13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 7,683 holding rows worth $149,331,661,000.
- Accession
- 0000950123-16-016908
- Filer
- CIK 1610520
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 13,855 entries on the cover page, a total value of $149,331,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,331,721,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PDC ENERGY INC | 69327R101 | COM | 40,835 | $2,428,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 102,301 | $2,426,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 62,856 | $2,426,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 112,438 | $2,422,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 69,483 | $2,417,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 193,267 | $2,416,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 150,000 | $2,415,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 862,095 | $2,414,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 90,324 | $2,413,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 40,069 | $2,410,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 65,393 | $2,410,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 47,600 | $2,405,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 28,997 | $2,404,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 86,543 | $2,402,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 24,988 | $2,400,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 53,857 | $2,399,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 233,165 | $2,397,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 18,630 | $2,396,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 36,038 | $2,396,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 97,583 | $2,396,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,985 | $2,396,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 82,327 | $2,395,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 62,488 | $2,393,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 157,517 | $2,390,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 103,869 | $2,386,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 184,052 | $2,383,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 71,516 | $2,381,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 73,588 | $2,375,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 99,008 | $2,368,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 538,264 | $2,368,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 24,267 | $2,366,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 76,669 | $2,365,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 19,062 | $2,364,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 24,926 | $2,363,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 155,045 | $2,363,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 291,500 | $2,358,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 135,563 | $2,357,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 227,537 | $2,356,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 93,962 | $2,353,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 60,725 | $2,342,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 63,400 | $2,337,000 | thousands by filing date | put |
| VALMONT INDS INC COM | 920253101 | Stock | 18,830 | $2,332,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 52,436 | $2,329,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 52,930 | $2,329,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,043 | $2,325,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 161,114 | $2,325,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 66,793 | $2,324,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 20,498 | $2,323,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 90,907 | $2,323,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 42,870 | $2,322,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 301,826 | $2,318,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 40,500 | $2,317,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 32,490 | $2,314,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 69,555 | $2,313,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 34,690 | $2,311,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 38,700 | $2,311,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 225,948 | $2,309,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 55,322 | $2,308,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 208,887 | $2,300,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 13,000 | $2,296,000 | thousands by filing date | call |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 95,327 | $2,295,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 60,820 | $2,291,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 208,928 | $2,290,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 435,657 | $2,287,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 101,282 | $2,283,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 17,125 | $2,281,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 195,605 | $2,279,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 105,394 | $2,276,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 100,000 | $2,271,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 37,500 | $2,266,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 247,400 | $2,261,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 95,851 | $2,256,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 268,429 | $2,255,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 29,896 | $2,255,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 184,748 | $2,254,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 69,487 | $2,252,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 171,857 | $2,250,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 21,190 | $2,249,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 26,700 | $2,249,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 165,260 | $2,248,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 36,469 | $2,241,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 92,393 | $2,237,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 76,007 | $2,234,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 90,000 | $2,229,000 | thousands by filing date | call |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 30,631 | $2,227,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 180,000 | $2,225,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 62,910 | $2,220,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 45,885 | $2,218,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 117,333 | $2,216,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 60,480 | $2,204,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 53,275 | $2,199,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 45,871 | $2,197,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 38,637 | $2,195,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 130,174 | $2,194,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 39,362 | $2,184,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 187,480 | $2,180,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 135,700 | $2,178,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 2,119,000 | $2,177,000 | thousands by filing date | principal |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 141,301 | $2,176,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 50,636 | $2,165,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 28,614 | $2,162,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 239,993 | $2,155,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 57,613 | $2,153,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 98,845 | $2,151,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 76,502 | $2,142,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 77,051 | $2,140,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 71,303 | $2,138,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 34,916 | $2,135,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 68,800 | $2,135,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 66,000 | $2,134,000 | thousands by filing date | put |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 266,138 | $2,134,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 194,242 | $2,133,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 69,095 | $2,132,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 40,208 | $2,131,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 53,929 | $2,130,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 93,463 | $2,128,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 17,914 | $2,124,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 85,813 | $2,120,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 48,616 | $2,118,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 38,358 | $2,114,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 32,514 | $2,111,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 85,872 | $2,111,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 33,471 | $2,108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 55,900 | $2,104,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 167,242 | $2,104,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 219,600 | $2,104,000 | thousands by filing date | call |
