13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 7,683 holding rows worth $149,331,661,000.
- Accession
- 0000950123-16-016908
- Filer
- CIK 1610520
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 13,855 entries on the cover page, a total value of $149,331,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,331,721,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FEDEX CORP COM | 31428X106 | Stock | 102,100 | $16,614,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,162,264 | $16,586,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 216,405 | $16,566,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 70,797 | $16,557,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 361,179 | $16,538,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 779,948 | $16,519,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 448,653 | $16,515,000 | thousands by filing date | call |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,108,497 | $16,495,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 311,600 | $16,486,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,157,268 | $16,481,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 766,012 | $16,423,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 223,424 | $16,394,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 316,519 | $16,380,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 104,239 | $16,364,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,114,443 | $16,316,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 639,729 | $16,307,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 308,700 | $16,290,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 215,603 | $16,265,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,672,732 | $16,226,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 305,000 | $16,110,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 209,100 | $16,098,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 462,177 | $16,089,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 232,000 | $16,087,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 300,300 | $16,069,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 303,981 | $16,065,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 174,189 | $16,057,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 1,077,297 | $16,041,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 161,683 | $16,003,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 112,255 | $15,986,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 144,865 | $15,979,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 155,799 | $15,971,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,201,115 | $15,962,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,738,502 | $15,942,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 386,130 | $15,940,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 562,705 | $15,907,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 961,215 | $15,889,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 328,200 | $15,872,000 | thousands by filing date | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,761,100 | $15,868,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 956,501 | $15,859,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 589,086 | $15,852,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 391,443 | $15,847,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,042,704 | $15,818,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 168,795 | $15,770,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 244,992 | $15,760,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 157,300 | $15,746,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,083,666 | $15,734,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 108,900 | $15,687,000 | thousands by filing date | put |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 330,860 | $15,613,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 119,000 | $15,543,000 | thousands by filing date | call |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 84,995 | $15,534,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 237,662 | $15,481,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 231,175 | $15,411,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 182,600 | $15,382,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 495,858 | $15,332,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 177,167 | $15,237,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 371,443 | $15,196,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 452,705 | $15,184,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 390,197 | $15,139,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 258,335 | $15,125,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 803,683 | $15,109,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 655,415 | $15,068,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 141,027 | $15,060,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 1,080,352 | $15,049,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 478,302 | $15,042,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 161,763 | $15,038,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 188,093 | $15,032,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 600,000 | $15,006,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 165,512 | $15,005,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 152,097 | $14,979,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 452,404 | $14,960,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 228,893 | $14,954,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 275,096 | $14,921,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 180,093 | $14,850,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 197,416 | $14,806,000 | thousands by filing date | put |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 120,859 | $14,803,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,296,600 | $14,794,000 | thousands by filing date | put |
| iShares Global Tech ETF | 464287291 | SHS | 147,372 | $14,715,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,098,362 | $14,696,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,651,107 | $14,687,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 310,789 | $14,651,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 233,500 | $14,632,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 609,106 | $14,600,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 250,000 | $14,578,000 | thousands by filing date | call |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 1,109,898 | $14,562,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 902,829 | $14,536,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 229,200 | $14,513,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 804,864 | $14,480,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 143,031 | $14,479,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 337,998 | $14,368,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 201,031 | $14,309,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,555,218 | $14,283,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 288,080 | $14,257,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 210,000 | $14,228,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 213,926 | $14,225,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 163,245 | $14,155,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 161,300 | $14,153,000 | thousands by filing date | put |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 357,865 | $14,118,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 134,891 | $14,089,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 347,615 | $14,079,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,032,502 | $14,073,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,990,751 | $13,995,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 724,400 | $13,995,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 110,248 | $13,978,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 147,300 | $13,973,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 164,260 | $13,958,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,353,303 | $13,938,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 129,016 | $13,910,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 226,984 | $13,888,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 88,200 | $13,846,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,297,207 | $13,841,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 272,000 | $13,834,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 127,800 | $13,828,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 708,600 | $13,825,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 208,215 | $13,805,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 513,655 | $13,797,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 285,767 | $13,774,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 29,216 | $13,759,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 115,285 | $13,754,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 350,554 | $13,749,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 165,000 | $13,733,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 277,701 | $13,699,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,307,300 | $13,687,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,930,036 | $13,684,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,679,651 | $13,672,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 145,302 | $13,627,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 2,092,470 | $13,622,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 239,000 | $13,613,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 283,524 | $13,612,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,808,687 | $13,565,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 391,000 | $13,525,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 210,700 | $13,514,000 | thousands by filing date | put |
