13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 7,683 holding rows worth $149,331,661,000.
- Accession
- 0000950123-16-016908
- Filer
- CIK 1610520
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 13,855 entries on the cover page, a total value of $149,331,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,331,721,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,500 | $196,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 25,011 | $196,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,606 | $196,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 10,340 | $196,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 5,025 | $196,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,722 | $195,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,332 | $195,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 14,135 | $195,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,785 | $195,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 19,081 | $195,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 24,961 | $194,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 4,404 | $194,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 19,471 | $193,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,316 | $193,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 44,871 | $192,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 14,341 | $192,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 82,892 | $192,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 3,662 | $192,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 14,496 | $192,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,366 | $190,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 11,247 | $190,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 973 | $190,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 8,840 | $190,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 8,386 | $189,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 9,632 | $189,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 19,470 | $188,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 23,166 | $188,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 8,600 | $188,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 50,160 | $188,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 7,987 | $187,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 25,824 | $187,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 37,697 | $187,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 16,000 | $186,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 47,368 | $186,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 7,667 | $186,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 9,036 | $186,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,343 | $186,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 249,700 | $186,000 | thousands by filing date | principal |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,000 | $185,000 | thousands by filing date | put |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 4,424 | $185,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,800 | $184,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 7,877 | $184,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 15,394 | $184,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 2,779 | $184,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 26,492 | $184,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 10,048 | $184,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 40,183 | $184,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 3,677 | $184,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 14,348 | $184,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 6,813 | $183,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 11,542 | $183,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 4,082 | $183,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 20,774 | $183,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 14,943 | $182,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 4,466 | $182,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 32,731 | $182,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 29,339 | $182,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 58,928 | $182,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,500 | $181,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,000 | $181,000 | thousands by filing date | call |
| ELECTRO-SENSORS INC | 285233102 | COM | 53,000 | $181,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 40,112 | $181,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,850 | $180,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 8,049 | $180,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 61,046 | $180,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 47,247 | $180,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,000 | $179,000 | thousands by filing date | put |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 8,999 | $179,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 13,432 | $179,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 65,722 | $179,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 4,071 | $179,000 | thousands by filing date | |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 1,320 | $179,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 12,772 | $179,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4,033 | $178,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 9,158 | $178,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,775 | $177,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,114 | $177,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 9,859 | $177,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 8,326 | $177,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 17,811 | $176,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 11,072 | $176,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,600 | $176,000 | thousands by filing date | put |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,080 | $176,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 18,538 | $176,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 14,670 | $176,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,480 | $176,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 3,918 | $176,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 7,161 | $175,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 11,343 | $175,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5,104 | $175,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 43,429 | $175,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 9,981 | $174,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 10,180 | $174,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 12,352 | $174,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 5,146 | $173,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 34,621 | $173,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 12,783 | $173,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 5,946 | $173,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 453 | $172,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 14,348 | $172,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 54,464 | $172,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 462 | $172,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 23,082 | $172,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,800 | $171,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 16,256 | $171,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,441 | $171,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 8,427 | $171,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 11,795 | $171,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,051 | $170,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,057 | $170,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 12,652 | $170,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 12,097 | $170,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 59,127 | $169,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 4,014 | $169,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 7,924 | $169,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,275 | $169,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 3,648 | $169,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,702 | $168,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 19,646 | $168,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 200,000 | $168,000 | thousands by filing date | principal |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,360 | $167,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,808 | $167,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 22,617 | $167,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,019 | $166,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 7,788 | $166,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 5,315 | $166,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 74,358 | $165,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 7,700 | $165,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 15,644 | $164,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,357 | $164,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 10,606 | $164,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 33,753 | $164,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 8,995 | $164,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 8,237 | $163,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 15,166 | $163,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 8,182 | $163,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 10,582 | $163,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 7,585 | $163,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 11,985 | $163,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,825 | $162,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 25,431 | $162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 7,446 | $161,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,449 | $161,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 4,023 | $161,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,902 | $161,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 8,136 | $161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 13,688 | $160,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,970 | $160,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,172 | $160,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,158 | $160,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 5,692 | $159,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,895 | $159,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 21,598 | $159,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 17,584 | $159,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 12,135 | $159,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 37,922 | $159,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,639 | $158,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 25,354 | $158,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 14,382 | $158,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 8,801 | $158,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 4,710 | $158,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 10,506 | $158,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 