13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 7,683 holding rows worth $149,331,661,000.
- Accession
- 0000950123-16-016908
- Filer
- CIK 1610520
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 13,855 entries on the cover page, a total value of $149,331,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,331,721,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,043 | $98,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 1,334 | $98,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 2,444 | $98,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 1,950 | $98,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 9,080 | $98,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,200 | $97,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 1,500 | $97,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 3,338 | $97,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 4,337 | $97,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 27,000 | $97,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 2,121 | $97,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 6,137 | $97,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 15,929 | $97,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 2,118 | $96,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,261 | $96,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 29,357 | $96,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 4,852 | $96,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 3,107 | $96,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 10,413 | $96,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 17,731 | $96,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 2,005 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 2,475 | $96,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,708 | $95,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,200 | $95,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,000 | $95,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 8,756 | $95,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,792 | $95,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 1,181 | $95,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 21,100 | $95,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 800 | $94,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 7,625 | $94,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 34,021 | $94,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 5,350 | $94,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 5,766 | $94,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 11,723 | $94,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 6,954 | $94,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 36,428 | $94,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 2,318 | $94,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 14,709 | $94,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 2,370 | $93,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 6,100 | $93,000 | thousands by filing date | call |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 7,494 | $93,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 15,750 | $93,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 8,661 | $93,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 20,412 | $93,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 6,528 | $93,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 4,673 | $93,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 11,200 | $93,000 | thousands by filing date | put |
| SPROTT FOCUS TR INC | 85208J109 | COM | 15,138 | $92,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 9,004 | $92,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 15,933 | $92,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 3,702 | $92,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P200 | GUGG EM RL EST | 4,249 | $92,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 25,000 | $91,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 5,200 | $91,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,052 | $91,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,624 | $91,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,491 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 2,134 | $91,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 4,673 | $91,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 12,066 | $91,000 | thousands by filing date | |
| STEEL EXCEL INC | 858122203 | COM | 9,380 | $91,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,200 | $90,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 5,437 | $90,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 12,288 | $90,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 7,044 | $90,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 400 | $89,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,000 | $89,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,877 | $89,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 20,075 | $89,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 3,460 | $89,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 3,868 | $89,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 4,481 | $89,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 40,000 | $88,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 4,316 | $88,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 5,053 | $88,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 8,500 | $88,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 22,000 | $88,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,993 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 2,870 | $87,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 4,080 | $87,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 67,000 | $87,000 | thousands by filing date | principal |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 21,694 | $87,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 12,100 | $87,000 | thousands by filing date | call |
| COMPUTER TASK GROUP INC | 205477102 | COM | 17,000 | $87,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 10,080 | $87,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 8,344 | $87,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 4,604 | $87,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 6,367 | $87,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 800 | $86,000 | thousands by filing date | call |
| FRESHPET INC COM | 358039105 | Stock | 11,679 | $86,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 7,208 | $86,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 2,859 | $86,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 7,786 | $86,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 5,155 | $86,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 7,525 | $85,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,167 | $85,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,257 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 4,922 | $85,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 2,952 | $85,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,000 | $84,000 | thousands by filing date | put |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,474 | $84,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 2,603 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1,958 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 2,801 | $84,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 2,242 | $84,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 12,465 | $83,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 5,833 | $83,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 2,959 | $83,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 11,004 | $83,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 3,377 | $83,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,212 | $83,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 31,258 | $83,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 11,173 | $83,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 8,184 | $83,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 8,801 | $82,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 4,500 | $82,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,370 | $82,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 9,163 | $82,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 3,422 | $82,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 7,898 | $82,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 14,225 | $82,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 9,637 | $82,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 36,208 | $82,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 3,280 | $82,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 34,167 | $82,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 1,940 | $82,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 4,016 | $82,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,950 | $81,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 13,500 | $81,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,264 | $81,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 2,615 | $81,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 985 | $81,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 7,808 | $81,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 3,009 | $81,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 11,920 | $81,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 23,536 | $81,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,100 | $80,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,895 | $80,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 9,442 | $80,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 127,114 | $80,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 5,528 | $80,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 4,170 | $80,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 3,169 | $80,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 3,090 | $80,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 2,653 | $80,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 500 | $79,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 5,468 | $79,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 4,502 | $79,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 1,361 | $79,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 6,000 | $79,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 2,186 | $79,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 63,165 | $79,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 2,265 | $78,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,000 | $78,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 45,790 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 694 | $78,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 5,655 | $78,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,685 | $78,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 197 | $78,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,203 | $78,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 9,098 | $78,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 4,122 | $78,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,894 | $77,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,000 | $77,000 | thousands by filing date | put |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 1,153 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,202 | $77,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 18,240 | $77,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 5,473 | $77,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1,846 | $77,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 1,789 | $76,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 4,113 | $76,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 6,745 | $76,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 10,769 | $76,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 6,072 | $76,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 5,978 | $76,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 5,280 | $76,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 3,812 | $76,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 19,230 | $76,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 2,386 | $76,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,100 | $75,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 16,754 | $75,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 21,379 | $75,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 152,793 | $75,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 76,682 | $75,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,216 | $75,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 5,933 | $75,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,701 | $74,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,737 | $74,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 3,290 | $74,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 62,750 | $74,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 12,099 | $74,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 6,238 | $74,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 5,000 | $74,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 2,517 | $73,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 4,477 | $73,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,138 | $73,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,284 | $73,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 5,000 | $73,000 | thousands by filing date | put |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,865 | $73,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 5,493 | $73,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 5,083 | $73,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 4,888 | $73,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 31,368 | $73,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 26,700 | $73,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 4,666 | $73,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,756 | $73,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 2,149 | $73,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 5,085 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 1,625 | $73,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 3,332 | $72,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 4,643 | $72,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 2,549 | $72,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 2,754 | $72,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 1,300 | $72,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 3,513 | $72,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 5,548 | $72,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 2,907 | $72,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 16,550 | $72,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 50,000 | $72,000 | thousands by filing date | principal |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,179 | $72,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 2,113 | $72,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 1,674 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347B466 | ULTRA JR MNRS NW | 1,456 | $72,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 500 | $71,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,862 | $71,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,100 | $71,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,824 | $71,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 811 | $71,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,000 | $71,000 | thousands by filing date | put |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,943 | $71,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 125,493 | $71,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 4,247 | $71,000 | thousands by filing date | |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 2,957 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 2,935 | $71,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 5,183 | $71,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 4,994 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 1,669 | $71,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,769 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,654 | $70,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,196 | $70,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,829 | $70,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 3,189 | $70,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 774 | $70,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 4,229 | $70,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 3,393 | $70,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 59,514 | $70,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 3,298 | $70,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 2,971 | $69,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 736 | $69,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 36,735 | $69,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,000 | $69,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 32,662 | $69,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 5,667 | $69,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 800 | $69,000 | thousands by filing date | put |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 1,111 | $69,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,765 | $69,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,500 | $68,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 4,482 | $68,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 6,709 | $68,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 3,900 | $68,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 8,230 | $68,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,646 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 1,600 | $68,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 1,861 | $68,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 4,806 | $68,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 21,646 | $68,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 3,550 | $68,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 3,100 | $68,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 23,540 | $67,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 500 | $67,000 | thousands by filing date | put |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 2,292 | $67,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 64,222 | $67,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 3,351 | $67,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 2,119 | $67,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 1,504 | $66,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 2,810 | $66,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 5,724 | $66,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 4,720 | $66,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 9,414 | $66,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,755 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 554 | $66,000 | thousands by filing date | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 2,567 | $66,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 7,880 | $66,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 4,173 | $66,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 6,018 | $66,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 7,927 | $66,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B201 | UNIT 99/99/9999 | 6,580 | $66,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 1,078 | $66,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R353 | CHINAAMC BD ETF | 2,702 | $66,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,926 | $65,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,283 | $65,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 3,430 | $65,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 6,892 | $65,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 4,639 | $65,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,000 | $65,000 | thousands by filing date | put |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 5,820 | $65,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 5,178 | $65,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 10,399 | $65,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 3,768 | $65,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 1,859 | $65,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 2,522 | $65,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K372 | DAILY HEALTHCARE | 1,530 | $65,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,500 | $64,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 7,518 | $64,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 475 | $64,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,018 | $64,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 2,415 | $64,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 6,343 | $64,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 9,857 | $64,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 500 | $63,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,618 | $63,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 6,290 | $63,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 3,712 | $63,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 10,800 | $63,000 | thousands by filing date | call |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 64,000 | $63,000 | thousands by filing date | principal |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 8,701 | $63,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 2,290 | $63,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 11,232 | $63,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 3,884 | $63,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 19,907 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 4,946 | $63,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 13,600 | $63,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 6,239 | $62,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 3,269 | $62,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,074 | $62,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 3,654 | $62,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 4,640 | $62,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 4,000 | $62,000 | thousands by filing date | put |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 2,930 | $62,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 1,694 | $62,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 55,631 | $62,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 2,937 | $62,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,564 | $62,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 6,256 | $62,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 1,074 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 2,672 | $62,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,782 | $61,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,942 | $61,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 991 | $61,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,204 | $61,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 4,094 | $61,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 4,669 | $61,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 10,157 | $61,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 5,865 | $61,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H483 | PS CMDT DS ETN | 749 | $61,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 2,354 | $61,000 | thousands by filing date | |
