13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 7,683 holding rows worth $149,331,661,000.
- Accession
- 0000950123-16-016908
- Filer
- CIK 1610520
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 13,855 entries on the cover page, a total value of $149,331,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,331,721,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 94,169 | $7,799,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 70,800 | $7,784,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 402,600 | $7,778,000 | thousands by filing date | call |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 86,168 | $7,774,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 619,775 | $7,772,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 148,377 | $7,768,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 144,084 | $7,737,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 8,665 | $7,726,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 304,846 | $7,716,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 193,559 | $7,713,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 551,113 | $7,705,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 275,000 | $7,678,000 | thousands by filing date | call |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 209,343 | $7,673,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 189,761 | $7,670,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 112,750 | $7,639,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 466,326 | $7,602,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 583,470 | $7,591,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 269,467 | $7,586,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 304,577 | $7,578,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 125,000 | $7,570,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 170,735 | $7,557,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 100,500 | $7,549,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 175,277 | $7,544,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 155,117 | $7,536,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 63,733 | $7,517,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 7,700,000 | $7,517,000 | thousands by filing date | principal |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 528,711 | $7,492,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 184,548 | $7,491,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 707,769 | $7,489,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 242,483 | $7,488,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 117,000 | $7,474,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 539,247 | $7,474,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 185,200 | $7,458,000 | thousands by filing date | call |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 505,841 | $7,446,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 100,170 | $7,441,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 69,498 | $7,430,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 369,985 | $7,429,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 126,384 | $7,401,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 76,659 | $7,383,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 157,608 | $7,368,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 457,155 | $7,324,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 355,139 | $7,309,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 845,220 | $7,260,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 197,276 | $7,260,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 74,375 | $7,259,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 220,100 | $7,259,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 160,843 | $7,254,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 700,100 | $7,246,000 | thousands by filing date | put |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 71,954 | $7,234,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 639,134 | $7,222,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 441,556 | $7,215,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 200,300 | $7,205,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 183,800 | $7,199,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 76,228 | $7,198,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 452,554 | $7,196,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 686,812 | $7,191,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 602,689 | $7,190,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 240,000 | $7,166,000 | thousands by filing date | put |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 491,713 | $7,164,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 94,559 | $7,158,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 81,951 | $7,157,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 67,100 | $7,155,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 96,800 | $7,139,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 573,158 | $7,136,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 128,458 | $7,128,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 110,000 | $7,124,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 67,223 | $7,116,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 749,751 | $7,115,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 79,422 | $7,106,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 443,530 | $7,105,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 192,926 | $7,088,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 72,942 | $7,084,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 114,920 | $7,078,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 128,556 | $7,077,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 60,479 | $7,069,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 62,679 | $7,069,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 322,337 | $7,069,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 153,769 | $7,058,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 374,002 | $7,047,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 6,500,000 | $7,040,000 | thousands by filing date | principal |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 498,076 | $7,037,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 320,351 | $7,035,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 71,435 | $7,034,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,499,487 | $7,032,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 105,874 | $7,019,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 249,992 | $6,980,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 440,033 | $6,978,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 303,143 | $6,976,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 726,100 | $6,956,000 | thousands by filing date | put |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 530,000 | $6,954,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 115,900 | $6,938,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 515,715 | $6,931,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 251,508 | $6,901,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 137,142 | $6,864,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 147,405 | $6,853,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 490,342 | $6,845,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 189,493 | $6,842,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 59,519 | $6,837,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 560,660 | $6,829,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 150,331 | $6,820,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 205,000 | $6,816,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 121,478 | $6,810,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 258,302 | $6,804,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 5,975,000 | $6,804,000 | thousands by filing date | principal |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 503,670 | $6,800,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 175,675 | $6,786,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 54,566 | $6,783,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 493,933 | $6,767,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 409,463 | $6,748,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 486,800 | $6,747,000 | thousands by filing date | call |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 71,826 | $6,734,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 95,659 | $6,731,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 543,597 | $6,718,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 95,000 | $6,712,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 164,368 | $6,705,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 267,584 | $6,704,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 117,575 | $6,697,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 95,429 | $6,695,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 202,841 | $6,694,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 