| ISHARES TR | 464287713 | US TELECOM ETF | 438,353 | $13,471,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 96,701 | $13,462,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 105,898 | $13,457,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 495,293 | $13,373,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 807,500 | $13,364,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 347,496 | $13,344,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 125,452 | $13,338,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 161,614 | $13,330,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 141,352 | $13,328,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 367,814 | $13,300,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 350,426 | $13,270,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 115,927 | $13,250,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,268,893 | $13,250,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,388,322 | $13,244,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,325,390 | $13,214,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 214,000 | $13,155,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 387,887 | $13,149,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 880,194 | $13,124,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 625,000 | $13,094,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 479,800 | $13,094,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 174,200 | $13,065,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,158,887 | $13,026,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 511,680 | $12,986,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 702,919 | $12,983,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 476,401 | $12,959,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 813,500 | $12,943,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 662,400 | $12,923,000 | thousands by filing date | call |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 877,234 | $12,913,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 138,150 | $12,897,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 213,912 | $12,852,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 349,314 | $12,848,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 245,082 | $12,820,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 939,954 | $12,812,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 750,116 | $12,737,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 204,259 | $12,725,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 266,265 | $12,721,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,137,100 | $12,667,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 334,523 | $12,638,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,827,771 | $12,612,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,105,000 | $12,608,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 372,800 | $12,588,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 430,700 | $12,576,000 | thousands by filing date | call |
| ISHARES TR | 46434V886 | CMN | 497,270 | $12,561,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 228,367 | $12,560,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 620,709 | $12,520,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,652,684 | $12,511,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 15,693 | $12,502,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 211,018 | $12,497,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 455,400 | $12,496,000 | thousands by filing date | call |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 368,772 | $12,446,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 203,760 | $12,442,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 698,941 | $12,441,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 475,366 | $12,436,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 390,164 | $12,415,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 90,617 | $12,410,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 223,460 | $12,409,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 368,784 | $12,373,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 99,995 | $12,367,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 560,711 | $12,364,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 165,500 | $12,331,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 430,751 | $12,298,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 87,274 | $12,232,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 257,059 | $12,193,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 751,283 | $12,178,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,331,320 | $12,168,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 225,900 | $12,131,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 100,974 | $12,124,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 55,459 | $12,098,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,219,604 | $12,062,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 405,000 | $12,041,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 648,831 | $12,036,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 197,000 | $12,033,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 919,132 | $12,022,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 54,515 | $12,011,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,339,724 | $11,991,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 465,986 | $11,986,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 815,700 | $11,974,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 151,700 | $11,918,000 | thousands by filing date | call |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 300,000 | $11,910,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 305,856 | $11,901,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 189,890 | $11,893,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 365,000 | $11,892,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 123,080 | $11,853,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 450,700 | $11,808,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 92,258 | $11,802,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 219,050 | $11,802,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 144,861 | $11,795,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 95,000 | $11,783,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 184,950 | $11,704,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 208,628 | $11,695,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 299,158 | $11,682,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 261,461 | $11,682,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 323,682 | $11,678,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 316,873 | $11,664,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 620,043 | $11,663,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 67,444 | $11,643,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 290,300 | $11,638,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 1,054,612 | $11,633,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,198,856 | $11,629,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,964,061 | $11,627,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 852,374 | $11,626,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 751,031 | $11,566,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,033,561 | $11,535,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 550,533 | $11,534,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 230,365 | $11,527,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 248,776 | $11,508,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,057,699 | $11,502,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 317,700 | $11,488,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 385,537 | $11,479,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 237,178 | $11,479,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 365,300 | $11,474,000 | thousands by filing date | call |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 508,101 | $11,457,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 7,260,000 | $11,448,000 | thousands by filing date | principal |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 310,925 | $11,430,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,192,142 | $11,421,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 702,137 | $11,410,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 236,300 | $11,345,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 93,575 | $11,315,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 164,000 | $11,265,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 600,000 | $11,244,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 274,076 | $11,210,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 521,228 | $11,206,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 979,146 | $11,191,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 318,360 | $11,187,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 97,191 | $11,183,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 738,337 | $11,164,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 1,340,223 | $11,151,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 344,600 | $11,148,000 | thousands by filing date | call |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 716,093 | $11,143,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 97,400 | $11,138,000 | thousands by filing date | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 191,914 | $11,121,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 148,074 | $11,116,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 753,526 | $11,061,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 564,035 | $11,055,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 391,400 | $11,018,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 726,894 | $11,012,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 2,543,018 | $11,011,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 399,446 | $10,921,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 893,120 | $10,914,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,213,184 | $10,907,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,298,105 | $10,893,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 618,906 | $10,874,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 79,823 | $10,866,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 737,086 | $10,865,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 389,650 | $10,863,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 407,511 | $10,840,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 97,946 | $10,839,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 362,400 | $10,832,000 | thousands by filing date | put |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 103,805 | $10,762,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 363,787 | $10,735,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,022,203 | $10,723,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 720,100 | $10,722,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,834,300 | $10,712,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 220,000 | $10,710,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 6,875,000 | $10,704,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 759,057 | $10,695,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 202,400 | $10,691,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 29,628 | $10,679,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 110,790 | $10,664,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 69,825 | $10,660,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 562,860 | $10,627,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 468,076 | $10,602,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 195,341 | $10,599,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 354,397 | $10,582,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 158,878 | $10,546,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 259,300 | $10,538,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 322,468 | $10,471,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 351,921 | $10,463,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 216,834 | $10,408,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 30,149 | $10,394,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 97,000 | $10,381,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 724,248 | $10,357,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 247,500 | $10,353,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 168,888 | $10,350,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 328,845 | $10,328,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 402,998 | $10,321,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 759,900 | $10,319,000 | thousands by filing date | put |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 105,503 | $10,319,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 485,919 | $10,311,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 306,693 | $10,308,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 162,440 | $10,285,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 221,600 | $10,280,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 77,473 | $10,216,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 91,886 | $10,207,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 2,302,941 | $10,202,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 220,000 | $10,197,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 81,756 | $10,196,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 173,445 | $10,185,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 92,300 | $10,147,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 223,558 | $10,146,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 182,901 | $10,142,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 534,572 | $10,119,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 251,200 | $10,116,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 860,151 | $10,107,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 479,831 | $10,101,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 551,473 | $10,097,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 199,400 | $10,080,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 139,194 | $10,007,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,990,703 | $9,993,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 117,810 | $9,966,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,500,000 | $9,960,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 160,901 | $9,916,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 791,668 | $9,911,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 215,445 | $9,910,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 171,738 | $9,906,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 236,756 | $9,902,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 129,500 | $9,898,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 279,861 | $9,885,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 225,903 | $9,870,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 436,824 | $9,850,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 626,799 | $9,834,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 557,370 | $9,821,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 243,386 | $9,805,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 524,028 | $9,794,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 11,415,000 | $9,781,000 | thousands by filing date | principal |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 219,594 | $9,768,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,255,051 | $9,764,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 456,199 | $9,763,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 135,339 | $9,760,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 247,366 | $9,749,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 106,292 | $9,738,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 3,298,775 | $9,731,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 294,549 | $9,714,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,744,370 | $9,682,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 145,743 | $9,635,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 100,000 | $9,618,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 536,158 | $9,592,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 160,000 | $9,578,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 184,786 | $9,568,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 157,800 | $9,531,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 503,122 | $9,489,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 463,166 | $9,468,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 203,224 | $9,466,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 424,722 | $9,437,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 77,291 | $9,428,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 319,084 | $9,417,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 65,529 | $9,409,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 354,210 | $9,407,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 46,434 | $9,400,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 542,911 | $9,392,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 106,036 | $9,382,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 