| IHS INC | 451734107 | CL A | 16,930 | $2,102,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 700,000 | $2,100,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 416,286 | $2,098,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 132,209 | $2,097,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 40,381 | $2,095,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 149,967 | $2,091,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 27,163 | $2,090,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 52,300 | $2,090,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 31,552 | $2,090,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 67,585 | $2,088,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 67,799 | $2,087,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 50,000 | $2,085,000 | thousands by filing date | put |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 205,976 | $2,080,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 190,953 | $2,079,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 108,599 | $2,079,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,199,033 | $2,078,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 140,810 | $2,076,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 62,119 | $2,075,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 22,030 | $2,071,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 50,000 | $2,067,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 40,000 | $2,066,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 127,300 | $2,066,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 54,822 | $2,065,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 63,000 | $2,065,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 625,600 | $2,064,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 22,690 | $2,056,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 519,987 | $2,054,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 520,984 | $2,053,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 44,027 | $2,050,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 75,331 | $2,049,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 58,114 | $2,046,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 96,988 | $2,046,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 273,744 | $2,045,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 54,545 | $2,042,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 40,250 | $2,037,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 38,594 | $2,034,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 50,000 | $2,030,000 | thousands by filing date | put |
| AVNET INC COM | 053807103 | Stock | 45,747 | $2,026,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 159,899 | $2,026,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 70,000 | $2,024,000 | thousands by filing date | put |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 98,969 | $2,019,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 128,121 | $2,017,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 173,835 | $2,016,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 47,471 | $2,013,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 38,100 | $2,006,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 50,000 | $2,005,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 80,799 | $2,004,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 57,193 | $1,998,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 79,156 | $1,991,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 30,000 | $1,989,000 | thousands by filing date | call |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 82,261 | $1,989,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 120,103 | $1,980,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,650,000 | $1,980,000 | thousands by filing date | principal |
| Taser Intl Inc | 87651B104 | COM | 100,798 | $1,979,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 27,165 | $1,970,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 80,122 | $1,969,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 29,144 | $1,964,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 132,770 | $1,961,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 25,400 | $1,960,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 180,086 | $1,958,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 41,497 | $1,958,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 38,724 | $1,957,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 58,294 | $1,953,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 41,231 | $1,949,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 99,984 | $1,947,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 36,138 | $1,943,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 19,401 | $1,942,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 35,000 | $1,941,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 110,784 | $1,941,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 144,277 | $1,940,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 68,649 | $1,938,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 99,006 | $1,933,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 4,875 | $1,932,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 30,728 | $1,931,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 64,471 | $1,930,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 128,203 | $1,930,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 37,501 | $1,929,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 327,003 | $1,929,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 72,795 | $1,924,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 252,443 | $1,918,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 14,147 | $1,917,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 16,255 | $1,916,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 56,436 | $1,914,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 200,692 | $1,914,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 65,511 | $1,913,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 167,317 | $1,912,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 53,418 | $1,908,000 | thousands by filing date | call |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 132,915 | $1,907,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 201,121 | $1,905,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 139,880 | $1,901,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 9,820 | $1,900,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 170,000 | $1,897,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 41,300 | $1,896,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 68,249 | $1,894,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 58,734 | $1,893,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 68,188 | $1,889,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 180,000 | $1,888,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 134,194 | $1,882,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 74,061 | $1,878,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 75,089 | $1,878,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,211,400 | $1,878,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 22,182 | $1,877,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 38,625 | $1,874,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 76,030 | $1,874,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 46,677 | $1,872,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 24,969 | $1,869,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 68,715 | $1,869,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 186,369 | $1,869,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 109,741 | $1,867,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 31,980 | $1,860,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,000 | $1,859,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 60,215 | $1,857,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 30,500 | $1,854,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 53,015 | $1,854,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 29,848 | $1,850,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 114,794 | $1,850,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 103,799 | $1,847,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 56,284 | $1,844,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 86,248 | $1,840,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 126,319 | $1,839,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 