13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 7,683 holding rows worth $149,331,661,000.
- Accession
- 0000950123-16-016908
- Filer
- CIK 1610520
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 13,855 entries on the cover page, a total value of $149,331,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,331,721,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LOEWS CORP COM | 540424108 | Stock | 112,067 | $4,287,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 107,874 | $4,283,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 95,766 | $4,281,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 87,607 | $4,276,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 18,596 | $4,273,000 | thousands by filing date | call |
| PACWEST BANCORP DEL | 695263103 | COM | 115,046 | $4,273,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 60,000 | $4,271,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,100 | $4,267,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 111,552 | $4,267,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,225,200 | $4,264,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 109,084 | $4,257,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 746,473 | $4,255,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 732,486 | $4,241,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 168,370 | $4,237,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 100,000 | $4,227,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 74,500 | $4,222,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 162,528 | $4,220,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 528,524 | $4,218,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 351,387 | $4,217,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 303,790 | $4,211,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 72,982 | $4,210,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 67,123 | $4,209,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 108,100 | $4,206,000 | thousands by filing date | call |
| REGAL ENTMT GROUP | 758766109 | CL A | 198,632 | $4,199,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 80,504 | $4,196,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 104,933 | $4,193,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 171,200 | $4,192,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 158,357 | $4,190,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 219,902 | $4,182,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 298,854 | $4,178,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 63,680 | $4,171,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 70,000 | $4,162,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 70,000 | $4,162,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 53,920 | $4,161,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 309,497 | $4,160,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 165,624 | $4,158,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 82,606 | $4,156,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 287,617 | $4,154,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 635,689 | $4,145,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 163,581 | $4,138,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 87,756 | $4,132,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,301,664 | $4,114,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 174,387 | $4,112,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 48,219 | $4,104,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 203,185 | $4,099,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 36,815 | $4,087,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 389,268 | $4,087,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 34,911 | $4,087,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 240,000 | $4,085,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 25,000 | $4,079,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 518,063 | $4,067,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 56,690 | $4,060,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 243,037 | $4,059,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 68,273 | $4,059,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 885,981 | $4,058,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 225,153 | $4,051,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 359,445 | $4,051,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 66,891 | $4,051,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 139,903 | $4,046,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 57,723 | $4,041,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 95,989 | $4,029,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 86,214 | $4,013,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 90,264 | $4,008,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 58,672 | $4,006,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 293,400 | $3,984,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 124,716 | $3,980,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 30,374 | $3,979,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 21,138 | $3,978,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 147,038 | $3,967,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 72,938 | $3,963,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 346,561 | $3,961,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 235,075 | $3,950,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 175,000 | $3,941,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 350,100 | $3,935,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 84,436 | $3,933,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 186,616 | $3,925,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 60,909 | $3,923,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 119,616 | $3,921,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 113,775 | $3,919,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 251,868 | $3,914,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 85,000 | $3,908,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 74,099 | $3,902,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 405,000 | $3,896,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 82,604 | $3,890,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 78,257 | $3,884,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 408,517 | $3,873,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 71,600 | $3,872,000 | thousands by filing date | call |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 61,049 | $3,872,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 419,257 | $3,870,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 86,847 | $3,870,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 105,513 | $3,863,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 549,901 | $3,860,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 151,925 | $3,859,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 4,042,000 | $3,858,000 | thousands by filing date | principal |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 660,469 | $3,851,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 85,469 | $3,849,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 310,318 | $3,845,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 148,073 | $3,832,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 276,129 | $3,829,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 143,900 | $3,825,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 90,000 | $3,825,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 59,800 | $3,823,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,546,400 | $3,820,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 114,995 | $3,806,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 27,400 | $3,803,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 17,258 | $3,797,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 231,308 | $3,794,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 149,953 | $3,791,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 186,047 | $3,788,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 58,534 | $3,782,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 539,568 | $3,777,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 74,232 | $3,775,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 220,084 | $3,775,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 226,695 | $3,772,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 236,000 | $3,767,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 160,766 | $3,766,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 100,849 | $3,766,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 123,216 | $3,760,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 52,630 | $3,756,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 277,229 | $3,754,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 262,500 | $3,749,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 106,535 | $3,738,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 255,621 | $3,737,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 406,176 | $3,737,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 61,781 | $3,732,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 70,302 | $3,732,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 101,826 | $3,732,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 201,469 | $3,725,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 166,576 | $3,717,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 192,556 | $3,714,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 101,715 | $3,708,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 75,000 | $3,707,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 41,068 | $3,704,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 206,038 | $3,703,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,950 | $3,688,000 | thousands by filing date | call |