79,477 | $6,683,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 86,353 | $6,662,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 74,407 | $6,649,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 270,257 | $6,648,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 108,200 | $6,643,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,424,857 | $6,640,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 595,822 | $6,632,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 212,300 | $6,607,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 212,300 | $6,607,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 507,600 | $6,604,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 258,831 | $6,603,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 216,657 | $6,597,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,566,609 | $6,595,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 135,920 | $6,585,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 493,900 | $6,579,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 311,842 | $6,568,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 193,774 | $6,567,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 68,820 | $6,565,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 386,189 | $6,565,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 125,000 | $6,539,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 159,400 | $6,537,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 754,643 | $6,535,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 212,600 | $6,527,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 120,336 | $6,526,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 466,518 | $6,522,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 46,813 | $6,517,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 289,244 | $6,511,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 42,963 | $6,510,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 139,588 | $6,488,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 498,766 | $6,474,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 601,443 | $6,465,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 688,549 | $6,445,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 625,000 | $6,444,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 348,889 | $6,440,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,528,500 | $6,435,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 231,200 | $6,430,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 120,122 | $6,428,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 962,700 | $6,412,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 62,685 | $6,408,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 64,000 | $6,406,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 406,128 | $6,401,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 535,058 | $6,399,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 358,584 | $6,383,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 128,570 | $6,376,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 110,228 | $6,373,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 196,200 | $6,365,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 74,442 | $6,361,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 80,199 | $6,360,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 164,531 | $6,334,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 379,600 | $6,328,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 392,257 | $6,319,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 132,471 | $6,319,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 88,416 | $6,304,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 320,636 | $6,300,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 356,690 | $6,299,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 47,707 | $6,294,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 302,452 | $6,294,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 139,575 | $6,291,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 519,977 | $6,271,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 178,846 | $6,263,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 265,585 | $6,257,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 622,184 | $6,253,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 449,700 | $6,233,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 295,356 | $6,232,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 184,071 | $6,227,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 158,640 | $6,207,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 77,775 | $6,202,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 571,848 | $6,193,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 120,627 | $6,192,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 61,800 | $6,191,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 456,183 | $6,190,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 763,076 | $6,173,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 151,394 | $6,172,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 130,628 | $6,171,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 228,724 | $6,171,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 85,540 | $6,152,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 350,408 | $6,142,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 243,000 | $6,136,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 86,568 | $6,132,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 237,312 | $6,127,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 344,291 | $6,122,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 111,020 | $6,118,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 119,101 | $6,109,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 36,600 | $6,099,000 | thousands by filing date | call |
| INFRAREIT INC | 45685L100 | COM | 357,520 | $6,096,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 254,221 | $6,094,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 245,000 | $6,093,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 269,928 | $6,089,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 69,500 | $6,079,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 267,514 | $6,075,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 587,220 | $6,060,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 150,174 | $6,044,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 214,862 | $6,038,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 276,199 | $6,035,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 193,128 | $6,007,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 142,900 | $5,988,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 220,567 | $5,980,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 491,249 | $5,977,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 105,424 | $5,974,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 78,515 | $5,962,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 64,254 | $5,958,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 49,966 | $5,950,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 79,802 | $5,926,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 555,863 | $5,915,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 197,364 | $5,911,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 222,957 | $5,908,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 361,000 | $5,906,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 257,735 | $5,886,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 68,326 | $5,884,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 185,004 | $5,880,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 187,200 | $5,867,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 117,243 | $5,859,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 829,656 | $5,857,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 89,352 | $5,853,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 454,609 | $5,837,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 122,673 | $5,837,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 179,387 | $5,836,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 356,115 | $5,826,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 37,810 | $5,821,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 765,380 | $5,817,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 30,000 | $5,812,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 164,595 | $5,810,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 157,089 | $5,808,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 110,000 | $5,793,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 170,600 | $5,782,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 84,430 | $5,781,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 207,700 | $5,776,000 | thousands by filing date | put |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 56,486 | $5,774,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,045,512 | $5,760,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 