13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 7,683 holding rows worth $149,331,661,000.
- Accession
- 0000950123-16-016908
- Filer
- CIK 1610520
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 13,855 entries on the cover page, a total value of $149,331,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,331,721,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 78,244 | $1,372,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 54,800 | $1,372,000 | thousands by filing date | call |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 21,380 | $1,370,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 117,732 | $1,370,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 37,645 | $1,369,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 42,225 | $1,367,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 210,328 | $1,367,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 14,731 | $1,364,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 42,947 | $1,364,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 212,878 | $1,362,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 110,770 | $1,362,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 86,887 | $1,360,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 134,125 | $1,357,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 151,153 | $1,356,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 32,314 | $1,353,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 46,289 | $1,352,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 113,194 | $1,347,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 65,147 | $1,346,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 54,333 | $1,341,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 44,357 | $1,339,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 241,312 | $1,339,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 66,533 | $1,337,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 54,978 | $1,336,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 82,079 | $1,334,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 41,633 | $1,334,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 43,041 | $1,331,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 17,565 | $1,331,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 34,887 | $1,330,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 19,077 | $1,329,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 11,082 | $1,328,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R288 | GEN DRUGS ETF | 55,000 | $1,323,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 23,898 | $1,322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 26,667 | $1,321,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 55,016 | $1,315,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 10,225 | $1,314,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 39,369 | $1,310,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 12,549 | $1,306,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 810,000 | $1,304,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 8,280 | $1,302,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 56,652 | $1,301,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 12,118 | $1,298,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 35,161 | $1,297,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 52,078 | $1,296,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 29,864 | $1,295,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 173,611 | $1,293,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 40,990 | $1,292,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 27,420 | $1,291,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 45,616 | $1,291,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 221,399 | $1,290,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 438,498 | $1,289,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 71,213 | $1,289,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 32,051 | $1,287,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 142,101 | $1,285,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 47,550 | $1,283,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 33,858 | $1,282,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 41,329 | $1,281,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 59,503 | $1,281,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 13,122 | $1,280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 40,898 | $1,275,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 61,436 | $1,275,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 95,089 | $1,270,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 97,913 | $1,268,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 55,816 | $1,265,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 146,049 | $1,264,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 102,598 | $1,262,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 50,249 | $1,259,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 40,000 | $1,257,000 | thousands by filing date | put |
| HEARTWARE INTL INC | 422368100 | COM | 40,000 | $1,257,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 33,000 | $1,256,000 | thousands by filing date | call |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 98,512 | $1,255,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 127,237 | $1,253,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 138,684 | $1,252,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 29,328 | $1,251,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 85,418 | $1,249,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 39,237 | $1,249,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 220,053 | $1,248,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 99,290 | $1,245,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 95,735 | $1,245,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 75,000 | $1,245,000 | thousands by filing date | call |
| FERRARI N V | N3167Y103 | COM | 29,840 | $1,244,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 81,078 | $1,242,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 95,694 | $1,238,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 26,510 | $1,238,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 74,101 | $1,235,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 75,258 | $1,232,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 63,227 | $1,231,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 19,304 | $1,230,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 38,427 | $1,230,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 100,341 | $1,229,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 312,442 | $1,228,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 43,365 | $1,212,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 36,731 | $1,212,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 138,087 | $1,209,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 16,449 | $1,205,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 69,066 | $1,203,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 102,174 | $1,200,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 35,866 | $1,197,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 16,200 | $1,196,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 93,437 | $1,194,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 34,418 | $1,194,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 112,311 | $1,192,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 53,513 | $1,191,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 18,702 | $1,190,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 45,000 | $1,190,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 2,202,200 | $1,189,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 99,275 | $1,188,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 79,690 | $1,187,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 102,476 | $1,186,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 28,106 | $1,183,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 628,806 | $1,182,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 80,723 | $1,180,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 58,973 | $1,180,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 20,453 | $1,176,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 11,020 | $1,175,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 10,626 | $1,175,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 391 | $1,174,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 43,130 | $1,170,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 55,329 | $1,167,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 65,040 | $1,166,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 138,534 | $1,164,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 19,012 | $1,162,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 138,800 | $1,162,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 24,334 | $1,161,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 113,672 | $1,160,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 23,651 | $1,160,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 40,930 | $1,160,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 132,850 | $1,157,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 33,897 | $1,156,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 341,123 | $1,156,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 35,574 | $1,155,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 47,616 | $1,153,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 35,640 | $1,152,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 79,470 | $1,152,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 133,996 | $1,152,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 20,000 | $1,151,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 20,000 | $1,151,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 21,095 | $1,150,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 41,451 | $1,149,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 23,220 | $1,149,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 63,433 | $1,145,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 172,934 | $1,141,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 18,000 | $1,141,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 12,993 | $1,140,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 14,400 | $1,139,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 40,047 | $1,136,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 29,147 | $1,135,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 16,709 | $1,135,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 63,232 | $1,134,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 87,177 | $1,133,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 30,637 | $1,125,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 30,566 | $1,117,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 408,725 | $1,116,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 27,455 | $1,113,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 207,056 | $1,112,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 47,600 | $1,111,000 | thousands by filing date | put |
| IBERIABANK CORP | 450828108 | COM | 21,615 | $1,109,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 22,727 | $1,107,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 16,691 | $1,106,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 23,026 | $1,103,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 16,487 | $1,102,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 88,618 | $1,102,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 89,202 | $1,102,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 28,887 | $1,101,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 71,677 | $1,101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 25,226 | $1,099,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 33,036 | $1,098,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 30,821 | $1,097,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 160,009 | $1,097,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 26,437 | $1,094,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 12,156 | $1,094,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 48,299 | $1,094,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 29,302 | $1,093,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 134,158 | $1,091,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 226,454 | $1,089,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 65,216 | $1,088,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 67,435 | $1,086,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 32,039 | $1,086,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 97,800 | $1,085,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 83,718 | $1,084,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 279,329 | $1,081,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 26,459 | $1,080,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 16,627 | $1,075,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 19,320 | $1,075,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 19,071 | $1,073,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 34,724 | $1,073,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 11,123 | $1,072,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 19,030 | $1,071,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 103,153 | $1,070,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 41,681 | $1,068,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 93,561 | $1,066,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 8,779 | $1,066,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 51,198 | $1,065,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 72,464 | $1,065,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 21,144 | $1,064,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 42,956 | $1,063,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 55,824 | $1,062,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 70,691 | $1,062,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 125,516 | $1,061,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 75,000 | $1,060,000 | thousands by filing date | put |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 71,364 | $1,060,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 60,868 | $1,058,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 41,083 | $1,058,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 58,724 | $1,056,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 176,198 | $1,056,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 20,359 | $1,053,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 58,685 | $1,052,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 219,512 | $1,052,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 144,424 | $1,051,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 176,826 | $1,051,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 10,239 | $1,050,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 150,000 | $1,049,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 150,000 | $1,049,000 | thousands by filing date | call |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 39,985 | $1,049,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 44,598 | $1,045,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 66,711 | $1,044,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 74,874 | $1,043,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 29,255 | $1,042,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 18,879 | $1,040,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 56,137 | $1,039,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 64,574 | $1,038,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 50,190 | $1,035,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 22,343 | $1,033,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 39,787 | $1,033,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 12,823 | $1,032,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 179,063 | $1,031,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 11,125 | $1,026,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 139,170 | $1,025,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 34,817 | $1,024,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 34,313 | $1,024,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 33,929 | $1,023,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 40,800 | $1,023,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 102,826 | $1,022,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 20,558 | $1,021,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 62,507 | $1,019,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 6,854 | $1,014,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 20,818 | $1,014,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 20,449 | $1,013,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 132,418 | $1,013,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 69,474 | $1,013,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 54,655 | $1,012,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 53,810 | $1,011,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 93,283 | $1,011,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 27,600 | $1,010,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 125,000 | $1,009,000 | thousands by filing date | put |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 276,400 | $1,009,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 77,233 | $1,009,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 40,991 | $1,009,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 106,433 | $1,008,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 231,000 | $1,007,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 22,313 | $1,007,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 66,578 | $1,006,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 74,858 | $1,006,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 39,676 | $1,005,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 16,662 | $1,005,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 50,273 | $1,004,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 40,046 | $1,001,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7,589 | $997,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 37,701 | $995,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 62,761 | $995,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 20,124 | $992,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 95,922 | $991,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 37,287 | $990,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 24,659 | $989,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 17,723 | $989,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 165,000 | $988,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 70,004 | $987,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 27,653 | $986,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 77,706 | $985,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 29,500 | $983,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 64,759 | $981,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 20,000 | $979,000 | thousands by filing date | call |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 61,919 | $979,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 24,147 | $978,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 121,209 | $977,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 8,533 | $977,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 152,787 | $975,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 18,000 | $974,000 | thousands by filing date | call |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 38,798 | $972,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 30,247 | $971,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 29,610 | $970,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 40,537 | $970,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 19,860 | $969,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 57,141 | $967,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 78,724 | $966,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 13,400 | $965,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 11,700 | $963,000 | thousands by filing date | call |
| First Foundation Inc | 32026V104 | Common Stock | 42,906 | $963,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 93,487 | $961,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 37,271 | $961,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 8,779 | $960,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 34,922 | $960,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 276,736 | $960,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 20,274 | $960,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,500 | $959,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 19,710 | $959,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 37,499 | $958,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 95,303 | $956,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 37,616 | $956,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 35,017 | $955,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 5,162 | $955,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 22,700 | $953,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 126,978 | $952,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 172,072 | $952,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 34,428 | $948,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 21,742 | $948,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 27,695 | $946,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 12,968 | $944,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 9,995 | $944,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 49,019 | $944,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 21,348 | $941,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 21,704 | $941,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 28,193 | $940,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 206,535 | $940,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 35,774 | $939,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 49,326 | $936,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 19,127 | $935,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 33,125 | $933,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 56,697 | $933,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 45,417 | $932,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 50,200 | $930,000 | thousands by filing date | put |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 80,101 | $929,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 60,820 | $928,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 128,600 | $926,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 111,606 | $926,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 42,859 | $925,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 77,715 | $924,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 60,020 | $922,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 59,908 | $919,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 17,152 | $916,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,298 | $915,000 | thousands by filing date | |
| PROSHARES TR | 74347B615 | HDG FTSE EURO | 26,164 | $915,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 28,981 | $913,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 64,504 | $913,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 66,306 | $912,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 40,778 | $912,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 61,394 | $910,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 10,000 | $907,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 36,308 | $907,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 13,086 | $906,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 21,615 | $906,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 38,139 | $905,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 35,119 | $904,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 9,235 | $903,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 19,000 | $901,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 44,793 | $901,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 10,198 | $899,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 33,000 | $897,000 | thousands by filing date | call |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 52,516 | $897,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 28,818 | $894,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 77,107 | $894,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 21,567 | $893,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 48,059 | $893,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 218,343 | $893,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 53,752 | $893,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 12,425 | $893,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 21,386 | $892,000 | thousands by filing date | call |
| BALCHEM CORP | 057665200 | COM | 14,390 | $892,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 65,556 | $892,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 81,205 | $888,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 8,313 | $887,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 30,120 | $887,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 21,504 | $886,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 19,569 | $886,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 19,592 | $881,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 86,939 | $880,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 68,639 | $879,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 63,078 | $879,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 10,546 | $878,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 10,912 | $877,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 71,361 | $877,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 27,537 | $877,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 39,297 | $877,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 33,287 | $874,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 40,000 | $874,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 18,154 | $872,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 100,000 | $872,000 | thousands by filing date | call |
