13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 7,683 holding rows worth $149,331,661,000.
- Accession
- 0000950123-16-016908
- Filer
- CIK 1610520
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 13,855 entries on the cover page, a total value of $149,331,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,331,721,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 81,491 | $726,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 27,792 | $725,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 57,821 | $724,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 55,043 | $723,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 47,406 | $723,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 32,223 | $722,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 26,669 | $720,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 48,439 | $720,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 34,073 | $720,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 43,845 | $719,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 44,527 | $719,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 25,000 | $717,000 | thousands by filing date | call |
| QUAKER HOUGHTON | 747316107 | COM | 8,454 | $717,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 7,903 | $717,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 16,189 | $715,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 32,730 | $715,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 328,493 | $713,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 52,734 | $712,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 19,748 | $709,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 14,498 | $708,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 22,527 | $708,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 17,304 | $707,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 38,111 | $707,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 39,318 | $704,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 34,921 | $704,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,708 | $702,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 31,124 | $700,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 113,260 | $698,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 30,738 | $695,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 204,100 | $694,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 38,000 | $693,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 89,219 | $693,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 12,183 | $693,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 14,293 | $691,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 135,017 | $691,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 27,500 | $689,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 50,000 | $688,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 19,578 | $688,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 12,935 | $688,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 31,268 | $688,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 42,700 | $687,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 55,697 | $687,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 27,689 | $683,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 42,533 | $683,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 429,149 | $682,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 50,155 | $680,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 288,367 | $680,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 41,598 | $680,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 89,276 | $679,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 75,408 | $679,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 9,392 | $678,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 9,795 | $677,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 27,400 | $676,000 | thousands by filing date | call |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 83,092 | $676,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 40,950 | $676,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 45,928 | $676,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 51,579 | $675,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 15,719 | $672,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 34,203 | $672,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 123,608 | $671,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 14,430 | $671,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 54,233 | $670,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 32,106 | $670,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 42,321 | $669,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 144,191 | $669,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 19,270 | $668,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 23,495 | $665,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 67,346 | $664,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 15,198 | $662,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 17,236 | $661,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 75,193 | $660,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 18,552 | $658,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 14,305 | $657,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 12,995 | $657,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 18,220 | $656,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 56,288 | $656,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 46,550 | $655,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 36,988 | $655,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 19,706 | $653,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 124,580 | $651,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 49,090 | $650,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 19,200 | $650,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 31,616 | $650,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 363,013 | $647,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 57,600 | $647,000 | thousands by filing date | call |
| REGAL REXNORD CORPORATION | 758750103 | COM | 10,229 | $646,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 14,288 | $646,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 22,223 | $644,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 74,666 | $643,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 37,868 | $643,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 11,887 | $642,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 31,591 | $642,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 7,465 | $641,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,348 | $640,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 18,784 | $638,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 138,359 | $636,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 14,453 | $635,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 47,969 | $632,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 5,523 | $632,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 18,814 | $631,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 23,271 | $630,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 117,386 | $628,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 429,825 | $628,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 122,037 | $627,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 478,208 | $626,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 31,436 | $625,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 44,922 | $625,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 52,289 | $625,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 41,383 | $623,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 119,530 | $621,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 43,768 | $621,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 23,077 | $621,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 10,729 | $620,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 40,752 | $619,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 15,950 | $619,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 59,963 | $619,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 80,416 | $618,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 15,631 | $617,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 11,951 | $615,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 13,951 | $615,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 29,605 | $614,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 5,200 | $613,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 24,107 | $613,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 13,186 | $612,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 33,380 | $612,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 5,500 | $611,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 200,600 | $610,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 22,900 | $609,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 15,480 | $606,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 22,580 | $606,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 16,568 | $604,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 18,322 | $603,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 60,065 | $601,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 40,882 | $601,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 38,571 | $601,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 10,052 | $600,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 29,845 | $599,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 26,235 | $599,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 12,098 | $596,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 113,980 | $595,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 39,164 | $595,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 53,631 | $594,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 353,763 | $594,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 14,000 | $593,000 | thousands by filing date | put |