407,772 | $5,754,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 233,878 | $5,753,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 110,514 | $5,745,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 223,508 | $5,735,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 153,753 | $5,717,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 168,960 | $5,704,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 73,004 | $5,685,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 80,230 | $5,668,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 39,800 | $5,647,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 699,656 | $5,646,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 354,831 | $5,645,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 208,800 | $5,638,000 | thousands by filing date | put |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 301,456 | $5,637,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 376,486 | $5,636,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 480,836 | $5,626,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 86,109 | $5,610,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 56,357 | $5,608,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 58,061 | $5,607,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 162,091 | $5,602,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 367,530 | $5,601,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 463,264 | $5,596,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 204,800 | $5,589,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 74,015 | $5,579,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 85,598 | $5,572,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 85,969 | $5,569,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 640,266 | $5,564,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 268,016 | $5,556,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 186,634 | $5,549,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 167,807 | $5,548,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 160,300 | $5,543,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 172,556 | $5,543,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 122,164 | $5,533,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 545,110 | $5,533,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 233,100 | $5,532,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 100,000 | $5,521,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 83,643 | $5,519,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 265,695 | $5,518,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 36,218 | $5,512,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 77,630 | $5,501,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 72,311 | $5,499,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 130,099 | $5,481,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 528,800 | $5,473,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 64,423 | $5,470,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 276,666 | $5,465,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 108,035 | $5,463,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 142,717 | $5,463,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 140,800 | $5,457,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 9,505,000 | $5,448,000 | thousands by filing date | principal |
| ZOES KITCHEN INC | 98979J109 | COM | 139,562 | $5,442,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 121,782 | $5,424,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 87,079 | $5,422,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 481,086 | $5,413,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 420,000 | $5,410,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 38,400 | $5,404,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 300,000 | $5,397,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 70,154 | $5,391,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 122,487 | $5,371,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 238,138 | $5,368,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 119,166 | $5,356,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 68,346 | $5,353,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 126,659 | $5,343,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 136,689 | $5,335,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 101,200 | $5,328,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 86,430 | $5,322,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 56,597 | $5,322,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 35,753 | $5,319,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 130,375 | $5,317,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 108,556 | $5,312,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 669,233 | $5,307,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 70,031 | $5,304,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 42,012 | $5,301,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 82,976 | $5,294,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 206,030 | $5,276,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 136,500 | $5,269,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 500,000 | $5,265,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 438,686 | $5,260,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 41,416 | $5,258,000 | thousands by filing date | call |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 53,771 | $5,226,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 82,701 | $5,215,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 386,100 | $5,212,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 213,645 | $5,207,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 79,824 | $5,202,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 600,600 | $5,201,000 | thousands by filing date | put |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 43,818 | $5,192,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 139,075 | $5,186,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 479,318 | $5,167,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 332,986 | $5,162,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 283,765 | $5,162,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 317,438 | $5,155,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,184,706 | $5,154,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 36,600 | $5,151,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 326,801 | $5,150,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,514,539 | $5,149,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 286,854 | $5,149,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,247,361 | $5,140,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,219,200 | $5,133,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 53,875 | $5,126,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 333,744 | $5,120,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 50,047 | $5,110,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 450,120 | $5,108,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 197,654 | $5,103,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 292,606 | $5,083,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 187,555 | $5,081,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 188,046 | $5,077,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 43,582 | $5,074,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 64,324 | $5,071,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 54,469 | $5,068,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2,923 | $5,064,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 500,000 | $5,050,000 | thousands by filing date | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 74,181 | $5,038,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 427,705 | $5,025,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 586,760 | $5,023,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 138,745 | $5,015,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 264,497 | $5,004,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 299,956 | $5,003,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 84,344 | $5,002,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 81,280 | $4,999,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 119,981 | $4,990,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 200,000 | $4,976,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 70,310 | $4,971,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 79,973 | $4,948,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 263,320 | $4,942,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 71,860 | $4,942,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 80,481 | $4,940,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 172,401 | $4,936,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 59,116 | $4,934,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 101,602 | $4,934,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 250,427 | $4,934,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 746,396 | $4,927,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 234,800 | $4,924,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 88,600 | $4,914,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,242,074 | $4,906,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 79,100 | $4,896,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 37,500 | $4,896,000 | thousands by filing date | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 58,351 | $4,896,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 30,000 | $4,894,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 113,667 | $4,894,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 212,918 | $4,887,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 112,400 | $4,885,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 66,643 | $4,883,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 348,062 | $4,880,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 94,631 | $4,875,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 504,035 | $4,874,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 209,521 | $4,857,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 207,959 | $4,856,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 382,810 | $4,851,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 162,300 | $4,846,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 25,000 | $4,844,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 643,750 | $4,841,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 95,927 | $4,836,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 153,800 | $4,834,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 561,900 | $4,827,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 168,551 | $4,816,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 184,364 | $4,812,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 364,301 | $4,812,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 175,281 | $4,806,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 373,083 | $4,802,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 228,076 | $4,802,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 289,936 | $4,787,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 96,793 | $4,785,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 80,471 | $4,770,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 143,500 | $4,764,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 120,868 | $4,758,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 804,542 | $4,755,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 250,000 | $4,755,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 190,834 | $4,748,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 988,599 | $4,745,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 102,000 | $4,728,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 662,300 | $4,722,000 | thousands by filing date | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 185,979 | $4,716,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 366,457 | $4,709,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 428,938 | $4,706,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 187,353 | $4,703,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 623,379 | $4,700,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 329,334 | $4,690,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 82,341 | $4,683,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 188,715 | $4,681,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 100,472 | $4,679,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 223,252 | $4,671,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 312,899 | $4,668,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 327,206 | $4,653,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 190,067 | $4,647,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 573,770 | $4,642,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 227,908 | $4,624,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 203,400 | $4,619,000 | thousands by filing date | call |
| HILL ROM HLDGS INC | 431475102 | COM | 91,814 | $4,618,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 64,414 | $4,613,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 480,718 | $4,610,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 106,549 | $4,607,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 369,389 | $4,606,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 43,065 | $4,598,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 94,979 | $4,597,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 45,728 | $4,591,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 404,500 | $4,591,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 59,995 | $4,586,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 155,000 | $4,574,000 | thousands by filing date | put |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 93,550 | $4,568,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 5,731,000 | $4,567,000 | thousands by filing date | principal |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 129,127 | $4,566,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 87,152 | $4,562,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 98,014 | $4,561,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 826,134 | $4,561,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 281,532 | $4,561,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 121,366 | $4,559,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 30,020 | $4,547,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 257,936 | $4,514,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 410,469 | $4,511,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 58,900 | $4,508,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 69,577 | $4,508,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 84,057 | $4,492,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 689,576 | $4,489,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 43,965 | $4,486,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 207,730 | $4,485,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 53,374 | $4,481,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 145,667 | $4,472,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 60,000 | $4,471,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 131,863 | $4,469,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 190,364 | $4,466,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 64,501 | $4,466,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 110,604 | $4,465,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 97,611 | $4,456,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 44,271 | $4,455,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 588,784 | $4,451,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 552,116 | $4,450,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 217,300 | $4,446,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 110,937 | $4,440,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 89,304 | $4,436,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 72,000 | $4,434,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 360,919 | $4,424,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 284,515 | $4,413,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 400,000 | $4,412,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 427,555 | $4,409,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 100,000 | $4,403,000 | thousands by filing date | call |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 202,483 | $4,398,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 52,129 | $4,392,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 50,000 | $4,387,000 | thousands by filing date | call |
| EATON VANCE CORP | 278265103 | COM NON VTG | 130,718 | $4,381,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 119,451 | $4,367,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 13,200 | $4,365,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 37,192 | $4,363,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 79,000 | $4,354,000 | thousands by filing date | put |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 322,807 | $4,342,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 50,000 | $4,330,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 148,110 | $4,328,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 308,855 | $4,318,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 81,600 | $4,317,000 | thousands by filing date | call |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 407,792 | $4,314,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 54,411 | $4,312,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 579,663 | $4,301,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 155,797 | $4,298,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 413,490 | $4,296,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 150,000 | $4,295,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016908 | this filing | 2016-05-12 | acceptance time not in the bulk data set |