| ITC HLDGS CORP | 465685105 | COM | 20,000 | $871,000 | thousands by filing date | call |
| PINNACLE ENTMT INC | 723456109 | COM | 24,721 | $868,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 17,462 | $867,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 50,494 | $865,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 40,627 | $864,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 35,000 | $863,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 31,960 | $863,000 | thousands by filing date | call |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 47,951 | $863,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 27,852 | $861,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 30,489 | $861,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 47,529 | $861,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 43,074 | $859,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 37,277 | $859,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 21,269 | $858,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 11,563 | $857,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 57,621 | $857,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 39,100 | $856,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 42,700 | $851,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 55,465 | $849,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 57,900 | $847,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 551,920 | $845,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 84,650 | $842,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 13,281 | $841,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 22,821 | $841,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,300 | $840,000 | thousands by filing date | call |
| LACLEDE GROUP INC/THE | 505597104 | COM | 12,335 | $836,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 43,243 | $834,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 13,320 | $834,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 48,741 | $833,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 15,772 | $831,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 62,776 | $830,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 11,864 | $830,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 97,044 | $826,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 9,348 | $825,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 14,000 | $825,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 10,500 | $823,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 64,542 | $823,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 26,200 | $821,000 | thousands by filing date | call |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 17,157 | $821,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 68,000 | $821,000 | thousands by filing date | put |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 62,034 | $820,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 29,399 | $818,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 47,266 | $818,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 21,366 | $816,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 36,720 | $816,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 59,066 | $815,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 25,472 | $815,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 63,648 | $813,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 12,420 | $812,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 9,263 | $812,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 33,620 | $811,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 14,364 | $810,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 100,000 | $807,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 46,941 | $806,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 50,235 | $804,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 125,645 | $803,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 19,177 | $802,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 11,738 | $802,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 26,155 | $801,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 32,496 | $800,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 49,152 | $798,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 64,600 | $798,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 37,198 | $796,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 17,833 | $791,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 32,512 | $788,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 21,046 | $788,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 42,942 | $787,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 215,957 | $786,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 25,772 | $786,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 264,617 | $785,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 128,635 | $785,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 43,169 | $784,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 11,015 | $784,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 22,808 | $783,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 51,975 | $782,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 61,673 | $780,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 92,783 | $780,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 21,052 | $779,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 16,380 | $778,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 27,426 | $776,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 17,123 | $776,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 41,821 | $775,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 27,443 | $775,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 129,650 | $774,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 48,326 | $772,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 30,459 | $771,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 48,071 | $770,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 13,219 | $769,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 53,785 | $768,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 72,305 | $767,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 56,267 | $766,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 5,309 | $766,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 11,277 | $761,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 20,061 | $760,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 11,752 | $760,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 60,308 | $758,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 39,500 | $757,000 | thousands by filing date | put |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 21,242 | $757,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 36,339 | $755,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 45,023 | $751,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 17,931 | $749,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 13,800 | $748,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 20,737 | $748,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 31,744 | $747,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 88,282 | $746,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 19,228 | $745,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 36,500 | $745,000 | thousands by filing date | call |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 56,937 | $744,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 16,636 | $744,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 38,657 | $743,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 750,000 | $742,000 | thousands by filing date | call |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 11,254 | $741,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 12,158 | $740,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 7,908 | $739,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 24,425 | $736,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 32,303 | $735,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 11,956 | $734,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 14,379 | $734,000 | thousands by filing date | |
| PROSHARES TR | 74347B599 | HDG FTSE JAPAN | 23,484 | $733,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 15,300 | $731,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 47,217 | $731,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 29,385 | $731,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 22,573 | $729,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 35,830 | $729,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016908 | this filing | 2016-05-12 | acceptance time not in the bulk data set |