| STARZ | 85571Q102 | COM SER A | 139,529 | $3,674,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 142,795 | $3,668,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 284,489 | $3,665,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 141,929 | $3,655,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 559,432 | $3,648,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 190,000 | $3,648,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 134,719 | $3,648,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 210,450 | $3,647,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 241,457 | $3,641,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 43,644 | $3,638,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,101,400 | $3,635,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 131,356 | $3,631,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 155,823 | $3,629,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 162,312 | $3,626,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 79,905 | $3,611,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 124,635 | $3,603,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 449,965 | $3,600,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 85,829 | $3,597,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 134,923 | $3,591,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 108,363 | $3,589,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 122,209 | $3,589,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 39,494 | $3,587,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 193,604 | $3,584,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 200,000 | $3,576,000 | thousands by filing date | put |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 154,176 | $3,575,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 26,096 | $3,575,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 63,440 | $3,568,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 124,743 | $3,567,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 33,442 | $3,563,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 54,511 | $3,559,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 133,004 | $3,557,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 142,627 | $3,554,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 63,400 | $3,553,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 99,170 | $3,553,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 20,558 | $3,553,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 143,533 | $3,539,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 396,919 | $3,537,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 46,306 | $3,534,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 123,416 | $3,534,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 57,500 | $3,529,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 73,515 | $3,526,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 121,610 | $3,518,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 261,754 | $3,513,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 58,672 | $3,511,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 120,018 | $3,507,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 140,000 | $3,506,000 | thousands by filing date | put |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 61,267 | $3,505,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 31,866 | $3,504,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 273,188 | $3,502,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 106,505 | $3,500,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 21,909 | $3,495,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 35,983 | $3,486,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 22,325 | $3,484,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 713,655 | $3,483,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 274,373 | $3,479,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 48,250 | $3,474,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 130,100 | $3,462,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 37,571 | $3,460,000 | thousands by filing date | put |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 142,633 | $3,456,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 85,205 | $3,451,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 128,564 | $3,451,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 175,957 | $3,450,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 35,800 | $3,449,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 218,574 | $3,449,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 53,441 | $3,446,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 61,469 | $3,445,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 227,248 | $3,445,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 100,000 | $3,425,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 200,000 | $3,424,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 65,000 | $3,423,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 45,145 | $3,416,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 46,242 | $3,414,000 | thousands by filing date | put |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 117,984 | $3,412,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 82,508 | $3,411,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 286,889 | $3,406,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 67,320 | $3,403,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 216,701 | $3,400,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 218,920 | $3,399,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 380,973 | $3,394,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,371,761 | $3,388,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 37,853 | $3,386,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 150,000 | $3,378,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 68,800 | $3,371,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 30,203 | $3,366,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 46,475 | $3,364,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 31,500 | $3,363,000 | thousands by filing date | call |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 289,665 | $3,363,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 255,397 | $3,361,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 116,361 | $3,349,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 62,074 | $3,343,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 320,965 | $3,335,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 110,636 | $3,325,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 197,870 | $3,325,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 164,087 | $3,323,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 114,200 | $3,323,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 47,989 | $3,320,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 330,870 | $3,318,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 99,808 | $3,318,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 309,203 | $3,318,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 239,088 | $3,311,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 27,168 | $3,308,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 202,647 | $3,304,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 184,067 | $3,304,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 125,917 | $3,296,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 197,266 | $3,292,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 451,100 | $3,284,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 176,286 | $3,284,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 65,784 | $3,284,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 96,367 | $3,264,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 232,649 | $3,264,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 70,000 | $3,263,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 56,241 | $3,261,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 129,244 | $3,256,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 175,900 | $3,251,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 229,688 | $3,237,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 167,949 | $3,236,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 35,552 | $3,230,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 151,765 | $3,227,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 56,466 | $3,222,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 97,411 | $3,214,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 127,995 | $3,206,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 62,687 | $3,203,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 110,994 | $3,202,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 93,104 | $3,200,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 131,129 | $3,199,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 26,816 | $3,198,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 60,958 | $3,194,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 174,730 | $3,189,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 229,759 | $3,187,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 76,707 | $3,184,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 72,545 | $3,180,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 23,776 | $3,179,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 42,821 | $3,179,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 209,647 | $3,175,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 127,830 | $3,170,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 124,351 | $3,165,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 19,450 | $3,162,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 25,528 | $3,155,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 100,000 | $3,154,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 67,559 | $3,153,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 230,638 | $3,151,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 40,821 | $3,147,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 422,393 | $3,147,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 166,186 | $3,139,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 210,046 | $3,134,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 69,180 | $3,134,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 80,753 | $3,130,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 104,536 | $3,129,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 30,316 | $3,125,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 40,476 | $3,122,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 31,981 | $3,114,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 67,500 | $3,113,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 30,806 | $3,112,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 318,386 | $3,107,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 195,375 | $3,106,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 124,692 | $3,105,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 115,142 | $3,097,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 43,951 | $3,095,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 137,585 | $3,093,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 79,108 | $3,092,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 95,500 | $3,092,000 | thousands by filing date | put |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 47,315 | $3,091,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 56,402 | $3,081,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 273,004 | $3,071,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 3,390,000 | $3,070,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 126,621 | $3,064,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 40,998 | $3,059,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 158,219 | $3,055,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 61,436 | $3,053,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 276,099 | $3,053,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 115,585 | $3,047,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 97,700 | $3,039,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 88,684 | $3,033,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 64,300 | $3,031,000 | thousands by filing date | call |
| LANDSTAR SYS INC COM | 515098101 | Stock | 46,861 | $3,028,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 79,719 | $3,021,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 220,369 | $3,017,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 76,942 | $3,015,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 29,382 | $3,015,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 209,059 | $3,012,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 55,446 | $3,010,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 207,917 | $3,004,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 123,772 | $3,000,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 205,632 | $2,998,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 93,849 | $2,997,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 265,594 | $2,989,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 100,000 | $2,986,000 | thousands by filing date | call |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 289,541 | $2,985,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 103,856 | $2,983,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 128,169 | $2,981,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 199,525 | $2,971,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 116,471 | $2,971,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 76,284 | $2,967,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 249,047 | $2,964,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 870,340 | $2,959,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 213,661 | $2,958,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,197,500 | $2,958,000 | thousands by filing date | call |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 225,479 | $2,949,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 79,156 | $2,944,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 33,202 | $2,940,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 42,900 | $2,938,000 | thousands by filing date | call |
| UNIFIRST CORP MASS | 904708104 | COM | 26,901 | $2,935,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 110,817 | $2,927,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 50,000 | $2,926,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 55,769 | $2,923,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 5,413,361 | $2,923,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 149,136 | $2,923,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 27,348 | $2,919,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 174,111 | $2,919,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 96,549 | $2,918,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 87,895 | $2,918,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 70,046 | $2,914,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 137,500 | $2,912,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 45,550 | $2,909,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 188,017 | $2,908,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 116,122 | $2,904,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 52,428 | $2,903,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 100,499 | $2,901,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 100,386 | $2,893,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 54,187 | $2,893,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 376,618 | $2,888,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 24,968 | $2,884,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 209,696 | $2,883,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 58,126 | $2,879,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 52,887 | $2,878,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 276,199 | $2,867,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 229,540 | $2,867,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 320,000 | $2,864,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 47,590 | $2,862,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 140,560 | $2,858,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 208,853 | $2,847,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 26,994 | $2,844,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 77,717 | $2,844,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 94,965 | $2,841,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 5,712 | $2,835,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 174,659 | $2,833,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 45,200 | $2,832,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 233,614 | $2,832,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 75,427 | $2,830,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 192,836 | $2,827,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,500,000 | $2,825,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652406 | COM | 126,409 | $2,823,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 91,027 | $2,819,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 64,837 | $2,801,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 21,736 | $2,798,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 79,142 | $2,798,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 29,600 | $2,797,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 100,000 | $2,788,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 102,302 | $2,780,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 45,858 | $2,774,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 144,712 | $2,760,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 126,576 | $2,758,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 35,923 | $2,758,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 104,985 | $2,756,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 90,104 | $2,747,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 16,503 | $2,746,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 15,000 | $2,744,000 | thousands by filing date | put |