| HORIZONS ETF TR | 44052C108 | KOREA KOSP 200 | 1,952 | $61,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 10,525 | $60,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 3,881 | $60,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,834 | $60,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,100 | $60,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,402 | $60,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 5,741 | $60,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,145 | $60,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,363 | $60,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 3,004 | $60,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 19,534 | $60,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,599 | $60,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 2,886 | $60,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 1,414 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 3,014 | $60,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 1,110 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347R123 | SHT INV GRD CP | 2,246 | $60,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 2,303 | $60,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 1,882 | $59,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 3,008 | $59,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 15,527 | $59,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 2,876 | $59,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 4,136 | $59,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 6,566 | $59,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 1,292 | $59,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 2,415 | $59,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 1,843 | $59,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 1,166 | $59,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 2,094 | $58,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,806 | $58,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 3,401 | $58,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,586 | $58,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,000 | $58,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 4,850 | $58,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,142 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 2,076 | $58,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 6,582 | $58,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 3,206 | $58,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 3,400 | $58,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 7,798 | $58,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 723 | $58,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 11,304 | $58,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 92,500 | $58,000 | thousands by filing date | call |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 7,400 | $58,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 6,102 | $58,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 1,104 | $58,000 | thousands by filing date | |
| IPATH PURE BETA GRAINS | 06740P270 | CMN | 1,721 | $58,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 2,300 | $58,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 1,280 | $58,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 300 | $57,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 2,633 | $57,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,156 | $57,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 2,101 | $57,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 3,599 | $57,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 3,764 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 2,698 | $57,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,721 | $57,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 2,343 | $57,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,799 | $57,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 3,045 | $57,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 5,705 | $57,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 4,464 | $57,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 3,444 | $57,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 1,653 | $57,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 3,939 | $57,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 1,168 | $57,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 1,098 | $57,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 402 | $57,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 39,804 | $56,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,514 | $56,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 5,000 | $56,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 1,865 | $56,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,689 | $56,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 5,404 | $56,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,508 | $56,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 444 | $56,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 17,407 | $56,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 1,276 | $56,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 6,800 | $55,000 | thousands by filing date | call |
| TRANSUNION COM | 89400J107 | Stock | 1,999 | $55,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 9,824 | $55,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 7,257 | $55,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,540 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 2,230 | $55,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,000 | $55,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,194 | $55,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,691 | $55,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,575 | $55,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 33,118 | $55,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 10,705 | $55,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 1,850 | $55,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 3,492 | $55,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 1,062 | $55,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 2,805 | $55,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 2,244 | $55,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,200 | $54,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 6,197 | $54,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 3,426 | $54,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 16,700 | $54,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 2,282 | $54,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 4,700 | $54,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 835 | $54,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 4,959 | $54,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 1,421 | $54,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 2,400 | $54,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,578 | $54,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 4,978 | $54,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 2,926 | $53,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,350 | $53,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 6,571 | $53,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 2,846 | $53,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 634 | $53,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 8,563 | $53,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 6,315 | $53,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 2,690 | $53,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 1,511 | $53,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,098 | $53,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 36,104 | $53,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,766 | $53,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 4,743 | $53,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 3,384 | $53,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P163 | IPTH SUGAR ETN | 2,144 | $53,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 422 | $53,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 5,014 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E150 | GF CHINA BD ET | 1,421 | $53,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,147 | $52,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,391 | $52,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 5,470 | $52,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 989 | $52,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 12,437 | $52,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,760 | $52,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 3,600 | $52,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 5,843 | $52,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 4,631 | $52,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 2,309 | $52,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 22,912 | $52,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 1,569 | $52,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 4,228 | $52,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,707 | $52,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 3,538 | $52,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 642 | $52,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 4,024 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 1,223 | $52,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 3,766 | $52,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 2,484 | $52,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 600 | $51,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 1,136 | $51,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 7,110 | $51,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 2,402 | $51,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 9,180 | $51,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 4,703 | $51,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 10,305 | $51,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 6,818 | $51,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016908 | this filing | 2016-05-12 | acceptance time not in the bulk data set |