9,855 | $158,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 20,325 | $158,000 | thousands by filing date | call |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 14,002 | $157,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 4,027 | $157,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 9,655 | $157,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 19,506 | $157,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 1,988 | $157,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 10,840 | $156,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 7,421 | $156,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,122 | $156,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 10,745 | $156,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,595 | $155,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 8,866 | $155,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 72,579 | $155,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,090 | $155,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 14,418 | $155,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 21,200 | $154,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 11,001 | $153,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 4,000 | $153,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 4,445 | $153,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 15,881 | $153,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 15,044 | $153,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 10,902 | $153,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,493 | $153,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 3,560 | $152,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,190 | $152,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 6,845 | $152,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 10,955 | $152,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 4,084 | $152,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 8,379 | $151,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,081 | $150,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 3,596 | $150,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 21,277 | $149,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,408 | $148,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,544 | $148,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,047 | $148,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 34,540 | $148,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,476 | $148,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 4,707 | $148,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 74,487 | $148,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,500 | $147,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,531 | $147,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 12,375 | $147,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 8,550 | $147,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 17,927 | $147,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 7,483 | $147,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 1,843 | $146,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 23,245 | $145,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 12,024 | $145,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 172,917 | $145,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 785 | $145,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 16,886 | $145,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 955 | $145,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 8,573 | $144,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 12,524 | $144,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 46,044 | $144,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,840 | $143,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 31,518 | $143,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 7,551 | $143,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 11,494 | $143,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 2,210 | $143,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 24,297 | $142,000 | thousands by filing date | call |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,095 | $142,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 2,814 | $142,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 4,588 | $142,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 6,962 | $141,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 2,324 | $141,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 15,089 | $141,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 21,159 | $141,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 3,427 | $141,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,219 | $140,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 149,094 | $140,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,155 | $140,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 3,753 | $140,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 5,925 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,700 | $139,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 9,125 | $139,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 5,541 | $139,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 3,135 | $139,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 7,260 | $139,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G608 | TUTTLE TAC MAN | 6,260 | $139,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 111,279 | $138,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 10,475 | $138,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 8,973 | $138,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 20,400 | $138,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 50,000 | $138,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 5,487 | $138,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 896 | $137,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,500 | $137,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,175 | $137,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 16,311 | $137,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 3,355 | $137,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 18,814 | $137,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 2,093 | $137,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 93,700 | $137,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 3,295 | $137,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,623 | $136,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 7,165 | $136,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 16,227 | $136,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 14,751 | $136,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 15,428 | $136,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 24,195 | $135,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 13,223 | $135,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 991 | $135,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 13,070 | $135,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 4,791 | $134,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,089 | $134,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 7,236 | $134,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 4,911 | $134,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 600 | $133,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 22,816 | $133,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,337 | $133,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 2,501 | $133,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 4,926 | $133,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 6,729 | $132,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 14,543 | $132,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 7,069 | $132,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 7,244 | $131,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 820 | $131,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 20,201 | $131,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 18,756 | $131,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 90,000 | $131,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 10,280 | $131,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C609 | NAVELR A100 ETF | 2,742 | $131,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,300 | $130,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 7,112 | $130,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 11,075 | $130,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,565 | $130,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 4,350 | $129,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 2,645 | $129,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 9,850 | $129,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,226 | $129,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 1,277 | $128,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 8,527 | $128,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G509 | TAC MAN US COR | 5,946 | $128,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 25,036 | $127,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 29,824 | $127,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 17,500 | $127,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 17,900 | $127,000 | thousands by filing date | put |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 3,900 | $126,000 | thousands by filing date | call |
| CHEMTURA CORP | 163893209 | COM NEW | 4,776 | $126,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 7,112 | $126,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,723 | $125,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 8,014 | $125,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 3,842 | $125,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 3,305 | $125,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 8,142 | $125,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,800 | $124,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,800 | $124,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 24,515 | $124,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,393 | $124,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 9,285 | $124,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 2,687 | $124,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 16,121 | $124,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 5,644 | $124,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 3,804 | $124,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 9,330 | $123,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 10,907 | $123,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 39,611 | $123,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 4,660 | $123,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,824 | $123,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 7,481 | $123,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,448 | $123,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 2,323 | $123,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 2,618 | $123,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,142 | $122,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 37,370 | $122,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 4,491 | $122,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 6,128 | $122,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 2,394 | $122,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 2,598 | $122,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 2,084 | $122,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 9,946 | $121,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,305 | $121,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 306 | $121,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 6,100 | $121,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 22,445 | $121,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,694 | $121,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 1,379 | $121,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 1,133 | $121,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 2,216 | $120,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 6,679 | $120,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 3,790 | $120,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 8,799 | $120,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 4,692 | $119,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 5,321 | $119,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 2,275 | $119,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,805 | $119,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 47,552 | $119,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 8,483 | $119,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 3,371 | $119,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 17,897 | $118,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 8,533 | $118,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 3,873 | $117,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,578 | $117,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 5,373 | $117,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 6,073 | $117,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,322 | $117,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 9,429 | $117,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 10,156 | $117,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 21,285 | $117,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 2,562 | $116,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 6,270 | $116,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,937 | $116,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 8,674 | $116,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 8,744 | $116,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 4,493 | $115,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 8,730 | $115,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 6,215 | $115,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 71,530 | $115,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 1,104 | $115,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,536 | $114,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,152 | $114,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 4,699 | $114,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 138,323 | $114,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P601 | S&P 500 3X LNG | 663 | $114,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 7,150 | $114,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 7,399 | $114,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 51,368 | $113,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,697 | $113,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 4,142 | $113,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 2,257 | $113,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 8,914 | $113,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 14,000 | $113,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 4,806 | $113,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 5,338 | $113,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 21,100 | $113,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 346,462 | $112,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 4,519 | $112,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 11,681 | $112,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 2,720 | $112,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 6,420 | $112,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 17,400 | $112,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C708 | GBL GRW RE | 2,592 | $112,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,695 | $111,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 5,828 | $111,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 46,444 | $111,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 4,955 | $111,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 6,310 | $111,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,600 | $110,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 14,529 | $110,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 4,949 | $110,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 111,367 | $110,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 17,209 | $109,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,000 | $109,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 13,669 | $109,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,425 | $109,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 55,225 | $109,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 5,620 | $109,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 3,625 | $109,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 600 | $108,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 2,000 | $108,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 10,763 | $108,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 4,200 | $108,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 6,776 | $108,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 21,169 | $108,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 17,469 | $108,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 26,266 | $108,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 14,042 | $108,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 13,963 | $108,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 13,558 | $108,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 900 | $107,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 51,414 | $107,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 7,795 | $107,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 6,659 | $107,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 11,529 | $107,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 5,919 | $107,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,818 | $107,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 2,529 | $107,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 4,145 | $107,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 111,000 | $107,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 1,571 | $107,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 297,891 | $106,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 3,281 | $106,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 9,296 | $106,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 3,362 | $106,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 2,536 | $106,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,697 | $106,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 14,140 | $106,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,179 | $105,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 3,144 | $105,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 1,118 | $105,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 20,382 | $105,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 10,959 | $105,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 7,602 | $105,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 900 | $104,000 | thousands by filing date | call |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 5,900 | $104,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,587 | $104,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 18,753 | $104,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 6,107 | $104,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 75,575 | $104,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 4,485 | $104,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 3,342 | $104,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,700 | $103,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 11,955 | $103,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,681 | $103,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 5,927 | $103,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,800 | $103,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 6,283 | $103,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 18,880 | $103,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 25,000 | $103,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 1,693 | $103,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,000 | $102,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,136 | $102,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 900 | $102,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 3,100 | $102,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 3,435 | $102,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,000 | $102,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 5,338 | $102,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 8,586 | $102,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 5,618 | $102,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,808 | $102,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,904 | $101,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 10,642 | $101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 3,269 | $101,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 2,311 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 2,834 | $101,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 17,774 | $100,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 4,153 | $100,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 5,450 | $100,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,030 | $100,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,000 | $100,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 8,988 | $100,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 21,817 | $100,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,775 | $100,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 1,931 | $100,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 7,339 | $100,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,264 | $99,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 14,683 | $99,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 5,142 | $99,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,248 | $99,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 4,822 | $99,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 13,922 | $99,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 52,882 | $99,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,700 | $98,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,463 | $98,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 9,138 | $98,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 3,073 | $98,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016908 | this filing | 2016-05-12 | acceptance time not in the bulk data set |