35,717 | $1,838,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 188,594 | $1,837,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 110,371 | $1,835,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 20,600 | $1,834,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 108,113 | $1,833,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 98,395 | $1,832,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 50,365 | $1,831,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 69,025 | $1,830,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 49,983 | $1,829,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 30,687 | $1,828,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 82,678 | $1,828,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 33,209 | $1,827,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 49,879 | $1,827,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 32,803 | $1,826,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 21,213 | $1,825,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 30,242 | $1,817,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 388,535 | $1,814,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 58,932 | $1,813,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 28,434 | $1,812,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 126,087 | $1,812,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 429,812 | $1,810,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 22,303 | $1,807,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 78,203 | $1,806,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 31,454 | $1,805,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 41,629 | $1,803,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 50,545 | $1,801,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 141,091 | $1,799,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 143,964 | $1,799,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 36,533 | $1,798,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 84,325 | $1,797,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 25,237 | $1,794,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 41,410 | $1,794,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 127,803 | $1,792,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 112,212 | $1,792,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 128,475 | $1,791,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 46,762 | $1,791,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 121,970 | $1,791,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 76,311 | $1,780,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 196,312 | $1,777,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 14,984 | $1,776,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 374,247 | $1,774,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 86,104 | $1,774,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 139,525 | $1,772,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 58,585 | $1,771,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 66,308 | $1,769,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 85,902 | $1,765,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 177,752 | $1,760,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 18,097 | $1,760,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 28,150 | $1,759,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 48,905 | $1,755,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 62,050 | $1,754,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 158,467 | $1,753,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 191,995 | $1,751,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 45,215 | $1,751,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 88,344 | $1,751,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 52,277 | $1,750,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 1,500,000 | $1,738,000 | thousands by filing date | principal |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 66,456 | $1,738,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 30,000 | $1,737,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 57,123 | $1,734,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 36,395 | $1,729,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 12,643 | $1,728,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 52,434 | $1,727,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 62,257 | $1,725,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 78,956 | $1,725,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 27,381 | $1,722,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 570,399 | $1,722,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 173,471 | $1,716,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 122,999 | $1,711,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 353,557 | $1,708,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 24,598 | $1,705,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 41,500 | $1,705,000 | thousands by filing date | call |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 110,915 | $1,705,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 77,307 | $1,702,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 51,288 | $1,702,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 100,091 | $1,699,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 45,141 | $1,698,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 148,771 | $1,698,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 73,248 | $1,695,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 58,328 | $1,686,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 233,708 | $1,685,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 46,000 | $1,684,000 | thousands by filing date | call |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 19,388 | $1,683,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,400 | $1,681,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 36,304 | $1,680,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 40,000 | $1,676,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 30,566 | $1,671,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 82,699 | $1,670,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 100,000 | $1,670,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 70,000 | $1,670,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 504,878 | $1,665,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 162,315 | $1,665,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 67,178 | $1,665,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 37,500 | $1,660,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 30,317 | $1,659,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 47,971 | $1,659,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 100,564 | $1,659,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 152,324 | $1,659,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 66,489 | $1,653,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 32,370 | $1,652,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 65,298 | $1,650,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 196,975 | $1,649,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 184,900 | $1,646,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 87,896 | $1,644,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 110,544 | $1,641,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 170,530 | $1,640,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 116,418 | $1,636,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 82,145 | $1,636,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 30,400 | $1,632,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 102,734 | $1,631,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 30,932 | $1,629,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 43,161 | $1,625,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 69,030 | $1,625,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 31,031 | $1,621,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 208,400 | $1,621,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 114,818 | $1,620,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 30,644 | $1,619,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 73,036 | $1,613,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 141,927 | $1,611,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 9,040 | $1,610,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 22,959 | $1,600,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 63,613 | $1,599,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 53,769 | $1,593,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 43,273 | $1,593,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 36,400 | $1,591,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 181,912 | $1,587,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 103,475 | $1,584,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 112,950 | $1,584,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 24,964 | $1,576,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 61,982 | $1,576,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 50,027 | $1,575,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 43,574 | $1,574,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 32,215 | $1,573,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 35,098 | $1,573,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 65,265 | $1,569,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 27,958 | $1,568,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 144,376 | $1,565,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 75,577 | $1,565,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 47,231 | $1,563,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 68,496 | $1,563,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 31,384 | $1,561,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 18,716 | $1,558,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 18,900 | $1,556,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 21,745 | $1,552,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 51,217 | $1,551,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 13,783 | $1,549,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 62,013 | $1,547,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 163,300 | $1,546,000 | thousands by filing date | call |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 32,530 | $1,546,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 14,403 | $1,545,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 10,298 | $1,544,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 22,335 | $1,542,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 100,020 | $1,541,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 693,020 | $1,538,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 55,355 | $1,537,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 345,869 | $1,536,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 32,747 | $1,533,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 219,868 | $1,530,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 36,510 | $1,527,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 198,292 | $1,523,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 87,225 | $1,522,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 329,294 | $1,518,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 32,758 | $1,516,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 20,000 | $1,515,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 13,586 | $1,510,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 28,989 | $1,508,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 136,360 | $1,508,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 223,442 | $1,506,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 33,353 | $1,506,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 36,812 | $1,506,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 385,501 | $1,504,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 108,089 | $1,503,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 43,282 | $1,500,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 75,205 | $1,500,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 117,952 | $1,499,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 210,000 | $1,497,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 26,438 | $1,496,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 60,246 | $1,494,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 31,353 | $1,492,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 40,000 | $1,492,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 68,912 | $1,492,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 65,486 | $1,489,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 98,859 | $1,489,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 106,114 | $1,486,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 70,473 | $1,484,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 82,781 | $1,483,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 35,631 | $1,482,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 38,700 | $1,480,000 | thousands by filing date | call |
| INTELIQUENT INC | 45825N107 | COM | 92,004 | $1,477,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 33,980 | $1,476,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 44,268 | $1,476,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 93,093 | $1,474,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 59,373 | $1,472,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 119,870 | $1,470,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 19,216 | $1,467,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 36,320 | $1,466,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 116,100 | $1,462,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 21,344 | $1,462,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 34,416 | $1,461,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 25,965 | $1,459,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 131,758 | $1,458,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 134,647 | $1,458,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 204,679 | $1,457,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 81,045 | $1,455,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 148,724 | $1,451,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 169,375 | $1,450,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 315,602 | $1,449,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 48,930 | $1,446,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 35,000 | $1,445,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 12,936 | $1,443,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 81,900 | $1,443,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 49,000 | $1,441,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 893,181 | $1,439,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 40,892 | $1,438,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 142,597 | $1,438,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 37,764 | $1,438,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 385,011 | $1,436,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 185,673 | $1,435,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 38,042 | $1,433,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 58,822 | $1,429,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 22,134 | $1,429,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 94,473 | $1,428,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 66,154 | $1,428,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 98,119 | $1,426,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 136,857 | $1,425,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 120,737 | $1,424,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 88,085 | $1,423,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 97,838 | $1,422,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 47,153 | $1,418,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 61,722 | $1,417,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 183,262 | $1,415,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 15,196 | $1,413,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 95,764 | $1,412,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 133,384 | $1,410,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 62,208 | $1,409,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 211,681 | $1,406,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 276,715 | $1,406,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 17,463 | $1,404,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 60,698 | $1,404,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 620,351 | $1,402,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 8,924 | $1,401,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 55,500 | $1,395,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 35,250 | $1,394,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 40,199 | $1,393,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 20,743 | $1,393,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 137,483 | $1,391,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 15,694 | $1,391,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 49,349 | $1,391,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 62,870 | $1,390,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 60,819 | $1,385,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 98,787 | $1,382,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 74,435 | $1,379,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 27,248 | $1,379,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 112,769 | $1,378,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016908 | this filing | 2016-05-12 | acceptance time not in the bulk data set |