3,046 | $224,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,708 | $224,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 12,950 | $224,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 14,456 | $224,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 77,723 | $223,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,691 | $223,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 1,705 | $223,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 10,243 | $222,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 5,300 | $221,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 46,031 | $221,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 6,765 | $221,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 5,687 | $220,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 16,125 | $220,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 20,000 | $219,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 18,410 | $219,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 14,229 | $219,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 18,539 | $219,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 27,500 | $219,000 | thousands by filing date | put |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 12,069 | $219,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 250,000 | $219,000 | thousands by filing date | principal |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 10,421 | $219,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,418 | $218,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 25,175 | $218,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 15,522 | $218,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 70,602 | $217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 8,484 | $217,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 13,376 | $216,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 6,728 | $216,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 14,955 | $216,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 7,800 | $215,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,338 | $215,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 19,096 | $215,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 5,614 | $215,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,700 | $214,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 7,924 | $214,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,285 | $214,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 30,930 | $214,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 6,563 | $213,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 3,456 | $212,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 23,491 | $212,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 13,965 | $212,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 5,487 | $211,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 29,129 | $211,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 7,689 | $211,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 32,961 | $211,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 14,913 | $210,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 418,133 | $210,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 4,167 | $210,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 12,650 | $210,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 5,877 | $209,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 7,983 | $209,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 13,076 | $209,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 12,000 | $208,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 5,419 | $208,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,131 | $207,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 24,786 | $207,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,423 | $207,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 6,429 | $207,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 50,969 | $207,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 15,350 | $207,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 19,080 | $207,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 25,668 | $207,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 13,937 | $207,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 7,404 | $207,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 72,835 | $206,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 123,920 | $206,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 13,926 | $206,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 6,187 | $205,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,000 | $205,000 | thousands by filing date | call |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 7,417 | $205,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 292,567 | $203,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 32,791 | $202,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,989 | $201,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 11,639 | $201,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 5,145 | $201,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 27,158 | $200,000 | thousands by filing date | |
| ISHARES INC | 46434G608 | MSCI EMRGN ETF | 10,050 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 13,438 | $199,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 13,048 | $199,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 63,824 | $199,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 2,015 | $199,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 6,347 | $198,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 21,447 | $198,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 50,000 | $197,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 20,836 | $197,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 9,600 | $197,000 | thousands by filing date | put |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 12,488 | $197,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 7,729 | $197,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 34,941 | $196,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016908 | this filing | 2016-05-12 | acceptance time not in the bulk data set |