| APTARGROUP INC COM | 038336103 | Stock | 34,974 | $2,742,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 80,000 | $2,735,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 496,691 | $2,732,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 101,700 | $2,710,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 210,000 | $2,705,000 | thousands by filing date | call |
| NNN REIT INC COM | 637417106 | REIT | 58,528 | $2,704,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 68,489 | $2,702,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 54,464 | $2,702,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 203,639 | $2,701,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 49,084 | $2,701,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 268,113 | $2,700,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 361,550 | $2,697,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 166,729 | $2,696,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 84,677 | $2,688,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 109,146 | $2,685,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 60,000 | $2,682,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 144,365 | $2,671,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 188,729 | $2,667,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 201,913 | $2,666,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 174,109 | $2,664,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 54,289 | $2,654,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 379,628 | $2,654,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 170,322 | $2,654,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 71,853 | $2,653,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 139,623 | $2,651,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 163,200 | $2,648,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 65,000 | $2,639,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 133,153 | $2,638,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 438,962 | $2,638,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 20,000 | $2,637,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 28,690 | $2,635,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 57,015 | $2,631,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 184,050 | $2,630,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 237,700 | $2,629,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,476,084 | $2,628,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 100,713 | $2,624,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 91,007 | $2,620,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 275,371 | $2,618,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 90,953 | $2,609,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 51,314 | $2,606,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 723,108 | $2,603,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 140,851 | $2,603,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 51,814 | $2,600,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 52,039 | $2,600,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 707,125 | $2,595,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 209,984 | $2,593,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 15,956 | $2,591,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 49,489 | $2,588,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 49,596 | $2,583,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 126,920 | $2,583,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 91,471 | $2,583,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 17,432 | $2,582,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 38,784 | $2,580,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 41,035 | $2,576,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 100,000 | $2,573,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 69,242 | $2,564,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 79,816 | $2,561,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 98,621 | $2,551,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 198,421 | $2,546,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 28,685 | $2,546,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 92,548 | $2,545,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 191,211 | $2,543,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 193,109 | $2,541,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 78,332 | $2,536,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 545,089 | $2,534,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 373,117 | $2,530,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 92,717 | $2,528,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 243,044 | $2,523,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 70,525 | $2,518,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 65,224 | $2,513,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 41,306 | $2,511,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 147,665 | $2,509,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 82,529 | $2,508,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 307,885 | $2,506,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 48,900 | $2,501,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 157,213 | $2,501,000 | thousands by filing date | put |
| GENPACT LIMITED SHS | G3922B107 | Stock | 91,952 | $2,500,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 91,295 | $2,498,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 46,140 | $2,496,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 161,541 | $2,491,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 75,000 | $2,490,000 | thousands by filing date | call |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 36,600 | $2,487,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 200,513 | $2,486,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 40,843 | $2,485,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 186,335 | $2,482,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 128,542 | $2,480,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 189,000 | $2,480,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 23,314 | $2,477,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 304,719 | $2,474,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 60,674 | $2,471,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 58,947 | $2,469,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 122,900 | $2,468,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 68,717 | $2,466,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 51,763 | $2,465,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 90,621 | $2,464,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 44,172 | $2,462,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 85,085 | $2,461,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 138,600 | $2,457,000 | thousands by filing date | put |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 167,540 | $2,456,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 49,904 | $2,452,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 241,469 | $2,448,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 105,618 | $2,447,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 47,213 | $2,446,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 604,261 | $2,441,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 449,560 | $2,441,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 86,257 | $2,440,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 165,684 | $2,436,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 166,960 | $2,434,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016908 | this filing | 2016-05-12 | acceptance time not in the bulk data set |