224,257 | $9,378,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 937,631 | $9,376,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 404,104 | $9,371,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 381,801 | $9,369,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 96,300 | $9,367,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 184,100 | $9,363,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,182,153 | $9,351,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 200,568 | $9,349,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 442,736 | $9,346,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 603,200 | $9,332,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 133,425 | $9,312,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 68,717 | $9,260,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 293,203 | $9,247,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,522,251 | $9,224,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 976,930 | $9,193,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 116,000 | $9,192,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 160,867 | $9,167,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,101,511 | $9,162,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 207,500 | $9,149,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,128,753 | $9,131,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 157,648 | $9,116,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 150,000 | $9,104,000 | thousands by filing date | call |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 72,915 | $9,101,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,127,080 | $9,084,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 521,612 | $9,076,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 174,114 | $9,057,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 368,061 | $9,054,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 715,339 | $9,042,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 147,562 | $9,031,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 317,000 | $9,025,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 80,500 | $9,020,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 262,239 | $9,018,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 121,369 | $9,010,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 227,829 | $8,974,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 87,500 | $8,967,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 563,163 | $8,960,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 234,155 | $8,947,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 243,665 | $8,945,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 125,000 | $8,911,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 116,091 | $8,909,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 288,015 | $8,873,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 124,121 | $8,869,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 248,100 | $8,862,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 92,062 | $8,861,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 88,400 | $8,848,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 165,000 | $8,829,000 | thousands by filing date | call |
| STERIS PLC | G84720104 | SHS USD | 124,236 | $8,827,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 44,653 | $8,816,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 482,023 | $8,812,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 102,569 | $8,802,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 296,169 | $8,758,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 362,901 | $8,757,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,122,199 | $8,743,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,113,232 | $8,739,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 119,065 | $8,737,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 84,100 | $8,724,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 97,084 | $8,719,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 94,200 | $8,675,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 113,180 | $8,637,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 48,000 | $8,627,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 279,181 | $8,596,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 602,965 | $8,568,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 269,964 | $8,566,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 466,057 | $8,566,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,464,077 | $8,566,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 79,950 | $8,559,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,200 | $8,544,000 | thousands by filing date | call |
| MSCI INC COM | 55354G100 | Stock | 114,773 | $8,503,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 75,248 | $8,492,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 393,795 | $8,478,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 312,488 | $8,475,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 250,000 | $8,460,000 | thousands by filing date | call |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 238,034 | $8,407,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,614,563 | $8,364,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 327,218 | $8,357,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 189,000 | $8,333,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 103,855 | $8,319,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 77,268 | $8,309,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 712,613 | $8,309,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 137,414 | $8,303,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 217,905 | $8,300,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 180,832 | $8,294,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 181,600 | $8,292,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 140,683 | $8,286,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 174,884 | $8,277,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 103,415 | $8,275,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 619,935 | $8,246,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 5,000,000 | $8,225,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100,000 | $8,215,000 | thousands by filing date | call |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 348,570 | $8,213,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 778,930 | $8,210,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 105,000 | $8,175,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 687,359 | $8,166,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 39,819 | $8,156,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 102,374 | $8,149,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 84,656 | $8,142,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 730,099 | $8,133,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 111,049 | $8,072,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 305,366 | $8,062,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 190,000 | $8,054,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 398,920 | $8,054,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 372,437 | $8,041,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 98,942 | $8,025,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 268,935 | $8,020,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 206,420 | $8,016,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,650 | $8,013,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 644,325 | $7,996,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 575,595 | $7,995,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 332,466 | $7,980,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 167,192 | $7,967,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 34,106 | $7,962,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 634,725 | $7,941,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 274,765 | $7,919,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 917,446 | $7,908,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 109,934 | $7,897,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 96,042 | $7,890,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 160,565 | $7,888,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 594,408 | $7,876,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 397,717 | $7,863,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 212,562 | $7,863,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 359,575 | $7,839,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 912,348 | $7,819,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 97,211 | $7,818,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 96,287 | $7,813,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 508,675 | $7,813,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 200,000 | $7,810,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 476,900 | $7,802,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,200,000 | $7,800,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016908 | this filing | 2016-05-12 | acceptance time not in the bulk data set |