| VWR CORP | 91843L103 | COM | 21,937 | $593,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 41,665 | $593,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 115,216 | $592,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 29,300 | $592,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 126,398 | $592,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 59,385 | $590,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 9,071 | $588,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 148,305 | $588,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 7,883 | $588,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 26,244 | $588,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 20,237 | $586,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 9,313 | $586,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 10,000 | $583,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 65,405 | $583,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 149,927 | $583,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 83,350 | $582,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 35,100 | $582,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 13,738 | $581,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 145,581 | $581,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 14,537 | $580,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 762,153 | $579,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 15,747 | $578,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 18,380 | $578,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 20,152 | $578,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 27,304 | $576,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 11,293 | $575,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 12,649 | $574,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 86,133 | $573,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 8,500 | $572,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 6,400 | $572,000 | thousands by filing date | call |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 42,776 | $571,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 37,934 | $571,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 66,993 | $571,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 10,743 | $570,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 40,002 | $569,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 21,992 | $568,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 65,000 | $568,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 65,000 | $568,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L101 | SHS | 10,520 | $567,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 15,500 | $567,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 6,400 | $566,000 | thousands by filing date | call |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 31,681 | $566,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 5,446 | $564,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 13,500 | $564,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 32,371 | $564,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 68,489 | $563,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 17,046 | $563,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 55,927 | $562,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 7,863 | $562,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 188,242 | $560,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 18,576 | $559,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 9,026 | $557,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 41,530 | $557,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 34,748 | $557,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 17,202 | $555,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 18,808 | $555,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 68,798 | $554,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 181,974 | $553,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,600 | $552,000 | thousands by filing date | call |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 53,961 | $552,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 16,816 | $551,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 34,368 | $549,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 76,422 | $547,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 22,598 | $547,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 6,622 | $546,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 25,000 | $546,000 | thousands by filing date | put |
| CLECO CORP NEW | 12561W105 | COM | 9,842 | $544,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 13,493 | $542,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 254,403 | $542,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 7,958 | $541,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 14,495 | $541,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 41,828 | $541,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 34,274 | $540,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 8,380 | $540,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 37,520 | $539,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 17,420 | $538,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 82,651 | $538,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 22,750 | $537,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 88,546 | $536,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 9,292 | $536,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 1,493,148 | $535,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 165,095 | $535,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 26,422 | $534,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 28,754 | $534,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 103,393 | $532,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 79,917 | $530,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 10,618 | $530,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 18,024 | $529,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,176 | $527,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 68,392 | $527,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 112,388 | $526,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 45,047 | $526,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 23,386 | $525,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 97,946 | $525,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 336,135 | $525,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 12,766 | $523,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 40,610 | $523,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 205,689 | $522,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 9,833 | $522,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 9,592 | $521,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 9,414 | $521,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 5,515 | $521,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 6,797 | $521,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,900 | $519,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 33,666 | $519,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 76,630 | $518,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 20,027 | $518,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 68,900 | $517,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 10,673 | $516,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 58,305 | $516,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 14,762 | $515,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 23,725 | $515,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 14,565 | $514,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 30,000 | $514,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 44,085 | $513,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 31,894 | $513,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 7,628 | $512,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 16,134 | $512,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 19,699 | $511,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 29,771 | $511,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 22,274 | $509,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 20,426 | $509,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 37,305 | $509,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 17,442 | $508,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 30,700 | $507,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 17,500 | $506,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 13,126 | $505,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 23,258 | $505,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,889 | $504,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 28,801 | $504,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 14,788 | $502,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,506 | $502,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 21,629 | $500,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 107,386 | $499,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 59,054 | $499,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,971 | $499,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,869 | $498,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 20,724 | $498,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 33,191 | $498,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,134 | $496,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 17,336 | $496,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,974 | $495,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 16,717 | $495,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 16,753 | $495,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 58,723 | $495,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 70,504 | $494,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 34,250 | $494,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 17,000 | $494,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 13,519 | $492,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 36,667 | $492,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 892,895 | $491,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 35,081 | $491,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 48,577 | $490,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 34,933 | $487,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,467 | $486,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 160,000 | $486,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 43,484 | $485,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 22,337 | $485,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 139,211 | $485,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 16,278 | $484,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 34,919 | $484,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 39,061 | $484,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 18,867 | $481,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 46,281 | $480,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 17,102 | $479,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 34,174 | $479,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9,650 | $478,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 20,332 | $478,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 18,300 | $477,000 | thousands by filing date | call |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 13,562 | $476,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 10,400 | $475,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 26,520 | $475,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 66,290 | $474,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 10,505 | $473,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 15,593 | $473,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 56,787 | $472,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 35,757 | $471,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,100 | $470,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 14,923 | $470,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 20,681 | $470,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 45,375 | $469,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 9,770 | $469,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 7,374 | $468,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 148,976 | $467,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 19,472 | $466,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 70,142 | $466,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 29,335 | $465,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 20,436 | $465,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 43,853 | $465,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 177,806 | $464,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 966 | $463,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 102,190 | $463,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 52,963 | $463,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 5,925 | $461,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 20,000 | $460,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 52,318 | $459,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 8,900 | $458,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 19,806 | $457,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 34,635 | $457,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 58,493 | $457,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 33,463 | $456,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 64,889 | $454,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 13,100 | $452,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 8,183 | $451,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 19,000 | $450,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 31,693 | $449,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 68,619 | $449,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 15,413 | $448,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 15,663 | $448,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 41,147 | $448,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 84,737 | $447,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 25,602 | $447,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 32,474 | $447,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 29,796 | $447,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 16,529 | $446,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 27,994 | $446,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 12,083 | $446,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 26,105 | $446,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 20,023 | $446,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 48,821 | $446,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 26,385 | $444,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 11,451 | $443,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 52,583 | $443,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 25,531 | $443,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 32,849 | $442,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 23,802 | $441,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 15,615 | $439,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 13,169 | $439,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 24,835 | $439,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 9,100 | $437,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 19,638 | $437,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 9,092 | $437,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 215,369 | $437,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 22,600 | $437,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 18,639 | $436,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 15,569 | $435,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 47,750 | $435,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 27,925 | $434,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 32,742 | $434,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,154 | $433,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 13,898 | $433,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 4,868 | $433,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 17,469 | $432,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 5,272 | $432,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 28,686 | $432,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 36,000 | $431,000 | thousands by filing date | put |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 16,934 | $431,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 20,066 | $429,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 32,866 | $429,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 25,077 | $428,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 14,553 | $426,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 22,101 | $426,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 43,485 | $426,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 11,098 | $425,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 19,666 | $425,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 34,164 | $425,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 3,567 | $425,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 21,941 | $425,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 9,363 | $424,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 29,170 | $424,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 400,075 | $424,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 39,388 | $423,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 37,128 | $423,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 61,919 | $423,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 32,414 | $422,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 26,145 | $421,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 5,058 | $420,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 22,957 | $419,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 26,750 | $418,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 19,747 | $417,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 14,076 | $416,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 9,078 | $415,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 16,750 | $415,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 16,972 | $414,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 5,895 | $413,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 29,251 | $413,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 20,613 | $412,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 38,390 | $412,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 51,889 | $411,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 19,827 | $410,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 65,560 | $410,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 12,673 | $410,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 11,320 | $409,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 11,052 | $409,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 4,828 | $408,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 25,708 | $407,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 63,372 | $406,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 13,698 | $404,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 50,000 | $403,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,354 | $402,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 16,181 | $401,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 19,827 | $401,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 35,159 | $401,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 13,348 | $400,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 17,002 | $400,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 12,675 | $399,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 12,240 | $399,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 46,137 | $399,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,346 | $398,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 10,584 | $398,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 50,040 | $397,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 16,831 | $395,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 14,400 | $395,000 | thousands by filing date | put |
| ESSA BANCORP INC COM | 29667D104 | Stock | 29,268 | $395,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 11,834 | $395,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 14,702 | $394,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 11,893 | $394,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 19,114 | $394,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 100,993 | $394,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 20,062 | $394,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 27,176 | $394,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 21,012 | $393,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 26,773 | $393,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 32,289 | $391,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 7,203 | $391,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 48,395 | $391,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 15,500 | $391,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 27,479 | $390,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 29,618 | $389,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 23,584 | $388,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 10,793 | $387,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 47,101 | $387,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 385,000 | $387,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 16,013 | $387,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 376,065 | $387,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 7,000 | $386,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 21,678 | $386,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 9,072 | $386,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 64,937 | $386,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 24,158 | $386,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 27,721 | $386,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 31,550 | $385,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 14,315 | $384,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 25,400 | $383,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 36,746 | $382,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 39,964 | $382,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 56,981 | $382,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,000 | $381,000 | thousands by filing date | put |
| SNYDERS LANCE INC | 833551104 | COM | 12,079 | $380,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 14,220 | $379,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 65,541 | $379,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 12,468 | $379,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 23,579 | $379,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 7,981 | $378,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 51,540 | $378,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 21,367 | $376,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 14,059 | $376,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8,949 | $376,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 7,014 | $375,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 22,558 | $375,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 34,378 | $374,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 10,052 | $374,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 17,100 | $374,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 8,522 | $374,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 85,940 | $374,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 15,771 | $373,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016908 | this filing | 2016-05-12 | acceptance time not in the bulk data set |